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International Journal of Epidemiology logoLink to International Journal of Epidemiology
. 2016 Jun 8;46(2):440–452. doi: 10.1093/ije/dyw094

Longitudinal course of disaster-related PTSD among a prospective sample of adult Chilean natural disaster survivors

Cristina A Fernandez 1,, Benjamin Vicente 2, Brandon DL Marshall 1, Karestan C Koenen 3, Kristopher L Arheart 4, Robert Kohn 5, Sandra Saldivia 2, Stephen L Buka 1
PMCID: PMC5837490  PMID: 27283159

Abstract

Background: With an increasing number of individuals surviving natural disasters, it is crucial to understand who is most at risk for developing post-traumatic stress disorder (PTSD). The objective of this study was to prospectively examine the role that pre-existing psychopathology plays in developing PTSD after a disaster.

Methods: This study uses data from a prospective 5-wave longitudinal cohort (years 2003-11) of Chilean adults from 10 health centres (N = 1708). At baseline, participants completed the Composite International Diagnostic Interview (CIDI), a comprehensive psychiatric diagnostic instrument. In 2010, the sixth most powerful earthquake on record struck Chile. One year later, a modified version of the PTSD module of the CIDI was administered. Marginal structural logistic regressions with inverse probability censoring weights were constructed to identify pre-disaster psychiatric predictors of post-disaster PTSD.

Results: The majority of participants were female (75.9%) and had a high-school/college education (66.9%). After controlling for pre-disaster PTSD, pre-existing dysthymia [odds ratio (OR) = 2.21; 95% confidence interval (CI) = 1.39-3.52], brief psychotic disorder (OR = 2.67; 95% CI = 1.21-5.90), anxiety disorders (not including PTSD; OR = 1.49; 95% CI = 1.27-1.76), panic disorder (OR = 2.46; 95% CI = 1.37-4.42), agoraphobia (OR = 2.23; 95% CI = 1.22-4.10), social phobia (OR = 1.86; 95% CI = 1.06-3.29), specific phobia (OR = 2.07; 95% CI = 1.50-2.86) and hypochondriasis (OR = 2.10; 95% CI = 1.05-4.18) were predictors of post-disaster PTSD. After controlling for pre-disaster anxiety disorders, dysthymia, and non-affective psychotic disorders, individuals with pre-disaster PTSD (vs those without pre-disaster PTSD) had higher odds of developing post-disaster PTSD (OR = 2.53; 95% CI = 1.37-4.65).

Conclusions: This is the first Chilean study to demonstrate prospectively that pre-disaster psychiatric disorders, independent of a prior history of other psychiatric disorders, increase the vulnerability to develop PTSD following a major natural disaster.

Keywords: PTSD, natural disaster, Latin America, longitudinal cohort, Chile, adult

Introduction

Between 2001 and 2010, there was an average of 384 natural disasters each year, affecting 232 million victims worldwide.1 However, because catastrophes are unpredictable, the vast majority of studies examining their psychological impacts, such as PTSD, do not have pre-disaster psychiatric data.2 Therefore, post-disaster-only designs ignore the effect of pre-existing psychopathologies on the incidence and prevalence of subsequent PTSD.3–5 Additionally, the majority of information on disaster-related PTSD is based on cross-sectional studies only and typically on convenience samples.6 These limitations have resulted in few advances in understanding the effects of previous psychiatric events on post-disaster PTSD, leading to a lack of clarity on appropriate secondary prevention interventions for disaster victims most at risk of developing adverse psychological outcomes.7 With an increasing number of individuals surviving natural disasters in the general population, it is critical to determine who is at elevated risk for developing PTSD when faced with a trauma, with the overall goal of reducing the incidence of PTSD.8–11

On 27 February 2010, the sixth most powerful earthquake on record since 1900, measuring 8.8 on the Richter Scale, struck the coast of central Chile.12 This disaster resulted in at least 523 deaths and left 24 people missing, 12 000 injured, 800 000 displaced and hundreds of thousands of buildings damaged or destroyed.12 The province of Concepciόn was the major urban centre that experienced the most damage. In addition to the earthquake, a 2.35 meter tsunami wave hit Talcahuano, causing further damage.12 As the Chilean disaster occurred in the midst of an existing longitudinal prospective cohort study, the current analysis provides a rare opportunity to study adults located at the epicentre of the disaster who had undergone a structured diagnostic psychiatric interview before exposure to a major traumatic event.

