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. 2017 Aug 24;4(2). doi: 10.1001/jamaoncol.2017.2374

Adjuvant Chemotherapy vs Observation for Patients With Adverse Pathologic Features at Radical Cystectomy Previously Treated With Neoadjuvant Chemotherapy

Thomas Seisen 1, Asha Jamzadeh 2, Jeffrey J Leow 1, Morgan Rouprêt 3, Alexander P Cole 1, Stuart R Lipsitz 1, Adam S Kibel 1, Paul L Nguyen 4, Maxine Sun 1, Mani Menon 2, Joaquim Bellmunt 5, Toni K Choueiri 5, Quoc-Dien Trinh 1,
PMCID: PMC5838707  PMID: 28837718

This cohort study assesses the comparative effectiveness of adjuvant chemotherapy vs observation for patients with pT3/T4 and/or pN+ urothelial carcinoma of the bladder pretreated with neoadjuvant chemotherapy and radial cystectomy.

Key Points

Question

What is the role of adjuvant chemotherapy for patients with adverse pathologic features after neoadjuvant chemotherapy and radical cystectomy?

Findings

In this cohort study of 788 patients with pT3/T4 and/or pN+ urothelial carcinoma of the bladder, the receipt of adjuvant chemotherapy after neoadjuvant chemotherapy and radical cystectomy was associated with an overall survival benefit.

Meaning

Adjuvant chemotherapy after neoadjuvant chemotherapy and radical cystectomy may prolong overall survival among patients with pT3/T4 and/or pN+ urothelial carcinoma of the bladder.

Abstract

Importance

Despite existing evidence of a benefit associated with cisplatin-based adjuvant chemotherapy (AC) after radical cystectomy (RC) for chemotherapy-naive patients with pT3/T4 and/or pN+ urothelial carcinoma of the bladder (UCB), to our knowledge, no studies have addressed the effectiveness of AC in those who received neoadjuvant chemotherapy (NAC) before surgery.

Objective

To assess the comparative effectiveness of AC vs observation for patients with pT3/T4 and/or pN+ UCB previously treated with NAC and RC.

Design, Setting, and Participants

This observational cohort study used the National Cancer Data Base (January 1, 2006, through December 31, 2012) to identify individuals who received NAC and RC followed by AC or observation for pT3/T4 and/or pN+ UCB.

Main Outcomes and Measures

After multiple imputation was used to handle missing data, inverse probability of treatment weighting (IPTW)–adjusted Kaplan-Meier and Cox proportional hazards regression analyses were performed with a 6-month conditional landmark to compare overall survival (OS) among patients who received NAC and RC followed by AC vs observation. In addition, exploratory analyses were conducted to examine the heterogeneity of the treatment effect according to age (continuous), sex (female vs male), Charlson comorbidity index (≥1 vs 0), pT/N stage (pT3/T4N0 vs pTanyN+), and surgical margin status (positive vs negative) by testing interaction terms within the IPTW-adjusted Cox proportional hazards regression model.

Results

Of the 788 patients with pT3/T4 and/or pN+ UCB (mean [SD] age, 65.3 [9.4] years; 603 [76.5%] male and 185 [23.5%] female), 184 (23.4%) received NAC and RC followed by AC and 604 (76.6%) received NAC and RC followed by observation. The 6-month conditional landmark, IPTW-adjusted Kaplan-Meier curves showed that median OS was significantly longer for NAC and RC followed by AC (29.9 months; interquartile range, 15.1-85.4 months) vs NAC and RC followed by observation (24.2 months; interquartile range, 12.9-58.9 months) (P = .046). The 5-year IPTW-adjusted rates of OS were 36.8% for NAC and RC followed by AC vs 24.7% for NAC and RC followed by observation. In the IPTW-adjusted Cox proportional hazards regression analysis, NAC and RC followed by AC was associated with a significant OS benefit (hazard ratio, 0.78; 95% CI, 0.61-0.99; P = .046). Interaction term analyses indicated that the OS benefit of NAC and RC followed by AC decreased significantly with age (hazard ratio, 0.97; 95% CI, 0.95-0.99; P = .02), whereas no significant interaction was observed with sex (P = .82), Charlson comorbidity index (P = .51), pT/N stage (P = .95), and surgical margin status (P = .29).

Conclusions and Relevance

This study found that AC after NAC and RC may be associated with an OS benefit for patients with pT3/T4 and/or pN+ UCB. The present findings should be considered as preliminary evidence to conduct a randomized clinical trial to address this association.

