Significance
Soil moisture has long been recognized as a key component of the hydrologic cycle. Here, we quantify significant exchangeable water held in weathered bedrock, beneath the soil, that regulates plant-available water and streamflow. We refer to this as rock moisture—a term parallel to soil moisture, but applied to different material. Deep weathered bedrock capable of storing plant-available moisture is common, yet this reservoir of rock moisture—distinct from soil and groundwater—is essentially unquantified. At our study site, the volume of rock moisture exceeds soil moisture and is a critical and stable source of water to plants in drought years. Our observations indicate that rock moisture now needs to be incorporated into hydrologic and climate models.
Keywords: Critical Zone, rock moisture, deep vadose zone, water budget, evapotranspiration
Abstract
Recent theory and field observations suggest that a systematically varying weathering zone, that can be tens of meters thick, commonly develops in the bedrock underlying hillslopes. Weathering turns otherwise poorly conductive bedrock into a dynamic water storage reservoir. Infiltrating precipitation typically will pass through unsaturated weathered bedrock before reaching groundwater and running off to streams. This invisible and difficult to access unsaturated zone is virtually unexplored compared with the surface soil mantle. We have proposed the term “rock moisture” to describe the exchangeable water stored in the unsaturated zone in weathered bedrock, purposely choosing a term parallel to, but distinct from, soil moisture, because weathered bedrock is a distinctly different material that is distributed across landscapes independently of soil thickness. Here, we report a multiyear intensive campaign of quantifying rock moisture across a hillslope underlain by a thick weathered bedrock zone using repeat neutron probe measurements in a suite of boreholes. Rock moisture storage accumulates in the wet season, reaches a characteristic upper value, and rapidly passes any additional rainfall downward to groundwater. Hence, rock moisture storage mediates the initiation and magnitude of recharge and runoff. In the dry season, rock moisture storage is gradually depleted by trees for transpiration, leading to a common lower value at the end of the dry season. Up to 27% of the annual rainfall is seasonally stored as rock moisture. Significant rock moisture storage is likely common, and yet it is missing from hydrologic and land-surface models used to predict regional and global climate.
Transpiration, the return of water to the atmosphere by plants, likely greatly exceeds terrestrial evaporation and runoff, yet remains a key source of uncertainty in models of global climate that provide critical projections of Earth’s water resources into the future (1, 2). With recent advances in satellite-based remote sensing observations (3) and the establishment of large-scale soil moisture-monitoring networks (4), the role of the soil layer in regulating evaporation and transpiration (evapotranspiration; ET) fluxes has received intensive study. There is growing recognition, however, that water supply for transpiration is often derived from depths deeper than the soil (5). For example, the use of groundwater by vegetation (either directly or by recharging soil moisture via upward capillary fluxes) has been directly incorporated into hydrologic and climate models (6, 7).
In soils developed on bedrock, the term soil typically refers to the physically mobile, granular surface mantle that lacks relict rock structure (Fig. 1). Intensive studies have directly demonstrated that the weathered bedrock that lies beneath soils may be a critical source of water to plants that is distinct from soil moisture or groundwater (8–10). Hydrologic studies also suggest that the timing and composition of streamflow (runoff) are influenced by the transit of infiltrating rainfall through meters of unsaturated weathered bedrock (11–13). Large areas of deeply weathered bedrock extend across regions straddling the tropics in a broad range of rock types and tectonic and climatic settings (14, 15). Thus, the weathered bedrock region that lies beneath the soil layer and above the groundwater table may play a key role in how rainfall is partitioned between ET and runoff at large scales. However, because of the inaccessibility of the weathered bedrock underlying hillslopes, this zone is virtually unmapped, and its hydrologic properties and dynamics are poorly known. The emergence of research on the Critical Zone (CZ), which extends from the vegetation canopy through the soil and weathered bedrock (Fig. 1) has brought this gap to light.
