Abstract
Purpose
Aromatase inhibitor (AI) induced joint symptoms negatively impact drug adherence and quality of life in breast cancer survivors. Mechanisms underlying symptoms may include inflammation. It is hypothesized that n-3 polyunsaturated fatty acids (PUFAs) have anti-inflammatory properties and may reduce symptoms.
Methods
We conducted a randomized, double-blind, placebo-controlled study comparing 4.3 g/day n-3 PUFA supplements vs placebo for 24 weeks in postmenopausal breast cancer patients starting adjuvant AIs. Primary endpoints were adherence and tolerability; secondary outcomes included inflammatory cytokines and symptoms assessed by the Brief Pain Inventory short form (BPI-SF) and Functional Assessment of Cancer Treatment-Endocrine Symptoms (FACT-ES) at 0, 12 and 24 weeks.
Results
Forty-four women were randomized; 35 completed the study. Adherence was ≥88% based on these 35 patients with pills counts as well as change in red blood cell (RBC) n-3 PUFAs. Common toxicities included grade 1 flatulence (55% of both groups) and belching (45% of n-3 group). Mean pain severity scores (BPI-SF) did not change significantly by time or treatment arm. Quality of life, based on FACT-ES scores, significantly decreased within placebo (p=0.04), but not the n-3 group (p=0.58), with a trend toward between group differences (p=0.06) at 12 weeks; but no significant differences at 24 weeks. RBC n-3 levels were strongly, positively correlated with FACT-ES at 12 weeks, but attenuated at 24 weeks.
Conclusion
High dose n-3 PUFA supplementation is feasible and well tolerated when administered with AIs. Additional studies are needed to evaluate efficacy in prevention of joint symptoms.
Keywords: aromatase inhibitors, arthralgias, joint symptoms, omega-3 fatty acids, breast cancer survivors
Introduction
Aromatase inhibitors (AIs) significantly reduce local and distant recurrences in postmenopausal women with estrogen receptor positive breast cancer.1 Approximately 20–47% of women develop musculoskeletal symptoms during AI therapy including joint stiffness and pain.2,3,4 Onset of symptoms can occur at any time point with many reporting symptoms at 1–3 months after initiation of therapy.5
The biologic mechanisms for AI induced musculoskeletal symptoms are poorly understood. Intra-articular tenosynovial inflammatory changes have been described on MRI imaging of the hand and wrist in women on AIs.6,7 Therapeutic options for AI induced joint symptoms remain limited. Non-adherence rates leading to early termination have been estimated at 50% of women taking AIs.8 Worse patient outcomes are associated with non-adherence/non-compliance with therapy.9
Fish and fish oil supplements contain the long chain n-3 polyunsaturated fatty acids (PUFAs) eicosapentaenoic acid (EPA) and docosahexaenoic acid (DHA). A meta-analysis showed reduced joint pain intensity, morning stiffness, and analgesic use in patients with rheumatoid arthritis supplemented with long chain n-3 PUFAs.10 Painful symptoms may be related to stimulation of transient receptor potential ankyrin 1 (TRPA1) resulting in activation of neurogenic inflammation.11 EPA and DHA have been shown to inhibit TRPA1 and inflammatory pain in mouse models12, and may exert beneficial effects in women on AI therapy via the modulation of inflammatory processes. A randomized placebo-controlled study investigated the role of n-3 PUFA for the treatment of AI-induced musculoskeletal symptoms and reported substantial improvement in joint pain overall, but no differences in symptoms between the n-3 or placebo groups.1 However, the clinical effects may be different in the prevention setting.
This is the first placebo-controlled randomized study to evaluate the feasibility of preventing AI induced musculoskeletal symptoms with n-3 PUFA. We hypothesized that patients randomized to n-3 PUFA would tolerate supplementation and develop fewer symptoms of AI-induced arthralgias.
Patients and Methods
Patient Characteristics
Postmenopausal women with stage I to III estrogen receptor or progesterone receptor positive breast cancer, receiving AI (anastrazole, exemestane, letrozole) for less than 21 days prior to study enrollment were eligible. Exclusion criteria included: metastatic disease; rheumatoid arthritis or other types of autoimmune and inflammatory joint disease (patients with osteoarthritis were eligible); poorly controlled diabetes mellitus, history of stroke or transient ischemic attacks; use of warfarin and anticoagulants, or use of > 360 mg per day of EPA+DHA within six months of study initiation.
Study Design
This was a randomized, double-blind, placebo-controlled study, approved by the local Institutional Review Board. Enrollment opened at The Ohio State University Wexner Medical Center on 11/09/2011 and closed on 10/29/2013. The trial was conducted in accordance with institutional guidelines; informed consent was obtained.