The main objective of this study was to identify the strongest pre-disaster psychiatric predictors of post-disaster PTSD.13–22 We had three hypotheses: (i) individuals with pre-disaster PTSD will have a higher probability of developing post-disaster PTSD, compared with those with no pre-disaster PTSD; (ii) pre-existing psychiatric disorders will increase the risk for post-disaster PTSD, independent of a previous history of PTSD; and (iii) individuals with pre-disaster PTSD will have a higher probability of developing post-disaster PTSD (compared with those with no pre-disaster PTSD), independent of a previous history of other psychiatric disorders.

Methods

The PREDICT s tudy

The PREDICT study took place in six European and one Latin American country (Chile), with the aim of developing a multi-factor risk index to predict onset of depression among primary care attendees.23–25 In Chile, a sample of 3000 adults were recruited by the University of Concepciόn from 10 primary care centres from the national health care service (used by ∼75% of the population) in Concepciόn and Talcahuano.23 Participants were consecutively selected from daily patient logs based on the age and gender distribution of the primary care centres.23 Of the 3000 participants that initially agreed to participate, 2839 completed the baseline assessment (94.6%). Wave 1 (baseline) occurred in 2003, and included a comprehensive psychiatric assessment [Composite International Diagnostic Interview (CIDI), Spanish version 2.126]. Waves 2-4 occurred 6-24 months later but either did not include PTSD assessments or involved subsamples only. Wave 5 occurred in 2011 (1 year after the disaster), and included a post-disaster PTSD assessment. Data from Waves 1 (hereinafter referred as ‘pre-disaster data’) and 5 (hereinafter referred as ‘post-disaster data’) will be used for the current analyses.

Study d esign

The current study used pre- and post-disaster data from the PREDICT study (N = 1708). A flow chart of how the analytical sample was obtained is illustrated in Figure 1. The institutional review board (IRB) at the University of Concepciόn approved this study.

Figure 1.

Figure 1.

Flow diagram of excluded/ineligible individuals: The PREDICT study (2003-2011) .

Measurements

Dependent variable: post-disaster PTSD

One year after the disaster, a modified version of the PTSD module of the CIDI (described below) Spanish version 2.126 was used as the primary outcome (hereinafter referred to as ‘post-disaster PTSD’). This interview assessed all 21 PTSD symptoms from the DSM-IV-TR,27 and was tailored such that the only potentially traumatic event that could be endorsed was if the participant was involved in the 2010 disaster. All questions were anchored to the 2010 disaster as the point of reference. For example, the questions that assessed for avoidance was: ‘Were you trying to force yourself to not think or talk about the earthquake/tsunami?’. No other modules from the CIDI were used in the post-disaster assessment.

Independent variables: pre-disaster psychiatric disorders

The majority of pre-disaster psychiatric disorder information was measured via the CIDI Spanish version 2.1.26 The CIDI is a comprehensive, fully structured psychiatric diagnostic instrument that generates lifetime and current Axis I mental disorders by means of computerized algorithms according to ICD-10 and DSM-IV criteria.28 The CIDI has good psychometric properties, with excellent inter-rater reliability, good test-retest reliability and good validity.29 It is the most widely used interview in large psychiatric epidemiological studies worldwide. The CIDI is administered by lay interviewers, does not use outside informants or medical records and does not assume the presence of a current disorder.30 The Chilean CIDI is an official World Health Organization (WHO) Spanish version.31,32 A validation study of this instrument indicated an overall kappa statistic of 0.94 (with anxiety disorders having a kappa of 0.85).33

In the current study, a lifetime pre-disaster PTSD diagnosis was the primary exposure of interest (hereinafter referred to as ‘pre-disaster PTSD’). This PTSD module assessed all 21 PTSD symptoms from the DSM-IV-TR,27 and a PTSD diagnosis could be a result of a variety of potentially traumatic events (e.g. combat, rape). The only pre-disaster disorder not based on the CIDI was substance misuse. Participants who had an elevated score (≥ 8) from the Alcohol Use Disorders Identification Test34 or reported ever using illicit drugs were categorized as having substance misuse.

Pre-disaster confounder variables

The potential pre-disaster confounder variables were based on background literature regarding known risk factors for PTSD:35-37 age, gender, educational attainment and family history of psychiatric disorders (i.e. if any self-reported family members had mental illness or committed suicide). The demographic confounder variables were obtained from the baseline CIDI assessment. Family history of psychiatric disorders was obtained from a questionnaire designed specifically for the PREDICT study. Controlling for confounding did not change the effect estimates (results not shown); therefore, the more parsimonious models are presented.

