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The Journal of Neuroscience logoLink to The Journal of Neuroscience
. 2018 Feb 7;38(6):1408–1417. doi: 10.1523/JNEUROSCI.0635-17.2017

Activity in the Ventral Medial Prefrontal Cortex Is Necessary for the Therapeutic Effects of Extinction in Rats

Elizabeth A Fucich 1, Denisse Paredes 1, Madeleine O Saunders 1, David A Morilak 1,2,
PMCID: PMC5815344  PMID: 29335360

Abstract

Poor response and high relapse rates remain problematic in the treatment of stress-related psychiatric disorders such as depression and post-traumatic stress disorder. Although mechanisms of pharmacotherapies are intensely studied, little is known about mechanisms of behavioral therapy that could inform improved treatments. We have previously demonstrated the therapeutic effects of extinction learning as a behavioral intervention modeling exposure therapy in rats. In the present study, we tested the hypothesis that activity in the ventral medial prefrontal cortex (vmPFC) during extinction is necessary for its therapeutic effects. The inhibitory Gi-coupled designer receptor exclusively activated by designer drug CaMKIIα-hM4Di was expressed in vmPFC before administering chronic unpredictable stress (CUS). vmPFC projection neurons were then inhibited during extinction treatment by administering clozapine-N-oxide. Coping behavior and cognitive flexibility were assessed 24 h later on the shock-probe defensive burying test and attentional set-shifting test, respectively. Replicating previous results, extinction reversed the CUS-induced deficits in coping behavior and cognitive flexibility. Inhibiting vmPFC during extinction blocked these therapeutic effects. Further, increasing vmPFC activity with the excitatory Gq-coupled designer receptor exclusively activated by designer drug hM3Dq 24 h before testing was sufficient to reverse the CUS-induced deficits. CUS reduced mPFC responsivity, assessed by measuring afferent-evoked field potentials in the mPFC, and this reduction was reversed by extinction treatment 24 h before testing. These results demonstrate the necessity of vmPFC activity in the therapeutic effects of extinction as a model of exposure therapy, and suggest that increased vmPFC activity induced by extinction is sufficient to produce lasting plastic changes that underlie its beneficial effects.

SIGNIFICANCE STATEMENT Stress-related psychiatric disorders remain poorly treated. Psychotherapies can be effective, but their mechanisms remain unknown, hindering progress toward improved treatment. We used a rat model of behavioral therapy to identify potential targets for enhancing treatment. Fear extinction as a therapeutic behavioral intervention reversed stress-induced cognitive dysfunction and passive coping in rats, modeling components of stress-related psychiatric disease. Extinction also reversed stress-induced attenuation of mPFC responsivity. The therapeutic effects were prevented by blocking activity of glutamatergic neurons in the mPFC during extinction, and were mimicked by inducing activity in lieu of extinction. Thus, activity and plasticity in the mPFC underlie the beneficial effects of extinction on cognitive flexibility and coping behavior compromised by stress, and could be targets to enhance behavioral therapy.

Keywords: behavioral therapy, cognitive flexibility, coping behavior, extinction, medial prefrontal cortex, stress

Introduction

Stress is a risk factor for psychiatric illnesses, such as post-traumatic stress disorder and depression. Cognitive behavioral therapies (e.g., exposure therapy) improve many symptom dimensions, such as maladaptive coping and cognitive dysfunction, shared by these comorbid illnesses. However, as with current pharmacotherapies, the efficacy of behavioral psychotherapy is limited (de Kleine et al., 2013), and little is known about its mechanisms, the understanding of which could guide the development of more effective treatments.

Procedurally, fear extinction learning is similar to exposure therapy, where patients are repeatedly exposed in a safe environment to stimuli previously associated with danger until hyperarousal decreases (Foa and Meadows, 1997). For fear extinction, rats are conditioned to fear an innocuous cue, such as a tone by pairing it with a shock. Then, repeated exposure in a different context to tones without shock decreases fear behavior evoked by the tone (Quirk et al., 2006). In addition to these similarities (McNally, 2007; Hofmann, 2008), we previously demonstrated the therapeutic effectiveness of extinction to reverse stress-induced coping and cognitive flexibility deficits in rats as a preclinical model of behavioral therapy (Fucich et al., 2016). This model can thus be used to investigate novel mechanisms of treatment.

Neuroimaging data have provided insight into how behavioral therapy might impact neural function. Increased activity in the medial prefrontal cortex (mPFC) has been observed after psychotherapy (Ritchey et al., 2011; Yoshimura et al., 2014; Straub et al., 2015). This is in contrast to the hypoactivity seen in stress-related psychiatric disorders (Sheline, 2003; Rogers et al., 2004). Indeed, remission from depression has been associated with a normalization of prefrontal hypofunction, reflecting a restoration of cortical control of hyper-reactive limbic structures, the activity of which is reduced with remission (for review, see Salerian and Altar, 2012). These findings suggest that mPFC activation may play a role in the efficacy of psychotherapy, and in restoring function in this brain region, which mediates cognitive flexibility and also regulates adaptive coping behavior via descending projections to limbic areas.

