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. 2017 Dec 14;14(2):412–419. doi: 10.1080/21645515.2017.1403702

Postlicensure safety surveillance of congenital anomaly and miscarriage among pregnancies exposed to quadrivalent human papillomavirus vaccine

Lina S Sy a,, Kristin I Meyer a, Nicola P Klein b, Chun Chao a, Christine Velicer c, T Craig Cheetham a, Bradley K Ackerson d, Jeff M Slezak a, Harpreet S Takhar a, John Hansen b, Kamala Deosaransingh b, Kai-Li Liaw c, Steven J Jacobsen a
PMCID: PMC5806640  PMID: 29140750

ABSTRACT

Limited safety data are available on inadvertent exposure to quadrivalent human papillomavirus vaccine (4vHPV) during pregnancy. We conducted a descriptive observational postlicensure safety surveillance study in Kaiser Permanente Southern California and Northern California to assess congenital anomaly and miscarriage among pregnancies exposed to 4vHPV. Using electronic medical records, we identified women who received a dose of 4vHPV between August 2006 and March 2008 within 30 days preconception or any time during a possible pregnancy. A broad algorithm was developed using diagnostic and procedure codes and laboratory tests to identify pregnancy, congenital anomalies, and miscarriages. Medical records of all potential congenital anomaly cases and a random sample of 100 potential miscarriage cases were reviewed to confirm pregnancy exposure and diagnosis. Results were reviewed by an independent Safety Review Committee (SRC). Among the population of 189,629 females who received at least one dose of 4vHPV during the study period, 2,678 females were identified as possibly having a 4vHPV-exposed pregnancy. Among 170 potential congenital anomalies identified, 44 (26%) were found to be both 4vHPV-exposed and confirmed congenital anomaly cases. Among the 633 potential miscarriages identified, the records of a random sample of 100 cases were reviewed, and 9 cases (9%) were confirmed as 4vHPV-exposed miscarriages. The SRC noted no safety signal for congenital anomaly or miscarriage associated with 4vHPV exposure during pregnancy. The rate of major congenital anomaly (3.6%) was in the range of background estimates from the literature. There was no apparent pattern of timing of 4vHPV exposure among 4vHPV-exposed miscarriages.

KEYWORDS: papillomavirus vaccines, pharmacovigilance, postmarketing product surveillance, pregnancy outcome, safety

Introduction

The quadrivalent human papillomavirus vaccine (4vHPV) is indicated in females age 9–26 years for the prevention of cervical, vulvar, vaginal, and anal cancer; genital warts; and precancerous or dysplastic lesions.1 The Advisory Committee on Immunization Practices (ACIP) recommends routine HPV vaccination at age 11–12 years, starting as early as 9 years. HPV vaccination is also recommended for females age 13–26 years if not previously vaccinated.2 While 4vHPV is not recommended for use in pregnant women, the eligibility age for vaccination poses a risk for inadvertent administration in women who do not realize they are pregnant.

Limited safety data regarding 4vHPV in pregnant women are available. While the 4vHPV clinical trials excluded pregnant women, 3,819 females aged 16–45 years in the trials reported at least one pregnancy.1 Adverse outcomes, defined as the combined number of spontaneous abortions, late fetal deaths, and congenital anomaly cases, were observed in 22.6% of the 4vHPV group vs. 23.1% of the placebo group. Additionally, a voluntary registry for females inadvertently vaccinated during pregnancy was established by the manufacturer as part of its postlicensure commitment to the US Food and Drug Administration (FDA).3 The registry enrolled women exposed to 4vHPV within 1 month before the last menstrual period or any time during pregnancy. Among the 1,752 reports with a known pregnancy outcome, the overall rate of spontaneous abortion was 6.7 per 100 outcomes, and the prevalence of major birth defects was 2.4 per 100 live-born neonates. Furthermore, among 147 non-manufacturer reports to the Vaccine Adverse Events Reporting System (VAERS) of 4vHPV administered to pregnant women, the most frequent pregnancy-specific outcome was spontaneous abortion in 15 (10.2%) reports, and only two reports of major birth defects were received.4 Finally, in a nationwide study conducted in Denmark, 4vHPV during pregnancy was not associated with significantly greater risks of adverse pregnancy outcomes, including major birth defects and spontaneous abortion.5