Introduction

On the basis of level 1 evidence, neoadjuvant chemotherapy (NAC) followed by radical cystectomy (RC) constitutes the standard of care for individuals with localized muscle-invasive urothelial carcinoma of the bladder (UCB). Despite the well-established downstaging and survival benefits associated with this approach, approximately 20% of patients harbor adverse pathologic features at surgery.

Of interest, current evidence suggests that the receipt of cisplatin-based adjuvant chemotherapy (AC) after RC for pT3/T4 and/or pN+ UCB may decrease the risk of recurrence and ultimately prolong survival. However, these studies were limited to individuals who did not receive NAC before undergoing RC; the role of AC after NAC and RC for non–organ-confined disease at definitive surgery, to our knowledge, has never been evaluated in a randomized setting. To date, a single observational study with a small sample size has addressed this topic. Although the investigators found no difference in recurrence-free and cancer-specific survival between patients who received AC vs observation after NAC and RC, others have shown a potential benefit for salvage chemotherapy in those previously treated with platinum-based regimens for metastatic UCB. As such, we hypothesized that AC after NAC and RC for pT3/T4 and/or pN+ disease may provide an overall survival benefit relative to observation.

Methods

From a population of 313 040 individuals diagnosed with bladder cancer from January 1, 2006, through December 31, 2012 (International Classification of Diseases of Oncology, Third Edition codes C67.0-C67.9), in the National Cancer Data Base (NCDB), we identified 788 patients who received NAC and RC followed by AC or observation for pT3/T4 and/or pN+ UCB (eFigure 1 in the Supplement). First, multiple imputation using chained equations was performed to handle missing data that were assumed to be missing at random for all covariates; we generated 15 imputed data sets by using a sequential regression method. In all subsequent analyses, Rubin’s rules were applied to summarize the effect estimates and variances from the 15 different analyses across multiple imputed data sets. Second, to account for selection bias, observed differences in baseline characteristics between the 2 groups were controlled for with inverse probability of treatment weighting (IPTW)–adjusted analyses. The goodness-of-fit statistic of the propensity score model, including linear or nonlinear covariates categorized with clinically relevant cutoffs, was assessed using the method described by Lemeshow and Hosmer. Covariate balance was evaluated by using the standardized differences approach and Kernel density plots. Third, to account for immortal-time bias, summary 6-month conditional landmark, IPTW-adjusted Kaplan-Meier curves were calculated to compare overall survival between patients who received NAC and RC followed by AC vs observation. We further fitted an IPTW-adjusted Cox proportional hazards regression model to compute the corresponding hazard ratios (HRs). A post hoc power analysis was performed to evaluate our ability to detect an association between treatment and overall survival. Fourth, we conducted exploratory analyses to examine heterogeneity of treatment effect according to age (continuous), sex (female vs male), Charlson comorbidity index (≥1 vs 0), pT/N stage (pT3/T4N0 vs pTanyN+), and surgical margin status (positive vs negative) by testing interaction terms within the IPTW-adjusted Cox proportional hazards regression model. A waiver was obtained before the study was conducted from the Brigham and Women's Hospital, Harvard Medical School, Institutional Review Board in accordance with institutional regulation when dealing with deidentified, previously collected data.

All statistical analyses were performed using STATA software, version 14.0 (StataCorp) (eAppendix in the Supplement). Two-sided statistical significance was defined as P < .05.

Results

Patient Characteristics

Of the 788 patients with pT3/T4 and/or pN+ UCB (mean [SD] age, 65.3 [9.4] years; 603 [76.5%] male and 185 [23.5%] female), 184 (23.4%) received NAC and RC followed by AC and 604 (76.6%) received NAC and RC followed by observation (eFigure 1 in the Supplement). Unweighted and weighted baseline characteristics of eligible patients, stratified according to the receipt of NAC and RC followed by AC vs observation, are reported in Table 1. Standardized differences of unweighted comparisons showed that both treatment groups differed significantly with respect to most clinical, socioeconomic, demographic, and tumor characteristics of interest.

Table 1. Baseline Characteristics of the Study Patients .

