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. Author manuscript; available in PMC: 2019 Apr 1.
Published in final edited form as: J Behav Med. 2017 Sep 13;41(2):195–207. doi: 10.1007/s10865-017-9882-7

Racial (versus Self) Affirmation as a Protective Mechanism against the Effects of Racial Exclusion on Negative Affect and Substance Use Vulnerability among Black Young Adults

Michelle L Stock 1, Frederick X Gibbons 2, Janine B Beekman 3, Kipling D Williams 4, Laura S Richman 5, Meg Gerrard 6
PMCID: PMC5844790  NIHMSID: NIHMS906188  PMID: 28905204

Abstract

Affirming one’s racial identity may help protect against the harmful effects of racial exclusion on substance use cognitions. This study examined whether racial versus self-affirmation (versus no affirmation) buffers against the effects of racial exclusion on substance use willingness and substance use word associations in Black young adults. It also examined anger as a potential mediator of these effects. After being included, or racially excluded by White peers, participants were assigned to a writing task: self-affirmation, racial-affirmation, or describing their sleep routine (neutral). Racial exclusion predicted greater perceived discrimination and anger. Excluded participants who engaged in racial-affirmation reported reduced perceived discrimination, anger, and fewer substance use cognitions compared to the neutral writing group. This relation between racial-affirmation and lower substance use willingness was mediated by reduced perceived discrimination and anger. Findings suggest racial-affirmation is protective against racial exclusion and, more generally, that ethnic based approaches to minority substance use prevention may have particular potential.

Keywords: self-affirmation, racial discrimination, racial-affirmation, substance use, exclusion


Substance use is directly or indirectly associated with all of the leading causes of death among Black young adults aged 18–30: homicide, accidents, suicide, cancer, heart disease, pregnancy complications, and HIV/AIDS (Centers for Disease Control and Prevention, 2017; Kochanek et al., 2016). Although Black adolescents tend to use substances less than White adolescents (Bachman et al., 2011), substance use rates tend to cross-over in young adulthood, and substance use problems become more prevalent, proportionally, among young Black adults than young White adults (French, et al., 2002). This “racial cross-over” effect (Kandel, et al., 2011) has been demonstrated with both marijuana use (Chen & Jacobson, 2012; Keyes et al., 2015) and a higher likelihood of alcohol-related problems for Blacks who drink (Witbrodt, et al., 2014). In addition, among Blacks aged 18–25, alcohol and marijuana use rates peak (Chen & Jacobson, 2012; Finlay et al., 2012) and they are significantly more likely to need substance use treatment (Lipari & Hager, 2013) compared to other ages. Racial discrimination (discrimination) is an important factor contributing to these health inequities (Gibbons & Stock, in press). In fact, several studies have found synchronous relations among Blacks between discrimination and reports of substance use (e.g., Borrell et al., 2007; Pascoe & Smart Richman, 2009). Gibbons and colleagues also found that discrimination predicted substance use 2 and 5 years later among Black adolescents and their parents in the Family and Community Health Study (FACHS; Gibbons, et al., 2004; Gibbons et al., 2007). This is especially disconcerting given that Blacks report experiencing more racial discrimination compared to other racial groups in the U.S. (Tropp et al., 2012) and that discrimination is associated with worse physical health (e.g., higher blood pressure) and mental health (e.g., greater distress; Pascoe & Smart Richman, 2009; Williams & Mohammed, 2009).

Fortunately, not all Black youth experience these negative effects on health and researchers have found several protective mechanisms that are relevant to these experiences. The primary mechanisms are all associated with social identity and experiences connected to race – including racial identity (Brondolo, et al., 2009; Jones & Neblett, 2016; Neblett, Rivas-Drake, & Umana-Taylor, 2012). Although researchers increasingly acknowledge the importance of including mechanisms associated with positive RI into preventions and interventions designed to reduce substance use (e.g., the Strong African American Families program [SAAF]; Brody et al., 2004; Gerrard et al., 2006), relatively little has been done to examine ways to reduce the negative effects of discrimination on the health of Black young adults.

An important way to understand and reduce the relation between discrimination and substance use is to examine the psychological and emotional factors that buffer (reduce) and mediate the relation. One promising buffer is racial affirmation, which includes affirming positive aspects of social (racial) identity or values (Stock, et al., 2011). Another potential application, which has been shown to reduce the negative effects of psychological threat on academic achievement among Black adolescents and reduce defensive responses to health-related information, is self-affirmation (Cohen et al., 2009; Sherman & Cohen, 2014). Self-affirmation includes affirming positives aspects of personal identity or values (Sherman & Cohen, 2014). The current study examined the potential buffering effects of both racial and self-affirmation on negative affect (a potential mediator of the effects) and substance use (alcohol and drug) cognitions in response to a recent experience of discrimination.

