Abstract
During the 1918 influenza pandemic, children experienced substantially lower mortality than adults, a striking but unexplained finding. Whether this was due to enhanced resistance (reduced virus load) or better tolerance (reduced impact of infection) has not been defined. We found that prepubertal mice infected with H1N1 influenza virus also showed greater survival than infected pubertal mice, despite similar virus loads. Transcriptome profiling of infected lungs identified estrogen as a regulator of susceptibility in both sexes and also linked better survival to late expression of IL-1β. Blocking puberty with gonadectomy or a gonadotropin-releasing hormone antagonist improved survival. Estrogen or testosterone (which can be converted to estrogen) restored susceptibility of gonadectomized pubertal mice to influenza mortality, but dihydrotestosterone (which cannot be converted to estrogen) did not. Estrogen receptor blockade with fulvestrant in both male and female pubertal mice resulted in improved survival, even when given 3 days after infection. Moreover, late, but not early, IL-1β neutralization after infection was also protective. These findings indicate that pubertal increases in estrogen in both sexes are associated with increased mortality during influenza. This helps explain the reduced mortality of children seen with influenza in 1918 and might also be relevant to childhood tolerance to many other infectious diseases.
Keywords: influenza, age, hormones, immunomodulators
INTRODUCTION
Host response as well as virus strain determine the natural history of influenza (4, 6, 51), but factors that govern the spectrum of disease severity remain incompletely characterized. Transcriptome analysis and “systems biology” have been eagerly embraced (1, 25). They indicate that excessive host inflammatory responses are linked to high mortality (4, 6, 21, 24, 34), and that host-directed immunomodulators could be of benefit (11, 36). However, the hope that an “omics-based, pathway-centered approach” might identify key mediators and promising therapeutic targets has not yet been realized. Comparison of groups that naturally differ in mortality from severe infection might allow progress in this area.
During the 1918 influenza pandemic, children in the age range of 5–14 yr experienced substantially lower mortality than adults, despite similar rates of infection (2). The lower mortality in children compared with adults seen in influenza extends to other infections, such as tuberculosis, measles (2, 8), sepsis (33), and Ebola (40, 53). Milder disease also occurs in weanling vs. adult ferrets with nonlethal influenza (16), but animal models have not been used to directly investigate mortality differences between children and adults. Whether the advantage of infected children is due to enhanced resistance (reduced virus load) or better tolerance (reduced impact of infection) (32) has not been defined. Beyond the truism that it is good to be young, understanding the mechanisms underlying these differences could lead to new insights and therapies for severe influenza and other infections. Epidemiological data in 1918 showed that puberty marked the change to greater mortality, suggesting that onset of sexual maturity could influence susceptibility by changing the host response (2). Hence, we investigated the relative resistance of prepubertal individuals to influenza mortality in a mouse model.
MATERIALS AND METHODS
Animals.
Experiments were approved by the Harvard Medical Area Institutional Animal Care and Use Committee. Male and female C57BL/6 mice were purchased from Charles River Laboratories (Wilmington, MA) at the prepubertal age of 21 days and were rested in the animal care facility until they reached the desired experimental age, e.g., 25 days (prepubertal) or 28 days (pubertal); in some experiments, older mice were purchased at 35 days of age and were used at 42 days of age.
Reagents.
Agents used to alter hormonal status included the following: leuprolide (Tocris Bioscience), testosterone, dihydrotestosterone, fulvestrant, and anastrazole (Sigma-Aldrich); and estradiol (Cayman Chemical). After being dissolved in ethanol, an emulsion of estradiol and corn oil was created for a final concentration of 10 μg/100 μl, administered intraperitoneally (ip) on days 1–3 or 6–9 of infection. Testosterone and dihydrotestosterone were similarly prepared and administered as 200 μg and 65 μg ip, respectively. Fulvestrant and anastrazole were dissolved in DMSO and delivered in an emulsion of corn oil at 200 μg and 10 μg ip, respectively. Acyline was generously provided by Dr. Min Lee, National Institute of Child Health and Human Development (Rockville, MD). Blocking anti-IL-1β antibody (low endotoxin, azide-free, clone B122) and matching hamster IgG isotype (clone HTK888) were obtained from BioLegend (San Diego, CA).