Block randomization was utilized; only the pharmacist who dispensed the study agent was aware of randomization assignment. Women were advised to take 6 capsules per day in divided doses for 24 weeks to provide either 4.3 g/d of EPA+DHA or a placebo containing a mixture of fats and oils formulated to mirror the ratio of fatty acids typical of the American diet.13 Both types of capsules were produced by Marine Ingredients, Mt. Bethel, PA, and were matched in appearance and lemon flavoring. Each active capsule contained approximately 430 mg EPA + 230 mg DHA in triglyceride form. Fatty acid composition of capsules is provided in Supplemental Table 1.
Red blood cell (RBC) and serum samples for fatty acid and inflammatory cytokine analyses, respectively, were collected at baseline, 12 and 24 weeks. Fasting lipid levels were obtained at baseline and at the end of study.
Outcome measures
The primary endpoints were adherence and tolerability of supplements when administered with AIs. Adherence was measured using pill counts and diaries, and confirmed by change in RBC levels of n-6 and n-3 PUFA. Toxicity was evaluated monthly.
Secondary outcome was the preliminary efficacy of n-3 PUFAs in preventing AI-induced arthralgia. We used several validated instruments2,3,4 to give a more comprehensive picture of general pain and functional outcomes impacting quality of life (QOL). We chose the Brief Pain Inventory short form (BPI-SF) to evaluate general self-reported pain; this instrument assesses pain on a scale of 0–10 and has been used to evaluate AI-induced arthralgias.1 Functional Assessment of Cancer Treatment-Endocrine Symptoms (FACT-ES), and Stanford’s Health Assessment and Disability Questionnaire (SHAQ) are instruments used to evaluate joint symptoms, functional capacity, health and disability status1–4. The FACT-ES (version 4) is a composite of the FACT-General (G) scale, the Breast Cancer Symptom Scale (BCS), and the Endocrine Symptom Scale (ESS). Higher scores reflect less symptom burden and better QOL.3 The “short” SHAQ was designed to capture the long-term influence of chronic illness on QOL. Lower scores indicate less disability and less pain.5 All instruments were administered at baseline, at 12 and 24 weeks.
Fatty acids were extracted from RBC samples14, then converted to fatty acid methyl esters (FAMEs) and analyzed by a gas chromatograph (Shimadzu Scientific Instruments, Addison IL, USA) using a 3:1 split and standard conditions.15 Results are reported as % fatty acid/total detected fatty acids. RBC PUFAs are indicative of usual dietary intake over approximately 3–6 months.16,17
Inflammatory cytokines (IL-6, TNFR-2, IL-17) were measured in human serum using ultra-sensitive kits (Meso Scale Discovery, Rockville, MD, USA) and a Meso Scale Discovery Sector Imager 2400, at the Ohio State University Clinical Research Center. The lower limit of detection was 0.7 pg/mL for IL-6, and 0.2 pg/mL for IL-17 and TNFR-2. These cytokines were selected based on data suggesting a role in mediating joint symptoms in models of arthritis treated with n-3 PUFAs. 19, 20
Statistical analysis
The primary goal of this study was to evaluate the feasibility of a randomized trial for the evaluation of joint symptoms in women on AI therapy randomized to n-3 PUFA or placebo and to collect preliminary information on treatment efficacy. The sample size of 40 was chosen to provide a 95% confidence interval width of about 0.2 for an overall (both groups combined) compliance rate of 0.90. Considering attrition of 10%, forty four patients were enrolled. Compliance rates and toxicities were summarized with frequencies and percentages, and Fisher’s exact test was used to compare toxicities across treatment groups. As an additional measure of compliance, linear mixed effects models18 were used to model changes in RBC PUFAs over time and test for differences between treatment groups. Linear mixed effects models were also used to model changes in secondary and exploratory outcomes and to test for group differences. The Kenward-Roger adjustment to the degrees of freedom was used to control type I error.19 The distribution of IL-6 and IL-17 were right-skewed, and were natural log-transformed for all models to better approximate normality of residuals. All analyses were conducted in SAS version 9.4 (Cary, North Carolina).
Results
Enrollment, Dropout and Evaluability
Between 11/09/2011–10/29/2013, 44 women were enrolled, 44 randomized, and 35 (80%) were evaluable at 24 weeks (Figure 1). There was no evidence of differential dropout between treatment groups (p=0.88). The main reasons for not continuing treatment were difficulty remembering to take supplements (n=2); significant arthralgias resulting in therapy switch (n=1); intolerance of supplements (n=3); and scheduling difficulty (n=1).
Figure 1.
CONSORT diagram of participant flow
Baseline Participant Characteristics
Baseline demographic and clinical characteristics were similar between the n-3 PUFA and placebo arms (Table 1/Figure 2). The mean age was 59.5 (SD 8.1), with a range of 43–76 years. The majority of patients (n=27, 61%) had stage I breast cancer. History of medical comorbidities, including osteoarthritis, was similar between groups, as was chemotherapy exposure.
Table 1.
