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. 2018 Feb 5;2018(1):31. doi: 10.1186/s13660-018-1624-z

On asphericity of convex bodies in linear normed spaces

Nashat Faried 1, Ahmed Morsy 2,, Aya M Hussein 1
PMCID: PMC5799377  PMID: 29445261

Abstract

In 1960, Dvoretzky proved that in any infinite dimensional Banach space X and for any ϵ>0 there exists a subspace L of X of arbitrary large dimension ϵ-iometric to Euclidean space. A main tool in proving this deep result was some results concerning asphericity of convex bodies. In this work, we introduce a simple technique and rigorous formulas to facilitate calculating the asphericity for each set that has a nonempty boundary set with respect to the flat space generated by it. We also give a formula to determine the center and the radius of the smallest ball containing a nonempty nonsingleton set K in a linear normed space, and the center and the radius of the largest ball contained in it provided that K has a nonempty boundary set with respect to the flat space generated by it. As an application we give lower and upper estimations for the asphericity of infinite and finite cross products of these sets in certain spaces, respectively.

Keywords: Dvoretzky theorem, Cross product of convex bodies, Asphericity, Convex set

Introduction and basic definitions

In his profound and famous result, Dvoretzky 1960 [1, 2] proved that in any infinite dimensional Banach space X and for any ϵ>0 and natural number n there exists a subspace L of X with dimL=n such that 1d(L,Rn)<1+ϵ, where d is the Banch–Mazur distance. The Banach–Mazur distance of two isomorphic Banach spaces E and F, is defined by d(E,F)=infTT1, where the infimum is taken over all isomorphisms T from E onto F [3]. This result gave an affirmative answer to the conjecture raised by Grothendieck [4]: ‘Pour n and ϵ donnés, tout espace de Banach E de dimension assez grande contient un sous-espace isomorphe à ϵ près à l’espace de Hilbert de dimension n’. To get this result he proved that if C is a convex body (compact convex set with non-void interior) symmetric about the origin in an Euclidean space of sufficiently high dimension, there exists a k-dimensional subspace whose intersection with C has arbitrary small asphericity. This motivated us to give rigorous formulas which facilitate calculating the center and the radius of the smallest ball containing a set K in a linear normed space, and the center and the radius of the largest ball contained in it provided that K has a nonempty boundary set with respect to the flat space generated by it. Also, we use a formula to calculate the asphericity for each set has a nonempty boundary set with respect to the flat space generated by it. This allowed us to get lower and upper estimations for the asphericity of infinite and finite cross product of these sets in certain spaces, respectively.

Definition 1.1

In linear normed space:

  • (i)

    A ball of largest diameter that lies entirely in a compact convex set S is called an inball of S. The ball of smallest diameter that enloses S is called the circumball [5].

  • (ii)

    A convex set C is called spherical to within ϵ, where 1>ϵ>0, if there exist in the flat space generated by C (the smallest affine subspace that includes C as a subset) two concentric balls B1 and B2 of radii r(1ϵ) and r such that B1CB2. The greatest lower bound of that ϵ having the above property is called the asphericity of C and is denoted by α(C) [1, 2].

Definition 1.2

([6])

The set A in the Euclidean space Rn is called flat (linear variety, variety, and affine subspace) if whenever it contains two points, it also contains the entire line through them i.e. A is flat if λa+μbA whenever a,bA and λ+μ=1.

The condition for a set to be convex is less restrictive than for it to be flat, and so every flat set is a convex set. The term subspace of a linear space is used only for a flat set containing the origin.

To calculate the asphericity of any nonempty nonsingleton set C in a linear normed space such that rbd(C) is a nonempty set where rbd(C) is the boundary of C taken with respect to the flat space generated by the set C, we use the following formula:

Γ(C)=infxrint(C)[supyCd(x,y)infzrbd(C)d(x,z)]. 1

Remark 1.3

([7])

Any nonempty nonsingleton bounded convex set C in finite dimensional linear normed space has nonempty rbd(C) set.