In this study, we directly investigate the hydrologic dynamics of weathered bedrock. We specifically focus on quantifying the exchangeable, dynamic water stored in the matrix and fractures of weathered bedrock, which we propose to call “rock moisture” (16) (Fig. 1). The term rock moisture is parallel to, but distinct from, soil moisture. Soil moisture and rock moisture are expected to influence the hydrologic cycle in distinctly different ways, because both the properties and thickness of weathered bedrock vary independently from that of soil. While soil moisture dynamics have been measured at the pore to global scale (3), very few direct observations of rock moisture exist (17), and, therefore, incorporation of rock moisture dynamics into climate and hydrologic models remains challenging.
Here, we report the results of intensive mapping and long-term monitoring of rock moisture from the base of the soil to the groundwater table across a seasonally dry, forested hillslope in northern California. The site receives ∼2,042 mm of precipitation annually (Materials and Methods), and previous studies have characterized a weathering profile developed in dense argillaceous bedrock that thickens upslope from 4 m near the channel to 25 m at the divide (Fig. 1) (16, 18). Thin (30–75 cm thick) soils overlie up to 4 m of saprolite (soil-like weathered rock that maintains the structure of the parent rock), and up to 20 m of weathered bedrock that shows decreasing fracturing and weathering with depth (Fig. 1, Inset) (18). No overland flow or runoff within soil or saprolite occurs at the site. Instead, infiltrating rainfall passes through the pervasively fractured weathered bedrock, collects on the underlying fresh bedrock boundary as groundwater, and flows laterally to the adjacent channel (16). In this study, we directly quantified rock moisture dynamics and identified its significance to the water budget using the intensive hydrologic monitoring infrastructure of the site and discrete neutron probe surveys made in boreholes across the site (Materials and Methods). Rock moisture storage, S (mm), was quantified as the depth-integrated change in rock moisture (i.e., volumetric water content) between the base of the soil and the groundwater table. The change in rock moisture was calculated relative to the driest, i.e., end-of-dry-season, condition (Materials and Methods).
A Seasonal Cycle of Rock Moisture Addition and Depletion Regulates Hydrologic Dynamics
In the Mediterranean climate of the study site, distinct wet and dry seasons permitted us to track a seasonal cycle of rock moisture addition and depletion, in which the weathered bedrock acts as a rock moisture “reservoir.” At the conclusion of the dry season (October), the rock moisture reservoir was depleted to approximately the same level in different years (red lines in Fig. 2), despite large differences in the total volume of precipitation in the preceding wet season (precipitation before October 2015 and October 2016 was 1,359 and 2,168 mm, respectively; Table S1). In the earliest storms of the wet season, shallow soil moisture rose and fell with each storm, and there was progressive addition of rock moisture storage (Figs. 3 and 4A). As a wetting front advanced into the weathered bedrock, rock moisture storage progressively increased (Figs. 3A and 4A) and was roughly proportional to the corresponding cumulative seasonal precipitation at that time (Fig. 4A). In some wells, a small, short-lived groundwater response was observed (Fig. 3C) (16).
With continued precipitation, S increased until, each year, a similar seasonal maximum rock moisture storage (Smax) was reached at a given monitoring location (horizontal line in Fig. 4A). Smax at each well was consistent in different years and ranged between 100 and 550 mm among the different wells (Table S3). The average rock moisture Smax across all wells was 280 ± 140 mm (Table S3) and was 4.7 times the average soil moisture Smax across all measurement locations (Table S4). Despite year-to-year variability in the timing and magnitude of storms in the initial part of the wet season, the water table began to rise significantly at a given well only after nearly the same total volume of precipitation had fallen (denoted by red bands on abscissa in Fig. 4A and Table S2). This total precipitation at the time of significant well rise was roughly proportional to Smax (Fig. 4A).