Loss to f ollow-up

Sensitivity analysis

Due to the longitudinal design of the secondary data analysis, there is potential for selection bias due to differential loss to follow-up. A sensitivity analysis using χ2 and multivariable logistic regression analyses was conducted to examine the participant characteristics of those who were lost to follow-up (n = 941 [33.1%]; Figure 1). Of note, those who died before Wave 5 did not have higher levels of baseline PTSD (results not shown). Among the 941 individuals who were lost to follow-up, there were more females than males (69% vs 30%; χ2 = 14.84, p < 0.001), more individuals with a high-school/college education compared with lower levels of educational attainment (73.4% vs 26.6%; χ2 = 11.89, p = 0.001), and more individuals who were not middle-aged relative to those who were middle-aged (45-55 years; 83.5% vs 16.5%; χ2 = 4.71, p = 0.03). Additionally, among those lost to follow-up, there were no differences among those with pre-disaster PTSD vs those with no pre-disaster PTSD diagnosis (16.5% vs 83.5%; χ2 = 0.03, p = 0.87). Multivariable logistic regression models predicting loss to follow-up replicated these findings (results not shown).

Inverse probability weights

To mitigate the potential selection bias due to differential loss to follow-up, stabilized inverse probability censoring weighting methods (IPCW) were used. Unlike standard regression models, IPCW re-weights the study population such that the contributions of individuals who share characteristics of those who dropped out, but who remain in the study, are increased.38 If IPCW model specification is correct, potential biases arising due to selection bias are mitigated. A detailed description of this methodology is documented elsewhere.38–40 To estimate the weights, we modelled each participant’s probability of not dropping out based on each participant’s exposure (pre-disaster PTSD) and confounder values, using a logistic regression model. The confounders included in the weights were gender and age because they predicted loss to follow-up and were associated with both pre- and post-disaster PTSD. Although education also was a predictor of loss to follow-up, it was not included in the weights because subsequent analyses indicated that education was not associated with both pre- and post-disaster PTSD (i.e. not a confounding variable). The formula for calculating the stabilized IPCW was as follows:

SWC=[P(C=0)|A]/[P(C=0 |A,L1,L2]]

where:

C: Participant lost to follow-up (1 = yes, 0 = no}

A: Pre-disaster PTSD (1 = yes, 0 = no)

L1: Gender (1 = female, 0 = male)

L2: Age [1 = middle age, 0 = not middle age])

The final set of weights can be described as the number of participants who are like individual i in terms of their exposure and confounder values, who would have been in the risk set at time t in the absence of dropout. Individuals are up-weighted if they do not drop out but have the highest probability (based on his/her exposure and confounder values) of dropout. In sum, the IPCW weights create a pseudo-population that would have been observed had dropout been random (with respect to exposure and confounder values). The stabilization of the weights was used to preserve the amount of information in the observed data and to minimize variability of the weights.41

Statistical a nalyses

We first calculated frequencies of baseline demographic variables and pre-disaster Axis I disorders. The prevalence of post-disaster PTSD was subsequently calculated in relation to each variable. Of note, age was collapsed into ‘middle age’ or ‘not middle age’ (i.e. 45-55 years vs other) because subsequent post hoc analyses only showed significant differences for these two age groups. Additionally, education was collapsed into ‘illiterate/elementary school’ or ‘high-school/college’, and alcohol misuse and illicit drugs were collapsed into ‘substance misuse’ for the same reason.

To identify the most robust pre-disaster predictors of post-disaster PTSD, marginal structural logistic models (with robust error variance estimators) were used, with post-disaster PTSD as the outcome. Independent variables that were associated with post-disaster PTSD (after controlling for pre-disaster PTSD) and had sufficient sample sizes were used in the final marginal structural logistic models to determine if pre-disaster PTSD remained an independent predictor after controlling for other pre-disaster Axis I disorders. Although several individual anxiety disorders were associated with post-disaster PTSD, these were collapsed into a single category ‘anxiety disorders’, to maintain statistical power and because controlling for the disorders individually did not substantially change the odds ratio coefficients. STATA MP version 12 and SAS version 9.22 were used for data management and statistical analyses.42,43

Results

Description of s ample

The majority of the sample was female (75.9%), not middle-aged (80.1%) and had a high-school/college education (66.9%; Table 1). The majority of the sample had at least one lifetime pre-disaster psychiatric disorder (62.3%). Approximately 11.5% (n = 196) of the total sample had pre-disaster PTSD, 10.2% (n = 175) of individuals had post-disaster PTSD and 2% (n = 34) of the sample had both pre-disaster and post-disaster PTSD. The most common pre-disaster disorder categories were mood disorders (30.4%) and anxiety disorders (not including PTSD; 41.4%), whereas the least common pre-disaster disorder categories were eating disorders (1%) and non-affective psychotic disorders (2.6%). Among those with post-disaster PTSD, most had a pre-disaster anxiety disorder (58.9%), followed by pre-disaster mood disorders (38.9%).

Table 1.

