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. Author manuscript; available in PMC: 2019 Mar 1.
Published in final edited form as: J Cardiovasc Pharmacol. 2018 Mar;71(3):180–191. doi: 10.1097/FJC.0000000000000559

Genomics of cardiovascular measures of autonomic tone

Martin I Sigurdsson 1,*, Nathan H Waldron 1,*, Andrey V Bortsov 2, Shad B Smith 2, William Maixner 2
PMCID: PMC5839974  NIHMSID: NIHMS927242  PMID: 29300220

Abstract

The autonomic nervous system exerts broad control over the involuntary functions of the human body via complex equilibrium between sympathetic and parasympathetic tone. Imbalance in this equilibrium is associated with a multitude of cardiovascular outcomes, including mortality. The cardiovascular static state of this equilibrium can be quantified via physiological parameters such as heart rate, blood pressure and by spectral analysis of heart rate variability.

Here we review the current state of knowledge of the genetic background of cardiovascular measurements of autonomic tone. For most parameters of autonomic tone a large portion of variability is explained by genetic heritability. Many of the static parameters of autonomic tone have also been studied via candidate gene approach, yielding some insight into how genotypes of adrenergic receptors affect variables such as heart rate. Genome-wide approaches in large cohorts similarly exist for static variables such as heart rate and blood pressure, but less is known about the genetic background of the dynamic and more specific measurements, such as heart rate variability. Furthermore, because most autonomic measures are likely polygenic, pathway analyses and modeling of polygenic effects are critical. Future work will hopefully explain the control of autonomic tone and guide individualized therapeutic interventions.

Subject Codes: Autonomic Nervous System, Cardiovascular Disease, Genetics

Introduction

The autonomic nervous system (ANS) exerts intricate, nearly global control of all involuntary functions of the human body. Through reciprocal and cooperative activation of the two divisions of the ANS, the sympathetic and parasympathetic pathways, the ANS plays a critical role in homeostatic regulation.(1) In addition to regulating homeostasis, the ANS generates rapid hemodynamic and neuroendocrine responses to stressors.(2) Though the ANS regulates a diverse group of functions ranging from pupillary diameter to genitourinary function,(3) autonomic control of cardiovascular function has received increased interest. Autonomic function has been hypothesized to be central to the pathophysiology of heart failure,(4) hypertension,(5) and arrhythmias.(6, 7) While aspects of autonomic function are heritable and may predispose individuals to disease states,(8) very little is known about the genetic underpinnings of autonomic function. With the development of affordable assays to measure not just the overall genetic contribution to physiologic variables but also test for association with candidate genes or perform hypothesis -generating genome wide association studies (Table 1), the understanding of the genetic underpinning of autonomic function is gradually emerging. In this review, we outline the measurement of autonomic function, implications for disease pathogenesis, and the current state of knowledge regarding heritability and genetic determinants of autonomic function, with a focus on cardiovascular disease.

Table 1.

Methods to study genetic association with physiologic variables or pathologic states.

Measurement Description
Heritability study For continuous variables (such as heart rate) The covariance of the dizygous twins accounts for environmental influences, and a portion of the genetic influences on the variable (since they share 50% of the DNA). The difference between the covariance in a group of monozygous twins and the covariance in a group of dizygous twins is an estimate of the genetic contribution to the variable.
Candidate gene study A list of biologically plausible genes is generated from existing literature (i.e. genes involved in the acetylcholine pathway). The outcome variable is correlated with the genotype of variants (i.e. single nucleotide polymopisms) within these genes.
Genome-wide association study The genotype of genetic variants (such as single nucleotide polymorphisms or microsatellite markers) distributed around the genome is compared between cases and controls. Most commonly non-protein coding variants. Areas with different frequency genotypes between cases and controls are potentially involved in pathogenesis of disease.

Autonomic Tone: Definition, measurement, heritability, and uses as prognostic markers

Defined simply, “autonomic tone” can be conceptualized as a rheostat balancing the two ANS divisions—the sympathetic and parasympathetic pathways. Though much of the autonomic nervous system trafficking is processed via reflex mechanisms, this likely omits a great deal of higher-order physiologic complexity in autonomic regulation.(9) In the following section, we will outline a number of cardiovascular measures of autonomic tone, their utility as markers of health and disease, and available evidence regarding their heritability.

1. Heart Rate

Heart rate—the number of times per minute that the heart generates an electrical depolarization—is largely under control of the sinoatrial node, which is reciprocally regulated by autonomic effects on spontaneous diastolic depolarization. In general, sympathetic stimulation results in an increase in heart rate, whereas parasympathetic stimulation results in a decrease in heart rate.(10) Interestingly, while sympathetic stimulation shortens action potential duration (APD) in both ventricular and atrial myocardium, parasympathetic stimulation prolongs APD and effective refractory period (ERP) in the ventricles, but shortens APD and ERP in the atria. This phenomenon may account for the fact that vagal stimulation is arrhythmogenic in the atria, but anti-arrhythmic in the ventricles.(6)