Influenza model.
A murine-adapted strain of H1N1 influenza virus, A/Puerto Rico/8/1934 (PR8), was obtained initially from Charles River Laboratories [quantified as hemagglutination units (HAU)]; most experiments used the same virus, quantified as plaque-forming units (PFU) from ViraSource (RTP). Mice were anesthetized with 120 mg/kg ketamine plus 16 mg/kg xylazine administered via ip injection. Mice then received an intranasal instillation 50 μl suspension of PBS containing varying amounts of virus (based on HAU or PFU) or vehicle alone. Initial titration identified a dose that led to ~80% mortality in the older (pubertal) mice. The onset of sexual maturation (puberty) in C57Bl/6 mice is approximately postnatal day 27–28 (10). Most experiments were performed with mice at postnatal days 25 (P25, prepubertal) or 28 (P28, pubertal). P25 and P28 female mice were given 87.5 PFUs, and P25 and P28 male mice were give 100 PFUs. For hormonal manipulations to block puberty, leuprolide (25 μg sc every day) or acyline (100 μg sc every 4 days) were given starting at day 21 of age, and this was followed by infection on day 28 of age. The estrogen receptor antagonist fulvestrant was administered (200 μg ip every other day) either starting at age day 21 (pretreatment) followed by infection on day 28 of age, or starting 3 days after infection (posttreatment). In experiments to harvest lung tissue for transcriptome profiling, separate groups of sentinel mice for each age group were followed to monitor the survival rate after infection. In experiments that used older mice (P42), 350 or 250 PFU were administered to male or female mice, respectively. To measure the viral load within infected lung tissue, quantitative PCR assay for influenza M1 mRNA (SA Biosciences, Frederick, MD) was performed using 1 μg total lung RNA per sample with predesigned assays from Applied Biosystems (Foster City, CA) (14). Mice were monitored for morbidity and illness scores daily to determine the need for euthanasia, if found preterminal. Weights were measured on alternate days during the postinfection period. For evaluation of histopathology, a scoring system using the product of a severity score (0–3, based on extent of congestion, edema, infiltration of leukocytes, damage to alveolar architecture) and extent of tissue involvement (0–3, based on involvement of 0, 1–25, 26–50, or >50% of lung tissue sample, respectively).
Transcriptome profiling.
We obtained transcriptome profiles in two tissue types in prepubertal and pubertal mice: blood and lung. Whole blood samples from uninfected prepubertal (P24) or older (P36) mice were analyzed to compare basal gene expression in leukocytes. To evaluate changes during influenza infection, lung tissue was obtained on days 0, 3, 6, and 9 after infection (the onset of mortality occurred around day 8–9). RNA was extracted using Qiagen RNAeasy Micro Kit, following the manufacturer's instructions. For whole blood samples, hemogloblin RNA was depleted using PAXgene Blood RNA system (Qiagen, Valencia, CA). After RNA extraction, all quantitation and microarray experiments were performed at the Dana-Farber Cancer Institute Microarray Core Facility. RNA integrity was analyzed using an Agilent 2100 Bioanalyzer (Agilent Technologies, Palo Alto, CA). RNA purity and concentration were determined using a Nanodrop 8000 (Nanodrop Products, Wilmington, DE). Total RNA from lung homogenates was hybridized to the Affymetrix GeneChip Mouse Gene 2.0 ST array (Affymetrix, Santa Clara, CA), and raw intensity values stored in CEL files were imported into Partek Genomics Suite version 6.6 (PGS) (Partek, St. Louis, MO). Raw values were normalized using the robust multi-array average method with background correction, and the adjusted intensity values were expressed as log2 transformed values. Microarray data sets obtained through this study have been deposited in the National Center for Biotechnology Information Gene Expression Omnibus with accession number GSE99192.