Similarly, mPFC activation is seen after extinction in rats, and activity of limbic targets of the mPFC is altered as well (Sotres-Bayon et al., 2004). Activity of glutamatergic projection neurons in the ventral mPFC (vmPFC) (i.e., the infralimbic [IL] cortex) specifically are required for extinction memory (Do-Monte et al., 2015), and extinction-induced activity of these neurons could play a role in not only inducing plasticity in the vmPFC but also in the modulation of limbic activity that is seen with extinction. Thus, we hypothesized that activation of glutamatergic neurons in vmPFC that project to downstream targets may be important for the beneficial effects of fear extinction as a model of behavioral therapy. We used Gi-coupled designer receptors exclusively activated by designer drug (DREADDs) to test the necessity of glutamatergic neuron activity in the vmPFC during fear extinction for its beneficial effects in reversing coping behavior and cognitive flexibility that have been compromised by chronic stress. We then tested the sufficiency of increasing vmPFC activity alone for improving stress-compromised behaviors using a Gq-coupled DREADD in place of behavioral intervention. We have previously reported that, along with deficits in cognitive flexibility mediated in the vmPFC, chronic stress attenuates the response of vmPFC to excitatory afferent stimulation (Jett et al., 2017), perhaps related to stress-induced structural changes (Liston et al., 2006). Thus, we also examined the functional impact of chronic stress and extinction on afferent-evoked response of the vmPFC. We hypothesized that extinction would induce plasticity in the vmPFC that opposes or counteracts the dysfunction induced by chronic stress, as a potential mechanism underlying its beneficial behavioral effects. Portions of this work have been presented in meeting abstracts (Fucich et al., 2015; Morilak et al., 2016).

Materials and Methods

Animals.

A total of 208 adult male Sprague Dawley rats (Envigo, RRID:RGD_737903), 225–249 g, were singly housed on a 12/12 h light/dark cycle (lights on at 0700 h) with food and water ad libitum. For social defeat, 12 male Long–Evans rats, 400–450 g (Charles River, RRID:RGD_2308852), were pair-housed with ovariectomized females in large cages (63 × 63 × 40 cm). Experiments were conducted during the light phase. All procedures were in accordance with National Institutes of Health guidelines and approved by the University of Texas Health Science Center at San Antonio Institutional Animal Care and Use Committee.

Viral delivery and targeted expression of DREADDs.

Rats received bilateral stereotaxic microinjections targeting the IL (from bregma: anteroposterior 2.9, mediolateral ±2.8, dorsoventral −4.8 mm, angled 30° laterally) (Paxinos and Watson, 2007). This approach allows minimal spread to prelimbic cortex (PL) dorsal to IL, a region responsible for expression of conditioned fear (Sierra-Mercado et al., 2011). Microinjections (0.5 μl/side) of the inhibitory Gi-coupled DREADD (AAV5-CaMKIIα-hM4Di-HA-IRES-mCitrine), the excitatory Gq-coupled DREADD (AAV5-CaMKIIα-hM3Dq-HA-IRES-mCitrine), or the control construct (AAV5-CaMKIIα-GFP) at 2.4 × 1012 particles/ml (UNC vector core, Chapel Hill, NC) (Armbruster et al., 2007) were injected at a rate of 0.25 μl/min. The injectors remained in place 5 min before removing. The CaMKIIα promoter was used to target DREADD expression specifically in glutamatergic projection neurons in IL (Liu and Jones, 1996; Goshen et al., 2011).

Immunohistochemistry.

To determine localization and specificity of DREADD expression, rats were perfused 24 h after behavioral testing and immunohistochemistry performed on free-floating 40 μm sections. After peroxidase quenching, sections were incubated in rabbit anti-GFP antibody (1:15,000, Millipore, RRID:AB_2630379) followed by biotinylated anti-rabbit secondary antibody (1:15,000, Sigma, RRID:AB_258613). Sections were then incubated with an avidin-peroxidase conjugate (Vectastain ABC, Vector Laboratories, RRID:AB_2336819) followed by fluorescein-tagged tyramide reagent (PerkinElmer). To determine the specificity of viral expression in CaMKII+ cells, sections were also incubated in either mouse anti-CaMKII antibody (1:10,000, Invitrogen, RRID:AB_325403) or anti-GAD67 antibody (1:5000, Millipore, RRID:AB_2278725) followed by HRP-conjugated anti-mouse secondary antibody (1:2000, Cell Signaling Technology, RRID:AB_330924), then cyanine 3-tagged tyramide reagent.

Chronic unpredictable stress (CUS).

As previously described (Bondi et al., 2008; Fucich et al., 2016), a different acute stressor was applied each day for 14 d (Table 1). Unstressed controls were handled daily. The extinction procedure took place 3 d after the end of CUS. In experiments testing cognitive flexibility on the attentional set-shifting test (AST), this allowed for the 2 d of habituation and training before extinction. Behavioral testing on either the AST or the shock-probe defensive burying test (SPDB) was then conducted 24 h after extinction.

Table 1.