Baseline characteristics of women enrolled in randomized pilot study of n-3 fatty acid supplements versus placebo for prevention of aromatase inhibitor-induced musculoskeletal symptoms
| Overall (n=44) | Placebo (n=22) | n-3 (n=22) | |
|---|---|---|---|
| Age, years | |||
| Mean (SD) | 59.5 (8.1) | 57.8 (9.1) | 61.2 (6.6) |
| Range | 43–76 | 43–76 | 49–74 |
| Body Mass Index | |||
| Mean (SD) | 29.8 (6.2) | 29.2 (6.5) | 30.3 (5.9) |
| Range | 21–46 | 21–46 | 22–44 |
| Race | |||
| White | 43 (98%) | 21 (95%) | 22 (100%) |
| Black | 1 (2%) | 1 (5%) | 0 (0%) |
| Performance Status | |||
| 0 | 35 (80%) | 18 (82%) | 17 (77%) |
| 1 | 7 (16%) | 2 (9%) | 5 (23%) |
| Unknown | 2 (5%) | 2 (9%) | 0 (0%) |
| Prior Chronic Conditions | |||
| Osteoarthritis | 5 (11%) | 4 (18%) | 1 (5%) |
| Fibromyalgia | 1 (2%) | 1 (5%) | 0 (0%) |
| Hyperlipidemia | 5 (11%) | 1 (5%) | 4 (18%) |
| Hypertension | 14 (32%) | 5 (23%) | 9 (41%) |
| Stage | |||
| DCISa | 1 (2%) | 0 (0%) | 1 (5%) |
| I | 27 (61%) | 13 (59%) | 14 (64%) |
| II | 10 (23%) | 6 (27%) | 4 (18%) |
| III | 6 (14%) | 3 (14%) | 3 (14%) |
| ERb status | |||
| Positive | 43 (98%) | 22 (100%) | 21 (95%) |
| Negative | 1 (2%) | 0 (0%) | 1 (5%) |
| PRc status | |||
| Positive | 39 (89%) | 18 (82%) | 21 (95%) |
| Negative | 5 (11%) | 4 (18%) | 1 (5%) |
| HER2d status | |||
| Positive | 2 (5%) | 1 (5%) | 1 (5%) |
| Negative | 34 (77%) | 18 (82%) | 16 (73%) |
| Unknown | 8 (18%) | 3 (14%) | 5 (23%) |
| Prior Treatment(s) | |||
| Chemotherapy (Taxanes) | 15 (34%) | 7 (32%) | 8 (36%) |
| Radiation | 26 (59%) | 14 (64%) | 12 (55%) |
| First AIe | |||
| Anastrozole | 31 (70%) | 14 (64%) | 17 (77%) |
| Exemestane | 1 (2%) | 1 (5%) | 0 (0%) |
| Letrozole | 12 (27%) | 7 (32%) | 5 (23%) |
| Total omega-3 consumption (g/week) | |||
| Mean (SD) | 1.43 (0.86) | 1.33 (0.85) | 1.52 (0.88) |
| Range | 0.28–4.13 | 0.28–4.13 | 0.32–3.62 |
| Total EPAf consumption (g/week) | |||
| Mean (SD) | 0.046 (0.051) | 0.042 (0.042) | 0.050 (0.060) |
| Range | 0.002–0.29 | 0.002–0.14 | 0.005–0.29 |
| Total DHAg consumption (g/week) | |||
| Mean (SD) | 0.10 (0.11) | 0.09 (0.09) | 0.11 (0.13) |
| Range | 0.005–0.62 | 0.005–0.30 | 0.011–0.62 |
| Serum Vitamin D (ng/mL) | |||
| Mean (SD) | 29.1 (9.7) | 29.1 (7.8) | 29.2 (11.7) |
| Range | 14.2–59.4 | 17.6–49.7 | 14.2–59.4 |
DCIS-ductal carcinoma in situ
ER-estrogen receptor
PR-progesterone receptor
HER2-human epidermal growth factor receptor 2
AI-aromatase inhibitor
EPA-eicosapentaenoic acid
DHA-docosahexaenoic acid
Figure 2. n3:n6 ratio by treatment group.
Comparison of red blood cell n-3:n-6 ratio between n-3 PUFA group and placebo over treatment period. Ratio of n-3:n-6 was significantly higher in the n-3 PUFA group (p < 0.001) while there was no change in the ratio in the placebo group.
Adherence and Tolerability
Compliance was determined as the proportion of patients who reported taking at least 80% of the supplement during the 24 weeks based on the monthly self-reported data. Three participants, two assigned to n-3 PUFA, and one to placebo, were intolerant of supplements and dropped out of the study before 4 weeks. Overall, 38/44 (86%) women reported having taken 80% or more of the supplements, 19/22 (86%) in the n-3 PUFA group and 19/22 (86%) in the placebo group. Toxicities are detailed by treatment group in Table 2. Most toxicities were grade 1, with belching being the most common side effect. The n-3 PUFA arm had 1 (4.5%) grade 3 toxicity of diarrhea. The patient with grade 3 diarrhea had grade 2 elevated non fasting triglycerides that went up to grade 3 at week 20.
Table 2.