Differentially expressed genes (DEG) and principal component analysis was performed using PGS software, using statistical (P value) and fold-change (FC) settings as reported in results. PGS software also provided the Venn diagram-based analyses of DEGs from different transcriptome profiling studies. For additional analysis to explore biologically significant regulators and networks, we utilized Ingenuity Pathway Analysis (IPA Suite, Ingenuity Systems, Mountain View, CA; https://www.qiagenbioinformatics.com/) as well as the web-based Enrichr suite of analysis tools (http://amp.pharm.mssm.edu/Enrichr/).
Statistics.
Prism software (GraphPad, La Jolla, CA) was used to graph results and for statistical evaluation of data. Group sizes were chosen based on pilot studies. Kaplan-Meier survival curves were compared using the log rank Mantel-Cox test. For comparison of weight loss (or gain), slopes of linear regression curves were evaluated. Other statistical tests used are indicated in the legends of the corresponding figures. P values < 0.05 were considered significant. The number and the type of replicates are indicated in the legends of each figure.
RESULTS
Prepubertal mice experience less influenza morbidity and mortality.
We infected mice with influenza virus at different ages before and after the onset of puberty [~28 days of age, or P28 in C57Bl/6 mice (10)]. Mortality was substantially greater in pubertal mice (infected on P28) (Fig. 1A), with deaths starting at approximately day 9 after infection (Fig. 1B). Mortality was also higher in younger mice before weaning, similar to the higher mortality of infants (ages 0–4 yr) in the 1918 pandemic (2). We focused our investigations on the difference between before and after puberty onset, based on the similarity to the human epidemiology (2). Pubertal mice lost more weight (Fig. 1C), and their lungs showed greater inflammation and damage, including hyaline membranes (Fig. 1, E, top, and F, scoring). Both ages were infected with the same amount of virus (by sex), so the slightly smaller prepubertal animals actually received more virus per body weight, yet virus loads in the lungs of prepubertal and pubertal mice on days 3, 6, and 9 after infection were similar (Fig. 1D).
Transcriptome profiling.
To explore mechanisms for the survival differences, we compared gene expression profiles in lung tissue on days 3, 6, and 9 after infection, and from vehicle-treated control mice for each age group. Direct comparisons of infected samples showed minimal differences at days 3 and 6. In contrast, on day 9, 442 and 323 DEGs were identified in female and male mice, respectively, with FCs of ≥1.5 at a false discovery rate of 0.05 (Supplemental Tables S1 and S2; Supplemental material for this article is available online at the Journal website). Moreover, DEGs in prepubertal vs. pubertal infected lungs on day 9 were substantially different in female vs. male mice, illustrated by comparison of the top 10 DEGs upregulated in pubertal samples (Fig. 2A). These findings agree with prior observations of sex differences in gene expression, including within lungs after influenza (29–31, 39). In female mice, genes showing greater expression in pubertal lungs included Hc (complement component C5), IL-1β, and TNFSF18 (TNF superfamily member 18), all known to contribute to influenza pathophysiology (13, 17, 22, 56).
We also compared infected lung samples to their age-group matched uninfected controls and identified DEGs unique to prepubertal and pubertal groups for each of the days analyzed (Supplemental Tables S3 and S4). We submitted these DEG lists to Ingenuity IPA analysis to identify upstream regulators and found substantial sex and stage differences, as shown by results from day 9 (Fig. 2B) (full results in Supplemental Tables S5–S8). Notably, pubertal samples showed marked enrichment of hormonal regulators, especially estrogen and related molecules, in both females and males (Fig. 2C). This was shown by increased z-scores for estrogen, β-estradiol, or the estrogen receptor 1 (ESR1) across the time course of infection. The analysis also showed negative z-scores for the estrogen receptor antagonist fulvestrant on days 6 and 9, a finding consistent with enhanced estrogenic signaling. In addition, IL-1 signaling was prominently activated in both sexes.
