Abstract
Background
Historical reports describe the sphenopalatine ganglion (SPG) as positioned directly under the nasal mucosa. This is the basis for the topical intranasal administration of local anaesthetic (LA) towards the sphenopalatine foramen (SPF) which is hypothesized to diffuse a distance as short as 1 mm. Nonetheless, the SPG is located in the sphenopalatine fossa, encapsulated in connective tissue, surrounded by fat tissue and separated from the nasal cavity by a bony wall. The sphenopalatine fossa communicates with the nasal cavity through the SPF, which contains neurovascular structures packed with connective tissue and is covered by mucosa in the nasal cavity. Endoscopically the SPF does not appear open. It has hitherto not been demonstrated that LA reaches the SPG using this approach.
Methods
Our group has previously identified the SPG on 3 T–MRI images merged with CT. This enabled us to measure the distance from the SPG to the nasal mucosa covering the SPF in 20 Caucasian subjects on both sides (n = 40 ganglia). This distance was measured by two physicians. Interobserver variability was evaluated using the intraclass correlation coefficient (ICC).
Results
The mean distance from the SPG to the closest point of the nasal cavity directly over the mucosa covering the SPF was 6.77 mm (SD 1.75; range, 4.00–11.60). The interobserver variability was excellent (ICC 0.978; 95% CI: 0.939–0.990, p < 0.001).
Conclusions
The distance between the SPG and nasal mucosa over the SPF is longer than previously assumed. These results challenge the assumption that the intranasal topical application of LA close to the SPF can passively diffuse to the SPG.
Keywords: Sphenopalatine ganglion, Pterygopalatine ganglion, Local anaesthetics, Intranasal, Block
Background
The sphenopalatine ganglion (SPG) has been a target for treatment of headache disorders for more than a century [1]. Different approaches, including the direct application of pharmacological substances or neurolysis, have been used in an attempt to block the sphenopalatine ganglion to treat a broad range of headache and facial pain disorders such as cluster headache, migraine, trigeminal neuralgia, postherpetic trigeminal neuralgia, post-traumatic headache, post-dural puncture headache, and hemicrania continua [2, 3]. Attempts at pharmacological blockade include direct percutaneous injections towards the SPG or topical intranasal administration. While it appears reasonable to posit that a substance will reach the SPG with an image-guided injection, the ability of a substance to passively diffuse and reach the SPG after intranasal application is uncertain. This is especially true since there is not readily available clinical biomarker to verify that the target (SPG) has been engaged and blocked.
The first RCT evaluating the intranasal administration of local anaesthetics (INALA) was published in 1996 demonstrated a significant acute treatment effect in patients with migraine [4]. In 1999 these results were confirmed in a second RCT by the same group [5], resulting in a Level C recommendation for INALA for acute migraine treatment [6]. Both studies hypothesized that the mechanism of action for INALA is neural blockade of the SPG. In order to reach the SPG, the local anaesthetics (LA) must diffuse from the intranasal cavity. The authors argue that this is reasonable since the SPG is ≤ 1 mm below the nasal mucosa in the area of the sphenopalatine foramen (SPF), citing the work of Sluder from 1909 [7]. In line with this hypothesis and evidence base, the application of intranasal LA as close as possible to the SPF became a widely adopted procedure in clinical practice and drove the commercial development, marketing, and availability of intransal catheter devices designed to provide application of LA near the SPF.
Advanced imaging techniques allows the opportunity to determine the actual distance from the SPF to the SPG in living subjects. The aim of this study is to measure the distances between the nasal mucosa over the SPF and the SPG in 20 (40 sides) patients on fused MRI/CT images. We also review the literature on the efficacy of INALA for the treatment of headache and discuss the evidence that a drug applied intranasally over the SPF will freely diffuse to and engage the SPG.