Overall, the existing safety data do not suggest an increased risk of spontaneous abortion, fetal malformations, or adverse pregnancy outcomes beyond that found in the general population.6 These prior studies have some potential limitations, however. The clinical trials populations tend to be healthier and more homogeneous than the general public that receives vaccines postlicensure. Furthermore, in clinical trials, women were tested for pregnancy prior to vaccination, and were not vaccinated if they tested positive. As such, the majority of estimated dates of conceptions occurred at least 6 months after vaccination. In contrast, during real world use, women may be pregnant without their knowledge at the time of 4vHPV initiation. Voluntary, spontaneous reports lack a clear denominator, are prone to biased reporting, and have limited data for medical adjudication. The Danish study relied on diagnoses recorded in the national registry without record review, and did not consider women vaccinated within 30 days preconception as being potentially exposed. Using a large, geographically diverse population of women enrolled in two large integrated health care organizations, we undertook a descriptive observational postlicensure safety surveillance study to assess pregnancy outcomes (congenital anomaly and miscarriage) among pregnancies with inadvertent exposure to 4vHPV.

Results

Potential 4vHPV-exposed pregnancies

Among the population of 189,629 females who received at least one dose of 4vHPV during the study period, 187,905 (99%) were between 9–26 years of age at their first dose. There were 2,678 females identified as possibly having a 4vHPV-exposed pregnancy, of whom 1,740 (65%) had a pregnancy outcome recorded in the electronic medical record (EMR). These outcomes included 665 live births (38%), 633 potential miscarriages (36%), and 442 potential elective abortions (25%).

Congenital Anomaly

There were 170 potential congenital anomalies that were identified among 4vHPV-exposed pregnancies (Fig. 1): 157 from live births (92%) and 13 from medical genetics visits (not live births) (8%). However, after initial review by the Principal Investigators (PIs) and subsequent review by the Pregnancy Case Review Committee (PCRC) of the 170 potential congenital anomalies in 4vHPV-exposed pregnancies identified electronically, 44 (26%) of the potential cases were either not pregnancy cases or not 4vHPV-exposed pregnancies (28 excluded by PIs; 16 excluded by PCRC). For the remaining potential cases, 77 (45%) were refuted (e.g., low fetal weight but not a congenital anomaly), 5 (3%) were not confirmed due to insufficient information or a tie among the PCRC reviewers, and 44 (26%) were confirmed congenital anomaly cases.

Figure 1.

Figure 1.

Congenital anomaly and miscarriage case review among potential 4vHPV‐exposed pregnancies, vaccinated August 2006 – March 2008.

The confirmed congenital anomalies spanned a wide range of body systems, as described in Table 1. Of the 44 babies with confirmed anomalies, 43 were from live births and 1 was identified from a medical genetics visit. Two babies each had 2 anomalies. There were 42 cases among females who received 1 dose of 4vHPV during pregnancy; 18 received 4vHPV within 30 days preconception, 22 within the first trimester, and 2 within the second trimester. There were 2 cases among females who received 2 doses of 4vHPV during pregnancy; both females received one dose in the first trimester and one dose in the second trimester. Maternal age at birth ranged from 15 to 34 years. There were 16 mothers who received other vaccinations during the same visit they received 4vHPV. Among the 665 live births followed for up to 180 days after birth in the pregnancy population, 43 babies (6.5% of live births) had a confirmed anomaly, and of these, 24 babies (3.6% [95% confidence interval: 2.3-5.3%] of live births) had a major anomaly according to Metropolitan Atlanta Congenital Defects Program (MACDP) criteria.

Table 1.