The more extensive weathering of the bedrock near the ridge caused Smax to be the greatest there (550 and 350 mm in wells 15 and 16, respectively) (Fig. 4A). Smax decreased downslope from 170–330 mm midslope to 100 mm near the base of the hillslope, where the weathered bedrock zone was thinnest (Fig. 1 and Table S3). Groundwater response to the onset of the wet season initiated earlier in these wells relative to the wells located upslope, where the weathered bedrock zone was thicker (Fig. 3C and Table S2). Consequently, runoff dynamics were controlled by the mid and lower slope portions of the hillslope during the initial part of the wet season.
The additional rainfall that arrived after Smax was reached led to the relatively rapid response of the groundwater table to storms and the rapid delivery of groundwater to the stream as runoff (most likely by fracture flow) (16). The water table rose to varying heights within the weathered, fractured bedrock zone within hours to days of individual pulses of rain (Fig. 3C). The weathered bedrock within the water table fluctuation zone (denoted by light blue columns in Fig. 2) was likely persistently near saturation, because groundwater levels can rise by many meters in response to modest (<50 mm) storm events (Fig. 3C), and rock moisture showed only small changes at these depths. Between 46% and 70% of the total annual precipitation was delivered to the stream as runoff, and of that runoff, >80% occurred between October 1 and May 1 (Table S1). This left between 6 and 14 mm per month of baseflow for the final 2 months of the dry season (Table S1).
Throughout the long dry season, rock moisture slowly declined (Fig. 4B). Drying tended to initiate from the surface downward and progressed throughout the entire dry season (Fig. 3B). In contrast, soil moisture storage rapidly diminished following the last storm of the wet season (Fig. 3C and Fig. S2). In mid-June, when transpiration rates peaked across the site (19), between 50 and 403 mm of rock moisture storage was available, depending on hillslope position (Fig. 2 and Table S4). At this time, <25 mm of soil moisture storage remained (SI Materials and Methods and Table S4). Although the change in water content in the soil and weathered bedrock was comparable over the end of the dry season (Fig. 3 B and C), the greater thickness of the weathered bedrock zone led to much greater total rock moisture storage.
During the summer months, when transpiration is high (19), groundwater levels decline slowly, runoff is small, and large changes in rock moisture storage occur. Over 3 y of monitoring, the average dry-season rock moisture decline after mid-June ranged from 164 to 194 mm, whereas the corresponding runoff over that time was only 13 to 20 mm (Table S4). There is direct evidence of deep rooting at the site. We observed roots to 16 m depth in samples retrieved during drilling, and roots exposed in recent road cuts and the root-wads of fallen trees regularly show rooting directly into the deeper weathered bedrock below the depth of saprolite. We therefore hypothesize that the spatial pattern and magnitude of rock moisture depletion is controlled by rock moisture extraction by vegetation and that dry-season gravity drainage is minimal.
Dry-season rock moisture decline showed little year-to-year variability and no apparent sensitivity to the volume of precipitation that fell during the preceding wet season (Fig. 4B and Table S4). Even in a drought year of less than half mean annual precipitation (2014 received 1,027 mm of rain), the rock moisture storage capacity was reached, leading to the same pattern and magnitude of rock moisture depletion as years receiving more rainfall (1,359 mm in 2015 and 2,168 mm in 2016) (Fig. 4B and Table S4). Average dry-season rock moisture decline was 280 mm (Table S3). Hence, in 2016, when the site received approximately the mean annual precipitation, transpiration derived from rock moisture was up to 13% of the total precipitation, while in the dry year of 2014, it was up to 27% of total precipitation.
Discussion
Rock Moisture Dynamics: A Common Component of the Hydrologic Cycle.
Our intensive, direct monitoring revealed the critical role of rock moisture storage to regulating the timing and magnitude of both runoff and ET fluxes. Significant storage of rock moisture and use by vegetation is likely common in a wide range of environments. A penetrating weathering front, which increases porosity and moisture storage potential in bedrock, is common in landscapes underlain by bedrock (20). Much of the slowly eroding, unglaciated cratons of the world have deep weathering profiles (14). Although arid environments are associated with lower rates of weathering and shallower weathering profiles, past climates often leave a legacy of extensive, deep weathering (15). Surprisingly, and consistent with theory (18, 21), even rapidly uplifting and eroding landscapes (such as the study site reported here) may be underlain by relatively deeply weathered bedrock, although it may not be strongly chemically altered (22). Thanks to heightened interest in modeling the evolution of the CZ (23), observations and theory (18, 24) are rapidly expanding our understanding of the structure of the weathered bedrock zone that underlies hillslopes. These approaches advance estimation of CZ depth and structure, which can lead to mapping of rock moisture storage potential across landscapes.