Demographic and psychiatric information of 2010 Chilean disaster victims: the PREDICT study (2003-11)

Pre-disaster characteristic Total sample (n = 1708)
Individuals with post-disaster PTSD (n = 175)
n % n %
Gender
 Male 412 24.1 25 14.3
 Female 1296 75.9 150 85.7
Age
 45-54 340 19.9 51 29.1
 < 45 and 55+ 1368 80.1 124 70.9
Education
 High school/college 1142 66.9 112 64.0
 Illiterate/elementary  school 564 33.0 63 36.0
 Unknown 2 0.1
Family history of psychiatric disorders/suicide
 Yes 305 17.9 37 21.1
 No 1403 82.1 138 78.9
Pre-disaster potentially traumatic events
Combat
 Yes 12 0.7 2 1.1
 No 1692 99.1 173 98.9
Rape
 Yes 118 6.9 12 6.9
 No 1586 92.9 163 93.1
 Missing 4 0.2
Molested
 Yes 239 14.0 29 16.6
 No 1465 85.8 146 83.4
 Missing 4 0.2
Life-threatening accident
 Yes 363 21.3 32 18.3
 No 1341 78.5 143 81.7
 Missing 4 0.2
Disaster
 Yes 377 22.1 40 22.9
 No 1327 77.7 135 77.1
 Missing 4 0.2
Witness others’ injury/death
 Yes 517 30.3 54 30.9
 No 1187 69.5 121 69.1
 Missing 4 0.2
Physically assaulted/attacked
 Yes 378 22.1 49 28.0
 No 1326 77.6 126 72.0
 Missing 4 0.2
Threatened with weapon/kidnapped
 Yes 175 10.3 21 12.0
 No 1529 89.5 154 88.0
 Missing 4 0.2
Tortured
 Yes 16 0.9 1 0.6
 No 1688 98.8 174 99.4
 Missing 4 0.2
Other
 Yes 115 6.7 11 6.3
 No 1589 93.0 164 93.7
 Missing 4 0.2
Childhood psychological abuse
 Yes 541 31.7 71 40.6
 No 1165 68.2 104 59.4
 Missing 2 0.1
Childhood physical abuse
 Yes 658 38.5 77 44.0
 No 1048 61.4 98 56.0
 Missing 2 0.1
Childhood sexual abuse
 Yes 161 9.4 18 10.3
 No 1545 90.5 157 89.7
 Missing 2 0.1
Any Pre-disaster disorder
 Yes 1064 62.3 142 81.1
 No 644 37.7 33 18.9
Pre-disaster lifetime psychiatric diagnosis
Eating disorders
 Yes 17 1.0 2 1.1
 No 1691 99.0 173 98.9
Anorexia
 Yes 0 0 0 0
 No 1706 99.9 175 100.0
 Unknown 2 0.1
Bulimia
 Yes 17 1.0 2 1.1
 No 1691 99.0 173 98.9
Mood disorders
 Yes 520 30.4 68 38.9
 No 1888 69.6 107 61.1
Major depressive disorder
 Yes 417 24.4 46 26.3
 No 1284 75.2 129 73.7
 Unknown 7 0.4
Bipolar I
 Yes 36 2.1 7 4.0
 No 1672 97.9 168 96.0
Bipolar II
 Yes 0 0 0 0
 No 1697 99.4 175 100.0
 Unknown 11 0.6
Dysthymia
 Yes 133 7.8 28 16.0
 No 1557 91.2 146 83.4
 Unknown 18 1.1 1 0.6
Non-affective psychotic disorders
 Yes 45 2.6 10 5.7
 No 1658 97.1 165 94.3
 Unknown 5 0.3
Schizophrenia
 Yes 6 0.4 1 0.6
 No 1632 95.6 164 93.7
 Unknown 70 4.1 10 5.7
Schizophreniform
 Yes 1 0.1 0 0
 No 1692 99.1 175 100.0
 Unknown 15 0.9
Schizoaffective
 Yes 2 0.1 0 0
 No 1686 98.7 174 99.4
 Unknown 20 1.2 1 0.6
Delusional
 Yes 0 0 0 0
 No 1657 97.0 170 97.1
 Unknown 51 3.0 5 2.9
Brief psychotic
 Yes 37 2.2 9 5.1
 No 1581 92.6 157 89.7
 Unknown 90 5.3 9 5.1
Anxiety disorders (not including PTSD)
 Yes 707 41.4 103 58.9
 No 1001 58.6 72 41.1
Obsessive compulsive disorder
 Yes 24 1.4 2 1.1
 No 1603 93.9 162 92.6
 Unknown 81 4.7 11 6.3
PTSD
 PTSD 196 11.5 34 19.4
 Any diagnosis except PTSD 868 50.8 108 61.7
 No diagnosis 644 37.7 33 18.9
Panic
 Yes 75 4.4 17 9.7
 No 1622 95.0 154 88.0
 Unknown 11 0.6 4 2.3
Agoraphobia
 Yes 70 4.1 15 8.6
 No 1613 94.4 155 88.6
 Unknown 25 1.5 5 2.9
Social phobia
 Yes 90 5.3 17 9.7
 No 1595 93.4 155 88.6
 Unknown 23 1.4 3 1.7
Generalized anxiety
 Yes 20 1.2 4 2.3
 No 1684 98.6 171 97.7
 Unknown 4 0.2
Specific phobia
 Yes 659 38.6 98 56.0
 No 1044 61.1 77 44.0
 Unknown 5 0.3
Somatoform disorders
 Yes 177 10.4 25 14.3
 No 1531 89.6 150 85.7
Somatization
 Yes 1 0.1 0 0
 No 1705 99.8 175 100.0
 Unknown 2 0.1
Conversion
 Yes 89 5.2 13 7.4
 No 1491 87.3 145 82.9
 Unknown 128 7.5 17 9.7
Pain
 Yes 104 6.1 14 8.0
 No 1467 85.9 144 82.3
 Unknown 137 8.0 17 9.7
Hypochondriasis
 Yes 57 3.3 11 6.3
 No 1645 96.3 164 93.7
 Unknown 6 0.4
Substance misuse
 Yes 231 13.5 30 17.1
 No 1477 86.5 145 82.9