Confirmed congenital anomaly cases among women with 4vHPV-exposed pregnancies, vaccinated August 2006 – March 2008.

Case Number Case Review Result Timing of 4vHPV exposure Number of 4vHPV doses during pregnancy MACDP categorization
1 1. Gastroschisis
2. Patent Ductus Arteriosus
Second trimester 1 1. Major
2. Minor
2 Anencephaly
Note: Identified with genetics visit code (not live birth)
Preconception 1 Major
3 Atrial septal defect Preconception 1 Major
4 Atrial septal defect, ventricular septal defect First trimester 1 Major
5 Branch pulmonary artery stenosis Preconception 1 Major
6 Cerebral atrophy Preconception 1 Major
7 Cleft lip / palate First trimester 1 Major
8 Congenital hypoplasia depressor anguli oris muscle Preconception 1 Major
9 Congenital knee dislocation First trimester 1 Major
10 Congenital torticollis First trimester 1 Major
11 Congenital torticollis First trimester 1 Major
12 Down's syndrome First trimester 1 Major
13 Glanular hypospadias First trimester 1 Major
14 Hydronephrosis Preconception 1 Major
15 Hydronephrosis First trimester 1 Major
16 Hypospadias First trimester 1 Major
17 Hypospadias / epispadias Preconception 1 Major
18 Imperforate anus Preconception 1 Major
19 Imperforate anus with rectovaginal fistula First trimester 1 Major
20 Jejunal atresia Preconception 1 Major
21 Plagiocephaly First trimester 1 Major
22 Ptosis First trimester 1 Major
23 Sacrococcygeal teratoma First trimester 1 Major
24 Ventricular septal defect First trimester; second trimester 2 Major
25 Ventricular septal defect Preconception 1 Major
26 Accessory nipple Second trimester 1 Minor
27 Hemangioma First trimester 1 Minor
28 Lacrimal dacryostenosis First trimester 1 Minor
29 Lacrimal dacryostenosis First trimester 1 Minor
30 Lacrimal dacryostenosis First trimester 1 Minor
31 Laryngomalacia First trimester 1 Minor
32 Left preauricular skin tag Preconception 1 Minor
33 Mongolian spots Preconception 1 Minor
34 Patent ductus arteriosus Preconception 1 Minor
35 Tongue tie Preconception 1 Minor
36 Tongue tie First trimester 1 Minor
37 Tongue tie Preconception 1 Minor
38 Tongue tie First trimester 1 Minor
39 Tongue tie Preconception 1 Minor
40 Undescended testis First trimester 1 Minor
41 Undescended testis First trimester; second trimester 2 Minor
42 Undescended testis Preconception 1 Minor
43 Undescended testis Preconception 1 Minor
44 Undescended testis First trimester 1 Minor

MACDP = Metropolitan Atlanta Congenital Defects Program

*

Case 12 was vaccinated at 13th week of pregnancy and is classified as first trimester exposure (originally in the study, it was classified as second trimester exposure). For cases 24 and 41, both trimesters of vaccine exposure are shown here (originally in the study, only most recent trimester was counted).

There was no apparent pattern or distribution of anomalies by concomitant vaccinations (given at same health care visit as 4vHPV), nor was there any apparent pattern or distribution of anomalies by maternal age. The SRC determined that the distribution of anomaly cases was consistent with that of the general population.

Miscarriage

Among the 633 potential miscarriages identified electronically, a random sample of 100 (16%) cases was identified for medical record review (Fig. 1). After initial review by the PIs and subsequent review by the PCRC, 45 of the potential cases were not 4vHPV-exposed pregnancies, 11 were exposed pregnancies resulting in live birth, 29 were refuted (e.g., due to evidence of elective abortion), 6 had insufficient information, and 9 exposed pregnancies were confirmed as miscarriage.