We also compared gene expression profiles in peripheral blood leukocytes from normal uninfected prepubertal and pubertal mice of both sexes. Total counts and leukocyte differentials did not differ between the experimental groups (data not shown). Our analysis identified 745 DEGs when comparing pubertal vs. prepubertal, as well as sex-based differences (Supplemental Tables S9–S12). In the pubertal age group, we found enrichment of 1) immunoglobulin and B cell genes, and 2) cytokine and chemokine genes, including IL-1β (FC = 2.05, P < 10−4) and related pathways (Supplemental Table S13). The analysis of activated upstream regulators in normal male and female subsets showed substantial overlap (Fig. 2D and Supplemental Table S14), including ESR1. Taken together, the transcriptome profiling data from both lung and blood suggested important roles for estrogen-mediated signaling and IL-1β in the higher mortality seen in pubertal mice.
Role of puberty and sex hormones.
To evaluate the role of puberty and sex hormones more directly, we blocked the onset of puberty with leuprolide, a gonadotropin-releasing hormone (GnRH) analog. Leuprolide desensitizes GnRH receptors and decreases or blocks secretion of gonadotropins, luteinizing hormone, and follicle-stimulating hormone. This blocks normal pubertal increases in estradiol and testosterone levels in humans and rodents (12, 37). Comparison of infected mice of the same chronological age with normal or blocked puberty showed marked protection against mortality in puberty-blocked female mice (Fig. 3A). In contrast, the same leuprolide treatment regimen did not decrease mortality in male mice, but also did not block puberty markers, such as an increase in testicular mass (data not shown). Hence, we also blocked puberty using acyline, a GnRH receptor antagonist (15). Acyline treatment caused substantial protection against influenza mortality in both male and female mice (Figs. 3, B and C) and effectively blocked puberty in both sexes (Figs. 3, D–F).
The gonads are the primary source of the pubertal increase in sex hormones. Mice that had undergone gonadectomy or sham surgery at P21 were challenged with influenza virus at age P28. Both male and female gonadectomized mice showed much lower mortality compared with both their intact pubertal counterparts and mice that had undergone the P21 sham procedure (Fig. 3G). A partial but unexplained effect of the sham procedure was observed in the female but not male mice. Treatment of ovariectomized female mice with estrogen eliminated the protective effect of ovariectomy and restored higher mortality, whether given early (days 0–2, Fig. 3H) or late (days 6–8, Fig. 3I) in the course of infection. Following ovariectomy (age P21), mice treated with estrogen exhibited greater lung inflammation and damage compared with ovariectomized controls (Fig. 3J). In males, protection by castration was reversed by both estrogen and testosterone. Testosterone can be converted to estrogen by aromatase. In contrast, dihydrotestosterone, which cannot be converted to estrogen, did not reverse the protective effect of castration (Fig. 3K). The role of aromatase conversion of testosterone to estrogen was also shown by the aromatase inhibitor anastrazole, which abrogated the ability of testosterone to reverse the protective effect of castration (Fig. 3L).
Estrogen receptor blockade is protective during influenza infection.
Since both our experimental data and transcriptome profiling indicated a critical role for estrogen in the pubertal susceptibility to influenza mortality in both sexes, we tested the effect of estrogen receptor blockade. Pretreatment of both male and female mice with fulvestrant, a Food and Drug Administration (FDA)-approved estrogen receptor antagonist (19), before influenza virus infection at age P28 (pubertal onset) reduced subsequent mortality (Fig. 4A). In females, fulvestrant blocked puberty, seen as the absence of a normal increase in uterine weight and size (Fig. 4, B and C; similar findings in male mice not shown). Fulvestrant-treated mice also showed reduced histopathological injury (Fig. 4, E and F). Notably, delayed treatment of female pubertal mice (infected on P28) with fulvestrant starting on day 3 after infection also greatly improved survival (Fig. 4D). Pretreatment of older postpubertal female mice (infected on P42) also improved survival (Fig. 4G). Finally, delayed treatment of both male and female postpubertal mice (infected on P42) with fulvestrant also improved survival in both sexes (Fig. 4H). The potential for translational benefit of these findings is enhanced by the efficacy observed with delayed therapy, the established safety profile of fulvestrant in human patients, and the relatively short period of illness when treatment would be needed.