Resting heart rate may serve as a potential marker of health and/or disease. In patients with cardiovascular disease, increased resting heart rate was associated with worsened cardiovascular outcomes.(11) Additionally, increased resting heart rate was also predictive of incident heart failure in a population without known cardiac disease,(12) as well as all-cause mortality in individuals over age 60.(13) Interestingly, increased resting heart rate is also associated with chronic orofacial pain.(14, 15) Conversely, a low-resting heart rate is associated with later development of atrial fibrillation.(16) Taken together, this suggests that shifts of autonomic tone toward sympathetic predominance may increase risk or progression of sympathetically mediated conditions, such as heart failure and chronic pain, whereas excessive parasympathetic tone may act as a trigger for atrial arrhythmias. While age and sex differences exist in resting heart rate,(13) the genetic underpinnings of these differences remain unclear.

a. Heritability of resting HR

Several authors have assessed the heritability of resting HR. A higher correlation was found between the resting HR of siblings than spouses of participants in the Framingham Heart Study.(17) Similarly heritability was estimated to explain 40% of the variability in resting HR comparing related to unrelated individual in a study of Chinese and Japanese cohorts.(18) A study comparing ECG measurements between 251 pairs of twins found that heritability explained 77% of the variability in HR.(19) Similarly, a study comparing the correlation of both resting HR and HR following a mental calculation task between 372 pairs of monozygous and dizygous twins suggested that heritability explained about 63–69% of the variability in both variables.(20)

b. Candidate gene studies of resting HR

Several candidate genes have been suggested to affect resting HR, especially within the adrenergic receptors (Table 2). A variant (Ser49Gly) within the beta-1 adrenergic receptor was found to be associated with resting heart rate in a cohort of 1348 Chinese/Japanese individuals.(18) The same variant was also associated with resting HR in hypertensive African-Americans and Caucasian individuals taking beta-blockers in cohorts of 1337 and 1685 individuals, respectively.(21) Other variants of beta-1 receptors have additionally been associated with a differential response to beta-blocking therapy.(22) Other variants in the alpha-2 receptor was similarly associated with resting HR in subpopulations of Caucasian and African-American individuals.(21)

Table 2.

List of identified genetic variants associated with variables describing autonomic tone, associated genes, key publication describing each variant, and minor allele frequency (MAF) of variants found in Caucasian population. Note that more than one publication can include a description of variant. Also note that several genes can be adjacent to a single nucleotide variant associated with a physiological parameter. All studies were population based, there were no familial studies.