Among the 9 confirmed miscarriage cases, the mean maternal age was 21 years (standard deviation = 8, median = 18, range = 15-41). All of the cases had only 1 dose of 4vHPV during pregnancy. Four of the cases received concomitant vaccines during the visit when 4vHPV was administered. There was no apparent pattern or clustering to the estimated gestational age at miscarriage (mean = 10 weeks, standard deviation = 7 weeks), nor in timing of exposure to 4vHPV, which ranged from 4 weeks prior to beginning of pregnancy to 11 weeks of pregnancy (i.e., 4 preconception and 5 first trimester exposures). The SRC reviewed these data pertaining to miscarriages and noted no safety signal of miscarriage associated with exposure to 4vHPV.

Discussion

In this postlicensure study, we assessed outcomes following inadvertent 4vHPV exposure during pregnancy. After evaluation of 2,678 potential 4vHPV exposed pregnancies, we found that 3.6% (95% CI: 2.3-5.3%) of live births had a major anomaly according to MACDP criteria. This was in the range of background estimates from the literature. The annual rate of major birth defects at birth among babies born in the United States overall and in California is 3.0%.7,8 From 4vHPV clinical trials, there were 31 congenital or other anomalies reported at birth among 1,447 live births (2.1%).9 From the manufacturer's pregnancy registry for 4vHPV, the prevalence of major congenital anomalies at birth was 2.4% per live born infant, according to MACPD criteria.3 In a recent study of major structural birth defects in large healthcare datasets from 2004 to 2013, the period prevalence was 1.7 per 100 live births based on algorithms involving criteria for number, timing, and setting of diagnoses, vs. 4.4 per 100 live births based on a single ICD-9 code in the first year of life.10

We conducted detailed medical record review on a random sample of suspected miscarriages, and characterized confirmed 4vHPV-exposed miscarriage cases. Detailed information on miscarriages among 4vHPV-exposed pregnancies was not available in the published literature. However, in an observational cohort study on the risk of miscarriage among women 15–25 years of age exposed to 2vHPV in the United Kingdom,11 the mean gestational age at miscarriage was approximately 11 weeks and the mean maternal age at pregnancy was 18 years, while in our study the mean gestational age at miscarriage was 10 weeks and the mean maternal age at pregnancy was 21 years.

There are several potential limitations to this study. First, our ability to identify 4vHPV-exposed pregnancies, congenital anomalies, and miscarriages was limited by available data. Among 2,678 potential 4vHPV exposed pregnancies, 938 lacked pregnancy outcomes in the EMR. These women may not have actually been pregnant (given the highly sensitive algorithm that was applied to identify potential pregnancies), may have left the Kaiser Permanente system, may have had a miscarriage or elective abortion outside the system, and may not have presented for medical care particularly with early miscarriages. Second, in order to ensure we captured all subjects with possible exposure during pregnancy, we applied a wide window for exposure. While this likely resulted in overestimation of the number of 4vHPV-exposed pregnancies, it was considered appropriate because it likely identified all potential 4vHPV-exposed pregnancies of interest. We found that approximately 26% of potential congenital anomalies and 45% of potential miscarriages were found not to be 4vHPV-exposed pregnancies or not pregnant. Having limited pregnancy dating information was a challenge not unique to our study; in other EMR database studies of vaccine safety during pregnancy, gestational age data were incomplete for pregnancies that did not end in live births.12 In 4vHPV clinical trials, only 6.3% of pregnancies had an estimated date of conception within 30 days of vaccination.9 Third, another limitation is that a limited random sample (n = 100, 16%) of potential miscarriages was selected for case review. However, there is no reason to expect a systematic difference in outcomes among potential cases randomly sampled for review and those that were not selected. Together, these limitations made it difficult to calculate rates of miscarriage among 4vHPV-exposed pregnancies. Nevertheless, we were able to estimate the prevalence of major anomalies among live births in our pregnancy population. Fourth, the lack of a direct internal comparison group is a limitation of this descriptive study, necessitating a more cautious interpretation of the results. Finally, it is unclear how these findings for 4vHPV translate to 2vHPV or 9vHPV.

