Abstract
Disproportionate rates of HIV are observed in Black women and men, especially in the Southern U.S. We observed limited uptake of PrEP services in our Southern community among these groups, particularly Black MSM relative to new HIV cases in Birmingham, AL; 18% accessed PrEP services compared to 50% of new HIV cases. Further research is needed to understand PrEP access and uptake in high-risk populations.
Keywords: HIV, Pre-exposure Prophylaxis, Uptake
INRODUCTION
More than thirty years into the HIV epidemic, advances in antiretroviral therapy and public health initiatives have turned a universally fatal illness into a manageable, chronic disease.1–3 Despite these advances, HIV infection rates are rising among racial and sexual minority groups. Although men who have sex with men (MSM) account for only 2-3% of the United States (U.S.) population, MSM represent 62% of incident HIV infections in 2011.4 Most of these infections occur in young, Black MSM with recent CDC data forecasting 1 in 2 Black MSM will be infected with HIV in their lifetime.5 This health disparity is most pronounced in the Southern U.S. where the epidemic is expanding, especially in minority populations.6 Biomedical interventions, such as pre-exposure prophylaxis (PrEP) have proven efficacious in decreasing the risk of acquiring HIV by up to 92% with high adherence.7–9 Despite the FDA approval of daily oral Truvada® for HIV PrEP and the release of guidelines for utilization by the CDC, reported uptake has been slow and uneven among MSM populations.10 We conducted a retrospective analysis of a university-affiliated PrEP Clinic in Birmingham, AL aimed toward understanding what types of individuals are accessing PrEP services, with particular interest in use among Black men, women, and MSM. During the study period, this single clinic was the only location in Birmingham providing PrEP as part of comprehensive HIV prevention services.
METHODS
Study design, setting and sample
We conducted a retrospective analysis of data collected from a cohort of patients presenting to a single university-based PrEP clinic, located within a Ryan White HIV Clinic that also provides HIV testing services, to be screened for initiation of PrEP. We then compared demographics of PrEP clinic attendees to demographics for new HIV cases in Jefferson County (consisting of the Birmingham, Hoover metropolitan area), to evaluate the concordance of early PrEP uptake relative to groups at greatest HIV risk. The PrEP clinic operates two half days out of the week and functions as an interdisciplinary practice providing clinical care, social work services and prevention education. Clinic sessions include of a group educational session, lab work, and a provider visit with self-administered surveys evaluating adherence, sexual risks, mental health and substance abuse. In order to be enrolled in PrEP services, clients must either have insurance or qualify for financial assistance provided by the university. Referral for the clinic was primarily through organizations that provide HIV testing, including HIV Clinics, the local Health Department and Community Based Organizations and was not targeted towards high risk populations. All patients interested in PrEP services presenting to the clinic, completed a screening visit to confirm HIV risk, perform baseline HIV and STI testing and complete a behavioral questionnaire. We included data from patients at least 18 years of age who were screened for PrEP services between March 2014 (when the clinic opened) to February 2016. Variables were compiled from the UAB 1917 PrEP clinic electronic medical record and aggregate demographics for new HIV cases occurring in Jefferson County in 2014, the most recent surveillance data available for the state, were retrieved from the Alabama Department of Public Health (ADPH) HIV Surveillance System. Independent variables that could be compared across both databases included: gender, race, sexual behavior, and age classified dichotomously as adolescent (< 25 years of age) and adult (≥ 25 years of age). Age cut-offs reflected reporting of HIV among youths by the ADPH, as well as CDC, HIV surveillance report.6, 11
Statistical analyses
We summarized demographics and risk behavior (i.e. sexual behavior) using frequencies and percentages. Race was categorized into Black, White and Other, with other designating Hispanic and Asian persons given small numbers (n = 8 for the PrEP Clinic and n = 5 for ADPH). Intake forms for all persons screened for PrEP services at the clinic contain questions to assess risk behavior. Sexual behavior on this intake form was defined by sex and self-reported same- or opposite- sex sexual behaviors (i.e. men who have sex with men [MSM], men who have sex with women [MSW] and women who have sex with men [WSM]). These categories were mutually exclusive and men reporting any same sex behaviors were categorized as MSM. Chi-square tests were done to compare variables using SAS 9.4 (Cary, NC). This study was approved by the University of Alabama (UAB) Institutional Review Board.