As an application, we give lower and upper estimations for the asphericity of infinite and finite cross product of sets in certain spaces, respectively, where each set has a nonempty boundary set with respect to the flat space generated by it.

A technical lemma

In this section we mention a lemma that will be frequently used during the rest of the work.

Lemma 2.1

  • (i)
    Let (αjn)j=1, n=1,2,3, , be a countable family of summable sequences of real numbers, then for any p1 we get
    (j=1infn|αjn|)1/pinfn(j=1|αjn|)1/psupn(j=1|αjn|)1/p(j=1supn|αjn|)1/p
    provided that j=1supn|αjn| exists.
  • (ii)
    Let (αi)iI and (βj)jJ be two bounded sequences of two independent sets of indices I and J, then for any p1 we get
    supiIsupjJ(|αi|+|βj|)1/p=(supi|αi|+supj|βj|)1/pandinfiIinfjJ(|αi|+|βj|)1/p=(infi|αi|+infj|βj|)1/p,
    where the supremum and infimum in the LHSs are taken over all possible choices of iI and jJ.
  • (iii)
    For an infinite sequence of independent sets of indices J(n) and for a countable number of bounded sequences (αjnn)jnJ(n), n=1,2,3, , we get for any p1
    supj1J(1)supj2J(2)(n=1|αjnn|)1/p=(n=1supjnJ(n)|αjnn|)1/pandinfj1J(1)infj2J(2)(n=1|αjnn|)1/p=(n=1infjnJ(n)|αjnn|)1/p
    provided that n=1supjnJ(n)|αjnn| exists.

Results and discussion

In the following we suggest two formulas to determine the radii and the centers of the smallest ball containing any nonempty nonsingleton set C in a linear normed space and the largest ball contained in it provided that rbd(C) is a nonempty set.

Definition 3.1

Let C be a nonempty nonsingleton set in a linear normed space such that rbd(C) then

Δ(C):=infxCsupyCxy

is the radius of the smallest ball containing the set and

δ(C):=supxCinfyrbd(C)xy

is the radius of the largest ball contained in the set.

Proposition 3.2

Let C be a nonempty nonsingleton compact set in a linear normed space such that rbd(C) then

  • (i)

    There exist x0 and y0C satisfying Δ(C)=x0y0.

  • (ii)

    There exist x0C and y0rbd(C) satisfying δ(C)=x0y0.

Proof

The proof is easy and will be omitted. □

Remark 3.3

The center and the radius of the circumball is unique, but for the inball, the radius is unique but the center may not be unique. For example, the rectangle with vertices (2,1), (2,1), (2,1) and (2,1), any point belongs to the line segment on the x-axis between (1,0) and (1,0) can be a center for an inball.

Proposition 3.4

The asphericity α(C) of a nonempty nonsingleton set C in a linear normed space such that rbd(C) is a nonempty set can be expressed as α(C)=11Γ(C).

Proof

From the definition of α(C), η>0 ϵη, such that

α(C)ϵη<α(C)+η

and B1CB2 where B1 and B2 are two concentric balls in the flat space generated by C with center x0 (i.e. x0 is an element of rint(C) (the interior of C with respect to the flat space generated by C)) and of radii r(1ϵη) and r. Then we can say that B1CB2 where B1 and B2 are two concentric balls in the flat space generated by C with center x0 and of radii r(1α(C)η) and r. Then rsupyCd(x0,y) and infzrbd(C)d(x0,z)r(1α(C)η). Then

Γ(C)supyCd(x0,y)infzrbd(C)d(x0,z)rr(1α(C)η).

So, 1α(C)η1Γ(C). Therefore, 11Γ(C)α(C)+η.

On the other hand, ϵ>0 x0rint(C), such that

Γ(C)supyCd(x0,y)infzrbd(C)d(x0,z)<Γ(C)+ϵ.