Contrary to long-standing assumptions, field studies are increasingly indicating that infiltration and lateral flow are not restricted to the soil layer (25–27). Unsaturated flow through, and storage within, weathered bedrock is common and has been explored via drilling (28), trenching (29), or tunneling (30) in a variety of geologic and climatic settings. Use of rock moisture by vegetation has been documented in diverse rock types with different styles of weathering—including the grus and matrix of weathered granites (31), within rough fractures and secondary clays in metasedimentary rocks (10), and cavernous, soil-filled voids in limestones (32)—suggesting that rock moisture storage is likely important in a variety of lithologic settings. Additionally, extraction of rock moisture by vegetation is documented not only in water-limited environments (32), but may play a key role in facilitating biogeochemical cycling in regions receiving ample rainfall (33). We propose, therefore, that rock moisture storage should be considered a common and potentially central component of the terrestrial hydrologic cycle.
Rock Moisture Mediates Biogeochemical Fluxes.
Storage and circulation of rock moisture by plants influences water travel times within hillslopes and the extent of interaction between water, gases, and mineral surfaces, which, consequently, influences the composition of water arriving in groundwater and streams. The role of flow through weathered bedrock in controlling solute and nutrient loads in streams is often inferred via mixing models (34, 35), because direct measurements of fluid composition in unsaturated weathered bedrock within hillslopes (and dynamics) are challenging and rare (36, 37). At our site, the accumulation of successive early wet-season rains as rock moisture storage likely creates a geochemical mixing reservoir in the upper several meters of weathered bedrock. Oshun et al. (38) found that isotopic signatures (oxygen and hydrogen) of rainfall are rarely transmitted to groundwater, and groundwater isotopic concentrations are nearly constant and roughly equal to the average composition of rainfall. Furthermore, Kim et al. (13, 39) proposed that rapid cation exchange processes occurring in the zone of seasonal rock moisture storage control cation concentrations in groundwater during the wet season. Their high-frequency sampling of groundwater wells and streamflow in adjacent Elder Creek indicated that 43–74% of solute fluxes originated within the rock moisture zone (13). Kim et al. (39) also reported pCO2 up to 8% at depths of 14 m. This suggests that the zone of seasonal rock moisture storage is an environment rich in diverse and seasonally dynamic microbial populations (40). Together, these findings imply that hydrogeochemical and reactive transport models concerned with understanding controls on stream solute fluxes need to explicitly treat rock moisture dynamics to account for the mixing and potentially rapid geochemical reactions occurring in weathered bedrock. Deep rock moisture dynamics may also influence biogeochemical cycling of carbon and nutrients, but with the exception of few detailed studies (41, 42), this remains relatively unexplored. Over the long term, feedbacks between atmospheric CO2 and bedrock weathering are likely influenced by the dynamics of rock moisture storage. Therefore, this zone may require explicit treatment in models that seek to simulate interactions between biogeochemical cycles and the climate system (43).
The Influence of Rock Moisture on Vegetation and the Atmosphere.
Rock moisture availability may control above-ground ecosystems by controlling the dominant vegetation. Our study site supports a dense evergreen forest. Five consecutive years of severe drought in California led to the death of >100 million trees since 2010 (44), but we are aware of no drought-related tree mortality near our study site. The annual restocking of rock moisture even in dry years indicates that, so long as there is sufficient precipitation to reach maximum rock moisture storage annually, a consistent rock moisture reservoir will be available to vegetation each dry season. This suggests that understanding rock moisture storage availability and capacity should be considered in forecasting large-scale forest cover response to droughts and climate change.