Toxicities reported during 24 week randomized pilot study of n-3 fatty acid supplements versus placebo for prevention of aromatase inhibitor-induced musculoskeletal symptoms
| n-3 (n=22)
|
Placebo (n=22)
|
P valuea | |||||||
|---|---|---|---|---|---|---|---|---|---|
| All Grades | Grade 1 | Grade 2 | Grade 3 | All Grades | Grade 1 | Grade 2 | Grade 3 | ||
| Abdominal pain | 3 (14%) | 2 (9%) | 1 (5%) | 0 (0%) | 1 (5%) | 1 (5%) | 0 (0%) | 0 (0%) | 0.61 |
| Alanine aminotransferase increased | 1 (5%) | 1 (5%) | 0 (0%) | 0 (0%) | 1 (5%) | 1 (5%) | 0 (0%) | 0 (0%) | 1.00 |
| Aspartate aminotransferase increased | 1 (5%) | 1 (5%) | 0 (0%) | 0 (0%) | 0 (0%) | 0 (0%) | 0 (0%) | 0 (0%) | 1.00 |
| Bloating | 2 (9%) | 1 (5%) | 1 (5%) | 0 (0%) | 3 (14%) | 3 (14%) | 0 (0%) | 0 (0%) | 0.61 |
| Bruising | 7 (32%) | 6 (27%) | 1 (5%) | 0 (0%) | 4 (18%) | 4 (18%) | 0 (0%) | 0 (0%) | 0.49 |
| Diarrhea | 10 (45%) | 9 (41%) | 0 (0%) | 1 (5%) | 10 (45%) | 8 (36%) | 2 (9%) | 0 (0%) | 0.59 |
| Dyspepsia | 3 (14%) | 3 (14%) | 0 (0%) | 0 (0%) | 1 (5%) | 0 (0%) | 1 (5%) | 0 (0%) | 0.23 |
| Epistaxis | 3 (14%) | 3 (14%) | 0 (0%) | 0 (0%) | 0 (0%) | 0 (0%) | 0 (0%) | 0 (0%) | 0.23 |
| Flatulence | 12 (55%) | 12 (55%) | 0 (0%) | 0 (0%) | 12 (55%) | 12 (55%) | 0 (0%) | 0 (0%) | 1.00 |
| GI disorder, otherb | 1 (5%) | 1 (5%) | 0 (0%) | 0 (0%) | 1 (5%) | 1 (5%) | 0 (0%) | 0 (0%) | 1.00 |
| Headache | 9 (41%) | 8 (36%) | 1 (5%) | 0 (0%) | 10 (45%) | 7 (32%) | 3 (14%) | 0 (0%) | 0.81 |
| Nausea | 7 (32%) | 6 (27%) | 1 (5%) | 0 (0%) | 9 (41%) | 6 (27%) | 3 (14%) | 0 (0%) | 0.73 |
| Pain in extremity | 0 (0%) | 0 (0%) | 0 (0%) | 0 (0%) | 1 (5%) | 1 (5%) | 0 (0%) | 0 (0%) | 1.00 |
| Vaginal discharge | 0 (0%) | 0 (0%) | 0 (0%) | 0 (0%) | 1 (5%) | 0 (0%) | 1 (5%) | 0 (0%) | 1.00 |
| Vomiting | 5 (23%) | 4 (18%) | 1 (5%) | 0 (0%) | 3 (14%) | 1 (5%) | 2 (9%) | 0 (0%) | 0.50 |
| Lipid-related adverse event | 1 (5%) | 1 (5%) | 0 (0%) | 0 (0%) | 3 (14%) | 3 (14%) | 0 (0%) | 0 (0%) | 0.61 |
| Belching | 10 (45%) | 10 (45%) | 0 (0%) | 0 (0%) | 8 (36%) | 8 (36%) | 0 (0%) | 0 (0%) | 0.76 |
| Fishy aftertaste | 6 (27%) | 6 (27%) | 0 (0%) | 0 (0%) | 1 (5%) | 1 (5%) | 0 (0%) | 0 (0%) | 0.09 |
P-values from Fisher’s exact test comparing toxicities of all grades combined for placebo vs. n-3 groups
Taste alteration (n=1, n3 group); bleeding with bowel movement (n=1, placebo group)
RBC PUFAs
The mean n-3 index (EPA+DHA in RBCs) was 4.0% in the placebo group and 4.7% in the n-3 group at baseline (Table 3). In the n-3 group, RBC EPA and DHA increased significantly (p < 0.001) by 12 weeks and continued to rise through the 24 week study visit, while total n-6 PUFAs decreased significantly (p < 0.001), resulting in a higher n-3 index. Neither the n-3 index, nor any other PUFAs, changed significantly in the placebo group.
Table 3.