Characteristic Unweighted Study Populationa Standardized Difference, % Weighted Study Populationb Standardized Difference, %
Overall
(n = 788)
Adjuvant Chemotherapy
(n = 184)
Observation
(n = 604)
Overall Adjuvant Chemotherapy Observation
Age, mean (SD), y 65.3 (9.4) 62.7 (9.9) 66.1 (9.1) −34.9 65.4 (9.5) 65.7 (10.0) 65.3 (9.3) 5.0
Sex
Male 603 (76.5) 139 (75.5) 464 (76.8) 3.0 76.4 75.8 76.6 1.9
Female 185 (23.5) 45 (24.5) 140 (23.2) 23.6 24.2 23.4
Race
White 727 (92.3) 171 (92.9) 556 (92.1) −2.9 92.1 91.4 92.3 2.2
Black 42 (5.3) 9 (4.9) 33 (5.5) 5.6 6.5 5.4
Other 19 (2.4) 4 (2.2) 15 (2.4) 2.3 2.1 2.3
CCI
0 588 (74.6) 143 (77.7) 445 (73.7) −9.1 74.6 75.0 74.5 −0.6
1 165 (20.9) 34 (18.5) 131 (21.7) 20.8 20.3 21.0
≥2 35 (4.5) 7 (3.8) 28 (4.6) 4.6 4.7 27.5
Insurance type
Private 310 (39.4) 80 (44.0) 230 (38.0) −15.6 39.8 41.5 39.3 −5.1
Medicaid or other government 48 (6.1) 18 (9.5) 30 (5.0) 6.3 6.4 6.2
Medicare 405 (51.4) 78 (42.7) 327 (54.1) 50.9 49.5 51.4
No insurance 25 (3.1) 8 (3.8) 17 (2.9) 3.0 2.6 3.1
Income level
High 498 (63.2) 114 (62.1) 384 (63.6) 3.0 63.8 65.4 63.4 −4.1
Low 290 (36.8) 70 (37.9) 220 (36.4) 36.2 34.6 36.6
Educational level
High 501 (63.6) 124 (67.6) 377 (62.4) −11.0 63.2 61.9 63.6 3.6
Low 287 (36.4) 60 (32.4) 227 (37.6) 36.8 38.1 36.4
County type
Metro 640 (81.2) 140 (76.0) 500 (82.8) 15.3 45.4 48.1 44.6 0.4
Urban 129 (16.3) 39 (21.1) 90 (14.9) 39.4 37.0 40.1
Rural 19 (2.5) 5 (2.9) 14 (2.3) 15.2 14.9 15.3
Facility type
Academic 527 (66.8) 99 (53.8) 428 (70.8) 35.7 67.5 68.9 67.1 −3.8
Nonacademic 261 (33.2) 85 (46.2) 176 (29.2) 32.5 31.1 32.9
Facility location
East 350 (44.4) 70 (37.8) 280 (46.4) 20.3 81.1 80.8 81.2 −5.4
Center 316 (40.2) 77 (42.1) 239 (39.6) 16.5 17.1 16.3
West 122 (15.4) 37 (20.1) 85 (14.0) 2.4 2.1 2.5
Year of diagnosis
2006 46 (5.8) 11 (6.0) 35 (5.8) 0.7 5.7 5.9 5.6 −4.7
2007 63 (8.0) 15 (8.1) 48 (7.9) 8.5 8.8 8.5
2008 105 (13.3) 20 (10.9) 85 (14.1) 13.0 10.4 13.9
2009 152 (19.3) 39 (21.2) 113 (18.7) 20.2 25.0 18.7
2010 137 (17.4) 33 (17.9) 104 (17.2) 17.4 18.2 17.1
2011 134 (17.0) 32 (17.4) 102 (16.9) 16.7 15.0 17.2
2012 151 (19.2) 34 (18.5) 117 (19.4) 18.5 16.7 19.1
Pathologic stage
pT3N0 314 (39.5) 50 (27.2) 264 (43.7) 37.3 40.1 40.8 39.9 −1.5
pT4N0 114 (15.0) 26 (14.1) 88 (14.6) 14.2 13.7 14.3
pTanyN+ 360 (45.5) 108 (58.7) 252 (41.7) 45.7 45.5 45.8
Surgical margins
Negative 656 (83.2) 153 (83.1) 503 (83.3) 0.5 83.1 82.9 83.2 0.7
Positive 132 (16.8) 31 (16.9) 101 (16.7) 16.9 17.1 16.8

Abbreviation: CCI, Charlson comorbidity index.

a

Data are presented as number (percentage) of patients unless otherwise indicated.

b

Data are presented as percentage of patients unless otherwise indicated.

Determinants of Receiving NAC and RC Followed by AC vs Observation

Results of multivariable logistic regression analysis determining the receipt of NAC and RC followed by AC vs observation with adequate goodness of fit are reported in Table 2. The odds of receiving NAC and RC followed by AC vs observation remained stable over time (annual percentage change, 0.00%; 95% CI, −0.02 to 0.02%; P = .93) (eFigure 2 in the Supplement).