Methods
Our investigation has formerly identified the SPG on MRI in living humans [8]. In this study, the relative location of the SPG to bony landmarks in radiological images (fusioned CT and MRI images) was compared and found to be equivalent to the distances obtained in an anatomical cadaveric study by Keller [9]. By using the same image sets we were able to measure the distance from the nasal mucosa covering the SPF to the SPG on 20 living humans (n = 40 ganglia). The distance was measured by two physicians (JC, DFB). The 20 patients included in this study had been formerly included in two other trials where they underwent a block of the SPG using a new neuronavigation technique at St. Olavs Hospital, Trondheim, Norway, between October 2013 and February 2016. Ten patients had intractable chronic cluster headache [10] and ten patients had intractable chronic migraine [11]. All patients were examined with CT and MRI scans covering the region of the sphenopalatine fossa and neighboring regions. None of the patients eligible for inclusion were excluded. None of the patients had received previous injections towards the SPG, which might have altered the anatomy of the sphenopalatine fossa.
MR scans were performed on a 3 T scanner (Magnetom Skyra, Siemens, Germany). Technical parameters were as follows: Sagittal T2 weighted: Repetition time (TR) range 3780, echo time (TE) 111, slice thickness 2 mm, matrix 0.4 × 0.4 × 2.0 mm, field of view (FOV) 210, number of acquisitions 3; sagittal T1 weighted: TR range 710, TE 10, slice thickness 2 mm, matrix 0.4 × 0.4 × 2.0 mm, FOV 210, number of acquisitions 2; axial T2 weighted: TR range 4160, TE 110, slice thickness 2 mm, matrix 0.4 × 0.4 × 2.0 mm, FOV 220, number of acquisitions 2; and axial T1 weighted: TR range 710, TE 7.9, slice thickness 2 mm, matrix 0.4 × 0.4 × 2.0 mm, FOV 210, number of acquisitions 2. All CT scans were performed using a helical CT scanner (Somatom sensation 64, Siemens, Germany) set at effective mAs 63, 120 kV, slice thickness1 mm, reconstruction increment 0.7 mm, collimation 12 × 0.6 mm, Kernel U 70, window width 450 HU and window centre 50 HU. Fusion of MR and CT images was performed using Brainlab iPlan 3.0 (Brainlab AG, Feldkirchen, Germany).
Both studies were approved by the regional ethics committee (ref. 2012/164 and 2014/962), the Norwegian Medicines Agency (EUDRACT nr: 2012–000248-91 and 2014–001852-43) and registered at ClinicalTrial.gov (NCT02019017 and NCT02259075). Written informed consent was obtained from all patients.
The SPG was localized in T2 weighted images. The closest point of the nasal mucosa covering the SPF was localized on CT-scan images and not in MRI in order to reduce the partial volume effect.
Statistical analysis
SPSS version 24.0 (SPSS Inc., Chicago, Illinois, USA) was used in the data analyses.
Data distributions were expressed as means and standard deviations (SD), results are given as mean ± standard deviation if not otherwise stated. Interobserver variability was evaluated using the intraclass correlation coefficient (ICC). A post hoc analysis for intra-individual variability was assessed using an independent samples t-test.
Results
Table 1 illustrates the demographic characteristics of the 20 patients examined in this study.
Table 1.
All patients (n = 20) | |
---|---|
Number of females/males | 15/5 |
Mean age, years ± SD (range) | 44.8 ± 13.0 (24–68) |
Number of Caucasians | 20/20 |
Primary headache | 20/20 |
• Chronic cluster headache | 10/20 |
• Chronic migraine | 10/20 |
The mean distance from the SPG to the closest point of the nasal cavity directly over the mucosa covering the SPF was 6.77 mm (SD 1.75; range, 4.00–11.60). The interobserver variability was excellent (ICC 0.978; 95% CI: 0.939–0.990, p < 0.001). There was no significant difference between the average distances in the right and left sides, with a mean difference right-left of − 0.58 mm (95% CI: -1.76-0.60, p = 0.327).
The SPG was localized in MRI scans in all patients. Fig. 1 shows axial images (T1 weighted MRI and CT) through the SPG in one of the patients of the study.
Discussion
This is the first study to measure the distance between the mucosa overlying the SPF and the SPG in living humans. The mean distance of 6.77 mm is higher than the distance described in cadaveric studies, possibly as a result of dessication of post-mortem tissue.