Examining the Effects of Discrimination on Substance Use Risk Cognitions in the Lab

One of the most common forms of discrimination faced by minorities is being excluded or ignored (Brondolo et al., 2011; Smart Richman & Leary, 2009). Racial exclusion results in negative affect (Smart Richman & Leary, 2009; Stock et al., 2015). A very effective way of manipulating exclusion in the lab is via Cyberball, an online ball-tossing game (Hartgerink, et al., 2015; Williams et al., 2000). During the game, participants are included or excluded by bogus players, who are part of the paradigm programmed by the researchers. The other “players” are represented by avatars, and photos can be used to manipulate player characteristics (e.g., race and gender). Studies using Cyberball to examine the causal effects of discrimination (via racial exclusion) have revealed that Blacks do attribute exclusion by Whites to racial discrimination and vice versa (Goodwin et al., 2010; Masten et al., 2011; Stock et al., 2011).

The studies that have examined substance use cognitions in response to racial exclusion and resulting perceptions of discrimination have used both explicit and indirect measures. The explicit measure have been guided by the prototype/willingness model (PWM; Gibbons et al., 2015; Stock et al., 2013). A central tenet of the model is that not all health behaviors are planned, especially when they involve health risk among adolescents and young adults (cf. Rivis et al., 2006). Instead, many risky behaviors are reactions to risk-conducive situations. These reactions are captured in a proximal antecedent to behavior, termed behavioral willingness. Willingness is influenced by contextual factors and affect, and predicts risk behaviors (see Todd et al., 2016 and van Lettow et al., 2016 for meta-analyses) often better than intentions for adolescents (Gibbons et al., 2015). Indirect measures of use cognitions have involved word associations (Thush et al., 2007), which also predict substance use behavior and capture cognitions not always identified with explicit methods (Krank et al., 2010; Rooke et al., 2008). Previous studies have shown that among Black young adults, racial exclusion, like discrimination, predicts negative affect, substance use willingness and word associations (Gerrard et al., 2012; Gibbons et al., 2012; Stock et al., 2013; Stock et al., 2017).

Racial Identity as a Protective Mechanism

One individual difference factor shown to moderate the impact of discrimination on health outcomes among African Americans is racial/ethnic identity (RI) (Brondolo et al., 2009; Pascoe & Smart Richman, 2009; Sellers & Shelton, 2003). Generally, RI refers to an aspect of self-concept that derives from an individual’s knowledge of their ethnic or racial group membership and the significance, attitudes, and meaning they attach to that membership (Phinney, 1992; Sellers et al., 1998). Several studies have found that different forms of RI are protective against the negative effects of discrimination on health (Greene et al., 2006; Sellers et al., 2003; Stock et al., 2011; Wong et al., 2003). In addition, intervention programs with Black youth have begun to incorporate aspects of positive RI to promote psychosocial development (see Jones & Neblett, 2016). Although not all studies of RI have demonstrated protective effects with regard to substance use (Gray & Montgomery, 2012), higher levels of RI are usually associated with more negative attitudes toward substances and less substance use (Brody et al., 2006; Pugh & Bry, 2007; Stock et al., 2013). For example, among FACHS adolescents, RI was associated with less affiliation with substance users, and, in turn, lower drug use willingness and substance use 5 years later (Stock et al., 2013). This was particularly true among adolescents living in racially integrated environments. This relation was also examined in the lab, by asking a sample of these adolescents to imagine a racial discrimination experience at work. As expected, those with lower levels of RI reported the highest drug use willingness (Stock et al., 2011).

Reducing the Impact of Discrimination: Racial-Affirmation and Self-Affirmation

Experimental research is needed to help find effective coping strategies that victims of discrimination can use in the face of threat. One promising application that incorporates aspects of RI is racial-affirmation, which includes affirming positive aspects of one’s racial identity, values, and connections (Stock, et al., 2011). Racial-affirmations may have unique protective benefits above and beyond more personal identity or self-affirmations when faced with a racial threat. Racial-affirmation can help highlight positive group-identifications and feelings about one’s race, and feelings of connectedness (Stock et al., 2011). Focusing on in-group identity has implications for enhancing the well-being of minorities faced with discrimination (Branscombe et al., 1999). Social identity and social cure research has demonstrated the importance of social groups (including interventions designed to increase feelings of social identity) in helping people cope with being part of a devalued group or when faced with a social threat (including prejudice) (Haslam et al., 2009). Thus, when making ones’ RI salient, the focus shifts from a personal to a shared identity, which could be protective when face with a shared threat (e.g., racism).

In one recent study, we examined the protective effects of racial-affirmation by having Black participants write about what it means to them to be Black and their sense of connection to their racial group after being excluded or included by Whites in the Cyberball game (Stock et al., 2011). Those who were excluded attributed the exclusion to racial discrimination and reported more willingness to use substances. However, the relation between racial exclusion and willingness was not significant among participants who racially affirmed.