A strength of this study included the use of broadly inclusive algorithms for electronic identification of potential miscarriages and congenital anomalies diagnosed within 180 days after birth. Another strength was the thorough case review process of the medical records by a committee of neonatal-perinatal physicians to confirm or refute the diagnoses identified electronically and to estimate the date of conception. Finally, the study was conducted in a large, racially and socioeconomically diverse US population of women who received the vaccine in the course of routine clinical care.

In conclusion, the rate of major congenital anomaly was comparable to that of the general population, and there was no apparent pattern of timing of 4vHPV exposure among 4vHPV-exposed miscarriages. While 4vHPV is not recommended during pregnancy, this study provides some reassurance to those women who may have inadvertently been exposed during pregnancy, along with their providers. This study adds to a modest but important literature on the safety of inadvertent 4vHPV exposure during pregnancy.

Methods

Setting

We conducted a safety surveillance study of 4vHPV in routine use among women as part of a postlicensure commitment to Food and Drug Administration and the European Medicines Agency. The surveillance study was registered at www.ClinicalTrials.gov (NCT01078220). Findings on general safety and autoimmune conditions have previously been reported;13,14 here we report on pregnancy outcomes. The study duration was based on the time needed to accrue the required sample size for the general safety aim of the postlicensure commitment. This was a descriptive study; no formal comparison was planned due to the anticipated low frequency of inadvertent exposure during pregnancy in this young population.

We conducted this descriptive pregnancy safety surveillance study in Kaiser Permanente Southern California (KPSC) and Kaiser Permanente Northern California (KPNC), each with over 3 million members generally representative of the California and US populations on several key demographic and socioeconomic variables.15,16 Care delivery is facilitated by the integrated network and use of extensive electronic medical records (EMR), which capture data on sociodemographics, utilization (outpatient, emergency department, and inpatient encounters), diagnoses, vaccinations, laboratory tests, pharmacy utilization, and membership. In these pre-paid integrated systems, members are strongly encouraged to stay within the network for all care including routine preventive services. This study was approved by the Institutional Review Boards of KPSC and KPNC.

Subjects

We identified eligible study subjects through the EMR. Women were eligible for inclusion if they received a dose of 4vHPV between August 2006 (when 4vHPV was first available within Kaiser Permanente) and March 2008. We then identified the subset of women who were vaccinated with 4vHPV within 30 days preconception or any time during a possible pregnancy. A broad algorithm was developed using pregnancy tests and diagnostic and procedure codes (International Classification of Diseases, 9th Revision [ICD-9], and Current Procedural Terminology, 4th Edition [CPT-4]) to identify pregnancy (Appendix A).

Information necessary to date pregnancies (e.g., date of last menstrual period or date of delivery) was available in the EMR for approximately half of the females in the pregnancy population. We used these data whenever possible. For the remaining pregnancies, we broadly captured females vaccinated with 4vHPV any time up to 10 months before or 9 months after the event indicating the pregnancy (i.e., diagnostic or procedure code) in the EMR, in order to include all months of a potential pregnancy and 30 days preconception. If there was more than one event in the EMR suggestive of pregnancy, but no definite pregnancy start or end date, the window for defining potential pregnancy exposure to 4vHPV was shortened using the specific data available for each potential case. For example, if a woman had 4 encounters with pregnancy-related codes in her EMR over a 4 month period, but no pregnancy start or end date, the window would start 10 months before the last encounter and end 9 months after the first encounter, for a total span of 15 months instead of 19 months.