SNP Feature Associated.Gene Publication Type of study
rs1799998 Baroreceptor sensitivity CYP11B2 Ylitao et al. and Xing-Sheng et al. Candidate gene
NA Baroreceptor sensitivity NOS3 Xing-Sheng et al. Candidate gene
NA Baroreceptor sensitivity BDKRB2 Xing-Sheng et al. Candidate gene
rs11195419 Blood pressure ADRA2A Sober et al. Candidate gene
rs10077885 Blood pressure TRIM36 Ehret et al. GWAS
rs10760117 Blood pressure PSMD5 Ehret et al. GWAS
rs10889553 Blood pressure LEPR Sober et al. Candidate gene
rs11105354 Blood pressure ATP2B1 Ehret et al. GWAS
rs11128722 Blood pressure FGD5 Ehret et al. GWAS
rs11195417 Blood pressure ADRA2A Sober et al. Candidate gene
rs11556924a Blood pressure ZC3HC1 Ehret et al. GWAS
rs1156725 Blood pressure PLEKHA7 Ehret et al. GWAS
rs11953630 Blood pressure EBF1 Ehret et al. GWAS
rs12243859 Blood pressure CACNB2 Ehret et al. GWAS
rs12247028 Blood pressure SYNPO2L Ehret et al. GWAS
rs12627651 Blood pressure CRYAA–SIK1 Ehret et al. GWAS
rs12656497 Blood pressure NPR3–C5orf23 Ehret et al. GWAS
rs12705390 Blood pressure PIK3C G Ehret et al. GWAS
rs12940887 Blood pressure ZNF652 Ehret et al. GWAS
rs12958173 Blood pressure SETBP1 Ehret et al. GWAS
rs13107325a Blood pressure SLC39A8 Ehret et al. GWAS
rs1327235 Blood pressure JAG1 Ehret et al. GWAS
rs1361831 Blood pressure RSPO3 Ehret et al. GWAS
rs1371182 Blood pressure FIGN–GRB14 Ehret et al. GWAS
rs1450271 Blood pressure ADM Ehret et al. GWAS
rs1458038 Blood pressure FGF5 Ehret et al. GWAS
rs1620668 Blood pressure ST7L–CAPZA1–MOV10 Ehret et al. GWAS
rs17010957 Blood pressure ARHGAP24 Ehret et al. GWAS
rs17037390a Blood pressure MTHFR–NPPB Ehret et al. GWAS
rs17080093 Blood pressure PLEKHG1 Ehret et al. GWAS
rs17097182 Blood pressure LEPR Sober et al. Candidate gene
rs17608766 Blood pressure GOSR2 Ehret et al. GWAS
rs17638167 Blood pressure ELAVL3 Ehret et al. GWAS
rs1799945a Blood pressure HFE Ehret et al. GWAS
rs1975487 Blood pressure PNPT1 Ehret et al. GWAS
rs2187668 Blood pressure BAT2–BAT5 Ehret et al. GWAS
rs2272007a Blood pressure ULK4 Ehret et al. GWAS
rs2291435 Blood pressure TBC1D1–FLJ13197 Ehret et al. GWAS
rs2493134a Blood pressure AGT Ehret et al. GWAS
rs2521501 Blood pressure FURIN–FES Ehret et al. GWAS
rs2586886 Blood pressure KCNK3 Ehret et al. GWAS
rs2594992 Blood pressure HRH1–ATG7 Ehret et al. GWAS
rs2891546 Blood pressure TBX5–TBX3 Ehret et al. GWAS
rs2898290 Blood pressure BLK–GATA4 Ehret et al. GWAS
rs2969070 Blood pressure CHST12–LFNG Ehret et al. GWAS
rs3184504a Blood pressure SH2B3 Ehret et al. GWAS
rs3735533 Blood pressure HOTTIP–EVX Ehret et al. GWAS
rs3741378a Blood pressure SIPA1 Ehret et al. GWAS
rs3752728 Blood pressure PDE3A Ehret et al. GWAS
rs4245739 Blood pressure MDM4 Ehret et al. GWAS
rs4247374 Blood pressure INSR Ehret et al. GWAS
rs4691707 Blood pressure GUCY1A3–GUCY1B3 Ehret et al. GWAS
rs592373 Blood pressure LSP1–TNNT3 Ehret et al. GWAS
rs6026748 Blood pressure GNAS–EDN3 Ehret et al. GWAS
rs6271a Blood pressure DBH Ehret et al. GWAS
rs633185 Blood pressure FLJ32810–TMEM133 Ehret et al. GWAS
rs6442101a Blood pressure MAP4 Ehret et al. GWAS
rs6779380 Blood pressure MECOM Ehret et al. GWAS
rs6891344 Blood pressure CSNK1G3 Ehret et al. GWAS
rs6919440 Blood pressure ZNF318–ABCC10 Ehret et al. GWAS
rs7076398 Blood pressure C10orf107 Ehret et al. GWAS
rs7103648 Blood pressure RAPSN Ehret et al. GWAS
rs711737 Blood pressure SLC4A7 Ehret et al. GWAS
rs7213273 Blood pressure PLCD3 Ehret et al. GWAS
rs740746 Blood pressure ADRB1 Ehret et al. GWAS
rs7515635 Blood pressure HIVEP3 Ehret et al. GWAS
rs751984 Blood pressure LRRC10B Ehret et al. GWAS
rs772178 Blood pressure NCAPH Ehret et al. GWAS
rs880315 Blood pressure CASZ1 Ehret et al. GWAS
rs918466 Blood pressure ADAMTS9 Ehret et al. GWAS
rs932764a Blood pressure PLCE1 Ehret et al. GWAS
rs936226 Blood pressure CYP1A1–ULK3 Ehret et al. GWAS
rs943037 Blood pressure CYP17A1–NT5C2 Ehret et al. GWAS
rs1042713 Cold pressor test ADRB2 Li et al. Candidate gene
rs16887217 Cold pressor test STAR Hong et al. GWAS
rs16991617 Cold pressor test MCM8 Yang et al. GWAS
rs17020502 Cold pressor test CTNNA2 Hong et al. GWAS
rs2006765 Cold pressor test AGT Wang et al. Candidate gene
rs2326373 Cold pressor test SMOX Yang et al. GWAS