Another potential application is self-affirmation (Cohen et al., 2009). Self-affirmation includes affirming positives aspects of personal identity or values (Cohen & Sherman, 2014). Self-affirmation, in general, decreases negative reactions to psychological threats to the self (or one’s racial group) and protects self-worth by allowing individuals to maintain a positive self-concept (Cohen & Sherman, 2014). For example, self-affirmation reduced the negative effects of stereotype threat on the performance of females in physics and mathematics courses (Martens et al., 2006; Miyake et al., 2010). In addition, self-affirmation reduced the effects of stereotype threat on the academic achievement of Black and Latino students (Cohen et al., 2009; Sherman et al., 2013). Thus, self-affirmation may also reduce the negative effects of racial exclusion.

Discrimination, Affirmation, Anger, and Substance Use

Numerous studies have found heightened levels of anger/hostility and depression/sadness in response to social exclusion as well as racial exclusion/discrimination (Gibbons et al., 2010; 2014; Pascoe & Smart Richman, 2009; Williams, 2007). However, anger is even more likely (than sadness) when the exclusion is perceived to be unfair (Chow et al., 2008; Smart Richman & Leary, 2009)—as is likely to be the case when it is race-based. Feelings of anger are, in turn, associated with substance use (Aklin et al., 2009). This may be due, in part, to efforts at mood regulation and/or coping mechanisms–substance use can mute anger (Aklin et al., 2009; Wills & Stoolmiller, 2002). Moreover, longitudinal research with Black adolescents from FACHS found that anger/hostility, more so than depression/sadness, mediates the relation between discrimination and substance use (Gibbons et al., 2010; 2012). Experimental research using Cyberball has also demonstrated that racial exclusion and resulting perceptions of discrimination increase feelings of anger, which, in turn, are associated with use cognitions (Stock et al., 2011).

However, from a translational perspective, research that examines whether affective reactions mediate the effects of affirmation on use cognitions after an experience of discrimination (via racial exclusion) is needed. In general, findings on mood as a mediator of self-affirmation effects have been inconsistent (McQueen & Klein, 2006), and self-affirmations in studies with minorities have not been found to have an effect on general positive or negative affect (Burgess et al., 2014). Several researchers have called for studies that examine specific emotions after affirmations in response to different forms of stress/exclusion (Chow et al., 2008; Harris et al., 2013). There is evidence to suggest that among Black young adults, racial-affirmations protect against the negative effects of racial exclusion on anger (again, more so than sadness or anxiety; Stock et al., 2011), which, in turn, should reduce the effects on substance use cognitions. Yet, research has not examined anger in response to racial versus self-affirmation after experiencing a threat to one’s RI (i.e., racial discrimination via racial exclusion).

Overview

The design of our experimental study was a 2 (racial exclusion vs. racial inclusion) × 3 (self-affirmation vs. racial-affirmation vs. neutral writing) factorial. The current study was designed to examine whether racial- and/or self-affirmation (in comparison with a neutral writing task) can mitigate the anger and substance use cognitions resulting from racial exclusion. We also examined if racial-affirmation would be more protective for racial exclusion than self-affirmation among excluded participants. Given that racial exclusion involves a threat to one’s RI, we hypothesized that racial-affirmation, in particular, would be associated with reduced anger and substance use vulnerability among Blacks when excluded by Whites. Finally, we hypothesized that the affirmation writings would not have a significant effect among the included participants, who would not experience a threat (Cohen et al., 2009).

Method

Participants

Participants were recruited through newspaper and online advertisements around the Washington, D.C. metro area. They were told the study concerned the relations among health, stress, personality, and the social environment. Three hundred sixty-four young adults who contacted the lab met the criteria for participation, which were: identifying as African American/Black with or without Hispanic ethnicity, and aged 18 through 25; 316 completed the pre-manipulation survey. Of the 316, 243 completed both the pre-manipulation survey and lab-based portions of the present study. Four participants were excluded because of high levels of verbal suspicion and three were excluded because they did not follow directions. Thus, the final sample consisted of 236 participants (119 females; M age = 22.26, SD = 2.22), of which 48% were currently enrolled in school (community colleges, online education, local universities).

Procedure

Following a screening call to ensure they qualified for the study, participants were sent a link to complete the pre-manipulation survey online via SurveyMonkey (2016). Basic demographic questions, personality and social experience measures (intended for a different study), and risk behaviors over the past six months were assessed. Between 2 and 4 weeks after completing the survey, participants came to the lab, where they were told they would first be playing a four-person online ball-tossing game with three other young adults. They were told the game was designed to examine the effects of mental visualization on task performance. Once the experimenters (blind to condition) introduced the study, participants were left alone. The ball-tossing game was a modified version of Cyberball. Participants were led to believe that the other “players” were three White same sex 18–25 year olds. This was done by showing them bogus photos of the players and telling them the other players could see their photo (Gerrard et al., 2012; Stock et al., 2011; 2013; 2017). They were randomly assigned to the exclusion or inclusion conditions. In the exclusion condition (n = 116), participants received the ball three times at the beginning of the game, and then were excluded for the rest of the game. In the inclusion condition (n = 121), participants received the ball 25% of the time. The game lasted approximately three minutes and there were 40 throws in total. Participants were then randomly assigned to the racial-affirmation (n = 81), self-affirmation (n = 77), or neutral writing condition (n = 79). Racial-affirmation participants were asked to “Think about the positive feelings you have associated with being African American. Write about a specific time that made you feel good about being African American and the positive emotions that you felt.” Self-affirmation participants were asked to “Think about the positive feelings you have associated with being you. Write about a specific time that made you feel good about yourself and the positive emotions that you felt.”1 Participants in the neutral condition were asked to write about their sleep habits. Two independent coders verified participants followed the writing directions. The writing task was followed by the word association task, anger, substance use willingness, and then perceived discrimination measures. Finally, participants were debriefed and paid $60 for their time.