CUS schedule, including timing of other experimental treatments

Day Treatment
Day −1 Habituation to fear conditioning contexts
Day 0 Fear conditioning (extinction groups only)
Day 1 Restraint
Day 2 Shaking/crowding
Day 3 Social defeat
Day 4 Warm swim
Day 5 Wet bedding
Day 6 Social defeat
Day 7 Shaking/crowding
Day 8 Footshock
Day 9 Warm swim
Day 10 Social defeat
Day 11 Footshock (begin food restriction for AST)
Day 12 Tail pinch
Day 13 Cold swim
Day 14 Cold stress
Day 15 AST habituation
Day 16 AST training
Day 17 CNO; extinction or tone control treatment
Day 18 SPDB or AST testing

Experiment 1. Necessity of vmPFC activity for extinction training to reverse the CUS-induced deficit in coping behavior on the SPDB test

A total of 94 rats were used in 8 groups, defined by Construct (hM4Di or GFP control), Stress (CUS or unstressed control), and Extinction (extinction or tone control). Rats received microinjections of virus into the vmPFC. After 10 d recovery, groups that were to undergo extinction were fear-conditioned while tone controls remained in their home cages. CUS began the day after conditioning (day 1). Three days after the end of CUS (day 17), all rats received an injection of the DREADD ligand clozapine-N-oxide (CNO, 1 mg/kg in 2.5% DMSO, i.p.) followed by the extinction procedure 30 min later. Tone control groups were also exposed to Context B and the presentation of tones, but as they had not been fear-conditioned, this produced no extinction learning. Levels of CNO after this dose have been shown to peak in rats at 30 min and to decline to very low levels by 6 h after injection, and thus should not be active at the time of testing 24 h later (MacLaren et al., 2016). All rats were tested on the SPDB test on day 18 (see Fig. 2A).

Figure 2.

Figure 2.

Extinction requires IL activity to rescue stress-compromised coping. A, Timeline for Experiment 1. B, In a separate cohort of rats, CNO (1 mg/kg, i.p.) was administered 30 min before extinction, and the induction of cFos protein expression was measured in IL cortex 1 h after completion of extinction training in GFP- or hM4Di-expressing animals. Extinction induced cFos in IL compared with tone controls. *p < 0.0001. Activation of the hM4Di DREADD with CNO inhibited that induction. +p < 0.0001. n = 3 per group. Scale bar, 50 μm. C, CUS induced a significant decrease in the bury ratio, calculated as bury time/(bury time + immobility time). *p < 0.01, both GFP/CUS/tone controls and hM4Di/CUS/tone controls compared with GFP/unstressed/tone controls. Extinction treatment reversed the effect of stress, restoring the bury ratio to unstressed control levels. +p < 0.05, GFP/CUS/extinction compared with GFP/CUS/tone controls. Inhibition of IL activity during extinction treatment prevented the therapeutic rescue of CUS-compromised bury ratio. #p < 0.02, hM4Di/CUS/extinction compared with GFP/CUS/extinction. n = 9–14 per group. In all panels, data are mean ± SEM.

Extinction treatment.

Two days before beginning CUS, all rats (in both the extinction and tone control groups) were habituated to two contexts in sound-attenuating cabinets for 15 min each. Context A was the conditioning chamber (30.5 × 25.4 × 30.5 cm; model H10–11R-TC, Coulbourn Instruments) with square metal walls and a metal grid floor attached to a shock generator (model H13–15). Context B was a different chamber, with a smooth green vinyl floor and circular vinyl walls.

Day 0: fear conditioning.

Rats that were to receive extinction treatment on day 17 underwent fear conditioning in Context A on day 0. To avoid CUS altering fear conditioning, rats were fear-conditioned the day before beginning CUS, with 4 pairings of a tone (10 kHz, 75 dB, 20 s) coterminus with footshock (0.8 mA, 0.5 s). Average intertrial interval was 120 s. Conditioned fear was expressed as percentage freezing during each tone, measured videographically and defined as movement falling below the motion index threshold for at least 1 s (FreezeView software, ActiMetrics #ACT-100, Coulbourn Instruments, RRID:SCR_014429). Subjects were then assigned to CUS or control groups such that initial freezing was comparable.

Day 17: extinction.

Three days after the end of CUS, rats underwent a single extinction session in Context B, consisting of 16 presentations of tone alone, with no shock (average intertrial interval 120 s). This produces freezing behavior that is typically maximal on the second extinction trial (∼70%), decreasing over 7–10 trials to a final level of ∼25% (Green et al., 2011). All rats underwent the same extinction procedure on day 17. Rats in the tone control group did not receive prior fear conditioning, thus controlling for any potential effects of environmental enrichment alone by exposure to the tones in Context B, independent of extinction learning.

Shock-probe defensive burying test.

The rat was placed in a modified 42 × 20 × 20 cm Plexiglas cage filled with 5 cm of bedding material. The test cage had a 2-cm-diameter hole in one end 7 cm above the floor, into which a glass probe (1 cm diameter; 6 cm long) wrapped in copper wire was inserted to be positioned 2 cm above the surface of the bedding material. The probe was connected to a shock generator (Coulbourn Instruments H13–15) set to deliver 2 mA current upon contact by the rat. To begin the test, the rat was placed into the far end of the test chamber facing away from the probe. Rats typically made contact with the probe within 30 s. After the rat contacted the probe and received a single shock, the current was turned off to prevent any subsequent shock. Behavior was then recorded for 15 min by a video camera and stored for offline analysis by an experimenter blind to the treatment groups. Behaviors scored included the amount of time the rat spent actively burying the probe and the total time spent immobile during the 15 min test period. Data were then analyzed and reported as the bury ratio, which is the time spent burying divided by the time spent burying plus time spent immobile, thus representing the proportion of active coping behavior.