Changes in red blood cell n-3 and n-6 fatty acids during 24 week randomized pilot study of n-3 fatty acid supplements versus placebo for prevention of aromatase inhibitor-induced musculoskeletal symptoms
| Baseline (week 0)
|
Change, week 0–12
|
Change, week 0–24
|
|||||
|---|---|---|---|---|---|---|---|
| Mean ± SEM | Mean ± SEM | P for changea | P for comparison of changesa | Mean ± SEM | P for changea | P for comparison of changesa | |
| EPA | <.0001 | <.0001 | |||||
| Placebo | 0.77 ± 0.22 | −0.086 ± 0.35 | 0.81 | −0.077 ± 0.33 | 0.82 | ||
| n-3 | 1.1 ± 0.22 | 2.9 ± 0.35 | <.0001 | 3.3 ± 0.33 | <.0001 | ||
| DHA | <.0001 | <.0001 | |||||
| Placebo | 3.2 ± 0.20 | −0.026 ± 0.25 | 0.92 | −0.060 ± 0.24 | 0.80 | ||
| n-3 | 3.6 ± 0.20 | 2.3 ± 0.25 | <.0001 | 2.9 ± 0.23 | <.0001 | ||
| ALA | 0.76 | 0.37 | |||||
| Placebo | 0.69 ± 0.11 | −0.054 ± 0.11 | 0.64 | −0.086 ± 0.11 | 0.43 | ||
| n-3 | 0.59 ± 0.11 | −0.004 ± 0.11 | 0.97 | 0.053 ± 0.11 | 0.62 | ||
| LA | 0.001 | 0.01 | |||||
| Placebo | 14.8 ± 0.46 | 0.17 ± 0.54 | 0.75 | −0.39 ± 0.51 | 0.45 | ||
| n-3 | 14.2 ± 0.46 | −2.4 ± 0.54 | <.0001 | −2.3 ± 0.50 | <.0001 | ||
| AA | <.0001 | <.0001 | |||||
| Placebo | 14.6 ± 0.34 | 0.47 ± 0.39 | 0.24 | 0.45 ± 0.37 | 0.24 | ||
| n-3 | 14.3 ± 0.34 | −2.3 ± 0.39 | <.0001 | −3.0 ± 0.37 | <.0001 | ||
| n-3 Index | <.0001 | <.0001 | |||||
| Placebo | 4.0 ± 0.39 | −0.12 ± 0.56 | 0.83 | −0.12 ± 0.54 | 0.83 | ||
| n-3 | 4.7 ± 0.39 | 5.2 ± 0.56 | <.0001 | 6.2 ± 0.53 | <.0001 | ||
| Total n-3 | <.0001 | <.0001 | |||||
| Placebo | 6.6 ± 0.48 | −0.19 ± 0.68 | 0.79 | −0.08 ± 0.65 | 0.91 | ||
| n-3 | 7.3 ± 0.48 | 6.1 ± 0.68 | <.0001 | 7.6 ± 0.64 | <.0001 | ||
| Total n-6 | <.0001 | <.0001 | |||||
| Placebo | 35 ± 0.63 | 0.56 ± 0.85 | 0.51 | 0.10 ± 0.81 | 0.90 | ||
| n-3 | 34 ± 0.63 | −6.8 ± 0.85 | <.0001 | −7.8 ± 0.79 | <.0001 | ||
| n-3:n-6 ratio | <.0001 | <.0001 | |||||
| Placebo | 0.19 ± 0.021 | −0.0091 ± 0.031 | 0.77 | −0.0032 ± 0.030 | 0.91 | ||
| n-3 | 0.22 ± 0.021 | 0.29 ± 0.031 | <.0001 | 0.36 ± 0.029 | <.0001 | ||
All values are estimates from mixed effects models. Tests are from orthogonal contrasts in the models
EPA-eicosapentaenoic acid,
DHA-docosahexaenoic acid,
ALA-alpha linolenic acid,
LA-linoleic acid,
AA-arachidonic acid,
n-3 index-EPA+DHA in red blood cells
Pain outcomes
Many women reported “no pain today” on the BPI-SF lead-in question and did not complete the remainder of the form (45% of all completed BPI-SF forms). For these responses, scores on the remaining questions were set to zero (lowest score; no pain); research assistants confirmed that those who skipped the rest of the questionnaire did not have any recent pain. The mean BPI-SF worst pain score at baseline was 1.8 (+/− 2.3) for women in the n-3 PUFA arm and 2.4 (+/− 2.6) for placebo, reflecting very low “worst” pain at baseline (question ranges from 0, “no pain” to 10, “pain as bad as you can imagine”). Overall BPI-SF severity and interference scores and changes over time are presented in Table 4. Mean pain severity scores did not change significantly in the n-3 group from baseline to 12 weeks (p=0.68) or baseline to 24 weeks (p=0.78). Pain severity did not change significantly over time in the placebo group, but scores trended toward declines (12 week change: −0.69, p=0.11; 24 week change: −0.70, p=0.09). Pain severity was not significantly different between groups at any time point. We found no significant changes in mean pain interference in either group.
Table 4.