It has been assumed that a LA applied intranasally in the proximity of the SPF can reach the SPG [1, 4, 5, 12, 13]. An important prerequisite for such a hypothesis is that the distance between the surface of the nasal mucosa and the SPG is sufficiently short. Sluder estimated the distance to be as little as 1 mm and this has been cited among many advocating for the therapeutic effect of INALA [7]. However, Sluder also acknowledged that the SPG may rest up to 9 mm from the SPF and that there is considerable variability between individuals [7]. Unfortunately, the methodology used to assess the localization of the SPG was not described nor was the size or demographics of the sample defined. Penteshina analysed 70 SPG and found significant individual differences in the structure and topography of the SPG [14]. SPG’s size was stable (3 to 5 mm) but its position in relation to the anterior foramen of the Vidian canal, SPF, palatine bone and maxillary nerve were variable. In this study, the SPG was located 3–4 mm from the nasal mucosa membrane in 35 cadavers, but in 20 cases, it was at a depth of 10 mm and surrounded by fatty tissue. In some cases, the SPG was located in the Vidian canal making the SPG inaccessible to INALA [14]. Only in 15 out of 70 ganglia was the SPG closely adjacent to the nasal mucosa membrane [14].
In addition to the distance between the nasal mucosa and the SPG, there are several barriers through which LA must diffuse through to reach the SPG, including nasal mucosa; neurovascular structures connective tissue filling the SPF and adipose tissue in the sphenopalatine fossa between the SPF and the SPG (Fig. 2).
The nasal cavity and the sphenopalatine fossa are divided by the vertical wing of the palatine bone with neurovascular structures entering and exiting the nasal cavity through the SPF. The SPF is covered by mucosa and it does not present as an open foramen that communicates with the sphenopalatine fossa (Fig. 3). Since LA cannot transverse through bone, it has to pass through the foramen alongside the vascular structures. LA entering the vascular structures may enter the systemic circulation and be transported away from the SPG. Some studies raise the question whether the observed effect of INALA might be due to systemic absorption of the anesthetic rather than a block of the SPG [15–17]. After passing through the SPF, LA would enter the sphenopalatine fossa, which is filled with adipose tissue requiring diffusion of the LA through adipose and connective tissue in order to reach the SPG.
Rusu et al. performed dissections of the sphenopalatine fossa in 20 human cadavers and observed that 30% of the SPGs did not appear as single macroscopic structures, but had two distinctive partitions (one superior and one inferior) [18]. In addition, all patients had neuronal clusters and neuronal cords within the proximity of the SPG (intrinsic intraneural dispersed sphenopalatine microganglia), which were not apparent macroscopically. These factors may account for the therapeutic failure observed in some patients undergoing procedures targeting the SPG [18, 19].
The SPF lies lateral in the wall of the nasopharynx, which constitutes an anatomical challenge when trying to gain access to it. Some authors have emphasized the importance of a proper technique to achieve a transnasal block of the SPG [5, 20], particularly that the patient’s head is properly extended and rotated 30 degrees towards the desired side.
Most commercially available catheters do not visually localize the SPG, either through endoscopy or fluoroscopy. The blind application of LA may therefore not approximate the SPF. Alherabi et al. dissected 16 lateral nasal walls and documented that the distance from the nasal sill to the SPF varies widely from 55 to 76 mm and the range of the angle of elevation formed between the SPF to the nasal sill is 11–12 degrees [21]. The authors describe that the standard reference points to localize the SPF are widely different and of little practical help. Other groups have also described the anatomical variation of the SPF [22]. The size of the foramen is also variable. Prades et al. measured the SPF in 12 skulls and reported a mean height of 6.1 mm (5.2–6.8 mm) and a mean width of 2.5 mm (2.4–2.5 mm) [23]. In most approaches, LA are applied to a larger area within the nasal cavity and therefore the concentration would have to be high to allow enough substance to diffuse close to the SPG.
Rationale for LA block of the SPG
The trigemino-autonomic reflex, where parasympathetic efferents with synapses in the SPG activate meningeal trigeminal nociceptors, is thought to be important in several headache conditions [24]. A postulated mechanism to understand why blocking the SPG may be effective is by reducing the efferent release of neuropeptides on dural nociceptors and thereby reducing afferent trigeminovascular activity (Fig. 4).