rs3087776 Cold pressor test CYB561 Zhang et al. Candidate gene
rs4681443 Cold pressor test AGTR1 Wang et al. Candidate gene
rs4959677 Cold pressor test MYLK4 Hong et al. GWAS
rs6052943 Cold pressor test SLC23A2 Yang et al. GWAS
rs6356 Cold pressor test TH Rao et al. Candidate gene
rs6715049 Cold pressor test CTNNA2 Hong et al. GWAS
rs6736587 Cold pressor test CTNNA2 Hong et al. GWAS
rs6756959 Cold pressor test CTNNA2 Hong et al. GWAS
rs6892553 Cold pressor test ACTBL2 Hong et al. GWAS
rs7098785 Cold pressor test PIK3AP1 Hong et al. GWAS
rs1050288 Heart rate KLHL42 Eppinga et al. GWAS
rs10739663 Heart rate MAPKAP1 Eppinga et al. GWAS
rs10841486 Heart rate PDE3A Eppinga et al. GWAS
rs10880689g Heart rate ALG10B Eppinga et al. GWAS
rs11083258 Heart rate CDH2 Eppinga et al. GWAS
rs11118555 Heart rate CD46 den Hoed et al. GWAS
rs11454451 Heart rate GPATCH2 Eppinga et al. GWAS
rs11563648 Heart rate ZNF800 Eppinga et al. GWAS
rs11920570 Heart rate CCDC58 Eppinga et al. GWAS
rs12501032 Heart rate PPARGC1A Eppinga et al. GWAS
rs12576326 Heart rate TP53I11 Eppinga et al. GWAS
rs12579753 Heart rate PPFIA2 Eppinga et al. GWAS
rs1260326 Heart rate GCKR Eppinga et al. GWAS
rs12713404 Heart rate BCL11A Eppinga et al. GWAS
rs12721051 Heart rate APOE; APOC1; PVRL2 Eppinga et al. GWAS
rs12889267 Heart rate NDRG2; ARHGEF40; ZNF219 Eppinga et al. GWAS
rs13165531 Heart rate CDH6 Eppinga et al. GWAS
rs138186803 Heart rate MKLN1 Eppinga et al. GWAS
rs145358377 Heart rate RNF207; ICMT Eppinga et al. GWAS
rs1468333f Heart rate CDC23 Eppinga et al. GWAS
rs1483890 Heart rate FRMD4B Eppinga et al. GWAS
rs1549118 Heart rate ADCK1 Eppinga et al. GWAS
rs16974196 Heart rate C19orf47; MAP3K10 Eppinga et al. GWAS
rs17180489 Heart rate RGS6 Eppinga et al. GWAS
rs17265513 Heart rate ZHX3; EMILIN3 Eppinga et al. GWAS
rs1801252 Heart rate ADRB1 Eppinga et al., Ranade et al, Wilk et al. GWAS
rs2076028 Heart rate SUN2; CBY1; FAM227A; JOSD1; TOMM22; DDX17; GTPBP1 Eppinga et al. GWAS
rs2152735 Heart rate LMO4 Eppinga et al. GWAS
rs2283274 Heart rate CACNA1C Eppinga et al. GWAS
rs2358740 Heart rate CACNA1D Eppinga et al. GWAS
rs236349 Heart rate PPIL1 Eppinga et al. GWAS
rs272564 Heart rate RNF220 Eppinga et al. GWAS
rs365990 Heart rate MYH6 Holm et al. GWAS
rs3749237 Heart rate IP6K1; GMPPB; FAM212A; DAG1; KLHDC8B; LAMB2; PRKAR2A; QRICH1 Eppinga et al. GWAS
rs3915499 Heart rate MYH11 Eppinga et al. GWAS
rs41312411 Heart rate SCN5A Eppinga et al. GWAS
rs41748 Heart rate MET Eppinga et al. GWAS
rs4608502 Heart rate COL4A3 Eppinga et al. GWAS
rs4900069 Heart rate C14orf159 Eppinga et al. GWAS
rs56233017 Heart rate PLEC Eppinga et al. GWAS
rs564190295 Heart rate WIPF1 Eppinga et al. GWAS
rs58437978 Heart rate TBX20 Eppinga et al. GWAS
rs61735998 Heart rate FHOD3 Eppinga et al. GWAS
rs6845865 Heart rate ARHGAP10; EDNRA Eppinga et al. GWAS
rs7194801 Heart rate CDH11 Eppinga et al. GWAS
rs75190942 Heart rate KCNJ5; C11orf45 Eppinga et al. GWAS
rs79121763 Heart rate TEKT3; PMP22 Eppinga et al. GWAS
rs867400 Heart rate RASSF3 Eppinga et al. GWAS
rs907683 Heart rate SPEG; DES Eppinga et al. GWAS
rsl015451 Heart rate GJA1 den Hoed et al. GWAS
rsl3245899 Heart rate ACHE den Hoed et al. GWAS
rsl7287293 Heart rate LINC00477 (C12orf67) den Hoed et al. GWAS
rsl74549 Heart rate FADS1 den Hoed et al. GWAS
rs11153730 Heart rate SLC35F1 den Hoed et al. GWAS
rs12974991, rs12974440, rs12980262 Heart rate variability NDUFA11 Nolte et al. GWAS
rs10842383 Heart rate variability LINC00477 (C12orf67) Nolte et al. GWAS
rs236349 Heart rate variability PPIL1 Nolte et al. GWAS
rs7980799, rs1351682, rs1384598 Heart rate variability SYT10 Nolte et al. GWAS
rs4262, rs180238 Heart rate variability GNG11 Nolte et al. GWAS
rs4899412, rs2052015, rs2529471, rs36423 Heart rate variability RGS6 Nolte et al. GWAS
rs2680344 Heart rate variability HCN4 Nolte et al. GWAS
rs1812835 Heart rate variability NEO1 Nolte et al. GWAS
rs6123471 Heart rate variability KIAA1755 Nolte et al. GWAS
rs11191548 Orthotatism CYP17A1 Fedoeowski et al. Candidate gene
rs11953630 Orthotatism EBF1 Fedoeowski et al. Candidate gene
rs4149601 Orthotatism NEDD4L Luo et al. Candidate gene
NA Orthotatism GNB3 Tabara et al. Candidate gene
NA Orthotatism GNAS1 Tabara et al. Candidate gene