Then supyCd(x0,y)<(Γ(C)+ϵ)infzrbd(C)d(x0,z). Taking r=supyCd(x0,y) and r(1ϵ)=infzrbd(C)d(x0,z), then rΓ(C)+ϵ<r(1ϵ). So, 1Γ(C)+ϵ<1ϵ. So, ϵ<11Γ(C)+ϵ. Therefore, α(C)<11Γ(C)+ϵ. Since ϵ is arbitrary, α(C)11Γ(C). □

Lemma 3.5

For any set C in a linear normed space such that rbd(C), let Cc be the complement of C taken with respect to the flat space generated by C. Then

supxCinfyrbd(C)d(x,y)=supxCinfyCcd(x,y).

Proof

For every xC, let αx=infyrbd(C)d(x,y), βx=infyCcd(x,y). Then for every ϵ>0 there exist yϵrbd(C) and zϵCc such that

αxd(x,yϵ)<αx+ϵ/2,d(yϵ,zϵ)<ϵ/2.

Then we have βxd(x,zϵ)d(x,yϵ)+d(yϵ,zϵ)<αx+ϵ. On the other hand, for every yCc there exists ϵy such that

d(y,x)ϵyαx.

Therefore infyCcd(y,x)αx+infyCcϵy. Since infyCcϵy=0, we get the result. □

Remark 3.6

For any nonempty nonsingleton set C in a linear normed space such that rbd(C) and rint(C)

Γ(C)=infxrint(C)[supyCd(x,y)infzrbd(C)d(x,z)]=infxint(C)(supyCd(x,y)supzrbd(C)1d(x,z))infxint(C)supyCd(x,y)infxint(C)supzrbd(C)1d(x,z)=infxint(C)supyCd(x,y)supxint(C)infzrbd(C)d(x,z)infxCsupyCd(x,y)supxCinfzrbd(C)d(x,z)=Δ(C)δ(C).

Definition 3.7

We say that a nonempty nonsingleton set C in a linear normed space such that rbd(C) and rint(C) are nonempty sets is regular if the center of its circumball is one of the centers for its inballs and in this case

Δ(C)δ(C)=Γ(C).

Definition 3.8

([5])

A compact set C in Rn is said to be of constant width δ if every pair of parallel supporting hyperplanes are separated by a distance δ.

Example 3.9

If ARn is a compact convex set of constant width σ, then A has a unique inball, which is concentric with its circumball, and σ=R+r where r and R are the radii of the inball and the circumball, respectively. So A is a regular set.

Theorem 3.10

Let X1,X2, be a sequence of linear normed spaces. Let Ci be a nonempty nonsingleton set in a linear normed space Xi such that rbd(Ci), i=1,2,3, , and rint(Ci) for some i. Let i=1Cilp(Xi) where lp(Xi) is the linear subspace of the Cartesian product X1×X2×X3 equipped with the norm xp=i=1xipp and (Δ(Ci))i=1 and (δ(Ci))i=1lp then

1.Δ(i=1Ci)=(i=1Δp(Ci))1/p,2.δ(i=1Ci)(i=1δp(Ci))1/p,3.α(i=1Ci)1[i=1δp(Ci)/i=1Δp(Ci)]1/p.

Proof

Let Δ(Ci)=infxCisupyCid(x,y) and δ(Ci)=supxCiinfzCicd(x,z), i=1,2, , be the radius of the circumball contaning Ci and the radius of the inball contained in Ci, respectively. From Lemma 2.1(iii) we get

Δ(i=1Ci)=infx1C1,x2C2,supy1C1,y2C2,(i=1xiyip)1/p=infx1C1,x2C2,(i=1supyiCixiyip)1/p=(i=1infxiCisupyiCixiyip)1/p=(i=1Δp(Ci))1/p.

On the other hand, since i=1rbd(Ci)rbd(i=1Ci) we get

δ(i=1Ci)=supx1C1,x2C2,infyrbd(i=1Ci)(i=1xiyip)1/psupx1C1,x2C2,infyi=1rbd(Ci)(i=1xiyip)1/p=supx1C1,x2C2,(i=1infyirbd(Ci)xiyip)1/p=(i=1supxiCiinfyirbd(Ci)xiyip)1/p=(i=1δp(Ci))1/p.