Measures

Pre-manipulation control variables

Demographics

Participants reported their: gender (coded 0 = male, 1 = female), age, and student status (0 = not enrolled in school, 1 = currently enrolled in school).

Past substance use

Participants were asked how often they had: drunk alcohol and used marijuana, during the past six months (1 = never to 7 = 5–7 times/week).2

Post-manipulation measures

Manipulation checks

Participants were asked how much they were ignored and excluded during the game (2 items; 1 = not at all to 5 = extremely), which comprised the perceived exclusion manipulation check (r = .92, p < .001). To examine whether the Cyberball manipulation resulted in feelings of perceived discrimination, participants were asked: “To what extent do you feel you were being excluded based on your race?” and “To what extent do you feel you were being discriminated against based on your race?” (1 = not at all to 7 = very much); these two items were averaged (r = .98, p < .001; Stock et al., 2011).

Anger

Three items representing externalizing reactions (anger; angry, upset, mad; [1 = not at all to 5 = extremely] were averaged (α = .94).

Substance use word association

Participants were shown 34 prompt words, randomly presented one at a time, and instructed to fill in the first word that came to their minds (Gibbons et al., 2012). Of the 34 prompt words, 14 were double entendre with substance associations (e.g., pot, line, draft) and 5 additional words or phrases were also associated with substances (party, Friday night, fun, relaxation, being social). Two raters, blind to experimental condition, coded each participant’s response to all words in terms of its relation to substances (0 = not related, 1 = related); agreement between them was high (intra-class correlation = .95). The number of substance-related words for each participant was summed.

Substance use willingness

The alcohol willingness measure began with a hypothetical scenario: “Suppose that you are at a party. After several drinks you begin to feel that you may have had enough, and you are getting ready to leave. Then a friend you haven’t seen for a while starts talking to you and offers to get you another drink…Under these circumstances, how willing would you be to do: 1)…Stay and have just one or two more drinks? 2)…Stay and continue to drink (more than one or two drinks)? 3)…Drink until you were drunk?” The drug willingness section began with a similar scenario: “Suppose you were with some friends at a party and a group of people at the party are using drugs (e.g., marijuana)… How willing would you be to 1) try some of the drugs? 2) use enough to get high? 3) buy some to use at a later time?” Two additional items asked “How willing would you be to get drunk [use marijuana] in the next 3 months?” All eight items were accompanied by a 7-point scale from 1 = not at all to 7 = very (Gibbons et al., 2004; Stock et al., 2013); items were averaged (α = .83).

Results

Means and Correlations

85% percent of participants reported drinking alcohol and 46% reported using marijuana in the past 6 months. Table 1 presents the means, SDs, and correlations for the primary measures. Females reported less marijuana use and substance use willingness (both ps < .01). Past use and use cognitions were all highly correlated (all ps < .01). Willingness was positively correlated with perceived exclusion and discrimination, as well as greater anger (all ps < .05).

Table 1.

Means, Standard Deviations, and Correlations

1 2 3 4 5 6 7 8 9 10
1. Gender .
2. Age   .02 .
3. Student status   .07 −.29*** .
4. Alcohol Use −.10   .27*** −.09 .
5. Marijuana Use −.32*** −.09 −.08   .18** .
6. Perceived Discrimination   .01 −.07 −.10   .03   .08 .
7. Perceived Exclusion   .05   .03 −.06   .13*   .06   .67*** .
8. Anger   .01 −.02 −.02   .08   .08   .52***   .54*** .
9. Word Association −.11 −.02   .01   .30***   .23**   .03   .02   .08 .
10. Substance Use BW −.19**   .09 −.09   .47***   .64***   .15*   .14*   .20**   .34*** .

Mean   .50 22.26   .48     3.60     2.49     3.04     2.90     1.78     4.66     2.71
SD 1.30     1.70     2.10     2.05     1.53     1.09     2.82     1.33
Range 0–1 18–25 0–1     1–7     1–7     1–7     1–5     1–5     0–16     1–6.38
*

p < .05;

**

p < .01;

***

p < .001; Gender: 0 = Male, 1 = Female; Student status: 0 = not enrolled, 1 = enrolled. BW = behavioral willingness.

