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. Author manuscript; available in PMC: 2018 Feb 26.
Published in final edited form as: Am J Bioeth. 2017 Jan;17(1):23–25. doi: 10.1080/15265161.2016.1251661

Concerns About Justification for Fetal Genome Sequencing

Jeffrey R Botkin 1, Leslie P Francis 2, Nancy C Rose 3
PMCID: PMC5826539  NIHMSID: NIHMS904388  PMID: 27996896

The proposal by Chen and Wasserman (2016) contributes to a long-standing debate about the scope of prenatal screening services. With realistic prospects of fetal genome-scale sequencing from non-invasive maternal blood sampling (NIPW), their framework is timely. However, we will outline a number of concerns regarding this approach ranging from the philosophical to the social and clinical.

A key concern in this literature is that the framework lacks a clear philosophical foundation. Despite the long history of prenatal diagnosis (PND), a central question remains regarding the core justification for these services. Prenatal screening, testing, and pregnancy termination represent a complex, value laden, and expensive enterprise, preferably delivered by professionals. If society believes that these services should be routinely offered to pregnant couples, as recommended by the American College of Obstetricians and Gynecologists (Rose et al 2016), then justification is necessary. Any proposal to dramatically increase the scope of these services requires further explanation for why an expansion is consistent with the core justification.

There are three traditional justifications for PND.(Botkin 1995) A child-centered justification argues that prenatal screening is intended to serve the interests of the future children. While the prenatal detection of certain conditions can benefit the child and family through advance planning, this is not the primary justification. The objective of prenatal genetic testing is to detect health problems that could affect the woman, fetus, or newborn and provide the patient and her care providers with enough information to allow an informed decision about pregnancy management, including termination. So the question is whether termination of a fetus can be construed as a benefit to the future child. Wrongful life lawsuits implicitly or explicitly support this notion. But for the most part, wrongful life suits have not been successful in the courts and this line of argument in the literature has dwindled because the premise makes little sense. There are few, if any, conditions for which we might make a cogent argument that termination is preferable to life with that condition.

A social justification suggests that prenatal diagnosis benefits society by reducing the number of children born with expensive health conditions. There is a history of studies that claim to show the economic value of PND but these studies are often of poor quality due to questionable assumptions and the value-laden nature of the analyses. Further, the notion that society should support PND for the purported social benefits obtained through the prevention of undesirable members is plainly eugenic. A justification of PND solely for such social benefits is no longer accepted.

The justification for PND as a service that promotes the interests of prospective parents remains viable. Here the argument is that prospective parents benefit from these services by being able to make informed choices about the birth of a child with a condition that may have important impacts on their family or by providing time to plan for the birth of an affected child. This line of argument is strongest when the conditions targeted have significant implications for parents and the family, such as conditions that are lethal for the child or severely debilitating. This rationale has much less force when talking about screening for milder conditions or non-health related conditions. If Chen and Wasserman support this general line of argument, they need a more explicit justification for why parents have a positive right to genome-scale information on the fetus and why enormous new resources should be invested in this enterprise.

Our second broad concern relates to their assumptions regarding the association between genotype and phenotype. Their arguments presuppose that the identification of a DNA variant in a fetus will be directly related to a health outcome. Unlike molecular testing in the pediatric population, in which an individual with clinical findings has molecular analysis as an attempt to identify or confirm a diagnosis, prenatal testing strategies with NIPW are much more complex. Routine prenatal screening is performed in the context of evaluating a normal appearing fetus; a fetus with obvious birth defects is currently referred for diagnostic testing with CVS or amniocentesis (Rose et al 2016). It is known that healthy individuals can harbor many deleterious genes without clinical findings. (Cooper et al 2013). Therefore, the clinical validity of genome-scale screening results in unselected populations is likely to be very poor. Further, there are no population-based studies that will capture data on phenotype-genotype correlations in the context of fetal genome sequencing. In the future, collecting such data would be resource intensive and only likely to be justified for conditions considered serious for the child and family.