Now, we get a lower estimation for the asphericity α(i=1Ci) of an infinite cross product of these sets. We have

Γ(i=1Ci)(i=1Δp(Ci)i=1δp(Ci))1/p.

Hence,

α(i=1Ci)1(i=1δp(Ci)i=1Δp(Ci))1/p.

 □

Lemma 3.11

Let [ξi:iI], [ηj:jJ] be two bounded families of real numbers then max(infiIξi,infjJηj)=infiI,jJmax(ξi,ηj).

Proof

Let α=infiI,jJmax(ξi,ηj). Therefore by taking a sequence (ϵn) convergent to zero we get αmax(ξn,ηn)<α+ϵn. Therefore, there exists either a sequence ξnk such that αξnk<α+ϵnk or a sequence ηnk such that αηnk<α+ϵnk. So, we get either infiIξi=α or infjJηj=α. So, we get max(infiIξi,infjJηj)α.

On the other hand, β=max(infiIξi,infjJηj)max(ξi,ηj) for all iI and jJ. Then max(infiIξi,infjJηj)infiI,jJmax(ξi,ηj). □

Similarly, we can prove the following.

Lemma 3.12

  1. Let (ξijj)ijIj, j=1,2,,n be any finite number of bounded families of real numbers, then max1jninfijIjξijj=infijIjmax1jnξijj.

  2. Let (ξij)iI, j=1,2,,n, be any finite number of bounded families of real numbers, then max1jninfiIξijinfiImax1jnξij.

Theorem 3.13

Let X1,X2, be a sequence of linear normed spaces and Ci be a nonempty nonsingleton set in Xi such that rbd(Ci) is a nonempty set, i=1,2,3, . Let Cil(Xi) where l(Xi) is the linear subspace of the Cartesian product X1×X2×X3 equipped with the norm x=supiNxi, then (i)

infi(Γ(Ci))Γ(iCi),

(ii) for any finite number of closed convex sets Ci in a finite dimensional linear normed space Xi such that rbd(Ci) is a nonempty set, i=1,2,,n, and in particular, for any finite number of convex bodies Ci in a finite dimensional linear normed space Xi, i=1,,n,

Γ(i=1nCi)max(Γ(C1),,Γ(Cn),Δ(C1)/δ(Cn),,Δ(Cn)/δ(C1))).

Proof of (i)

For each η>0 there exists x˜rint(i=1Ci) such that

supyi=1Cix˜yinfzrbd(i=1Ci)x˜z<Γ(i=1Ci)+η.

Since i=1rbd(Ci)rbd(i=1Ci),

supyCix˜y<(Γ(i=1Ci)+η)infzrbd(i=1Ci)x˜z(Γ(i=1Ci)+η)infzi=1rbd(Ci)x˜z(Γ(i=1Ci)+η)x˜zfor all z in i=1rbd(Ci).

For all zi=1rbd(Ci),

supyCix˜y<(Γ(i=1Ci)+η)supi=1x˜izi.

Hence there exists i0:

supi=1supyiCixi˜yi<(Γ(Ci)+η)xi0˜zi0.

So, supyiCi0xi0˜yi<(Γ(Ci)+η)xi0˜zi0 and hence we get

supyiCi0xi0˜yi<(Γ(Ci)+η)infzrbd(Ci0)xi0˜z.

Therefore,

infiΓ(Ci)supyiCi0xi0˜yiinfzrbd(Ci0)xi0˜z<Γ(Ci).

 □

Proof of (ii)

It suffices to prove this item for any two closed convex sets Ci in a finite dimensional linear normed space Xi such that rbd(Ci) is a nonempty set, i=1,2. We have

Γ(i=12Ci)=inf(xi)rint(i=12Ci)sup(yi)i=12Cixyinf(zi)rbd(i=12Ci)xz=inf(xi)rint(i=12Ci)[sup(yi)i=12Cisupi=12xiyisup(zi)rbd(i=12Ci)(1supi=12xizi)].