c. Genome-wide studies of resting HR

Multiple genome-wide association studies have been performed on resting HR in several populations (Table 2). The first association identified via GWAS of two populations with 10,000 individuals each was with rs365990, a missense variant in the myosin heavy chain alpha isoform (MYH6).(23) Later studies expanded the cohorts used in the original GWAS studies to include a total of 181,171 individuals.(24) These confirmed prior loci and added 14 additional loci, with loci also associated with dilated, hypertrophic and arrhythmogenic right ventricular cardiomyopathy, regulation of heart contraction, cell adhesion, energy metabolism and Alzheimer’s disease. Most recently, 64 loci, including 46 not previously described, were found to be significantly associated with resting heart rate in a study of 19.9 million variants in up to 265,046 individuals.(25) These included multiple loci on all but three autosomal chromosomes. Interestingly none of the variants identified via GWAS approach include beta-adrenergic receptors, the focus of candidate approaches. This highlights the utility of using data-driven approaches to identify novel pathways associated with cardiovascular and autonomic phenotypes.

2. Blood Pressure, systemic vascular resistance, and baroreceptor response

The autonomic nervous system exerts complex control over blood pressure through regulation of cardiac function, vascular resistance, intravascular volume, and integration of sensory inputs.(26) Short-term perturbations of blood pressure are sensed in large part by arterial baroreceptors, which then modulate efferent sympathetic and parasympathetic trafficking. While chronotropic responses to changes in blood pressure largely rely on the parasympathetic nervous system, the sympathetic nervous system exercises greater control over peripheral vascular tone as well as cardiac function.(27) Indeed, neurodegenerative disorders affecting the sympathetic nervous system often result in symptomatic hypotension due to failure of part of the baroreceptor reflex arc.(28) The role of the sympathetic nervous system in chronic blood pressure elevation is well appreciated, with numerous studies demonstrating sympathetic hyperactivity in patients with both early and established hypertension.(29) Indeed, many pharmacologic treatments for hypertension aim to reduce the sympathetic hyperactivity that is thought to play a central role in the pathogenesis of hypertension.(30) Additionally, emerging non-pharmacologic strategies for the management of hypertension include modulation of sympathetic tone.(27)

The role of blood pressure as a marker of health and disease is well established. Orthostatic hypotension is associated with a higher risk of incident stroke and coronary artery disease.(31) Similarly, failure to appropriately augment blood pressure in response to physical exercise is associated with higher cardiovascular morbidity and mortality.(32) Hypertension—elevated resting blood pressure—is an extremely common medical condition that increases risk of stroke, myocardial infarction, heart failure, and renal disease.(33) To mitigate these risks, current guidelines recommend careful treatment of hypertension,(34) though recent trials might result in changes in target blood pressure.(35) Evidence suggests that gender and race may impact adrenergic receptor responsiveness, thereby mediating vascular resistance.(36)

a. Heritability of resting blood pressure, systemic vascular resistance, and baroreceptor response

Heritability in measurements of both systolic (SBP) and diastolic (DBP) blood pressure has been established, with the correlation of both resting BP and BP responses to a mental stressor (mental arithmetic) using twin pairs, revealed that 49–72% of the variability in DBP and SBP was explained by heritability.(20) Similarly, utilizing a high-density SNP genotyping in two large cohorts, 20–27% and 39–50% of the variability in SBP and DBP was explained by heritability.(37) In a family study with 444 individuals, both 23% of blood pressure and 39% variability in pulse pressure was found to be explained by heritability.(38) In 172 pairs of twins utilizing a non-invasive measurement of cardiac output, the heritability of systemic vascular resistance was found to be 59%.(39) Finally, heritability explained 36–44% of the variability in measurements of baroreceptor sensitivity, measured as the slope between instantaneous blood pressure and subsequent R-R interval in a study of 149 twin pairs.(40)

b. Candidate gene studies of resting blood pressure

Few authors have attempted association of plausible candidates to blood pressure variation (Table 2). Screening individuals from the Framingham heart study for variants in genes associated with salt handling known to cause familial hyper-or hypotension (SLC12A3, SLC12AI, KCNJ1), 138 coding sequence variants were identified in 2,492 individuals.(41) Individuals carrying the rare variants had a significantly lower SBP than individuals without them. Additionally, variants within 160 genes with a biological link to hypertension were assessed for association with measurements of blood pressure in three cohorts, revealing only a weak association for variants with two of the genes (LEPR, ADRA2A) and blood pressure.(42) There was only a weak association between homozygotes for variants in the Rho/rho kinase isoform 2 gene (ROCK2) and systemic vascular resistance.(39) Baroreceptor reflex, measured as the blood pressure response to a Valsalva maneuver, differed between variants in the aldosterone synthase (CYP11B2).(22) Another study, quantifying baroreceptor reflex sensitivity by measuring the fluctuation between systemic blood pressure and R-R interval, also identified association between the response and variants in the CYP11B2 gene and both the bradykinin B2 receptor (BDKRB2) and the endothelial nitrous oxide (NOS3) synthase gene.(43)

c. Genome-wide studies of blood pressure

Original genome-wide approaches in a sample of 14,000 individuals identified no genetic regions associated with a diagnosis of hypertension.(44) Increasing the number of patients by combining multiple large consortia of individuals have subsequently identified more than 60 loci associated with quantitative measurements of blood pressure, each with a relatively small contribution to the phenotype (Table 2).(4547) This highlights the challenges in mapping and understanding how very complex genetic interactions contribute to blood pressure regulation.