Plan of Analyses

Bonferroni-adjusted general linear model (GLM) analyses of covariance (ANCOVAs) were conducted to investigate the extent to which racial exclusion (versus inclusion), writing condition (neutral vs. self-affirmation vs. racial-affirmation), and their interaction influenced affect and substance use cognitions. As expected, excluded participants reported significantly greater levels of perceived exclusion, discrimination, and anger (all ps < .05; see below for means). Preliminary analyses indicated there was only one significant simple effect between the three writing conditions among the included participants (for substance use willingness; see Table 2). In addition, when examining the simple effects within writing condition between included versus excluded participants, participants reported higher discrimination, exclusion, and anger when excluded versus included, regardless of writing condition (all ps < .001). There was one unexpected significant effect on substance use willingness among the self-affirmed participants, with excluded participants reporting lower willingness (M = 2.62) compared to included participants (M = 2.92; p = .05; 95% CI for differences [.03, .85]). Thus, based on our hypotheses and these findings, we focus below on the simple effects of writing condition among participants in the exclusion condition (see Table 3). All analyses controlled for age, gender, and student status, as well as other past behaviors relevant to the outcome variable of interest (see below). Only significant covariates are reported.

Table 2.

Means and Standard Errors for manipulation checks, affect, word associations, and behavioral willingness by writing condition, among included participants only.

Racial-Affirmation
Self-Affirmation
Neutral
M SE M SE M SE



Perc. Discrimination 2.11a 0.29 2.03a 0.29 2.25a 0.29
Perc. Exclusion 1.79a 0.16 1.58a 0.16 1.96a 0.16
Anger 1.34a 0.16 1.22a 0.56 1.53a 0.16
Word Associations 4.52a 0.42a 4.83a 0.44a 5.36a 0.43a
Substance Use BW 2.42a 0.15 2.97b 0.15 2.74a,b 0.15

Note: Values that do not share a subscript in the same line differ significantly at the p < .05 level. BW = behavioral willingness.

Table 3.

Means and Standard Errors for manipulation checks, affect, word associations, and behavioral willingness by writing condition, among excluded participants only.

Racial-Affirmation
n = 39
Self-Affirmation
n = 37
Neutral
n = 40
M SE M SE M SE



Perc. Discrimination 3.69a .30 3.84a,b .30 4.55b .29
Perc. Exclusion 4.04a .19 4.17a .20 3.99a .19
Anger 1.91a .17 2.10a,b .17 2.49b .16
Word Associations 3.96a .45 4.98b .45 5.07b .42
Substance Use BW 2.42a .15 2.62a,b .15 2.99b .15

Note: Values with different subscripts in the same row differ significantly at the p < .05 level according to simple contrasts. BW = behavioral willingness.

Preliminary Analyses and Manipulation Checks

A series of GLM ANCOVAs examined whether there were significant differences for the control variables (past substance use, school status, age) by condition. No significant effects were found (Fs < 1.8, ps > .2). An ANCOVA was also run examining the main effects of Exclusion (0 = inclusion, 1 = exclusion), Writing Condition, and the Exclusion × Writing interaction on perceived exclusion. Excluded participants reported greater exclusion (M = 4.09, SE = .09) than included participants (M = 1.78, SE = .09; F(1, 242) = 296.62, p < .001, ηp2 = .57); the Writing main effect F(2, 242) = .20, p = .82, ηp2 = .00, and Exclusion by Writing interaction were not significant F(2, 242) = 1.64, p = .20, ηp2 = .01. An ANCOVA was also run on perceived discrimination. Excluded participants reported greater perceived discrimination (M = 4.13) than included participants (M = 2.13; F(1, 242) = 63.58, p < .001, ηp2 = .23). Once again, the Writing condition main effect F(2, 242) = 1.34, p = .26,, ηp2 = .01, and Exclusion × Writing interaction F(2, 242) = .34, p = .68, ηp2 = .00, were not significant. However, among the excluded participants, those in the racial-affirmation condition reported significantly lower levels of perceived discrimination (M = 3.68) compared to those in the neutral writing condition (M = 4.55; p = .037; 95% CI for differences [.05, 1.67]). Self-affirmed participants reported marginally lower levels compared to the neutral group (M = 3.84; p = .08; CI [−1.4, .25]).

Anger

Excluded participants reported higher levels of anger (M = 2.17, SE = .09) than did included participants (M = 1.36, SE = .09; F(1, 240) = 38.34, p < .001, ηp2 = .15). A significant main effect for writing condition was revealed (F(2, 240) = 3.68, p < .03, ηp2 = .03). Simple effects showed that participants in the racial-affirmation condition reported lower levels of anger compared to those in the neutral condition (Ms 1.63 vs. 2.11; p < .05, CI [.002, .76]). Anger levels in the self-affirmation condition were marginally lower than the neutral group (M = 1.68; p < .08; CI [−.03, .74]) and did not differ significantly from the racially affirmed group (p > .5). The Exclusion × Writing condition interaction was not significant (F(2, 240) = .52, p = .59, ηp2 = .01). More relevant to the central hypothesis, among excluded participants, those in the racial-affirmation condition reported significantly lower levels of anger (M = 1.91) compared to those in the neutral condition (M = 2.49; p = .011; 95% CI [.13, 1.02]). Anger among the self-affirmed group (M = 2.10) did not differ from the racial-affirmation (p = .43; 95% CI [−.64, .28]) or neutral groups (p = .09; 95% CI [−.06, .85]).3