Missing pre-disaster disorders were not counted in the grouped disorder categories; estimates presented are un-weighted.

Marginal structural logistic regression models

Table 2 displays the predictors associated with developing post-disaster PTSD, after weighing the sample by gender and age. Dysthymia, non-affective psychotic disorders, any anxiety disorder (not including PTSD), panic disorder, agoraphobia, social phobia and specific phobia were associated with post-disaster PTSD. Compared with those with no diagnosis, individuals with pre-disaster PTSD had higher odds of developing post-disaster PTSD.

Table 2.

Marginal structural logistic regression models predicting post-disaster PTSD in Chilean disaster victims (N = 1708): the PREDICT study (2003-11)

Pre-disaster independent variable Age and gender weighted*
Age and gender weighted,* adjusted for pre-disaster PTSD
OR 95% CI p OR 95% CI p
Model 1: Education
 High school/college 0.86 0.62-1.19 0.354 0.87 0.63-1.21 0.419
 Illiterate/elementary school 1.0 1.0
Model 2: Family history of psychiatric disorders/suicide
 Yes 1.27 0.86-1.87 0.229 1.16 0.78-1.72 0.460
 No 1.0 1.0
Model 3: Any diagnosis
 Yes 2.90 1.96-4.30 0.000 2.67 1.78-4.00 0.000
 No 1.0 1.0
Model 4: Eating disorders
 Yes 1.20 0.27-5.28 0.813 1.02 0.23-4.52 0.981
 No 1.0 1.0
Model 5: Bulimia
 Yes 1.20 0.27-5.28 0.813 1.02 0.23-4.52 0.981
 No 1.0 1.0
Model 6: Mood disorders
 Yes 1.54 1.12-2.13 0.009 1.40 1.01-1.96 0.046
 No 1.0 1.0
Model 7: Major depressive disorder
 Yes 1.13 0.79-1.62 0.488 1.06 0.74-1.53 0.752
 No 1.0 1.0
Model 8: Bipolar I
 Yes 2.16 0.93-5.01 0.073 1.83 0.79-4.23 0.158
 No 1.0 1.0
Model 9: Dysthymia
 Yes 2.56 1.63-4.02 0.000 2.21 1.39-3.52 0.001
 No 1.0 1.0
Model 10: Non-affective psychotic disorders
 Yes 2.72 1.32-5.59 0.007 2.42 1.17-5.02 0.017
 No 1.0 1.0
Model 11: Schizophrenia
 Yes 2.03 0.24-17.51 0.519 1.73 0.23-12.94 0.593
 No 1.0 1.0
Model 12: Brief psychotic disorder
 Yes 3.02 1.40-6.53 0.005 2.67 1.21-5.90 0.015
 No 1.0 1.0
Model 13: Anxiety disorders (not including PTSD)
 Yes 2.23 1.62-3.07 0.000 2.07 1.49-2.87 0.000
 No 1.0 1.0
Model 14: Obsessive compulsive
 Yes 0.82 0.19-3.50 0.784 0.65 0.15-2.85 0.570
 No 1.0 1.0
Model 15:  PTSD
 PTSD 3.99 2.40-6.65 0.000
 Any diagnosis except PTSD 2.67 1.78-4.00 0.000
 No diagnosis 1.0
Model 16: Panic
 Yes 2.86 1.62-5.04 0.000 2.46 1.37-4.42 0.003
 No 1.0 1.0
Model 17: Agoraphobia
 Yes 2.61 1.44-4.74 0.002 2.23 1.22-4.10 0.009
 No 1.0 1.0
Model 18: Social phobia
 Yes 2.18 1.25-3.79 0.006 1.86 1.06-3.29 0.032
 No 1.0 1.0
Model 19: Generalized anxiety
 Yes 2.21 0.73-6.70 0.161 1.99 0.63-6.27 0.237
 No 1.0 1.0
Model 20: Specific phobia
 Yes 2.23 1.62-3.06 0.000 2.07 1.50-2.86 0.000
 No 1.0 1.0
Model 21: Somatoform disorders
 Yes 1.56 0.99-2.46 0.055 1.39 0.86-2.25 0.179
 No 1.0 1.0
Model 22: Conversion
 Yes 1.59 0.86-2.94 0.137 1.41 0.73-2.73 0.300
 No 1.0 1.0
Model 23: Pain
 Yes 1.48 0.82-2.68 0.191 1.35 0.74-2.48 0.333
 No 1.0 1.0
Model 24: Hypochondriasis
 Yes 2.23 1.13-4.39 0.021 2.10 1.05-4.18 0.035
 No 1.0 1.0
Model 25: Substance misuse
 Yes 1.38 0.91-2.10 0.134 1.32 0.86-2.03 0.208
 No 1.0 1.0