Perhaps the most significant, and pressing, influence of rock moisture is through its influence on atmospheric circulation by regulating transpiration fluxes. We propose that inclusion of rock moisture dynamics is likely needed for accurate prediction of land–atmosphere exchange of water and energy in land-surface models (LSMs). Our field study demonstrated that dynamic rock moisture storage (much of which is transpired back to the atmosphere) can be 27% of the total annual precipitation. The rock moisture reservoir sustains late dry-season ET fluxes by direct tapping of stored moisture by tree roots and their symbiotes. Current models incorporated into LSMs rely on other mechanisms to provide water access to plants in the absence of rainfall, such as capillary flux from groundwater to the root zone (45–47). We note that there was no indication of upward capillary flux at our site. Instead, the slowly depleted reservoir of rock moisture was hosted within a 4- to 12-m-thick zone that was separated from a receding groundwater table by many meters of unsaturated fractured bedrock (Figs. 2 and 3).
Hydrologic models, including those used in LSMs, could alternatively model rock moisture storage as deep soil moisture in variably thick soils (48). There is no relationship, however, between soil thickness and the thickness of weathered bedrock hosting rock moisture, and the two material types likely require different model treatment. Preferential flow has been recognized for decades as a target for improvement in hydrological modeling (49–51), and our findings suggest that mechanistic understanding of this behavior is indeed needed to capture how weathered bedrock influences partitioning of precipitation between ET and runoff. For example, incorporation of transport phenomena associated with fracture flow (e.g., film flow; ref. 49) is likely needed to accurately simulate the simultaneous significant storage and rapid transmission of precipitation events after winter wet-up. Novel parameterizations of porous media flow for use in LSMs that account for processes in weathered bedrock are being developed (52–54). Such models present an opportunity to understand the role of rock moisture on the climate system.
Conclusion
Rock moisture, the exchangeable water stored in the matrix and fractures of weathered bedrock, is a significant, but not yet formally recognized, component of the terrestrial hydrologic cycle. The results of our intensive, direct monitoring across a hillslope reveal significant storage of rainfall as rock moisture. The rock moisture reservoir sustains dry-season transpiration and controls the timing, and likely geochemical composition, of runoff. Explicit treatment of this moisture reservoir is needed to predict hydrologic fluxes, particularly in simulating ecosystem response to droughts, as rock moisture can provide a hidden, but critical, water source to vegetation. Currently, no studies which systematically document rock moisture dynamics over large areas have been done, which makes incorporation of rock moisture into large-scale models problematic. However, several models have been recently proposed to predict the structure of the weathered bedrock region (23), and such models provide a means of identifying where rock moisture storage is likely to significantly impact hydrologic fluxes. There are few direct measurements of rock moisture that can be used to constrain rock moisture dynamics in hydrologic, climate, and reactive transport models. An increase in the number of direct measurements as well as improvements in measurement techniques are needed. The combination of detailed rock moisture measurements in diverse environments and models for predicting subsurface structure could lead to a means of quantifying the significance of rock moisture as a reservoir to vegetation, and thus to the atmosphere, globally, as well as the role of water circulation in weathered bedrock on biogeochemical cycles.
Materials and Methods
Site Description.