Alternative mechanisms of action
The positive effect of the transnasal topical block in headache shown in several studies could be due to a trigeminal block rather than a block of the SPG. This possible mechanism has already been suggested in cluster headache by Barre [20], Raskin [25] and Robbins [26]. Barre proposed several possible mechanisms of action of cocaine in cluster headache: local blockade of neural transmission of nerves in the vicinity of the Vidian Nerve, SPG or maxillary division of the trigeminal nerve; via its sympathomimetic effects in inducing local or regional vasoconstriction secondary to the development of sensitization to catecholamines; or a combination of both of the above [20]. Later observations that cocaine and lidocaine appear to be similarly effective in cluster headache led to some authors favoring the anesthetic effect over the vasoconstrictor hypothesis [27].
It is known that applying a local anesthetic intranasally blocks first and second trigeminal nerve endings in the nasal mucosa, which is a standard technique used in transnasal surgery. Hardebo et al. described in a series of 24 patients that when intranasal lidocaine was effective, pain was usually reduced in the orbital and nasal region [27]. Schueler et al. described that the maxillary and mandibular branches of the trigeminal nerve in rats have both intra and extracranial receptive fields and that its stimulation could release CGRP [28]. Thus, one cannot exclude a trigeminal block or systemic absorption as a possible explanation for the observed effect.
Review of evidence on intranasal administration of LA in headache
Most studies evaluating the administration of topical intranasal LA are of poor quality. A total of 9 RCTs have been conducted using INALAs (Table 2). Three were negative for the primary endpoint [29–31]. While these studies have claimed that the SPG was the target, it is unclear whether the study drug reached the SPG. Even though most of the procedures administrating intranasal LA are well tolerated and considered to be safe, adverse events have been reported [2]. The most frequently reported serious adverse event is epistaxis. Most of the adverse events are transient and include bitter taste, oropharyngeal numbness, ipsilateral nostril and eye burning sensation, nasal discomfort, diplopia and reduced buccal opening. Cady et al. using the Tx360® catheter, found that the most common side effects were lacrimation, unpleasant taste and mouth numbness [13, 32].
Table 2.
Author | Drug | Concen-tration | Volume | Condition | RCT | Effect | Nr of patients | Technique | Ref. |
---|---|---|---|---|---|---|---|---|---|
Sluder | Cocaine | 4–70% | A drop | Meckel’s ganglion neuralgia | No | Positive effect in a series of patients | 5 | Applicator, surgery | [7] |
Alcohol | – | A drop | |||||||
formaldehyde | 0,4% | N/S | |||||||
Silver nitrate | 2% | N/S | |||||||
Barre | Cocaine | 5–10% | N/S | CH | No | Positive effect in a series of patients | 11 | Barre’s techniquea | [20] |
Kittrelle | Cocaine | 5% | – | CH (NTG-induced) | No | > 75% reduction in headache intensity within 3 min, in 4 of 5 patients with lidocaine | 5 | Barre’s techniquea | [12] |
lidocaine | 4% | 1 ml | |||||||
Hardebo | Cocaine | 10% | 0,3 ml | CH | No | Lidocaine and cocaine equally effective | 24 | Nasal droper | [27] |
Lidocaine | 4% | 0,5–0,8 ml | |||||||
Robbins | Lidocaine | 4% | 4–6 sprays | CH | No | 54% mild to moderate relief after treatment | 30 | Spray | [26] |
Kudrow | Lidocaine | 4% | 0,4 ml | Migraine | No | Migraine attacks aborted in 12 of 23 patients | 23 | Barre’s techniquea | [38] |
Maizels | Lidocaine | 4% | 0,5 ml | Migraine | Yes | 55% of patients that received lidocaine had at least 50% reduction of headache within 15 min (primary endpoint) | 81 | Barre’s techniquea | [4] |
Maizels | Lidocaine | 4% | 0,5 ml | Migraine | Yes | Randomized trial with open-label follow-up. Controlled trial: 35.8% of patients had headache relieved to mild or none 15 min. After treatment. | 131 | Barre’s techniquea | [5] |
Maizels | Lidocaine | 4% | 0,5 ml | Migraine | No | Prevention of the development of headache following aura. | 1 | Barre’s techniquea | [39] |