Since rbd(i=12Ci)=(rbd(C1)×C2)(C1×rbd(C2)) we have

α=sup(zi)rbd(i=12Ci)(1supi=12xizi)=supz1rbd(C1),z2C2 orz1C1,z2rbd(C2)(1supi=12xizi)=max(supz1rbd(C1),z2C21supi=12xizi,supz1C1,z2rbd(C2)1supi=12xizi).

First suppose that α=supz1rbd(C1),z2C21supi=12xizi. Then, for all η>0 z1,z2rbd(C1),C2, respectively, such that

1x1z1infi=121xizi>αη,

we have supz1rbd(C1)1x1z1>αη.

Similarly, if we suppose that

α=supz1C1,z2rbd(C2)1supi=12xizithen supz2rbd(C2)1x2z2>αη.

Then we have

max(supz1rbd(C1)1x1z1,supz2rbd(C2)1x2z2)>αη.

Since η is arbitrary, we have

αmax(supz1rbd(C1)1x1z1,supz2rbd(C2)1x2z2).

The following is implied by Lemma 3.11 and Lemma 3.12:

Γ(i=12Ci)inf(xi)rint(i=12Ci)[max(supy1C1x1y1,supy2C2x2y2)max(supz1rbd(C1)1x1z1,supz2rbd(C2)1x2z2)]=inf(xi)rint(i=12Ci)max(supy1C1x1y1supz1rbd(C1)1x1z1,supy2C2x2y2supz2rbd(C2)1x2z2,supy1C1x1y1supz2rbd(C2)1x2z2,supy2C2x2y2supz1rbd(C1)1x1z1)=inf(xi)rint(i=12Ci)max(supy1C1x1y1infz1rbd(C1)x1z1,supy2C2x2y2infz2rbd(C2)x2z2,supy1C1x1y1infz2rbd(C2)x2z2,supy2C2x2y2infz1rbd(C1)x1z1)max(infx1rint(C1)supy1C1x1y1infz1rbd(C1)x1z1,infx2rint(C2)supy2C2x2y2infz2rbd(C2)x2z2,infx1rint(C1),x2rint(C2)supy1C1x1y1infz2rbd(C2)x2z2,infx1rint(C1),x2rint(C2)supy2C2x2y2infz1rbd(C1)x1z1)=max(Γ(C1),Γ(C2),infx1rint(C1)supy1C1x1y1supx2rint(C2)infz2rbd(C2)x2z2,infx2rint(C2)supy2C2x2y2supx1rint(C1)infz1rbd(C1)x1z1)=max(Γ(C1),Γ(C2),Δ(C1)δ(C2),Δ(C2)δ(C1)).

 □

Conclusion

This study introduces a simple technique and rigorous formulas to facilitate calculating the asphericity for each set having a nonempty boundary set with respect to the flat space generated by it. Furthermore, the study gives a formula to determine the center and the radius of the smallest ball containing a nonempty nonsingleton set C in a linear normed space, and the center and the radius of the largest ball contained in it, provided that C has a nonempty boundary set with respect to the flat space generated by it. As an application we give lower and upper estimations for the asphericity of infinite and finite cross product of sets in certain spaces, respectively, where each set has a nonempty boundary set with respect to the flat space generated by it.

Acknowledgements

The authors sincerely thank the referees for their valuable suggestions and comments.

Authors’ contributions

All authors contributed equally to the manuscript and read and approved its final form.

Competing interests

The authors declare that there is no conflict of interests regarding the publication of this article.

Footnotes

Publisher’s Note

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Contributor Information

Nashat Faried, Email: n_faried@hotmail.com.

Ahmed Morsy, Email: ahmad_morsy1@yahoo.com.

Aya M. Hussein, Email: ayamh_92@ymail.com

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