RESULTS
Between March 2014 and February 2016, 120 patients were screened for PrEP services at the clinic. Of those, 84% were male, 80% were MSM, and 44% of those who presented were in serodiscordant relationships. The majority of persons screened reported condomless sex (n = 103) and were referred by a partner (34%). Seventy-nine percent of persons screened reported having health insurance. (Table 1) Thirty-two (27%) were Black and only 18% (n = 22) were Black MSM. Young Black MSM (classified as being Black and < 25 years of age at time of screening) represented 8% (n=9) of patients screened at the PrEP clinic. For Jefferson County, AL in 2014, 159 new diagnoses of HIV were reported. One hundred and twenty-five incident cases (79%) were Black, and 133 (84%) were male. While 99 cases (62%) occurred in MSM, 80 (50%) were among Black MSM. Of new cases among Black MSM infected, over a third (n = 30, 38%) were youths.
Table 1.
Characteristics | PrEP Clinic (N = 120) n (%) |
---|---|
Median Age, years (Q1-Q3) | 33 (26, 44) |
Race | |
Black | 32 (27) |
White | 80 (67) |
Other | 8 (6) |
Risk Factorsa | |
MSM | 96 (80) |
Serodiscordant relationship | 57 (48) |
Multiple sexual partners | 63 (53) |
Exchange sex for money or drugs | 3 (2) |
Condomless Sex | 104 (87) |
Receptive anal sex | 93 (78) |
IVDUb | 0 |
Sex while drunk or “high”c | 55 (46) |
Health Insurance | |
Yes | 95 (79) |
No | 25 (21) |
Self-reported Motivation | |
HIV positive partner | 56 (47) |
HIV prevention | 64 (53) |
Referred byd | |
Community Based Organization | 7 (8) |
Internet | 16 (18) |
Health Department | 4 (4) |
Partner | 31 (34) |
Healthcare Provider | 19 (21) |
Friends | 14 (15) |
Clients could respond affirmatively and be included in more than one risk group category.
Frequency missing = 2
Frequency missing = 2
Frequency missing = 29
When evaluating demographic characteristics of PrEP Clinic attendees compared to new HIV cases in Jefferson County, no statistically significant differences were seen by gender and age. However, there were statistically significant differences when comparing the following variables: sexual behavior, race, race × sexual behavior, and when evaluating services provided to young, Black MSM. Overall, the PrEP Clinic screened a smaller percentage of Black patients (27% patients screened compared to 79% new cases), Black MSM (18% patients screened compared to 50% new cases), Black MSW (2% patients screened compared to 15% new cases), Black women (7% patients screened compared to 13% new cases) and young, Of persons screened, only 63 are currently engaged in care of which 58% are White and 80% are MSM (data not shown).
Black MSM (8% patients screened compared to 19% new cases). (Table 2) No significant interactions were found between race and sexual behavior.
Table 2.
Characteristic | PrEP Clinic (N = 120) n (%) |
Jefferson County (N = 159) n (%) |
p-value |
---|---|---|---|
Male Gender* | 101 (84) | 133 (84) | 0.9 |
Sexual Behavior | 0.0002 | ||
Men who have sex with men (MSM) | 96 (80) | 99 (62) | |
Men who have sex with women (MSW) | 5 (4) | 34 (22) | |
Women who have sex with men (WSM) | 19 (16) | 26 (16) | |
Race | <0.0001 | ||
Black (B) | 32 (27) | 125 (79) | |
White (W) and Other (O) | 88 (67) | 34 (16) | |
Other (O)** | 8 (6) | 9 (5) | |
Race*Sexual Behavior | <0.0001 | ||
BMSM | 22 (18) | 80 (50) | |
BMSW | 2 (2) | 24 (15) | |
BF | 8 (7) | 21 (13) | |
WMSM | 67 (56) | 16 (10) | |
WMSW | 2 (2) | 6 (4) | |
WF | 11 (9) | 3 (2) | |
OMSM | 7 (5) | 4 (3) | |
OMSW | 1 (1) | 3 (2) | |
OF | 0 (0) | 2 (1) | |
Adolescent (< 25 years of age) | 25 (22) | 40 (25) | 0.5 |
Young BMSM (< 25 years) | 9 (8) | 30 (19) | 0.007 |
Gender information collected by self-report.