Saberski | Lidocaine | 20% | N/S | Postherpetic neuralgia | No | Decrease of the pain (therapy repeated 11 times) | 1 | Applicator dipped in anaesthetic | [40] |
Costa | Lidocaine | 10% | 1 ml | CH (NTG-induced) | Yes | All patients responded to both anaesthetics with complete cessation of induced pain (31.3 ± 13.1 min for cocaine and 37.0 ± 7.8 for lidocaine. For saline, pain severity increased initially and resolved with a latency of 59.3 ± 12.3 min. | 15 | Cotton swab under rhinoscopy | [34] |
Cocaine | 10% | 1 ml | |||||||
Blanda | Lidocaine | 4% | 1 ml | Migraine | Yes | The study was negative for the main outcome measure (decrease of ≥50% of initial pain score or an absolute pain score ≤ 2.5 cm at 5 min. | 49 | Barre | [29] |
Windsor | Lidocaine | 2% | 1–2 ml | Herpes keratitis | No | Relief of pain in one case report | 1 | Applicator developed by the authors | [15] |
Chae | Lidocaine | 2% | N/S | Post-traumatic headache | No | Reduction of VAS scale within 15 min in both patients (from 8/10 to 0/10 in the first and from 10/10 to 2/10 in the second) | 2 | N/S | [41] |
Cohen | Lidocaine | 4% | N/S | Postdural puncture headache | No | Relief of pain in a series of patients | 13 | Applicator saturated | [42] |
Bakbak | Lidocaine | 10% | 2 ml | CH | No | Relieve of pain and autonomic symptoms | 1 | Cotton-tipped applicator | [43] |
Pfaffenrath | Lidocaine | 6% | 0,1 ml | Migraine | Yes | Primary endpoint not met: proportion of pain-free patients two hours after treatment. Improvement of several secondary endpoints. | 140 | Spray | [30] |
Ketorolac | 0,1 ml | ||||||||
Candido | Ropivacaine | 0,5% | 0,5 ml | 1 TN, 1 CM, 1 post-herpetic neuralgia | No | All 3 patients reported pain relief within the first 15 min. Post-treatment. | 3 | Tx360® | [44] |
Dexamethasone | – | – | |||||||
Cady | Bupivacaine | 0,5% | 0,3 ml | Chronic migraine | Yes | Reduction of pain compared to placebo at 15 min, 30 min and 24 h compared to placebo (primary endpoint). Decreased HIT-6 score compared to placebo at 1 and 6 months. | 38 | Tx360® | [30] |
Mohammadkarimi | Lidocaine | 10% | 1 puff | Acute headache | Yes | Significant reduction of mean pain scores at 1 min (primary endpoint). The effect was sustained at 30 min | 90 | Spray | [37] |
Cohen | Lidocaine | 5% | N/S | Postdural puncture headache | No | Relief of pain in a series of patients | 32 | Applicator saturated | [45] |
Cady | Bupivacaine | 0,5% | 0,3 ml | Chronic migraine | Yes | Primary endpoint: statistically significant reduction of NRS scores. A comparison of the number of headache days during the baseline period and 1 month post-treatment was not significant. | 38 | Tx360® | [32] |
Schaffer | Bupivacaine | 0,5% | 0,3 ml | Acute headache | Yes | Primary endpoint (50% reduction in pain at 15 min) negative. | 93 | Tx360® | [31] |
Androlaukis | Bupivacaine | 0,5% | 0,6 ml | Hemicrania continua | No | Reduction in average intensity and frequency of headaches and autonomic symptoms. | 1 | Tx360® | [3] |
Dance | Lidocaine | 4% | N/S | Migraine (pediatric patients age 7–18) | No | Reduction of pain scores (only abstract available). | 85 | Allevio® | [46] |
LA local anesthetic, SPF sphenopalatine foramen, RCT randomized clinical trial, CH cluster headache, N/S not specified, TN trigeminal neuralgia, CM chronic migraine, NTG nitroglycerine
aBarre’s technique: the patient lies supine with extended neck (45 degrees) and head rotated 30 degrees ipsilateral to the pain. After the desired volume of anesthetic is applied, the patient should stay in the described position for 30 s. [3–5, 7, 12, 13, 15, 20, 26, 27, 29–32, 34, 37–46]
When one applies LA intranasally, most of the volume will descend to the pharynx and the patient will often swallow the fluid, commonly complaining of a bitter taste after the procedure [15]. As a consequence, the final volume of LA that will remain on the surface of the SPF to passively diffuse to the SPG is likely to be small. The bitter taste of most LA constitutes a problem for blinding. This issue has not been properly assessed and might constitute an important bias in several studies.