Immunohistochemistry.

To verify that the Gi-DREADD effectively blocked extinction-induced vmPFC activity, cFos expression was analyzed in a separate cohort of 9 rats in 3 groups (GFP/tone control, GFP/extinction, or hM4Di/extinction). Rats were injected with CNO (1 mg/kg, i.p.) 30 min before extinction. One hour after completing extinction, rats were perfused and immunohistochemistry was performed. After peroxidase quenching, 40 μm sections through the mPFC were incubated in primary rabbit anti-cFos antibody (1:5000, Millipore, RRID:AB_2631318) followed by HRP-conjugated anti-rabbit secondary antibody (1:2000, Cell Signaling Technology, RRID:AB_2099233), then fluorescein-tagged tyramide reagent (PerkinElmer). Fos-positive cells were counted in a standard 200 μm2 field defining the IL cortex in three sections per rat.

Experiment 2. Sufficiency of vmPFC activity to mimic the therapeutic effects of extinction training on coping behavior in the SPDB test

A total of 33 rats were used in 4 groups, defined by Construct (hM3Dq or GFP) and Stress (CUS or control). Rats received microinjections of virus containing the CaMKIIα-driven Gq-DREADD hM3Dq or GFP control constructs into the vmPFC as above. After 11 d recovery, CUS or control treatment began (day 1). A single administration of CNO (1 mg/kg, i.p.) was given 3 d after the end of CUS (day 17). All rats were tested on the SPDB test 24 h after CNO injection (see Fig. 3A). To verify that hM3Dq induced vmPFC activity, cFos expression was analyzed in a separate cohort of 6 rats in 2 groups (GFP or hM3Dq). Four weeks after viral injection, rats were injected with CNO (1 mg/kg, i.p.) and perfused 90 min later. Immunohistochemistry was performed as above.

Figure 3.

Figure 3.

Increased IL activity is sufficient to rescue stress-compromised coping. A, Timeline for Experiment 2. B, In a separate cohort of rats, hM3Dq activation induced a significant increase in cFos expression in the IL cortex of rats 90 min after systemic CNO administration. *p < 0.0001. n = 3 per group. Scale bar, 50 μm. C, CUS induced a significant decrease in the bury ratio, calculated as bury time/(bury time + immobility time). *p < 0.05, GFP/CUS compared with GFP/unstressed controls. hM3Dq activation in IL reversed the effect of stress, restoring the bury ratio to unstressed control levels 24 h after CNO administration. +p < 0.02, GFP/CUS compared with hM3Dq/CUS. n = 6–10 per group. In all panels, data are mean ± SEM.

Experiment 3. Necessity and sufficiency of vmPFC activity for the reversal of the CUS-induced deficit in cognitive flexibility in the AST

A total of 42 rats were used in 7 groups: a control group (GFP/unstressed/tone control); a stress group (GFP/CUS/tone control); an extinction therapy group (GFP/CUS/extinction); a group with vmPFC inhibited during extinction (hM4Di/CUS/extinction); a control group to demonstrate that inhibition of vmPFC alone did not compromise behavior on the AST 24 h later (hM4Di/unstressed/tone control); a group to test the sufficiency of activating vmPFC alone (hM3Dq/CUS/no extinction); and a site-specificity group (hM4Di given in PL followed by CUS/extinction). Rats received microinjections of virus into the vmPFC as above. The site-specificity group received bilateral injections targeting the PL cortex dorsal to IL (anteroposterior 2.9, mediolateral ±0.6, dorsoventral −3.2 mm). After 10 d recovery, groups that were to undergo extinction as well as the hM3Dq-injected rats were fear-conditioned. CUS or nonstress control treatment began the day after fear conditioning (day 1). Three days after the end of CUS (day 17), all rats received an injection of CNO (1 mg/kg, i.p.). hM4Di- and GFP-expressing animals that had received fear conditioning then received the extinction procedure 30 min later. Tone controls were also exposed to Context B and the presentation of tones, but as they had not been fear-conditioned, this produced no extinction learning. hM3Dq-expressing animals remained in their home cages after CNO administration. All rats were tested on the AST 24 h later on day 18 (see Fig. 4A).

Figure 4.

Figure 4.

IL activity is necessary and sufficient to rescue stress-compromised cognitive flexibility. A, Timeline for Experiment 3. B, CUS compromised cognitive flexibility, significantly increasing TTC on the ED set-shifting task. *p < 0.05, GFP/CUS/tone controls compared with GFP/unstressed/tone controls. Both extinction treatment and hM3Dq activation with CNO reversed the effect of stress, restoring TTC to unstressed control levels. +p < 0.05, GFP/CUS/extinction and hM3Dq/CUS compared with GFP/CUS/tone controls. hM4Di-mediated inhibition of IL projection neurons during extinction treatment prevented the beneficial effect on set-shifting after CUS, as TTC were comparable with GFP/CUS/tone controls. #p < 0.05, hM4Di/CUS/extinction compared with GFP/CUS/extinction. Likewise, inhibiting glutamatergic neurons in PL cortex during extinction also prevented the beneficial effect on set-shifting. #p < 0.05, hM4Di in PL/CUS/extinction compared with GFP/CUS/extinction. hM4Di-mediated inhibition of IL projection neurons of unstressed tone controls had no effect on set-shifting tested 24 h later; n = 5–9 per group. Data are mean ± SEM. C, GFP immunofluorescence shows that expression targeting PL is confined to the PL. Schematic diagram reproduced with permission from Paxinos and Watson (2007).