Outcomes

As with the approach for identifying exposed pregnancies, identification of pregnancy outcomes was designed to be as inclusive as possible, to achieve high sensitivity for detecting outcomes. Subjects were passively followed through the EMR to subsequently identify congenital anomalies in the infants and miscarriages. The EMRs of infants were linked to study subjects and we searched for congenital anomalies up to 180 days after birth. We included the full range of ICD-9 codes related to congenital anomalies (Appendix B). To capture potential congenital anomalies not yet diagnosed within the 180-day window, a search of expanded codes (Appendix B) was also performed in the infant's record if available; if not available, the mother's record was searched. These included records for suspected or unspecified fetal abnormality, fetal demise, poor or excess fetal growth, unspecified fetal and placental problem, “light-for-dates”, fetal growth retardation, and lack of expected physiological development. The mother's EMR was reviewed for coding indicative of a medical genetics visit, and birth certificates were screened for indication of congenital anomaly. Miscarriages were identified using codes for spontaneous abortion, fetal demise, or surgical treatment for spontaneous abortion (Appendix C).

Medical record review

By casting a wide net to detect outcomes, our approach had high sensitivity but low specificity. Medical record review was needed to sort out the true positives (i.e., confirmed diagnosis of congenital anomaly or miscarriage and pregnancy exposure to 4vHPV) from the false positives. Medical records associated with all potential congenital anomalies and a random sample of 100 potential miscarriages were obtained and redacted as to mother's vaccination status. Due to the large number of potential miscarriages identified by the comprehensive detection algorithm, only a random sample of potential miscarriages was reviewed to keep the study within resource and time constraints. In cases of potential congenital anomalies, both the infant's and mother's records were reviewed. Records were reviewed from the estimated date of conception or date of last menstrual period through pregnancy resolution or 180 days following a live birth. If staff noted details within the record that would obviously exclude a case (e.g., not a pregnancy), the Principal Investigator (PI) at each site reviewed and confirmed whether the case should be excluded.

To assess the validity of congenital anomaly and miscarriage diagnoses, an independent Pregnancy Case Review Committee (PCRC) was formed, consisting of three neonatal-perinatal physicians with expertise in teratology, obstetrics, or developmental biology. The PCRC reviewed the redacted medical records of all congenital anomalies and the sample of miscarriage cases, and classified each as “confirmed”, “refuted”, or “insufficient information”. For confirmed cases, the PCRC also determined the timing (both date of outcome and estimated date of conception). Cases were ultimately classified as “confirmed” or “refuted” based upon the majority determination of PCRC members. Cases with a 3-way tie or with insufficient information were considered “not confirmed”.

Analysis

We tabulated the number of potential 4vHPV exposed pregnancies, along with the frequencies and proportions of live births, congenital anomalies, and miscarriages among those pregnancies. Using information from PCRC review on estimated date of conception, along with date of 4vHPV vaccination from the EMR, some potential cases were excluded because they were ultimately determined as not being 4vHPV-exposed during pregnancy. We tabulated congenital anomaly and miscarriage cases confirmed and refuted by the PCRC. For confirmed events, we characterized the gestational age at vaccination, maternal age at outcome, and number of 4vHPV doses received during pregnancy. We further classified congenital anomalies as major or minor according to the criteria in the Metropolitan Atlanta Congenital Defects Program (MACDP).17 MACDP only includes major anomalies when estimating birth defect rates.

Safety Review Committee

An external Safety Review Committee (SRC) reviewed the pregnancy safety surveillance results for any evidence of a safety signal. The SRC comprised five independent experts in pediatrics, clinical epidemiology, vaccinology, perinatology/teratology, pediatric rheumatology, and pharmacoepidemiology. The SRC was unmasked to 4vHPV exposure status, and assessed the results for any association between 4vHPV exposure during pregnancy and congenital anomaly and miscarriage.

Appendix A.  