3. Heart Rate Variability (HRV)

As one of the primary controllers of heart rate, the autonomic nervous system plays a large role in dictating the length of the inter-beat interval—the length of time between each heartbeat. These beat-to-beat fluctuations in heart rate can be measured with a variety of technologies, and interpreted over short (i.e. 5 minutes) or long (i.e. 24 hours) periods of time. Short recordings are typically analyzed using frequency-domain measures, which group inter-beat fluctuations into several defined frequency spectra of high frequency (HF), low frequency (LF), and very low frequency (VLF) (Figure 1a). Additionally, normalized measurements of high frequency (HF/HF+LF), low frequency (LF/HF+LF) and ratio of LF/HF have been utilized as surrogate markers of autonomic tone. The quantification of the fluctuation within each frequency spectra can then be utilized for analysis of the genetic background of autonomic tone (Figure 1b). Similarly, long recordings of inter-beat intervals may be analyzed using frequency domain or time-domain techniques, which quantitatively describe the variability as normal-normal intervals.(48) The variability is then traditionally described as standard deviation of normal-normal interval (SDNN), root mean square of successive differences (RMSSD) and percentage of successive intervals with more than 50 ms difference (pNN50). Additionally, multiple novel analytic techniques, which are beyond the scope of this review, may provide insight into autonomic tone.(49) In both healthy controls(50) and patients with risk factors for cardiovascular disease,(51) levels of adrenergic hormones correlate with frequency domain measures of HRV. Similarly, cardiac norepinephrine spillover correlates with non-linear measures of HRV complexity.(52)

Figure 1.

Figure 1

Example of the analysis of the genetic background of heart rate variability: a) RR interval (time between heart beats) are collected over 5 minutes, and spectral analysis performed by fast Fourier transform of the signal to describe the data in domains of High frequency (HF), low frequency (LF), very low frequency (VLF) and LF/HF ratio. b) The quantified measurements of heart rate variables are then compared between different genotypes of candidate genes or different alleles of single nucleotide polymorphisms evenly distributed throughout the genome in an unbiased genome-wide approach.

Analysis of heart rate variability may provide valuable insights in a variety of settings.(53) Multiple studies have suggested that decreased heart rate variability may predict worsened outcomes in patients with congestive heart failure or after acute myocardial infarction.(54) Frequency-domain measures of HRV predict dysrhythmias in both ambulatory patients(16, 55) and patients after major thoracic surgery.(56) In patients with chronic pain(57) and chronic headaches,(58) frequency-domain measures of HRV suggest decreased vagal function compared to healthy controls. Additionally, reduced heart rate complexity is predictive of mortality in both critically ill patients(59) and trauma patients, regardless of injury mechanism.(60) Interestingly, gender and ethnic differences exist in frequency-domain measures of HRV,(61) though the genetic underpinnings of these differences remain unclear.

Another tool used to assess baroreceptor sensitivity is heart rate turbulence, which measures the variability in the beat-to-beat duration following a single premature ventricular beat.(62) This variable is thought to reflect the reflex activation of the vagus nerve to control sinus rhythm.(63) Several studies have associated heart rate turbulence with morbidity from cardiovascular diseases.(64, 65) This could partially be due to differences in intrinsic cardiac innervation during electrical remodeling of diseased myocardium, as well as mediated via autonomic influences on ion channels contributing to arrhythmogenesis. (62)

1. Heritability of HRV

A sub-study of the Framingham heart study found a higher correlation in several measurements of HRV between siblings than spouses of individuals included in the study, indicating a genetic contribution to the parameter. (17) Similarly, the twins heart study found that there was a higher correlation between indices of HRV between monozygous twins than heterozygous twins.(66) Ambulatory HRV, assessed at four periods in the day by SDNN and RMSSD from 24h ECG measurements, has also been compared between monozygous twins and dizygous twins/singleton siblings in a study of 772 individuals.(67) The genetic contribution to ambulatory HRV ranged from 35% to 48%. Recently the heritability of multiple indices of HRV (HR, SDNN, RMSSD, pNN50, LF, HF, LF/HF) was assessed in a large sample of 1060 adult twins, revealing that heritability explained approximately 50–60% of the variability of all HRV measurements performed.(68) This indicates that a portion of inter-individual variability in HRV is mediated by shared genome rather than shared environment.