Changes in Brief Pain Inventory (BPI) during 24 week randomized pilot study of n-3 fatty acid supplements versus placebo for prevention of aromatase inhibitor-induced musculoskeletal symptoms
| Baseline (week 0)
|
Change, week 0–12
|
Change, week 0–24
|
|||||
|---|---|---|---|---|---|---|---|
| Mean ± SEM | Mean ± SEM | P for changea | P for comparison of changesa | Mean ± SEM | P for changea | P for comparison of changesa | |
| BPI – Severityb | 0.38 | 0.16 | |||||
| Placebo | 1.6 ± 0.33 | −0.69 ± 0.42 | 0.11 | −0.70 ± 0.41 | 0.09 | ||
| n-3 | 1.1 ± 0.33 | −0.17 ± 0.41 | 0.68 | 0.11 ± 0.40 | 0.78 | ||
| BPI – Interferencec | 0.76 | 0.31 | |||||
| Placebo | 1.0 ± 0.32 | −0.32 ± 0.36 | 0.38 | −0.56 ± 0.36 | 0.13 | ||
| n-3 | 0.93 ± 0.32 | −0.48 ± 0.36 | 0.18 | −0.05 ± 0.35 | 0.89 | ||
All values are estimates from mixed effects models, including subjects and completers (tests are from orthogonal contrasts in the models).
Scores range from 1 to 10 with high values indicating worse pain; 4 item scale
Scores range from 1 to 10 with high values indicating worse interference; 7 item scale is sum of two other interference scales
In order to evaluate changes in joint pain, we analyzed differences by group in response to Question 19 from the FACT-ESS: “I have pain in my joints (scored as 0= not at all, to 4=very much). At baseline, 28 (64%) of women reported at least some joint pain. There was evidence that joint pain symptoms were increasing over the first 24 weeks of AI administration (p=0.01), but these changes were at the same rate for both groups (p=0.79) (Figure 3).
Figure 3. Joint pain by treatment group.
Comparison of joint pain, based on question #19 of the FACT-ES, between n-3 PUFA group and placebo over treatment period. With 64% of women reporting at least some pain at baseline, joint pain increased at the same rate in n-3 PUFA and placebo group (p = 0.79).
QOL outcomes
Health-related QOL was assessed by the FACT-ES scales using mixed effects models (Table 5). Based on the overall FACT-ES score, the placebo group experienced a significant drop in QOL from baseline to week 12 (−6.4 +/− 3.0; p=0.04), and the n-3 group did not (1.6 +/− 2.9; p=0.58), resulting in a trend toward significant difference in QOL by treatment group at week 12 (p=0.06). However, mean FACT-ES scores were not significantly different at week 24 (p=0.95) (Figure 4). Women in the n-3 arm had significantly better mean scores on the Functional Well-Being and Social Well-Being subscales at 12 weeks than women in the placebo arm, but no significant group differences were seen in any FACT scales by 24 weeks. Similar to the analysis of treatment group effects, Pearson correlations between RBC PUFAs and FACT scores at each study visit showed strong, positive relationships between FACT-ES and RBC n-3 PUFA levels, particularly the Functional Well-Being subscale (r = 0.51; p<0.05) at 12 weeks. However, few significant correlations were seen at 24 weeks (Supplemental Table 2). There were no significant changes in disability over 24 weeks by the SHAQ (data not shown).
Table 5.
Changes in Functional Assessment of Cancer Therapy (FACT) during 24 week randomized pilot study of n-3 fatty acid supplements versus placebo for prevention of aromatase inhibitor-induced musculoskeletal symptoms
| Baseline (week 0)
|
Change, week 0–12
|
Change, week 0–24
|
|||||
|---|---|---|---|---|---|---|---|
| Mean ± SEM | Mean ± SEM | P for changea | P for comparison of changesa | Mean ± SEM | P for changea | P for comparison of changesa | |
| FACT-Gb | 0.001 | 0.45 | |||||
| Placebo | 91 ± 2.2 | −5.9 ± 1.8 | 0.002 | 0.047 ± 1.8 | 0.98 | ||
| n-3 | 92 ± 2.2 | 2.6 ± 1.8 | 0.15 | 1.9 ± 1.7 | 0.27 | ||
| -Physical WB | 0.15 | 0.97 | |||||
| Placebo | 25 ± 0.59 | −1.4 ± 0.72 | 0.05 | 0.015 ± 0.71 | 0.98 | ||
| n-3 | 25 ± 0.59 | 0.057 ± 0.71 | 0.94 | −0.027 ± 0.69 | 0.97 | ||