Substance Use Risk Cognitions

Substance use word associations

95% of participants reported at least one substance-relevant response word, with 50% reporting four or more. Past alcohol and drug use both predicted a greater number of substance use word associations (all ps < .03). The main effect for Exclusion (F(2, 229) = 1.10, p = .3, ηp2 = .01) and the 2-way interaction (F(2, 229) = .94, p =.4, ηp2 = .01) were not significant. The main effect for writing condition was significant (F(2, 229) = 3.88, p < .03, ηp2 = .04). Simple effects revealed that participants in the racial affirmation condition reported significantly fewer substance word associations compared to those in the self-affirmation condition (Ms 4.04 vs. 5.17; p < .03, CI [−2.19, −.07]). No other simple effects were significant (ps > .1). Among the excluded participants, as expected, those who racially affirmed reported fewer substance-related words (M = 3.56) compared to those in both the neutral (M = 5.07; p < .02, CI [−2.74, −.28]) and self-affirmation conditions (M = 4.98; p < .03, CI [−2.69, −.15]). The neutral and self-affirmation groups did not differ (p = .88, CI [−1.1, 1.3]).

Substance use willingness

Once again, alcohol and drug use in the past 6 months were significant covariates (ps < .001). The main effects for exclusion condition (F(2, 240) = 1.66, p = .2, ηp2 = .01) and writing condition (F(2, 240) = 2.66, p =.07, η2 p= .03) were not significant. However, a significant Exclusion × Writing condition interaction emerged (F(2, 240) = 4.42, p < .02, ηp2 = .04). Among the included participants, those in the racial-affirmation condition reported significantly lower levels of willingness compared to those in the self-affirmation condition (Ms 2.42 vs. 2.97; p < .01, CI [.14, .96]). However, willingness in the neutral group (M = 2.74) did not differ significantly from either affirmation group (both ps > .13). Within the exclusion condition, participants who racially affirmed reported significantly lower levels of willingness to use (M = 2.42) compared to those in the neutral condition (M = 2.99; p < .01; CI [.15, .98]). Self-affirmed participants reported marginally lower levels of willingness to use (M = 2.62) compared to the neutral group (p < .08; CI [−.04, .78]), but did not significantly differ from the racial-affirmation group (p = .36; CI [−.22, .62]).4,5

In summary, significant differences in the writing conditions were primarily evident among participants who were expected to be the most affected: those who were (racially) excluded. Overall, the largest differences and most consistent pattern of effects were found between the neutral and racial-affirmation writing conditions: young Black adults who engaged in racial-affirmation after experiencing exclusion by White peers reported significantly lower levels of perceived discrimination, anger, and substance use willingness. Racially-affirmed participants in the excluded condition also reported significantly fewer substance-related word associations compared to the two other groups.

Mediation

The ANCOVAS revealed that the largest differences in our results were on anger, perceived discrimination, and substance use willingness and were, as expected, among the racially-excluded participants and between the racial-affirmation and neutral writing groups. To examine whether the effect of racial-affirmation versus neutral writing on substance use willingness among excluded participants was mediated by lowered levels of perceived discrimination and anger, a bootstrap test of multiple mediation (Preacher & Hayes, 2008) was conducted using the PROCESS macro in SPSS (see Hayes, 2012; Model 6). Standard errors for indirect effects were bootstrapped (1000 samples). Both mediators (perceived discrimination and anger) were examined in the same model and both direct and indirect (mediation) effects were examined. Contrast coding was used to compare condition effects in the model. Because the focus was on the racially affirmed versus the neutral writing conditions, the model compared these two conditions (coded: 0 = self-affirmation, 1 = racial-affirmation, −1 = neutral). Age, gender, student status, and past use were included as covariates. As expected, among the excluded participants, direct effects indicated racial-affirmation (vs. neutral writing) was associated with lower levels of perceived discrimination, anger, and willingness (ps < .05; see Figure 1 for standardized coefficients and standard errors for effects). Two indirect effects were significant. The first was the indirect path from condition to willingness through both perceived discrimination and anger. The bias-corrected 95% CI for the indirect path from condition to willingness through perceived discrimination and then anger did not contain zero (CI: .007, .16; B = .02; se = .02). The second was the indirect effect of anger alone on willingness (CI: .008, .08; B = .02; se = .02). However, the indirect effect of perceived discrimination alone on willingness was not significant (CI: −.008, .13; B = .02; se = .03). Thus, as predicted, the relation between racial-affirmation and willingness was mediated by anger. Finally, although not predicted, racial-affirmation was also associated with reduced perceptions of discrimination, which in turn, predicted reduced anger and then reduced substance use willingness.