2. Candidate Gene Approaches

Several studies have attempted to associate variants in individual genes or regions with measurements of HRV, mostly variants within the acetylcholinergic pathway. A study identified an association between a variant in the choline transporter gene (SLC5A7) and HRV assessed by both LF power and LF/HF ratio.(69) Variants in the brain-derived neurotrophic factor (BDNF) were associated with both HF power and LF/HF ratio in a sample of 211 Chinese Han individuals. (70) The largest study to date combined genetic and HRV information for 6740 individuals from 7 smaller studies into discovery and replication cohorts and then tested for association of 443 variants within genes related to acetylcholine pathway (CHAT, SLC18A3, SLC5A7, CHRNB4, CHRNA3, CHRNA, CHRM2 and ACHE) and measurements of HRV assessed by RMSSD.(71) After correcting for multiple testing, no variant was found to be associated with HRV. The authors suggested that even though acetylcholine pathways might be involved in the physiology of HRV, their epigenetic interactions with other pathways controlled by other genes might not be fully understood. Identifying genes and pathways associated with HRV therefore likely requires an unbiased high-resolution genome-wide approach in an adequately powered cohort with high quality HRV phenotypes coupled with new and emerging bioinformatic and statistical procedures that permit the examination of gene-gene interactions.

3. Genome-wide association studies

The first attempted genome wide scan for HRV-associated traits was a linkage scan of individuals from the Framingham Heart Study, associating genetic regions with measurements of HRV (VLF power, LF power and HF power).(72) This identified two genetic regions on chromosomes 2 and 15. The region on chromosome 15 is in proximity with a cluster of genes coding for the nicotinic acetylcholine receptor. However, a follow-up 100 kb SNP resolution genome-wide scan of HRV (assessed by LF/HF power and total power) did not identify any variants associated with HRV in a cohort of 548 individuals from the offspring substudy of the Framingham study.(73) A recent meta-analysis utilizing 17 genome-wide association studies assessed the genetic contribution to HRV.(74) This was done mostly through studies measuring inter-beat interval variability (SDNN and RMSSD) on short or ultra-short (10 second) ECGs, although these variability measurements are more traditionally done on ECG measurements of longer duration. This study identified that genetic risk scores by combination of risk alleles only predicted 0.9–2.6% of the variability in these measurement, but also identified 8 loci with genome-wide associations. As expected there was a strong association between these measurements of HRV and heart rate, and several loci associated with heart rate were identified. These include pathways affecting acetylcholine release in the sinoatrial node and genes coding for muscarinic adrenergic potassium channels (GIRK).(74)

4. Lessons from monogenic diseases affecting cardiovascular tone

Several monogenic diseases have shed light on potential mechanisms affecting cardiovascular presentation of autonomic tone. Patients with dopamine beta-hydroxylase deficiency suffer from severe orthostatic hypotension in addition to other symptoms of lack of sympathetic tone, such as hypothermia.(75) The disease is due to mutations in the dopamine beta-hydroxylase (DBH) gene responsible for conversion of dopamine to norepinephrine.(75) Similarly, patients with mutations in the norepinephrine-transporter gene (NET/SLC6A2) impairing the reuptake of norephinephrine into the releasing neuron. This results in increased activity and spillage of norepinephrine into circulation, resulting in elevated baseline heart rate and a profound response to orthostatic challenge.(76) Pathogenic mutations affecting the expression or increased copy numbers of the Parkinson disease 1 or 4 gene (SNCA, PARK1, PARK4) result in abnormally high expression of the alpha-synuclein protein, interacting with dopamine metabolism and affecting downstream generation of noradrenaline. In addition to causing early-onset Parkinsons disease, these patients will frequently have dysregulation in peripheral adrenergic receptors and symptoms of severe orthostatic hypotension.(77) These diseases all highlight the importance of metabolism of adrenergic neurotransmitters in modulating autonomic cardiovascular tone.

4. Autonomic Response to Physical Stress

a. Heritability of autonomic response to physical stress

Compared to the available data on heritability and the genetic background of HR, BP and HRV, less is known about the response to physical stressors. Several studies have tested the heritability of blood pressure response to orthostatic challenge, such as a head-up table tilting, is the most commonly applied physical stress. The heritability of blood pressure response to head-up table test was compared in a cohort of 444 individuals from five multi-generational families.(38) Heritability was assumed to explain about 14–19% of the variability in the DBP and SBP response to the head-up table test. Similarly, heritability was estimated to explain 25% of the change in SBP from an orthostatic challenge in a cohort of 767 families.(78) A total of 40% of the variability in HR change in response to cold pressor test was found to be heritable in a study of 576 individuals from twin and sibling pairs.(79) Another study found that 12–25% of the blood pressure response to cold pressor test was due to genetic effects in a family cohort of 835 individuals.(80)

b. Candidate gene studies of autonomic response to physical stress

In a cohort of 3630 untreated hypertensive patients, individuals homozygous for the Arg389/Gly variant in the beta-1 adrenergic receptor were found to have a greater change in SBP following an orthostatic challenge.(81) Polymorphisms in GNAS1, another gene in the sympathetic nervous system, were also found to be associated with differential response to orthostatic challenge in a cohort of 415 individuals.(82) No association was found with variants within genes involved in the renin-angiotension-aldosterone pathway. A weak association between orthostatism and a variant in the NEDD4L gene, that regulates expression of a sodium channel in the kidney, was also found in a study of 793 individuals.(83) Variants in the EBF1 and CYP17A1 genes were associated with a diagnosis of orthostatic hypotension in a study that tested the association of 31 variants associated with blood pressure or hypertension in genome-wide analysis in cohort of 38,970 individuals from 5 populations.(84) Multiple variants within sympathetic pathway have been associated with differential response to the cold pressor test (Table 2). Amongst those are variants in the CYB561 gene, a transporter gene in the sympathetic pathway,(79) as well as variants in the tyrosine hydroxylase (TH) gene, involved in catecholamine biosynthesis.(85) Polymorphism in the beta-2 adrenergic receptor was also associated with the blood pressure response in a cohort of young twins.(86) Furthermore genes involved in intracellular signal transduction and its response to salt load, namely ADD1 and GNB3, and in genes (AGT, AGTR1) within renin-angiotensin-aldosterone pathway were also associated with the response to the cold pressor test in a Chinese Han population.(87, 88)