AST.

Cognitive flexibility was measured in the extradimensional (ED) set-shifting task of the AST, as described previously (Lapiz and Morilak, 2006; Bondi et al., 2008; Jett and Morilak, 2013). Beginning on day 11 of CUS, rats were food restricted to 12 g/d to ensure motivation to dig for the food reward. The test requires 3 d as follows:

Day 15: habituation.

One day after the end of CUS, rats were taught to dig for food reward (1/2 Honey Nut Cheerio, General Mills), in terracotta pots filled with sawdust, first in their home cage, then in the testing arena.

Day 16: training.

Rats learned to make simple discriminations to locate the food reward, first by associating the reward with one of two odors (lemon- vs rosewood-scented pots, both filled with sawdust), then with one of two digging media (unscented pots filled with felt strips vs paper).

Day 18: testing (24 h after CNO).

As described previously (Bondi et al., 2008), testing consists of a series of discriminations in which the rats learn to locate the food reward based on association with a cue in one of the two stimulus dimensions. Once they master a given contingency, indicated by reaching the criterion of 6 consecutive correct trials, the rules are changed and the rat must adapt to learn the new rule. In the first 5 stages, including a simple discrimination, complex discrimination, reversal learning, new acquisition, and second reversal, the rats form a “cognitive set,” learning that the same stimulus dimension (i.e., either odor or texture) is informative however the rules are changed. However, in the sixth stage, the ED set-shift, the previously irrelevant dimension becomes relevant and the previously relevant dimension becomes the distractor, requiring the rat to abandon its cognitive set and shift attention from one stimulus dimension to the other (e.g., from odor to medium). This ED cognitive set shift is dependent on the mPFC (Birrell and Brown, 2000). Testing on each task continued to a criterion of six consecutive correct trials before proceeding to the next task. The measure of cognitive flexibility was the number of trials to criterion (TTC) on the ED task. Behavior was scored by experimenters blind to treatment groups.

Experiment 4. Effects of CUS and extinction on afferent-evoked field potentials recorded in the mPFC in response to stimulation in the mediodorsal thalamus (MDT)

A total of 24 rats were used in 4 groups, defined by Stress (CUS or control) and Extinction (extinction or tone control). Groups were treated as above. Three days after the end of CUS (day 17), rats underwent extinction or tone control treatment. The following day (Day 18), corresponding to the behavioral test day in the experiments above, afferent-evoked field potentials were recorded in the mPFC. Rats were anesthetized (chloral hydrate, 400 mg/kg, i.p.) and placed in a stereotaxic apparatus. A bipolar concentric stimulating electrode with an inner electrode extending 1 mm (Plastics One) was lowered into the left MDT (from bregma: anteroposterior −2.5, mediolateral ±0.9, dorsoventral −5.0 mm), and a tungsten recording electrode was lowered into the left mPFC (anteroposterior 3.0, mediolateral ±0.6, dorsoventral: −3.5 to 4.0 mm). Body temperature was maintained at 37°C. Local field potentials were evoked in the mPFC by stimulating the MDT (30 pulses, 260 μs pulse width, 0.1 Hz) in 100 μA increments from 100 to 600 μA for 5 min to construct current-response curves. Recorded potentials were amplified (gain 5000×, low cutoff 0.3 Hz, high cutoff 1000 Hz) and digitized (Power Lab, AD Instruments) at a 2 kHz sampling rate for offline analysis. The response was measured as the amplitude between the peak of the first negative deflection (N1), occurring ∼5–8 ms after stimulation, and the peak of the subsequent positive deflection (P2), at ∼15–18 ms (Herry et al., 1999).

Statistical analyses.

Data were analyzed by one-, two-, or three-way ANOVA, with the exception of the cFos data in Experiment 2, which were analyzed by t test. Pairwise comparisons to detect specific group differences were performed using Newman–Keuls test. For analysis of evoked potentials, after nonlinear regression, stimulus-response curves were compared by Least-Sums-of-Squares F Test. Pairwise comparisons, determined a priori, between the CUS-tone control and unstressed-tone control groups, and between the CUS-tone control and CUS-extinction groups were conducted post hoc, applying the Bonferroni correction for multiple comparisons. Significance in all analyses was determined at p < 0.05.

Results

Experiment 1. Necessity of vmPFC activity for extinction to reverse the CUS-induced deficit in coping behavior on the SPDB test

A representative image of the IL injection site and spread, as indicated by GFP immunoreactivity, is illustrated in Figure 1A. Expression was centered in and largely confined to the IL, with sparse expression in the ventral-most region of PL and along the forceps minor. Colocalization with CaMKIIα was confirmed by immunohistochemistry, indicating expression of the viral construct in pyramidal cells, and no colocalization was seen with GAD67, indicating no transfection of interneurons (Fig. 1B,C).