*All models are weighted by age and gender via stabilized inverse probability censoring weights with robust variance estimators.

After controlling for pre-disaster PTSD in the marginal structural logistic models, the following pre-disaster disorders/diagnostic categories remained predictors of post-disaster PTSD: dysthymia, brief psychotic disorder, anxiety disorders (not including PTSD), panic disorder, agoraphobia, social phobia, specific phobi, and hypochondriasis.

Pre-disaster disorders that were predictors in all models from Table 2 and had sufficient sample sizes were included in the final marginal structural logistic regression models. Posthoc false detection rate adjustment tests44–46 indicated that the findings from Table 2 were not due to Type I errors (results not shown).

Final marginal structural logistic regression models

Table 3 displays the marginal structural logistic regression analyses predicting post-disaster PTSD, with pre-disaster PTSD as the main independent variable of interest. All models indicate that individuals with pre-disaster PTSD, relative to those with no disorder, had the highest odds of developing post-disaster PTSD. When pre-disaster anxiety disorders (not including PTSD), dysthymia and non-affective psychotic disorders were added to the models, the PTSD odds ratio coefficients became slightly attenuated.

Table 3.

Marginal structural logistic regression models predicting post-disaster PTSD (N = 1708): the PREDICT study (2003-11)

Pre-disaster predictors Model 1
Model 2
Model 3
Model 4
OR 95% CI p OR 95% CI p OR 95% CI p OR 95% CI p
PTSD
 PTSD 3.99 2.40-6.65 0.000 3.16 1.77-5.64 0.000 2.73 1.50-4.98 0.001 2.53 1.37-4.65 0.003
 Any diagnosis  except PTSD 2.67 1.78-4.00 0.000 2.14 1.30-3.51 0.003 2.01 1.21-3.45 0.007 1.90 1.13-3.19 0.015
 No diagnosis 1.0 1.0 1.0 1.0
Other anxiety disorders 1.39 0.93-2.06 0.104 1.41 0.95-2.09 0.092 1.46 0.98-2.18 0.065
Dysthymia 1.80 1.13-2.86 0.013 1.83 1.15-2.92 0.011
Non-affective psychotic disorder 2.05 0.99-4.26 0.055

All models weigh age and gender utilizing stabilized inverse probability censoring weights with robust variance estimators; Model 1 is repeated from Table 2 for ease of reading.

Discussion

The current study takes advantage of a rare opportunity to examine the effects of a natural experiment by studying adults who had undergone a structured psychiatric diagnostic interview in a large sample before being exposed to one of the most powerful earthquakes in history, thus providing a clearer understanding of the pre-existing psychiatric risk factors for developing disaster-related PTSD. The major findings include: (i) several pre-disaster Axis I psychiatric disorders predicted the development of disaster-related PTSD; and (ii) individuals with pre-disaster PTSD had the highest odds of developing post-disaster PTSD relative to individuals with no pre-disaster diagnosis, even after taking into account other pre-disaster Axis I disorders. These results produce valuable insights into which pre-existing psychopathologies are associated with developing disaster-related PTSD, as well as cross-national variations in the risk of developing disaster-related PTSD.