Figure 1.

Figure 1

Mediation by perceived discrimination and anger between racial-affirmation (vs. neutral) writing conditions and substance use willingness among excluded participants. * p < .05; ** p < .01; *** p < .001

Discussion

Consistent with previous research, Black young adults who were excluded versus included by White peers reported higher levels of perceived racial discrimination (cf., Stock et al., 2011; 2013). Both exclusion and resulting perceptions of discrimination were associated with higher levels of anger. Our findings offer further evidence that anger mediates the relation between racial exclusion and willingness to use substances (Gerrard et al., 2017; Gibbons et al., 2010; Stock et al., 2011). In addition, the present study provides evidence that racial affirmation can counteract the negative effect of race-based exclusion on perceptions of discrimination, anger, and resulting substance use vulnerability. Therefore, in the face of discrimination involving a particular (racial) identity, affirming that same identity reduces the negative effects of racial exclusion. In contrast, self-affirmation was not more effective than a neutral writing at reducing use cognitions. Thus, affirmations based within the same domain that is being threatened can be protective against health-related threats. These findings are consistent with tenets from both self-affirmation and social identity theory: social threats based on one’s identity can lead to negative affect, however, this can be counteracted by making positive aspects of the identity salient (Cohen & Sherman, 2014; Tajfel & Turner, 1986).

Why is Racial-Affirmation Effective in Reducing Use Cognitions?

There are several reasons why racial-affirmation may be protective. First, as predicted, racial-affirmation was associated with lower levels of anger. Previous research has suggested that substance use reflects a coping effort to mute the anger and stress that results from discrimination (Gerrard et al., 2012). Secondly, in this study, racial-affirmation was associated with reduced attributions of exclusion to prejudice, which in turn, were associated with less anger. Although not hypothesized, this is potentially a meaningful finding in that few studies thus far have demonstrated that perceptions of discrimination can be reduced. One possible reason why is that affirmation might enhance attributions of negative treatment to more external factors (Crocker, et al., 1991). Focusing on positive aspects of one’s race and/or expanding positive self-view may reduce the extent to which the individual believes the exclusion was due to their race versus other factors (Branscombe et al., 1999; Neblett et al., 2012).

Another reason racial-affirmation might be effective is that, in general, RI is associated with more positive feelings about the self as a minority and enhanced feelings of connection and belonging (e.g., Phinney et al., 1997; Sellers & Shelton, 2003), which may facilitate maintaining a positive sense of self and feelings of support when faced with a race-based threat. Racial affirmations may enhance feelings of connectedness, support, pride, and psychological well-being via enhanced feelings of social identity (Greenaway et al., 2015). It may also be the case that when their racial group is made salient, Black young adults are motivated to present themselves as positive exemplars of their social group and debunk stereotypes of African Americans by not engaging in substance use (Pugh & Bry, 2007). Finally, affirmation processes, in general, and specific to enhancing group-based identity, may help counteract self-control depletion and feelings of a loss of personal control (Greenaway et al., 2015; Schmeichel & Vohs, 2009) that results from discriminatory experiences and are associated with increased substance use (Gibbons et al., 2012). Additional studies are needed to explore these relations. It is important to note that our participants’ affirmations, although all positive, varied in their focus to some degree. Our recent research suggests that Black young adults who are excluded by Whites, versus Blacks, report higher levels of perceived discrimination and substance use cognitions and that racial affirmation specific to positive Black role models is more effective than writing about general belonging in reducing this association. Future research could further examine whether racial affirmation is effective via enhancing collective self-esteem and if this is specific to racial versus general social exclusion (Luhtanen & Crocker, 1992). Nonetheless, there could be other situations in which self-affirmation is more effective; this empirical question is worth pursuing.

Intervention Implications

Our study suggests racial-affirmation techniques may be helpful in buffering against negative affect and substance use as coping that may result from experiences of racial exclusion among Black young adults. The current results also illustrate the potential importance of ethnic-based approaches to minority substance use prevention. The finding that RI affirmation is protective against the negative effects of racial exclusion suggests that enhancing and discussing positive feelings associated with one’s racial/ethnic identity can help reduce the pain and potential negative health consequences of rejection from the majority (Brondolo et al., 2009; Schmitt & Branscombe, 2002). Although prevention programs have not focused specifically on enhancing RI or affirming positive aspects of one’s identity, several programs include culture-promoting components that likely play a role in enhancing aspects of a positive RI (e.g., Stevenson, 2003). Substance prevention programs, such as SAAF, which encourage Black adolescents to be proud of their race, in part, because Black adolescents use substances less than Whites, can reduce positive attitudes toward use and also decrease willingness and, in turn, substance use over time (Brody et al., 2004; Gerrard et al., 2006). Having Black young adults engage in affirmation processes may be a feasible and effective strategy to use in future prevention/intervention efforts among those who share a common value or group identity.