Different techniques for intranasal administration of LA
The technique which has been most commonly used is the one described by Barre [20] (Table 2). New intranasal catheters that claim to offer higher tolerability have been developed [2]. Other indirect and blind techniques have been described for the use of INALA [15, 26, 33–35, 30, 36, 37] but the same limitations and anatomical restrictions discussed above still apply.
Limitations
Some limitations of the study are its relatively small sample (20 subjects) and that the gender ratio is skewed (m:f 1:3). All examined patients are Caucasians. The method used in this article to identify the SPG on MRI images [8] is not an established method. The presence of autonomic symptoms pre- and posttreatment was not recorded in these group of patients.
Future perspectives
Different studies have used different LA, or combinations of them. The concentration of the LA also varies across the studies (Table 2). Some have mixed LA with corticosteroids or with other analgesics. Different LA have different pharmacological properties that might influence their ability to reach the SPG by free diffusion. The volumes of local anesthetic have varied between 0.3 and 2 ml. Such important aspects as which drug (or combination), which concentration and volume would be most suitable, have not been properly assessed in the literature. The technique used to apply the LA in the proximity of the SPF varies in the different studies. Further studies that assess the pharmacological and anatomical basis to support that a drug applied over or in the proximity of the SPF, will actually reach the SPG by free diffusion, are warranted.
Conclusion
SPG blockade through the intranasal injection of LA has been employed widely as an acute and preventive treatment for a variety of primary and secondary headache disorders. However, the evidence is mixed and inconclusive. The rationale to justify this approach has been the assumption that the SPG lies directly under the nasal mucosa. In this study on living humans, we show that the distance between the SPG and the nasal mucosa over the SPF is significantly longer than previously assumed. Moreover, the bony and mucosal anatomy, combined with the connective and adipose tissue that fills the sphenopalatine fossa, challenge the assumption that intranasal topical application of LA may reach the SPG. Whether these anatomical considerations discussed above have clinical implications is not known. Further research using biomarker evidence to confirm whether the SPG has been blocked after the local intranasal application of LA, and high quality RCTs with adequate placebo to protect the blind, are necessary to assess the veracity and efficacy of this procedure.
Clinical implications
The distance from the nasal mucosa to the sphenopalatine ganglion (SPG) appears to be longer than previously assumed.
3 of 9 RCTs where local anaesthetics were applied intranasally have been negative. These studies have claimed that the SPG was the target but this has not been proved.
Further studies that assess the pharmacological and anatomical basis to support that a drug applied in the proximity of the sphenopalatine foramen, will actually reach the SPG by free diffusion, are warranted.
Acknowledgments
The authors want to thank Wenche M. Thorstensen and Arild Dalen for the acquisition of Fig. 3.
Funding
The study was funded by the Liaison Committee between the Central Norway Regional Health Authority (RHA) and the Norwegian University of Science and Technology (NTNU).
Abbreviations
- CH
Cluster headache
- CM
Chronic migraine
- CT
Computerized tomography
- INALA
Intranasal administration of local anaesthetics
- LA
Local anesthetic
- MRI
Magnetic resonance images
- N/S
Not specified
- NTG
Nitroglycerine
- RCT
Randomized clinical trial
- SPF
Sphenopalatine foramen
- SPG
Sphenopalatine ganglion
- TN
Trigeminal neuralgia
Authors’ contributions
JC, DB and ET had the original idea for the manuscript. JC and DB analysed the data. JC reviewed the literature for the introduction and drafted the manuscript. KAJ, IA and MM revised the manuscript. DB, DD and ET: assistance for drafting the manuscript, revision of the text and approved the final manuscript. All authors read and approved the final manuscript.
Competing interests
The authors declare that they have no conflict of interest.
Publisher’s Note
Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
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