c. Genome-wide association studies of autonomic response to physical stress

A genome-wide study of changes in hypertension with orthostatic challenge in two Korean populations totaling approximately 6000 individuals identified multiple variants within the CTNNA2 gene, previously unassociated with any autonomic phenotypes, and changes in SBP.(89) Variants in PIK3AP1 were also associated with changes in SBP, and variants in ACTBL2, STAR and MYLK4 were associated with changes in DBP. None of these variants have been previously associated with autonomic tone. No variant was associated with a diagnosis of orthostatic hypotension. A genome-wide linkage study followed by single nucleotide polymorphism screen of linked regions identified variants in the MCM8, SLC23A2 and STK35 genes associated with the blood pressure response to the cold pressor test, via unknown pathways.(90)

5. Autonomic Response to Mental Stress

The heritability of the hemodynamic response to mental stressors has been assessed. In addition to baseline measurements, heritability was found to explain 44–74% of the HR and BP response to both a reaction time task and calculation task in a twin study with 373 twin pairs.(20) Another study found no significant increase in heritability in the response of HF and RMSSD measurements of HRV when 735 twin pairs were exposed to virtual reality driving stressor, video game or a social competence interview. This indicates that the same genes regulate the HRV under rest and stress.(91) However, a subset of the individuals also underwent 24h blood pressure measurement to assess hemodynamic response to real-life stressors. This indicated that a substantial fraction of the variability in hemodynamic response was unexplained by genes explaining baseline HRV.(92) Thus far, no candidate gene studies or genome-wide association studies on the hemodynamic effects of mental stress exist.

Conclusions and Future Directions

Autonomic tone is a paramount physiological variable associated with multiple cardiovascular outcomes of clinical interest. Cardiovascular measures of autonomic tone involve both basic measurements of the static components such as heart rate and blood pressure as well as more complex measurements of the dynamic components of autonomic tone such as different spectra of heart rate variability. Furthermore, the effects of physiological and psychological strain on these measurements can be quantified.

Both the heritability and genetic background of the static aspects of cardiovascular measurements of autonomic tone, such as resting heart rate and blood pressure, have been thoroughly studied. As highlighted here, this has revealed a substantial genetic component of these static variables, both when studied macroscopically by shared variability between twins and in high-resolution genome-wide association studies. Interestingly, there is no overlap where associations between these measurements and plausible candidate genes identified via candidate gene studies have not been identified or confirmed in a hypothesis-free genome-wide association studies. Furthermore, the identified variants generally did not conform to a single cellular signaling or metabolic pathway. This indicates that there is likely a multifactorial genetic contribution to these variables.

Furthermore, heritability represents a large component of the variability in measurements of the dynamic phase of autonomic tone, namely heart rate variability and changes in heart rate, blood pressure and heart rate variability with physical and psychological stressors. However, there is currently a lack of high-resolution genome-wide association studies with a high-quality phenotyping of these important variables. Furthermore, novel bioinformatical methods, such as functional group/pathway analysis and modeling of polygenic effects, should be applied to the results of genome-wide association analyses to reveal effects that are not able to pass conservative significance thresholds typically applied to the genome-wide analyses. Comprehensive functional annotation of genetic variants via bioinformatic databases (such as tissue-specific gene expression and DNA methylation maps) is needed to understand how identified variants mediate their biological effects. Finally, limited work exists on modification of autonomic tone to affect the associated cardiovascular outcomes. These could include heart rate modulation by blockade of beta-receptor or calcium channels. It is likely that only a subset of the patients would have benefit from such interventions, and perhaps these patients could be identified in the future from their genetic background. It is likely that such studies will follow, given the utility of such information for cardiovascular risk prognostication and development of novel therapeutics.

Acknowledgments

Sources of Funding: This work was supported by the National Institutes of Health and the National Institute of Dental and Craniofacial Research (grants U01-DE017018; WM and P01NS045685;WM). NHW is supported by an American Heart Association Mentored Clinical and Population Research Award (16MCPRP30700010).

Footnotes

Disclosures: Drs. Maixner and Smith have equity ownership in Algynomics Inc. Dr. Maixner is a on a patent application related to COMT haplotypes and pain sensitivity, which has been licensed to Proove Biosciences. Dr. Maixner is also on the Board of Directors of Orthogen Inc. These relationships have been reviewed in conjunction with this research and are under management by the University of North Carolina–Chapel Hill and Duke University.

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