Table 2. Multivariable Logistic Regression Model Determining the Receipt of Neoadjuvant Chemotherapy and Radical Cystectomy Followed by Adjuvant Chemotherapy vs Observation .

Variable OR (95% CI) P Value
Age at initial diagnosis 0.97 (0.94-0.99) .005
Sex
Male 1 [Reference] NA
Female 1.19 (0.79-1.81) .40
Race
White 1 [Reference] NA
Black 0.98 (0.43-2.26) .97
Other 0.97 (0.30-3.20) .96
Charlson comorbidity index
0 1 [Reference] NA
1 0.92 (0.58-1.45) .72
≥2 1.08 (0.44-2.67) .87
Insurance type
Private 1 [Reference] NA
Medicaid/other government 1.57 (0.78-3.19) .21
Medicare 0.98 (0.61-1.58) .94
No insurance 1.01 (0.39-2.64) .99
Income level
High 1 [Reference] NA
Low 0.93 (0.57-1.51) .78
Educational level
High 1 [Reference] NA
Low 0.72 (0.47-1.12) .15
County type
Metro 1 [Reference] NA
Urban 1.81 (1.06-3.10) .03
Rural 1.57 (0.48-5.11) .45
Facility type
Academic 1 [Reference] NA
Nonacademic 2.12 (1.48-3.05) <.001
Facility location
East 1 [Reference] NA
Center 1.20 (0.80-1.78) .38
West 1.72 (1.04-2.85) .04
Year of diagnosis 1.01 (0.92-1.11) .78
Pathologic stage
pT3N0 1 [Reference] NA
pT4N0 1.46 (0.83-2.57) .19
pTanyN+ 2.25 (1.51-3.35) <.001
Surgical margins
Negative 1 [Reference] NA
Positive 0.86 (0.53-1.39) .54

Abbreviations: NA, not applicable; OR, odds ratio.

Treatment Effect of NAC and RC Followed by AC vs Observation

After IPTW adjustment, all standardized differences were less than 10%, which indicated that patients who received NAC and RC followed by AC vs observation were subsequently comparable (eFigure 3 in the Supplement). Propensity score distribution between the treatment groups achieved adequate balance after IPTW adjustment (eFigure 4A and B in the Supplement).

The median follow-up in the weighted population was 45.7 months (interquartile range [IQR], 31.2-67.8 months). The 6-month conditional landmark, IPTW-adjusted Kaplan-Meier curves (Figure) showed that median overall survival was significantly longer for NAC and RC followed by AC (29.9 months; IQR, 15.1-85.4 months) vs observation (24.2 months; IQR, 12.9-58.9 months) (P = .046). The 5-year IPTW-adjusted rates of overall survival were 36.8% for NAC and RC followed by AC vs 24.7% for NAC and RC followed by observation. In IPTW-adjusted Cox proportional hazards regression analysis, NAC and RC followed by AC was associated with a significant overall survival benefit (HR, 0.78; 95% CI, 0.61-0.99; P = .046).

Figure. Six-Month Conditional Landmark Inverse Probability of Treatment Weighting–Adjusted Kaplan-Meier Analysis of Overall Survival for Patients Who Received Neoadjuvant Chemotherapy and Radical Cystectomy Followed by Adjuvant Chemotherapy vs Observation for pT3/T4 and/or pN+ Urothelial Carcinoma of the Bladder.

Figure.

Data are weighted proportions and not absolute numbers.

The post hoc power calculation showed that we had adequate power to detect a clinically significant HR. Specifically, with our sample size of 788 patients, we had 80% power with a 5% significance level to detect an HR of 0.78 for NAC and RC followed by AC vs observation using a log-rank test (20% alive in the observation group at the end of the study).

Interaction term analyses indicated that the overall survival benefit of NAC and RC followed by AC decreased significantly with age (HR, 0.97; 95% CI, 0.95-0.99; P = .02), whereas no significant interaction was observed with sex (P = .82), Charlson comorbidity index (P = .51), pT/N stage (P = .95), and surgical margin status (P = .29).

Discussion

Although evidence supporting the role of AC for advanced UCB treated with RC is contentious, the use of a cisplatin-based regimen is generally advocated in sufficiently healthy individuals who did not receive NAC before surgery. However, less is known about the association of AC with survival among patients with pT3/T4 and/or pN+ UCB who received NAC and RC. As such, we sought to investigate the role of this treatment strategy in a large NCDB sample that included nearly 800 individuals. Of interest, with a median follow-up of approximately 4 years, our IPTW-adjusted analysis showed a significant overall survival benefit for AC when adverse pathologic features are found after NAC and RC. Specifically, individuals who received AC were more than 20% less likely to die of any cause after NAC and RC compared with their observation counterparts; this translated into a 5-month overall survival benefit.