| -Social WB | 0.01 | 0.38 | |||||
| Placebo | 25 ± 0.96 | −3.2 ± 1.1 | 0.01 | −0.96 ± 1.1 | 0.38 | ||
| n-3 | 24 ± 0.96 | 0.88 ± 1.1 | 0.42 | 0.39 ± 1.1 | 0.72 | ||
| -Emotional WB | 0.25 | 0.65 | |||||
| Placebo | 20 ± 0.54 | −0.34 ± 0.62 | 0.59 | 0.36 ± 0.61 | 0.56 | ||
| n-3 | 20 ± 0.54 | 0.66 ± 0.61 | 0.28 | 0.76 ± 0.60 | 0.21 | ||
| -Functional WB | 0.04 | 0.69 | |||||
| Placebo | 21 ± 1.1 | −0.83 ± 0.71 | 0.25 | 0.72 ± 0.70 | 0.30 | ||
| n-3 | 23 ± 1.1 | 1.2 ± 0.70 | 0.09 | 1.1 ± 0.68 | 0.11 | ||
| BCSc | 0.72 | 0.72 | |||||
| Placebo | 26 ± 0.84 | 1.5 ± 0.90 | 0.09 | 0.96 ± 0.88 | 0.28 | ||
| n-3 | 27 ± 0.84 | 1.1 ± 0.88 | 0.22 | 0.51 ± 0.86 | 0.56 | ||
| FACT-Bd (G+BCS) | 0.02 | 0.63 | |||||
| Placebo | 117 ± 3 | −4.4 ± 2.4 | 0.07 | 0.95 ± 2.3 | 0.68 | ||
| n-3 | 119 ± 2.7 | 3.7 ± 2.3 | 0.11 | 2.5 ± 2.3 | 0.27 | ||
| ESSe | 0.93 | 0.42 | |||||
| Placebo | 61 ± 1.7 | −1.8 ± 1.3 | 0.16 | −1.0 ± 1.3 | 0.43 | ||
| n-3 | 66 ± 1.7 | −2.0 ± 1.3 | 0.12 | −2.4 ± 1.2 | 0.05 | ||
| FACT-ESf (G+BCS+ESS) | 0.06 | 0.95 | |||||
| Placebo | 179 ± 4.0 | −6.4 ± 3.0 | 0.04 | −0.22 ± 2.9 | 0.94 | ||
| n-3 | 185 ± 4.0 | 1.6 ± 2.9 | 0.58 | 0.027 ± 2.9 | 0.99 | ||
All values are estimates from mixed effects models; tests are from orthogonal contrasts in the models. For all scales, higher score = higher quality of life.
FACT-G = General: All “WB” (well-being) scales
BCS = Breast Cancer Symptom Scale
FACT-B = Breast: FACT G + BCS
ESS = Endocrine Symptom Scale
FACT-ES = Endocrine Symptoms: FACT G + BCS + ESS
Figure 4. FACT-ES scores by treatment group.
Comparison of QOL, assessed by FACT-ES scores, between n-3 PUFA group and placebo over treatment period. QOL significantly decreased in the placebo group from baseline to week 12 (p = 0.04), while the n-3 PUFA group experienced no change (p = 0.58).
Inflammatory Cytokines
At baseline, mean levels of inflammatory cytokines in all participants were: IL-6 1.8 (+/−1.2) pg/mL, TNFR-2 6374 (+/−1507) pg/mL, and IL-17 0.52 (+/−0.45) pg/mL. There were significant decreases in individual cytokines within treatment groups, but these changes were not significantly different between the groups (Table 6).
Table 6.
Changes in serum cytokines during 24 week randomized pilot study of n-3 fatty acid supplements versus placebo for prevention of aromatase inhibitor-induced musculoskeletal symptoms
| Baseline (week 0)
|
Change, week 0–12
|
Change, week 0–24
|
|||||
|---|---|---|---|---|---|---|---|
| Mean ± SEM | Mean ± SEM | P for changea | P for comparison of changesa | Mean ± SEM | P for changea | P for comparison of changesa | |
| log(IL-6)b | 0.26 | 0.27 | |||||
| Placebo | 0.44 ± 0.14 | 0.052 ± 0.10 | 0.60 | −0.087 ± 0.10 | 0.40 | ||
| n-3 | 0.50 ± 0.13 | −0.11 ± 0.11 | 0.28 | −0.25 ± 0.10 | 0.02 | ||
| TNFR-2c | 0.77 | 0.74 | |||||
| Placebo | 6135 ± 311 | −81 ± 225 | 0.72 | −459 ± 225 | 0.05 | ||
| n-3 | 6546 ± 316 | −179 ± 237 | 0.45 | −354 ± 225 | 0.12 | ||
| log(IL-17)d | 0.15 | 0.65 | |||||
| Placebo | −0.93 ± 0.16 | −0.33 ± 0.16 | 0.04 | −0.14 ± 0.16 | 0.36 | ||
| n-3 | −1.00 ± 0.17 | 0.005 ± 0.17 | 0.98 | −0.041 ± 0.16 | 0.80 | ||
All values are estimates from mixed effects models; tests are from orthogonal contrasts in the models
Values of IL-6 (interleukin-6) were natural log transformed due to skewness
TNFR-2: tumor necrosis factor alpha receptor 2
Values of IL-17 were natural log transformed due to skewness; values are negative due to natural log transformation
Baseline levels of IL-6 were significantly higher in women who had undergone previous chemotherapy compared to those who had not [2.4 (+/−1.6) vs. 1.5 (+/−0.88), respectively p = 0.02]. Women who had chemotherapy and were in the n-3 group had a sharp drop in IL-6 levels over 24 weeks (data not shown); however, we did not have sufficient sample size to test for differences by chemotherapy status.