Figure 1.

Figure 1.

Virally delivered GFP expression is localized to CaMKIIα+ cells in IL cortex. A, GFP immunofluorescence shows that expression is centered in, and largely confined to, the IL cortex of ventral mPFC. There was sparse expression in the ventral-most region of PL cortex and along the margin of the forceps minor. Schematic diagram reproduced with permission from Paxinos and Watson (2007). B, GFP immunofluorescence is expressed in glutamatergic neurons in IL cortex (red CaMKIIα immunofluorescence). C, By contrast, there was no GFP expression seen in GABAergic interneurons (red GAD67 immunofluorescence). Scale bar, 25 μm.

One-way ANOVA revealed that extinction significantly induced cFos expression in IL (F(2,6) = 80.9, p < 0.0001). Newman–Keuls test revealed that, in the presence of CNO, cFos expression was elevated in IL after extinction in GFP-expressing animals compared with GFP-expressing tone controls (p < 0.0001). Extinction-induced cFos expression was reduced in rats expressing hM4Di compared with GFP (p < 0.0001; Fig. 2B), confirming the efficacy of CNO in inhibiting extinction-induced IL activity in the Gi-DREADD-expressing rats.

In the groups tested behaviorally, fear conditioning was comparable before CUS or control treatment, and extinction learning was not impacted by neuronal inhibition with hM4Di (area under the curve: F(1,46) = 0.03, p = 0.8585), in agreement with previous observations (Do-Monte et al., 2015). Tone controls showed consistently low freezing during tone presentations on day 17 (36.6 ± 1.8%). Three-way ANOVA for effects on coping strategy in the SPDB test revealed a significant main effect of Stress (F(1,86) = 19.6, p < 0.0001), a significant Stress × Extinction interaction (F(1,86) = 6.4, p = 0.0133), and a significant Construct × Stress × Extinction interaction (F(1,86) = 4.4, p = 0.0378). Newman–Keuls comparisons revealed that CUS compromised active coping, decreasing the bury ratio in both GFP- and hM4Di-expressing tone control rats compared with GFP-expressing unstressed tone controls (p = 0.0035 and p = 0.0083, respectively). Extinction training 24 h before testing reversed the stress effect, significantly increasing the bury ratio in GFP-expressing CUS rats (p = 0.0220), replicating previous findings (Fucich et al., 2016). The increase in bury ratio in CUS rats was prevented by CNO administration before extinction training in rats expressing hM4Di (p = 0.0182) (Fig. 2C).

Experiment 2. Sufficiency of vmPFC activity to mimic the therapeutic effects of extinction training on coping behavior

cFos was induced in IL of rats expressing hM3Dq 90 min after CNO administration (t(4) = 34.8, p < 0.0001; Fig. 3B), confirming the efficacy of hM3Dq to induce activity. Analysis of the bury ratio in the SPDB test revealed a significant Construct × Stress interaction (F(1,29) = 6.8, p = 0.0145), but no main effects. Newman–Keuls test revealed that CUS decreased the bury ratio of GFP control rats (p = 0.0437), reflecting a shift from active coping (burying) to passive coping (immobility). hM3Dq-mediated activation of IL restored the bury ratio in CUS rats back to control levels, tested 24 h later (p = 0.0188 compared with GFP/CUS animals) (Fig. 3C).

Experiment 3. Necessity and sufficiency of vmPFC activity for the reversal of the CUS-induced deficit in cognitive flexibility in the AST

Fear conditioning was comparable in all groups before CUS or control treatment, and extinction was comparable in the groups that were fear conditioned (area under the curve: F(2,18) = 1.6, p = 0.2284). Tone controls showed consistently low freezing during tone presentations on day 17 (34.7 ± 8.4%).

One-way ANOVA revealed a significant effect on cognitive flexibility (F(5,31) = 4.3, p = 0.0027). Newman–Keuls test revealed that CUS compromised cognitive flexibility, increasing TTC on the ED task (p = 0.0281). Extinction training 24 h before testing had the expected therapeutic effect, reducing TTC in CUS rats compared with CUS/tone controls (p = 0.0222), restoring ED performance to unstressed control levels, replicating our previous findings (Fucich et al., 2016). The reduction in TTC in CUS rats was prevented by CNO administration before extinction training in rats expressing hM4Di (p = 0.0369). Similar to the effect of extinction training, activation of the IL alone by CNO administration 24 h before testing to rats expressing hM3Dq in IL reduced TTC in CUS rats compared with CUS/tone controls (p = 0.0376), restoring ED performance to unstressed control levels. CNO given on day 17 to nonstressed rats expressing hM4Di in IL did not in itself impair set-shifting performance on day 18, suggesting that the effect of inhibiting vmPFC during extinction was a blockade of the therapeutic effect, rather than a nonspecific deficit that opposed or masked the effect of extinction. Finally, CNO administration before extinction in rats expressing hM4Di in PL cortex also prevented the reduction in TTC in CUS rats (p = 0.0477; Fig. 4B). A representative image of the PL injection site and spread, as indicated by GFP immunoreactivity, is illustrated in Figure 4C.