Criteria for Identifying Pregnancy

The presence of any of the following codes or criteria was used to identify pregnancy:

1. A positive urine or serum pregnancy test

2. Receipt of prenatal care Current Procedural Terminology, 4th Edition (CPT-4) codes

Abortion

59840, 59841, 59850–59852, 59855–59857

Miscarriage/stillbirth

59812, 59820, 59821, 59830

Live birth

59400, 59409, 59410, 59510, 59514, 59515, 59610, 59612, 59614, 59618, 59620, 59622

3. Pregnancy International Classification of Diseases, 9th Revision (ICD-9) codes

630–633 Ectopic and molar pregnancy

640–649 Complications mainly related to pregnancy

650–659 Normal delivery and other indication for care in pregnancy, labor and delivery

660–669 Complications occurring mainly in the course of labor and delivery

670–677 Complications of the puerperium

V22, V22.x Normal pregnancy

V23, V23.x Supervision of high-risk pregnancy

V27 outcomes of delivery

V28 Antenatal screening

4. Notation of therapeutic abortion, or miscarriage/spontaneous abortion ICD-9 codes

69.01 Dilation and curettage for termination of pregnancy

69.02 Dilation and curettage following delivery or abortion

69.51 Aspiration curettage of uterus for termination of pregnancy

69.52 Aspiration curettage following delivery or abortion

69.93 Insertion of laminaria

73.1 Other surgical induction of labor

74.91 Hysterotomy to terminate pregnancy

75.0 Intra-amniotic injection for abortion

634 Spontaneous abortion

635 Legally induced abortion

636 Illegally induced abortion

637 Unspecified abortion

638 Fail attempted abortion

639 Complication following abortion or ectopic and molar pregnancies

5. Stillbirth ICD-9 codes

656.4 Fetal demise

V27.1 Single Stillborn

V27.3 Twins, one liveborn and one stillborn

V27.4 Twin, both stillborn

V27.6 Other multiple birth, some liveborn

V27.7 Other multiple birth, all stillborn

V27.9 Unspecified outcome of delivery

6. Live birth

KPSC:

Record in KPSC Perinatal Services System.

ICD-9 codes for live birth:

V27.0 Single liveborn

V27.2 Twins, both liveborn

V27.3 Twins, one liveborn and one stillborn

V27.5 Other multiple birth, all liveborn

V27.6 Other multiple birth, some liveborn

V30-39 Live born infants

KPNC:

KPNC pulled live births from the hospital files for children with a date of birth between October 1, 2006 and January 31, 2009. These records had live birth ICD-9 codes.

Note: ICD-9 codes included all additional fourth- or fifth- level digits where applicable. For example, code 651 listed above (in 650–659) included any 651.xx code (e.g., 651.00, 651.01, 651.03, 651.10, etc.).

Appendix B.  

Criteria for Identifying Congenital Anomaly

The presence of any of the following codes or criteria was used to identify suspected cases of congenital anomaly:

Original ICD-9 diagnosis codes (screened baby's chart)

Nervous system

740   Anencephalus and similar anomalies

741   Spina bifida

742   Other congenital anomalies of nervous system

Eye, ear, face and neck

743   Congenital anomalies of eye

744   Congenital anomalies of ear, face, and neck

Circulatory system

745   Bulbus cordis anomalies and anomalies of cardiac septal closure

746   Other congenital anomalies of heart

747   Other congenital anomalies of circulatory system

Respiratory system

748   Congenital anomalies of respiratory system

Digestive system

749   Cleft palate

750   Other congenital anomalies of upper alimentary tract

750.5   Pyloric stenosis

751   Other congenital anomalies of digestive system

751.3   Congenital megacolon

Genital organs

752   Congenital anomalies of genital organs

Urinary system

753   Congenital anomalies of urinary system

753.2   Congenital hydronephrosis

Musculoskeletal system

754   Certain congenital musculoskeletal deformities

754.3   Hip dysplasia

754.7   Club foot

755   Other congenital anomalies of limbs

756   Other congenital musculoskeletal anomalies

Other

757   Congenital anomalies of the integument

758   Chromosomal anomalies

759   Other and unspecified congenital anomalies

Expanded ICD-9 codes for identifying suspected congenital anomalies (screened baby's chart; if baby's chart was not available, screened mother's chart)

655.8   Other known or suspected fetal abnormality, not elsewhere classified

655.9   Unspecified, fetal abnormality

656.4   Fetal demise

656.5   Poor fetal growth

656.6   Excess fetal growth

656.9   Unspecified fetal and placental problem

764.0   “Light-for-dates” without mention of fetal malnutrition

764.9   Fetal growth retardation, unspecified

783.4   Lack of expected normal physiological development in childhood

Medical genetics visit (screened mother's chart)

V26.33   Genetic counseling visit

Birth certificate

For live births, birth certificates in administrative database were screened for indication of congenital anomaly.