There have been few studies examining whether pre-existing PTSD predicts subsequent PTSD longitudinally in civilian samples.47,48 In our study, pre-disaster PTSD predicted post-disaster PTSD even after controlling for other pre-disaster Axis I disorders. Results support the stress sensitization hypothesis, which suggests that individuals who have experienced previous PTSD have greater vulnerability to subsequent traumas.47,49 Besides earlier psychiatric history, there are several other vulnerabilities that may also have influenced the increased risk and maintenance of post-disaster PTSD:50 genetics,51 predisposition to a pathological reaction to stressors,47 pre- and post-trauma psychosocial stressors (e.g. childhood poverty),36 acute biological/emotional reactions after the traumatic event (e.g. peritraumatic dissociation),36,47,48 other personal vulnerabilities (e.g. poor coping mechanisms),47,49 environmental factors (e.g. relationship with family of origin20), occupational/financial stressors52 and contextual risk factors (e.g., property destruction.53 Although these variables were not included in the present study, they merit additional investigation in future longitudinal studies.

It is worth noting the lack of association between pre-disaster major depressive disorder (MDD) and post-disaster PTSD, which contradicts previous findings.35,54Posthoc analyses indicated that MDD and PTSD were comorbid at the pre- and post-disaster assessment (results not shown). However, most of the individuals with comorbid (lifetime) MDD-PTSD at baseline were not the same individuals who had comorbid (12-month) MDD-PTSD at the post-disaster assessment. There are several speculations as to why this pattern emerged. First, the baseline interview assessed for a lifetime history of psychiatric disorders, compared with the post-disaster assessment which assessed for 12-month disorders. As a result, some participants during the pre-disaster assessment had to recall symptoms/diagnoses from years (or decades) previously, which may have led to memory biases. Second, the average age of onset of pre-disaster PTSD preceded pre-disaster MDD by a substantial amount of time, i.e., 46.7 years [standard deviation (SD) = 16.3] vs 20.7 (SD = 10), and the two disorders may have not occurred simultaneously. Third, the pre-disaster PTSD interview assessed PTSD symptoms due to a variety of potentially traumatic events, whereas the post-disaster PTSD interview only assessed symptoms relating to the disaster. We may have found the same individuals with comorbid PTSD-MDD at both waves if other post-disaster potentially traumatic events (e.g. combat, assault etc.) were assessed.

Surprisingly, an association between pre-disaster dysthymia (but not MDD) and post-disaster PTSD was found. There are several reasons why this finding may have occurred. First, posthoc analyses indicated that individuals with pre-disaster dysthymia had more pre-disaster psychiatric disorders (mean = 2.38; SD = 1.82; median = 2.0) than individuals with pre-disaster MDD (mean = 1.56; SD = 1.47; median = 1.0; results not shown). Additionally, individuals with pre-disaster dysthymia were significantly more likely to be illiterate/have an elementary school education (vs a high-school/college education) compared with those with pre-disaster MDD (χ2 = 20.12, p = 0.000). Together, these results suggest that the participants with pre-disaster dysthymia had a higher overall vulnerability to developing post-disaster PTSD compared with individuals with pre-disaster MDD.35 Second, most disaster studies use checklists (instead of diagnostic interviews) to measure depressive symptoms, which do not differentiate between MDD and dysthymia. It is possible that dysthymia (a long-lasting chronic disorder), rather than MDD (a cyclical disorder) predicted PTSD in these studies.55 Third, there was a significant relationship between pre-disaster lifetime MDD and pre-disaster lifetime dysthymia (χ2 = 29.95, p = 0.000), which is consistent with other studies demonstrating a significant symptom overlap between MDD and dysthymia.27,56 Further research examining the association between dysthymia and PTSD is warranted given the novelty of these results.

This study’s findings have the potential to inform targeted public health interventions to reduce disaster-related PTSD. Natural disasters are a continuous threat to countries throughout the world, especially Chile, due to its geographical location.12 In this study, we found that the majority of individuals who developed post-disaster PTSD had symptoms for over a year (results not shown), illustrating the need for clinical interventions in future disasters. Although the majority of individuals exposed to a disaster will not develop PTSD nor need formal intervention, a minority will require acute post-disaster psychological support.35 Fortunately, Chile uses primary prevention in the form of strict building codes, which is beneficial as several studies have found that building destruction, injury and death increase the risk of post-disaster PTSD. Public health disaster efforts can focus on triaging individuals with pre-existing PTSD and other comorbid disorders, in order to allocate resources to individuals most at risk for developing post-disaster PTSD. Because Chile has a national mental health care system, this process can be streamlined by completing a brief PTSD assessment during routine mental health visits, enabling the identification and treatment of those at risk for developing post-disaster PTSD. This will likely lead to the increased resiliency of the victims, reducing the burden of secondary functional impairment and costs to both the individual and the public.57

The present study has some limitations that should be kept in mind when interpreting results. First, there is potential for non-differential misclassification of pre-disaster PTSD. As the baseline examination was administered 7 years before the disaster, new cases of PTSD may have been missed which occurred between the baseline assessment and the earthquake.