Transcriptome profiling identified increased expression of IL-1β late (day 9) in the lungs of the higher mortality pubertal mice, and increased basal IL-1β expression within normal pubertal blood leukocytes. This prompted testing of the effects of inhibiting this cytokine on influenza mortality. Treatment with neutralizing anti-IL-1β blocking antibody given on days 5 and 7 after infection of pubertal mice at age P28 substantially improved survival and allowed recovery from the initial weight loss seen during the infection (Fig. 4, I and J). Other studies of mice constitutively deficient in IL-1β (27) or IL-1 receptor (17, 43) have shown enhanced mortality, suggesting a beneficial role for IL-1β. To evaluate the effects of IL-1β at different times during the course of influenza, we administered anti-IL-1β antibody early (day 0) or later (days 5 and 7) after infection. Delayed antibody treatment led to improved survival, whereas early treatment did not (Fig. 4K), indicating distinct beneficial and harmful functions of IL-1β at different phases of high-fatality influenza infections.
DISCUSSION
We developed a mouse model of the striking difference in mortality of children vs. adults during the 1918 influenza pandemic. Similar to the human epidemiological data, the pubertal transition in mice was associated with greater influenza mortality. Prevention of puberty by surgical castration or pharmacological blockade preserved the relative greater survival of prepubertal mice. Transcriptome profiling identified estrogen as a regulator of increased susceptibility in both sexes and also linked better survival to late expression of IL-1β. Direct testing of these therapeutic leads showed that fulvestrant (an estrogen receptor antagonist) and late (but not early) anti-IL-1β neutralization both improved survival substantially, even when given days after the onset of infection.
Other studies have compared influenza effects in animals of different age. Similar to our results, younger ferrets have milder disease compared with adult animals (16). The ages of ferrets in this study correspond to postweaning and puberty onset in ferrets, so they roughly match those in our mouse model, but pubertal status was not directly evaluated by the investigators. Other studies have compared mortality in different age groups of mice. The findings vary, possibly reflecting use of different mouse strains, virus strains, or other factors in experimental design. Similar to our own findings, two groups report relatively high mortality in weanling mice (3 wk or 21 days old). Kalter (20) reported that 3-wk-old mice were more susceptible than 6-wk-old mice; similar findings were observed by Yasui et al. (55). Sun et al. (50) found that adult mice (6 mo, 1 yr) fare better than younger mice (4 wk old). In contrast, Vom Steeg et al. (52) compared 2 mo old vs. 18 mo old and found the aged mice did worse. The most consistent finding in this brief overview is that that very young mice (3 wk of age and younger) are highly susceptible to influenza mortality, similar to the high mortality seen in the 0- to 4-yr age group in the 1918 pandemic (2). Other effects of aging on susceptibility of older mice are suggested by the cited work (despite some of the differences noted) and may be interpreted to reflect the well-known increased case fatality rate in elderly individuals (2). However, other than the ferret study, no other experimental data specifically comparing prepubertal vs. pubertal animals, as reported here, are available.
Our findings may seem discordant with reports of beneficial effects of estrogen in injury models (3). However, estrogen effects include proinflammatory effects at low endogenous levels (as seen with puberty onset), but anti-inflammatory actions at pharmacological doses (23, 39, 49). Indeed, influenza causes greater morbidity and mortality in female mice compared with males (which we interpret as reflecting proinflammatory effects of greater endogenous estrogen levels in females), but pharmacological treatment with estrogen improved morbidity scores and survival (39). Differences between our study and this prior work (39) include the age at time of infection (4 wk vs. 6–8 wk), source of mice used (Charles River vs. NCI Frederick), and method and duration of estrogen administration (subcutaneous injection in oil vs. implanted silastic tubing devices. We favor interpreting the differences as primarily reflecting the anti-inflammatory effect of high-dose estrogen treatment, but these and other differences may also contribute. The complexity of estrogen effects is also evident in reported effects on IL-1β, which include findings of increased production or expression (9, 18, 41) or the opposite (42, 46, 47).