Note: ICD-9 codes included all additional fourth- or fifth- level digits where applicable.

Appendix C.  

Criteria for Identifying Miscarriage

The presence of any of the following codes was used to identify suspected cases of miscarriage:

Miscarriage/ spontaneous abortion

630, 631,632, 633, 634, 637, 639, 640, 646.3

Fetal demise

656.4 Fetal demise

V27.1 Single Stillborn

V27.3 Twins, one liveborn and one stillborn

V27.4 Twin, both stillborn

V27.6 Other multiple birth, some liveborn

V27.7 Other multiple birth, all stillborn

V27.9 Unspecified outcome of delivery

Surgical treatment of spontaneous abortion

59812 Treatment of incomplete abortion, any trimester, complete surgically

59820 Treatment of missed abortion, complete surgically, first trimester

59821 Treatment of missed abortion, complete surgically, second trimester

59830 Treatment septic abortion, complete surgically

Note: ICD-9 codes included all additional fourth- or fifth- level digits where applicable.

Disclosure of potential conflicts of interest

The study sponsor, Merck & Co., provided substantial input into the study design and analytic plan, and took part in reviewing analyses and drafting and revising the manuscript. All data were collected and analyzed at Kaiser Permanente. Kaiser Permanente authors made final decisions regarding manuscript edits.

Dr. Chao, Dr. Jacobsen, and Mr. Slezak received research funding from Merck & Co. for another study related to 4vHPV. Dr. Chao also received research funding from Merck & Co., Pfizer, Amgen, and Seattle Genetics for other unrelated studies. Dr. Jacobsen served as an unpaid consultant to Merck & Co. Dr. Klein received research support from Merck & Co., GlaxoSmithKline, Novartis, Pfizer, and Sanofi Pasteur. Dr. Cheetham received research funding from Bristol-Myers Squibb for an unrelated study. Drs. Velicer and Liaw are employees of Merck & Co.

Acknowledgments

We thank the Safety Review Committee members for their valuable input throughout this study (affiliations at the time of the study are listed): Dr. Robert Davis, Center for Health Research, Southeast, Kaiser Permanente of Georgia; Dr. Neal Halsey, Bloomberg School of Public Health, Johns Hopkins University; Dr. Robert Jacobson, Chair, Department of Pediatric and Adolescent Medicine, Mayo Clinic; Dr. Edward Lammer, Children's Hospital Oakland Research Institute; and Dr. Ann Reed, Chair, Department of Pediatric Rheumatology, Mayo Clinic. We thank the Pregnancy Case Review Committee Members for their valuable contribution to the case review process: Dr. Harold Bass, Dr. Leslie Casper, and Dr. George Tiller. We also thank the following individuals for their assistance in preparing medical records for the Case Review Committee: Ms. Sandy Bauska, Ms. Felicia Bixler, Ms. Nancy Canul, Mr. Alexander Carruth, Ms. Marilyn Foley, Ms. Mamie Ford, Ms. Joy Gelfond, Ms. Michelle McGuire, Ms. Catalina Magallon, Ms. Margarita Magallon, Mr. Barry Nichols, Ms. Virginia Robinson, Ms. Pat Ross, and Ms. Ellenie Tuazon.

Funding

This study was funded by Merck & Co.

Author contributions

The authors are responsible for the work described in this paper. All authors were involved in at least one of the following: conception and design of the study, acquisition of data, and/or analysis and interpretation of data. All authors drafted and/or revised the manuscript for important intellectual content, and all authors provided final approval of the submitted manuscript.

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