Experiment 4. Effects of CUS and extinction on afferent-evoked field potentials recorded in the mPFC in response to stimulation in the MDT

Stimulus-response curves for MDT afferent-evoked field potentials recorded in the mPFC differed significantly after stress and extinction treatment (F(9,132) = 2.182, p = 0.0270; Fig. 5). CUS significantly attenuated the response (CUS-tone control compared with unstressed-tone control: F(3,78) = 4.094, p = 0.0090). Extinction treatment after CUS restored evoked responses to control levels (CUS-tone control compared with CUS-extinction: F(3,72) = 7.466, p = 0.0002).

Figure 5.

Figure 5.

Extinction rescues stress-induced attenuation of medial prefrontal cortical responsivity. Timeline for Experiment 4. CUS compromised afferent-evoked field potentials recorded in the mPFC in response to stimulation of the medial dorsal thalamus. *p < 0.01, CUS/tone controls compared with unstressed/tone controls. Extinction treatment reversed the effect of stress, restoring evoked responses to unstressed control levels. +p < 0.001, CUS/extinction compared with CUS/tone controls. n = 5–8 rats per group. Data are mean ± SEM.

Discussion

The results of this study demonstrate the necessity of activating the vmPFC for the therapeutic effects of cue-conditioned fear extinction as a behavioral intervention after chronic stress in rats. Extinction treatment ameliorated the CUS-induced shift from active to passive coping behavior on the SPDB test as well as the CUS-induced deficit in mPFC-mediated cognitive flexibility on the AST, tested 24 h after extinction. Inhibition of IL projection neurons during extinction prevented these therapeutic effects. Moreover, the beneficial effect of extinction was mimicked by transiently increasing the activity of IL projection neurons, suggesting that plasticity resulting from increased activity in this cell population accounted for the long-lasting effects seen 24 h later, when CNO was no longer present. Further, as we reported previously (Jett et al., 2017), CUS attenuated the vmPFC response to excitatory afferent stimulation, and extinction reversed this reduction in afferent-evoked response, supporting the suggestion that the therapeutic mechanism underlying extinction therapy involves activity-dependent plasticity in the vmPFC, which restores responsivity and function of this brain region after stress.

The findings in the present study support the idea that engaging the vmPFC (e.g., with extinction learning) during behavioral therapy for stress-related psychiatric disorders, and the consequent plasticity induced in this brain region, may be critical to improve the function of a hyporesponsive vmPFC (Elzinga and Bremner, 2002) to resolve prefrontal-related symptom dimensions, such as maladaptive coping behavior and cognitive inflexibility, which have been implicated in both the onset and maintenance of disease (Beck, 1976; Foa and Kozak, 1986; Wenzlaff et al., 1988; Creamer et al., 1992; Mathews and Mackintosh, 1998; Coles and Heimberg, 2002). Our findings that increasing vmPFC pyramidal cell activity rescues these stress-compromised behaviors suggest that stimulation of this region, perhaps engaging similar circuits as those activated by fear extinction via vmPFC projections to subcortical targets, is sufficient to produce the plastic changes necessary to improve stress-compromised vmPFC function. Other preclinical studies have shown that electrical stimulation of the vmPFC in rats has antidepressant-like effects in the forced swim test (Hamani et al., 2010a, b; Warden et al., 2012). Our results demonstrate a beneficial effect of increasing the activity of IL projection cells specifically, in agreement with those of a recent study demonstrating that optogenetic stimulation of IL in rats improves measures of anhedonia and anxiety and reduces immobility on the forced swim test 24 h after stimulation (Fuchikami et al., 2015). Such preclinical evidence would suggest that vmPFC stimulation could function as a stand-alone treatment for stress-related psychopathologies. Indeed, improvements have been seen in patients with depression after deep brain stimulation of the subcallosal cingulate gyrus (SCG) (Mayberg et al., 2005; Lozano et al., 2008). It is important to note, however, that Mayberg et al. (2005) suggest that the pattern of stimulation they used actually reduces hyperactivity they have observed in the SCG. This is in distinct contrast to a substantive literature demonstrating hypoactivity of medial prefrontal regions in depression and related disorders (for review, see Salerian and Altar, 2012). They have suggested that different subtypes of depression may be associated with hyperactivity and hypoactivity of the vmPFC, the former responding to deep brain stimulation of the SCG, whereas the latter may respond to cognitive behavioral therapy (McGrath et al., 2013; Dunlop et al., 2017). Because IL stimulation enhances fear extinction in rodents (Milad et al., 2004; Vidal-Gonzalez et al., 2006; Maroun et al., 2012), these observations suggest that augmenting vmPFC activity could specifically enhance the efficacy of behavioral therapy.