Our results also indicate that researchers should continue to focus on malleable factors that can serve as targets of interventions, such as helping young adults engage in positive ways of coping with the negative affect that can result from discrimination experiences (Brody et al., 2006; Gibbons et al., 2012; Gonzales et al., 2014; Wills, et al., 2007). Several of these intervention programs include aspects of positive parenting and racial socialization. Both of these mechanisms have been associated with reduced feelings of anger and substance use vulnerability (Gibbons et al., 2012; 2015). The combination of positive racial socialization and identity mechanisms reduces the effects of discrimination on substance use vulnerability via decreasing anger and attributions of racism, enhancing positive feelings about the self and feelings of self-control, and increasing positive coping strategies (Neblett et al., 2010).

Limitations/Future directions

There are several limitations of the study that should be discussed, some of which suggest possible future research directions. First, discriminatory experiences outside of the lab may produce different reactions in conjunction with affirmation. These experiences can range in severity and are more chronic than acute. Thus, additional research is needed that extends racial-affirmation techniques and examines how these impact everyday experiences of identity threat. These interventions should also examine the most effective timing of the affirmations (e.g., before or after identity threat) and the effects of having differing numbers of affirmations completed over a longer period of time (Cohen & Sherman, 2014). In addition, longitudinal research is needed to explore whether “naturally occurring” affirmation experiences can also reduce the negative effects of identity threat. For example, many of our participants wrote about the election of President Obama in their racial-affirmation essay. Prominent and positive events regarding one’s social identity, especially when reflected upon, might be protective against identity-threats that might occur during time frames close to those events. On a related note, when given a choice, many participants chose to affirm in domains related to social relationships (Creswell et al., 2007) and there are several ways in which an individual might identify with their racial/ethnic group. Thus, a next step is to explore different forms of racial- affirmations.

Finally, previous studies suggest that feelings of racial-group belonging, affirmation, and positive affect and evaluations, may be more likely to act as a buffer than other dimensions of RI (Greene et al., 2006; Rivas-Drake et al., 2014; Stock et al., 2011). However, different dimensions may be influenced differently depending on the immediate social context and the outcomes being examined. For example, previous studies have suggested that programs focusing on RI affirmation and belonging may be especially effective for Black young adults in predominantly White neighborhoods or peer environments where they are more likely to report experiences of discrimination (Brody et al., 2006; Stock et al., 2013; Szalacha et al., 2003).

Conclusion

The present results provide experimental evidence that racial-affirmation can protect against increases in substance use vulnerability of Black young adults created by an experience of racial exclusion (perceived as racial discrimination). In addition, these results demonstrate that affirmed RI is protective against substance use cognitions, in part, because it can reduce perceptions of discrimination and feelings of anger. Self-affirmation did not have the same protective effects against substance use vulnerability among excluded participants. These findings are important for several reasons, including the fact that the negative consequences of anger-focused and use-as-coping cognitions can have long-term impacts on the health and well-being of Black young adults. These findings have implications for interventions, specifically, the utility and potential of (enhanced) RI in the face of perceived racial discrimination.

Acknowledgments

This research was supported by NIDA/NIH (R21DA034290-02)

Footnotes

1

Participants in the racial-affirmation group tended to write about positive feelings, historical events, and experiences with being Black and part of the Black community. 42% wrote about a respected Black figure (e.g., President Obama, Martin Luther King Jr., in addition to positive feelings about their race). Another common topic was overcoming adversity both in the past and in present time. The most common topics in the self-affirmation condition were positive personal characteristics (e.g., self-identity and values), personal accomplishments (e.g., graduating high school or college, doing well at a job), and helping.

2

Participants were also asked about hard drug use (e.g., heroin, crack/cocaine, injection drug use). Only 4% reported using any drugs other than marijuana in the past 6 months.

3

We also included a measure of sadness. Excluded participants reported greater levels of sadness than did included participants (M = 2.15, SE = .08 vs. M = 1.44, SE = .08; F(1, 240) = 40.34, p < .001). In addition, self-affirmed participants reported significantly lower levels of sadness compared to those in the neutral condition (Ms 1.63 vs. 2.01; p < .05). Sadness levels did not differ between self-affirmed and racially-affirmed groups (ps >

4

We also had a measure of willingness to engage in risky “prosocial” behaviors (letting a friend cheat off you in class, speeding in your car to get a friend to the airport on time, and helping someone in danger). Excluded participants reported greater prosocial risky willingness. There were no significant effects between writing conditions (ps > .05).

5

When we examined potential gender differences in condition effects on our DVs, the only significant findings were with substance use willingness. Although the pattern of findings was the same for both genders, among the excluded participants, racial-affirmation (compared to the neutral and self-affirmation groups) was associated with significantly lower willingness among the males (ps < .05) and marginally lower willingness among the females (ps < .1).

Contributor Information

Michelle L. Stock, The George Washington University

Frederick X. Gibbons, University of Connecticut

Janine B. Beekman, The George Washington University

Kipling D. Williams, Purdue University

Laura S. Richman, Duke University

Meg Gerrard, University of Connecticut.

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