Second, we do not capture individuals who may have had PTSD after the disaster due to non-disaster traumatic events. Therefore, results should only be generalized to individuals with PTSD due to experiencing a natural disaster. Future studies should use multiple time points before and after a disaster to more accurately examine the longitudinal course of disaster-related PTSD.

Third, because this study recruited a non-psychiatric sample, some of the disorders had sparse sample sizes, leading to imprecision in those estimates.

Fourth, although data were collected in a longitudinal and prospective fashion, the results may not reflect a causal relationship between pre-disaster PTSD and post-disaster PTSD, due to residual confounding, unmeasured confounding and random error.

Fifth, several post-disaster moderators of post-disaster PTSD (e.g. destruction) were not included in the present analysis, as the preliminary focus was to examine the association between pre-disaster psychopathology and post-disaster PTSD.

Sixth, the pre-disaster disorders are lifetime accounts, which may be susceptible to memory biases.

Seventh, a substantial proportion of the sample was lost to follow-up, inducing potential selection bias. However, we circumvented this bias with probability censoring weights.

Eighth, given the CIDI uses lay interviewers to collect diagnostic information, there is concern regarding the ability of this instrument to accurately assess non-affective psychotic disorders in US populations.58–62 However, there are insufficient data on Latin American populations to draw this conclusion.

Ninth, because the sampling was based on attendance at primary care clinics, we have an over-representation of females compared with the general Chile population, and it is possible that here the prevalence of psychiatric disorders is higher than those from a population-based sample.63

Finally, the findings may not necessarily generalize to non-health-care seeking populations in Chile or populations outside Chile.

Despite its limitations, the current study has many strengths. It provides the unprecedented opportunity to examine PTSD before and after a natural disaster in a large sample, using a validated, cross-cultural diagnostic psychiatric interview, while simultaneously controlling for comorbid Axis I psychiatric disorders using a methodologically robust study design. This type of rich longitudinal data does not exist in the disaster literature.64

Previous studies that have attempted to address these study questions have been severely limited by small convenience samples, lack of diagnostic instruments and lack of any pre-disaster information.20,64 The current study overcomes these limitations and this database allows for testing of hypotheses not previously possible. This information is critical to understanding variations in risk, course and diagnostic subtypes of disaster-related PTSD, with the overall goal of reducing the incidence of post-disaster PTSD. By determining who has PTSD after a disaster, one can more accurately determine the mechanisms of disaster-related PTSD in an understudied international population.65,66

In conclusion, this study uses a methodologically robust design aimed at identifying the mechanisms of disaster-related PTSD, thereby furthering understanding of the longitudinal course of PTSD and facilitating the development of more appropriate interventions targeted to high-risk individuals. The analyses take advantage of a unique and rare opportunity to examine the effects of a natural experiment by studying adults who had undergone a structured psychiatric diagnostic interview in a large sample before being exposed to one of the most powerful earthquakes in history, thus providing a clearer understanding of the trajectory of disaster-related PTSD and its determinants among groups in whom PTSD resolves spontaneously and those in whom it persists in the long term. An increased knowledge regarding the variations of disaster-related PTSD is essential in order to inform more sensitive treatment strategies, especially among international populations.

Funding

This work was supported in part by: the National Institute of Mental Health [F31MH104000]; FONDEF Chile [DO2I-1140]; FONDECYT Chile [1110687]; and the National Institute of General Medical Sciences [R25GM083270].

Conflict of interest: Authors declare no conflict of interest.

Key Messages

  • With an increasing number of individuals surviving natural disasters, it is crucial to understand who is most at risk for developing post-disaster PTSD.

  • The objective of this study was to prospectively examine the role that pre-existing psychopathology plays in developing PTSD after a disaster.

  • After controlling for pre-disaster anxiety disorders, dysthymia and non-affective psychotic disorders, results indicated that individuals with pre-disaster PTSD (vs those without pre-disaster PTSD) had higher odds of developing post-disaster PTSD (OR = 2.53; 95% CI = 1.37-4.65).

  • This is the first study to demonstrate prospectively that pre-disaster psychiatric disorders, independent of a prior history of other psychiatric disorders, increase the vulnerability to developing PTSD following a major natural disaster in Chile.

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