The limitations of mouse models are increasingly recognized and debated (35, 44) and merit discussion here. For influenza, relevant limitations include the known differences in susceptibility across different inbred strains (5, 48), as well as imperfect correspondence of developmental stages and function of immune systems in mice to those in people (28, 57). It is possible that results with other mouse strains or other mouse-adapted influenza virus types might differ. The transcriptome profiling was performed on whole lung homogenates rather than purified cell subtypes, a choice that may also introduce limitations. Analysis of the number and subtype of various immune cells did not reveal any consistent differences in pilot studies (data not shown), but a comprehensive investigation over time/age/hormonal status groups could provide additional insights. While cognizant of these limitations, we, nevertheless, consider that our model provides a means to investigate the relative tolerance of prepubertal children and to seek therapeutic interventions to improve outcomes in severe infections.
We observed beneficial effects from two therapeutic leads administered 3 days or later after infection, increasing the potential utility in clinical infections. Additional studies in other animals models (e.g., ferret) and other viral strains are needed to fully evaluate the efficacy of fulvestrant. The potential benefit of the other therapeutic lead identified in this work, i.e., targeting IL-1β, is supported by findings that treatment with IL-1 receptor antagonist (the FDA-approved agent anakinra) from day 2–7 after influenza significantly improved survival (45). We speculate that delaying this intervention (anakinra) might provide even greater benefit, based on the temporal differences we observed with anti-IL-1β neutralization. There is substantial variability in the presentation and course of severe influenza in people. Hence, whether it will be feasible to translate therapies based on specific phases of the illness identified in highly controlled animal models requires further study.
Our results suggest two lines of investigation to further evaluate mechanisms for the greater mortality seen after puberty onset and to identify new drug candidates. First, in addition to estrogen, we identified several upstream regulators (Supplemental Tables S7 and S8) whose modulation might be beneficial. For example, it is noteworthy that one of the upstream regulators identified in the high-survival prepubertal group (Supplemental Table S8) was camptothecin [a topoisomerase inhibitor recently reported to improve survival in mice with influenza (38)]. Second, downstream mediators of estrogen’s effects might provide additional targets. However, a substantial challenge is the great number of genes and proteins whose expression is modulated by estrogen (7, 26). Our laboratory (54) has previously reported a beneficial effect of estrogen on innate immunity to bacterial pneumonia in older mice (8–12 wk). The available epidemiology suggests childhood resistance to severe infections includes those caused by bacterial pathogens. Nevertheless, the impact of pubertal estrogen on resistance to bacterial pneumonia remains to be directly tested experimentally. Future efforts may benefit from focusing on the genes modulated by low levels of estrogen in both sexes, reflecting our findings of effects in both males and females.
We speculate that mechanisms for greater influenza mortality after puberty might also be active and harmful in other severe infections, given the broad tolerance of prepubertal children to many pathogens (2, 8, 33, 40, 53). If this is correct, treatments identified in one model might benefit outcomes in others and eventually lead to the identification of drugs that could be used as syndromic treatment for them all.
GRANTS
This study was supported by National Institute of Environmental Health Sciences Grant ES00002, National Heart, Lung, and Blood Institute Grant T32 HL007118, and Defense Advanced Research Projects Agency Grant W911NF-10–1-0217.
DISCLOSURES
No conflicts of interest, financial or otherwise, are declared by the authors.
AUTHOR CONTRIBUTIONS
F.S. performed experiments; F.S. and L.K. analyzed data; F.S. and L.K. interpreted results of experiments; F.S. and L.K. prepared figures; F.S. and L.K. drafted manuscript; F.S. and L.K. edited and revised manuscript; F.S. and L.K. approved final version of manuscript; L.K. conceived and designed research.
Supplementary Material
ACKNOWLEDGMENTS
The authors thank Drs. David Fedson, Kevin Harrod, and Ulrich von Adrian for helpful discussions.
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