Discussion
In concert with the finding that the women in our study were compliant with n-3 PUFA supplementation and tolerated a dose of 4.3 g EPA+DHA well, similar high compliance was noted in a recent study by Hershman et al. of n-3 PUFA supplementation in breast cancer patients with established AI-induced arthralgias.1 Additionally, previous research in women with high risk of breast cancer suggests that doses up to 7.6 g/day of EPA+DHA are well tolerated with excellent compliance1.
Using 4.3 g EPA+DHA, women achieved an n-3 index well above the 8% that is recommended for reducing systemic inflammation associated with heart disease.30 However, this dose of supplementation had a modest effect, if at all, on reducing IL-6 and no effect on TNFR-2. Because we did not have a comparative group not on AI, it is unclear if this lack of effect on markers of inflammation is due to AI effect or another factor that may block an anti-inflammatory effect of EPA+DHA.
Overall pain severity and pain interference did not significantly differ between treatment groups, but there was a trend toward less pain severity in the placebo group. The placebo may have contained beneficial components (e.g. bioactive fatty acids) resulting in pain improvement or masking differences between treatment groups. Participation in a clinical trial or suggestive effects of potential benefit could also have impacted participants’ perception of pain (i.e. the “placebo effect”).20 Our results are similar to results from Hershman et al. who found no significant differences in change in pain between n-3 and placebo groups in breast cancer patients with established AI-induced arthralgias.1
The high dose of n-3 in our study (4.3 g EPA+DHA) and in Hershman et al’s study (3.3 g EPA+DHA) may have influenced outcomes. We tested a higher dose of fish oil than Hershman et al. (4.3 g vs 3.3 g EPA+DHA/d). In a randomized clinical trial of patients with osteoarthritis and knee pain, low dose fish oil (0.45 g EPA+DHA combined with high oleic acid sunflower oil) was more effective in improving knee pain scores [as measured by the Western Ontario and McMaster Universities Arthritis Index (WOMAC)] and functional measurements than a higher dose of EPA+DHA (4.5 g/d) after 2 years of supplementation.21 While we chose a dose of EPA+DHA based on improvement in joint symptoms in individuals with rheumatoid arthritis,22, 23 it is possible that increasing n-3 PUFAs above a specific threshold may not provide additional benefit. Additionally, response to n-3 supplementation may differ based on genetic variations24 or baseline inflammatory status.25
Based on FACT-ES scores in our study, QOL significantly decreased within placebo, but not the n-3 group, with a trend toward between group differences at 12 weeks; but no significant differences at 24 weeks. This could reflect beneficial effects of n-3 PUFAs early in AI treatment, but the inability of n-3 supplementation to affect QOL as AI side effects progress.
The primary limitation of this study was the small sample size, but despite this limitation, we were able to demonstrate adherence, tolerability and preliminary data suggesting benefit of n-3 supplementation on certain functional outcomes. The relatively short length of the study was also a limitation because the musculoskeletal effects of AIs may not occur until later. Also, symptom questionnaires were not specific to AI patients and additional instruments such as the WOMAC may have been helpful. Future studies will also need to evaluate as a secondary measure endocrine therapy compliance which ultimately has the greatest impact on breast cancer outcomes.
Conclusions
This study showed that n-3 PUFA supplementation to prevent AI-induced joint symptoms is feasible and well tolerated. However, we found no evidence of improvement in joint symptoms with high dose n-3 PUFA supplementation. Despite that, our data suggest potential short-term benefit in QOL outcomes. A larger randomized study with longer duration would be needed to establish whether this intervention may help prevent the burden of AI-induced arthralgias.
Supplementary Material
Fatty acid composition of n-3 and placebo softgel capsules used in randomized pilot study
Acknowledgments
Support
Research reported in this publication was supported by the National Cancer Institute of the National Institutes of Health under the Award Number UG1CA189823 (Alliance for Clinical Trials in Oncology NCORP Grant). The content is solely the responsibility of the authors and does not necessarily represent the official views of the National Institutes of Health.
OSU Study #11022; ClinicalTrials.gov Identifier: NCT01478477.
Funding: Research reported in this publication was supported by the National Cancer Institute of the National Institutes of Health under the Award Number UG1CA189823 (Alliance for Clinical Trials in Oncology NCORP Grant). The content is solely the responsibility of the authors and does not necessarily represent the official views of the National Institutes of Health.
Footnotes
Compliance with Ethical Standards
Conflict of Interest: All authors declare he/she has no conflict of interest.
Ethical approval: All procedures performed in studies involving human participants were in accordance with the ethical standards of the institutional and/or national research committee and with the 1964 Helsinki declaration and its later amendments or comparable ethical standards.
Informed consent: Informed consent was obtained from all individual participants included in the study.
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Supplementary Materials
Fatty acid composition of n-3 and placebo softgel capsules used in randomized pilot study