To our knowledge, the present study represents the first sizeable comparative effectiveness assessment of AC after NAC and RC. Indeed, the only observational report in the literature included 80 patients with pT3/T4 and/or pN+ disease after NAC and RC, 29 of whom further received AC that was not independently associated with recurrence-free or cancer-specific survival. However, that analysis had limited power to detect a significant benefit, especially after adjusting for potential confounders in multivariable models.

Limitations

Our results need to be interpreted within the limitations of the observational study design. Of note, the present analyses are subject to selection bias, which we attempted to correct by using an IPTW-adjusted approach. Nonetheless, several unmeasured confounders, including performance status or renal function, may have affected the receipt of NAC and RC followed by AC vs observation in this study. In addition, the detailed chemotherapy regimen administered at the time of NAC or AC as well as the completeness and number of chemotherapy cycles in both contexts are not recorded in the NCDB; as a result, we could not comment on the specific treatment sequence that would provide the greatest overall survival benefit. That said, from a biological perspective, it may be appropriate to sequentially deliver different combination regimens with complementary cytotoxic effects to target different cell populations in the primary tumor.

Conclusions

To summarize, we observed that AC after NAC and RC was associated with an overall survival benefit for pT3/T4 and/or pN+ UCB. The present findings should be considered as preliminary evidence to conduct a randomized clinical trial to address this association.

Supplement.

eFigure 1. Flowchart Describing the Selection of Patients Who Received Neoadjuvant Chemotherapy and Radical Cystectomy Followed by Adjuvant Chemotherapy vs observation for pT3/T4 and/or pN+ Urothelial Carcinoma of the Bladder in the National Cancer Data Base (2006-2012)

eFigure 2. Utilization of Adjuvant Chemotherapy vs Observation in Patients With pT3/T4 and/or pN+ Urothelial Carcinoma of the Bladder Who Received Neoadjuvant Chemotherapy and Radical Cystectomy

eFigure 3. Effect of Inverse Probability of Treatment Weighting Adjustment on the Baseline Characteristics Distribution of Patients Who Received Neoadjuvant Chemotherapy and Radical Cystectomy Followed by Adjuvant Chemotherapy vs Observation for pT3/T4 and/or pN+ Urothelial Carcinoma of the Bladder

eFigure 4. Kernel Density Plots Showing the Distribution of Propensity Scores in the Neoadjuvant Chemotherapy and Radical Cystectomy Followed by Adjuvant Chemotherapy vs Observation Groups Before (A) and After (B) Inverse Probability of Treatment Weighting Adjustment

eAppendix. Stata Codes for the National Cancer Data Base (2006-2012) Analysis of the Comparative Effectiveness of Adjuvant Chemotherapy vs Observation in Patients With Adverse Features at Radical Cystectomy Who Previously Received Neoadjuvant Chemotherapy for Muscle-Invasive Urothelial Carcinoma of the Bladder

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Associated Data

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Supplementary Materials

Supplement.

eFigure 1. Flowchart Describing the Selection of Patients Who Received Neoadjuvant Chemotherapy and Radical Cystectomy Followed by Adjuvant Chemotherapy vs observation for pT3/T4 and/or pN+ Urothelial Carcinoma of the Bladder in the National Cancer Data Base (2006-2012)

eFigure 2. Utilization of Adjuvant Chemotherapy vs Observation in Patients With pT3/T4 and/or pN+ Urothelial Carcinoma of the Bladder Who Received Neoadjuvant Chemotherapy and Radical Cystectomy

eFigure 3. Effect of Inverse Probability of Treatment Weighting Adjustment on the Baseline Characteristics Distribution of Patients Who Received Neoadjuvant Chemotherapy and Radical Cystectomy Followed by Adjuvant Chemotherapy vs Observation for pT3/T4 and/or pN+ Urothelial Carcinoma of the Bladder

eFigure 4. Kernel Density Plots Showing the Distribution of Propensity Scores in the Neoadjuvant Chemotherapy and Radical Cystectomy Followed by Adjuvant Chemotherapy vs Observation Groups Before (A) and After (B) Inverse Probability of Treatment Weighting Adjustment

eAppendix. Stata Codes for the National Cancer Data Base (2006-2012) Analysis of the Comparative Effectiveness of Adjuvant Chemotherapy vs Observation in Patients With Adverse Features at Radical Cystectomy Who Previously Received Neoadjuvant Chemotherapy for Muscle-Invasive Urothelial Carcinoma of the Bladder


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