Our third concern goes directly to the core assumption about the negative impact “line-drawing” in PND has for people with the conditions that are explicitly targeted. A central rationale for the proposed framework is that a full disclosure model avoids the identification of specific conditions in public policy for which PND and pregnancy termination are considered justified. But there are a set of assumptions here that have not been validated. Does the offer of PND for Condition A lead to increased stigma or discrimination against those with Condition A? This question can only be answered by analyzing broad social trends which are influenced by multiple factors beyond any experimental control. With this large caveat, our observation is that social stigma and discrimination have substantially decreased in recent decades for individuals with conditions like Down Syndrome (DS), Spina Bifida, Sickle Cell Disease, Cystic Fibrosis and the like, that have been the primary focus for PND.

There are several trends in contemporary medicine that that illustrate and perhaps influence relevant social attitudes. First, there has been a remarkable investment in treatments for all of the conditions traditionally targeted by PND. The lifespan for people with Cystic Fibrosis has progressively improved and there are established and exciting new possibilities for cure for many people with Sickle Cell Disease.(Tasan et al 2016) Children with Down syndrome and their families now have a broad range of interventions and supportive services that can address associated medical conditions, developmental challenges and speech and language issues. Clearly these types of improvements in healthcare would not have occurred if society and families with affected children did not highly value affected individuals. This is not to claim that discrimination against those with disabilities is not an on-going problem, only that the medical landscape is dominated by energetic treatment and support efforts despite advances in PND.

A second observation is that the prevalence of many conditions traditionally targeted by PND have not decreased dramatically as a result. In the United States, the prevalence at birth of Down Syndrome has increased in recent years.(Mai et al 2013) This increase is likely due to competing influences of a trend toward older age at birth for mothers versus the role of PND in decreasing birth prevalence, although neither of these trends is dramatic. de Graaf et al (2015) estimate that the proportion of DS fetuses terminated is about 30% and this figure has remained stable over the past 20 years. Rising prevalence and stable termination rates occur in the face of changes in PND approaches that involve offers of screening to progressively larger proportions of the pregnant population and progressively less invasive screening tools. These data points suggest that developments in PND have not led to expanding demand for these services. To our knowledge, there is no lay advocacy movement calling for more and better prenatal diagnosis. The use of PND remains in the realm of personal choice and, for a variety of reasons, the majority of pregnant couples are not effectively using existing PND technologies to prevent the birth of children with DS. We think it unlikely that NIPW will lead to a significant new demand for actionable information on traits with considerably less impact on families.

Finally, public policy in recent decades in the US has been enacted to attempt to counter stigma and discrimination against those with disabilities. The Rehabilitation Act, the Americans with Disabilities Act, the ADA Amendments Act, and the Individuals with Disabilities Education Act all reflect commitments at the federal level to inclusion of people with disabilities. Many other federal and state laws also address disability discrimination. Nonetheless, problems of inclusion clearly remain. To offer just two examples, people with disabilities continue to be significantly under- or un-employed and Medicaid coverage for home and community based services remains inadequate in many states. Given such circumstances, it is unclear whether Chen and Wasserman’s proposal promises any impact on discrimination where it plainly exists. A preferable alternative in our judgment is to continue to press for the social conditions that can support parents in making informed choices in accord with their values in a limited set of conditions for which there is clear justification. Chen and Wasserman have not yet made a convincing argument that “line-drawing” in the context of PND has or will lead to stigma or discrimination for those with targeted conditions, or that sweeping a wider net with NIPW will impact the remaining problems of stigma and discrimination experienced by those with disabilities.

Acknowledgments

This work was supported by Utah Center for Excellence in ELSI Research (UCEER). UCEER is supported by the National Human Genome Research Institute of the National Institutes of Health under Award Number RM1HG009037. The content is solely the responsibility of the authors and does not necessarily represent the official views of the National Institutes of Health.

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