The study site (39.729 N, 123.644 W) is a steep (average 32°) 4,000-m2 hillslope within the Northern California Coast Ranges that drains to the 17-km2 catchment, Elder Creek at 392 m above sea level. The climate is characterized as Mediterranean, with warm dry summers and cool wet winters, with the vast majority of precipitation falling between October and May. The area receives an annual average of 2,042 mm of rain (55) with very little snow. The relatively dense forest is old growth needleleaf and broadleaf evergreen with a limited understory. Species include Douglas fir (Pseudotsuga menziesii), interior live oak (Quercus wislizeni), tanoak (Notholithocarpus densiflorus), Pacific madrone (Arbutus menziesii), and California bay (Umbellularia californica). Douglas fir forms the overstory at the site (Fig. 1), with heights up to 55–60 m. Active uplift in the region leads to erosion rates of ∼0.2–0.4 mm/y (56). The underlying geology, mapped as the Yager Terrane of the Coastal Belt of the Franciscan Formation (57), is a record of the accreted terrain of the North American plate margin and is described as well-bedded, little sheared, locally highly folded mudstone-rich turbidities with interbeds and lenses of sandstone and conglomerate (58). Most of the site is underlain by nearly vertically dipping argillite, which strikes approximately parallel to the hillslope gradient. Groundwater levels indicate that flow is directed across, rather than along, the bedding orientation. The pervasive fracturing likely prevents the bedding from controlling the groundwater flow direction. Along the eastern divide, a sandstone interbed is exposed at the surface (Fig. S1).
Hydrological Monitoring.
As part of the Eel River Critical Zone Observatory, formerly Keck Hydrowatch, >750 sensors across Rivendell report nearly real-time hydrologic and climatological data (sensor.berkeley.edu). Groundwater wells were drilled in 2007 and 2010 (Fig. S1 and Table S2) and outfitted with submersible pressure transducers (CS450 and CS451; Campbell Scientific, Inc.) for monitoring of groundwater levels. Discharge in Elder Creek was measured at US Geological Survey Station 11475560 ∼150 m upstream of the site. Continuous measurements of soil were made via time-domain reflectometry (TDR) (SI Materials and Methods and Fig. S2), and precipitation was recorded by using a tipping bucket rain gauge (TE525; Campbell Scientific, Inc.) in a meadow directly across from the site. Further details can be found in Salve et al. (16).
Measurement of Rock Moisture Storage.
Changes in rock moisture storage in space and time were measured via successive downhole neutron probe surveys (CPN 503DR Hydroprobe, serial no. 4340702152; Instrotek Inc.) in a network of nine wells (Fig. 1 and Fig. S1). Neutron probe counts, N (counts per 16 s), were measured in 0.3-m intervals within the unsaturated zone at various times over the period 2013–2016. Because N is directly proportional to volumetric water content, θ, and changes in N have been shown to accurately reflect successive changes in θ at a specific location over time (59), we used N to evaluate the timing and spatial pattern of rock moisture storage. The volume of rock moisture storage, S (millimeters), was estimated by using a linear relationship between N and θ developed by using a barrel calibration for the specific borehole casing materials and instrument used in this study (SI Materials and Methods ). At each depth, Δθ was calculated as the difference between θ for that survey and a reference dry survey (October 25, 2015). To estimate S, discrete Δθ measurements were applied to each 0.3-m measurement interval and summed over all depth intervals between the soil and the location of the water table at the time of measurement. The uncertainty in Δθ accounting for instrument precision was 0.003 m3/m3. The uncertainty in the thickness over which Δθ applied was estimated as 0.02 m/m (SI Materials and Methods ). This led to ∼2% uncertainty in values of S. The value Smax is the average S over the wet-season surveys which showed high Δθ throughout the entire profile (i.e., excluding surveys which showed evidence of progressive wetting or drying of the profile; Table S3).
Supplementary Material
Acknowledgments
We thank Inez Fung, Todd Dawson, Jasper Oshun, W. Jesse Hahm, Rohit Salve, and the many students who contributed to field data collection. This work was supported by the Keck Foundation; National Science Foundation Grant EAR 1331940 (for the Eel River Critical Zone Observatory), and The University of California Reserve System. Lidar data were collected by the National Center for Airborne Laser Mapping.
Footnotes
The authors declare no conflict of interest.
Data deposition: All data presented in this paper have been deposited at erczo.berkeley.edu/datasets under support-data-rempe-dietrich-pnas2018.zip.
This article contains supporting information online at www.pnas.org/lookup/suppl/doi:10.1073/pnas.1800141115/-/DCSupplemental.
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