Our results showing that chronic stress decreases afferent-evoked field potentials in the mPFC agrees with reports that chronic stress leads to atrophy of mPFC projection neurons (Cerqueira et al., 2005; Liston et al., 2006), decreases expression of glutamate receptors in the mPFC (Gourley et al., 2009; Yuen et al., 2012; D.P. et al., unpublished data), and causes elaboration of mPFC inhibitory neurons (Gilabert-Juan et al., 2013), which overall are likely to suppress mPFC activity and responsiveness. These data correspond to clinical evidence showing decreased PFC volume and dysfunctional mPFC activity in patients with stress-related psychiatric disease (Drevets et al., 1997; Gur et al., 2000; Mayberg et al., 2005; Drevets et al., 2008). In the present study, extinction treatment rescued stress-compromised mPFC responsivity in addition to stress-compromised mPFC-related behaviors 24 h later. Similarly, activating mPFC projection neurons via DREADDs also improved stress-compromised behaviors 24 h later, when CNO is no longer present. Together, these results show that extinction learning produces activity-dependent plastic changes in mPFC function sufficient to reverse the effects of stress for at least 24 h after behavioral intervention. Further studies are needed to explore the duration of these beneficial effects.

It is likely that activity-dependent processes in vmPFC not only restore its function, allowing improved performance when challenged by a threatening situation or a change in environmental contingencies, but also that activating the projection cells in vmPFC can affect plasticity in downstream targets, such as the amygdala. Indeed, the amygdala is known to be hyperexcitable in patients with stress-related psychiatric illness, and psychotherapy has been shown to reduce reactivity of the amygdala (Drevets, 2000; Ritchey et al., 2011). Furthermore, the role of the IL-amygdala circuit in fear extinction is well established. It is also known that the IL sends direct projections to the lateral septum (Vertes, 2004). Because active coping in the SPDB test is mediated by the lateral septum (Treit et al., 1993; Koolhaas et al., 1999; Bondi et al., 2007), and modulated by the mPFC (Shah et al., 2004), it is possible that activity in the IL projection cells alters plasticity in this brain region as well, to improve the selection of an adaptive coping style when presented with a threat 24 h later. Indeed, we found previously that phosphorylation of ribosomal protein S6, used as a marker of activity-dependent protein synthesis (Knight et al., 2012), was increased in the lateral septum following extinction treatment (Fucich et al., 2016).

We also showed previously that protein synthesis in the PL cortex, dorsal to the IL, was not required for the therapeutic effect of extinction on set-shifting (Fucich et al., 2016). However, perhaps surprisingly, inhibiting PL during extinction in the present study attenuated the therapeutic effect. If Gi-DREADD expression had spread to the IL, inhibition of IL could account for this result. However, expression appeared confined to the target region in PL; thus, the possibility that IL inhibition alone accounted for the attenuation of therapeutic effect in this group is unlikely. Alternatively, PL pyramidal cell activity during extinction could potentially contribute to the resulting plasticity in IL cortex that underlies the beneficial effects of extinction on set-shifting. Although direct PL-to-IL projections are relatively sparse, reducing the likelihood that PL activity might influence IL activity (Fisk and Wyss, 1999), projections from IL to PL are even more sparse (Gabbott et al., 2003), yet optogenetic stimulation of IL pyramidal cells altered pyramidal cell activity in the PL (Ji and Neugebauer, 2012). Thus, it remains possible that PL activity could similarly influence IL activity. PL activity during fear extinction could also influence IL activity indirectly, perhaps via PL projections to the amygdala. Inhibiting the PL during extinction does not impair extinction retrieval later, suggesting that PL activity is not necessary for consolidation of extinction, in contrast to the necessity of IL activity (Sierra-Mercado et al., 2011). However, reciprocal connections between the PL and BLA are known to be active during extinction training, and BLA projections can impact the firing of IL cells during extinction (Senn et al., 2014). BLA inactivation with the GABAA agonist muscimol during extinction training has been shown to impair extinction consolidation (Sierra-Mercado et al., 2011). Thus, it is possible that extinction-induced activity in this circuit contributes to the plastic changes that underlie the beneficial effects on set-shifting in the mPFC 24 h later. This requires further investigation.

In conclusion, this study demonstrates the critical role of vmPFC activity in the therapeutic effects of fear extinction as a behavioral intervention in rats, improving stress-compromised coping behavior and cognitive flexibility deficits. This study also showed that chronic stress decreased the response of vmPFC to afferent stimulation, and extinction reversed this stress-induced decrease in mPFC responsivity, providing potential insight into mechanisms underlying stress-related cognitive pathology and mechanisms by which behavioral therapies may effectively treat such pathology. Together, these data support the idea that modulating the activity of the vmPFC may be a useful adjunctive treatment to improve cognitive behavioral therapies for post-traumatic stress disorder and other stress-related psychiatric illnesses.

Footnotes

This work was supported by National Institute of Mental Health Research Grants MH072672 and MH053851, National Institutes of Health T32 Training Grant NS082145, National Center for Advancing Translational Sciences Fellowship Grant TL1 TR001119, U.S. Department of Veterans Affairs Biomedical Laboratory Research and Development Program Merit Award 1I01BX003512, and William and Ella Owens Medical Research Foundation, none of which had any role in study design, data collection, analysis or interpretation, nor in the preparation or decision to submit this paper for publication. The contents of this paper do not represent the views of the Department of Veterans Affairs or the U.S. Government. We thank Lauren Hatherall, Jeri Silva, Suphada Lertphinyowong, and Kelly Hohl for technical assistance.

D.A.M. serves on a Psychopharmacology advisory board for H. Lundbeck A/S and receives research funding from Lundbeck Research USA. These activities have no relation to the work presented in this paper. The remaining authors declare no competing financial interests.

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