Other includes Hispanic and Asian ethnicity and race
DISCUSSION
Biomedical preventions strategies, such as PrEP, are crucial to reduce new HIV infections in populations most at risk. Indeed, the National HIV/AIDS Strategy: Updated to 2020 highlights the importance of addressing the right people, in the right places, with the right practices. However, our data indicate that patients initially accessing PrEP clinic services are not necessarily the populations most greatly impacted by the HIV epidemic in our community. Currently, the Birmingham-Hoover metropolitan area has the highest HIV infection rates for the state of Alabama. While most infections are occurring in Black populations, particularly Black MSM, the majority of patients screened for PrEP services at the clinic were White MSM. Some research suggests that uptake of PrEP by MSM has been slow, but our results indicate that in Alabama uptake has been scarce among Black women, men and Black MSM.10, 12 Demonstration projects to improve uptake of PrEP have begun to address potential factors contributing to low uptake, including: lack of knowledge among potential eligible clients and healthcare workers, structural barriers and concerns about adherence.13–18 The current study highlights the need for more demonstration projects in Southern communities, because if similar patterns for PrEP uptake are seen in other Southern states exacerbation of HIV health disparities may be seen in this region of the country.
In this retrospective analysis, we focused on persons screened for PrEP services to identify populations with access and likely knowledge of PrEP in the community. Our results demonstrate low PrEP uptake among Black MSM in Birmingham. The reason for poor uptake of PrEP services among Black MSM in our community is unknown, but the relatively high uptake of PrEP services among White MSM demonstrates health disparities. Understanding factors that facilitate uptake in this group may conversely elucidate barriers for Black MSM.
Mixed results have been reported as to why HIV health disparities are present for Black MSM, but most studies suggest that structural barriers and cultural factors likely play a role.19, 20 These factors are likely intersectional, with overlapping challenges faced by Black MSM face due to poverty, racism, homophobia (external and internalized) and stigma.20–25 Also, higher perceptions of HIV risks have been shown to correlate with uptake and adherence to PrEP.26, 27 However, self-perceived risk of HIV infection may be lower among some MSM populations.28 Cultural factors for Black MSM living in the Southern U.S. are also likely unique, requiring further specialization in prevention interventions to increase awareness of PrEP and other HIV prevention services for Black MSM. Stigma associated with HIV-infection, PrEP, race or sexual practices may be exacerbated in Southern communities leading to delayed uptake of HIV prevention services. Furthermore, structural barriers like lack of insurance and transportation need to be taken in to account in many Southern states like Alabama, where Medicaid has not been expanded. Understanding utilization of healthcare services by Black MSM must be comprehensive, factoring in individual, as well as geography-specific environmental barriers. Research to better understand the contributions of these factors is urgently needed to inform interventions aimed at enhancing uptake and utilization of PrEP and other biomedical and behavioral prevention services among disproportionately impacted communities.
Interestingly racial disparities, while most pronounced for Black MSM, were also present for Black women and the subpopulation of young, Black MSM. Unfortunately, in Alabama, which is the 6th poorest state in the nation with one of the largest income gaps, structural barriers are likely similar for minority populations across the state.29 However, Black women likely face unique individual barriers contributing to marginalization and decreased uptake of HIV prevention services, which would warrant further investigation in this population. Young, Black MSM currently have the highest HIV infection rates in the country.6 Upon review of the literature, no previous research studies were found evaluating barriers for uptake of PrEP among this population, particularly in the Deep South. Adolescents likely have different perspectives regarding HIV risk and perceptions of stigma. It is likely that prevention messaging will require specificity to reach this high risk population. Perceived and actual structural barriers for different groups will likely vary and require a targeted approach to be effective. At our clinic, targeted messaging was not used to promote the clinic, which may have contributed to the health disparity found in the number of Black persons screened for services. Also, the financial requirements for PrEP services likely created a significant structural barrier in Alabama, which is currently budgeted to cut $85 million dollars to Medicaid.30, 31
Promotion of PrEP awareness, access and acceptance among Southern, Black women, men and MSM faces several challenges, which includes understanding preferences for PrEP in the population and increasing awareness through culturally appropriate targeted messaging and, likely, community-based support systems.32–34 Our study had several limitations. As this is a cross-sectional analysis of retrospective data, no causality can be established from our results. This study was also done at a university based PrEP clinic in the Southeastern United States. This limits its generalizability to other clinics. However, the HIV epidemic is currently affecting this part of the United States most severely, and this study may provide some insight into this high risk population and region.
In summary, if the country is to reach its 2020 goal of rarely seeing new HIV infections, further research is urgently needed to address uptake and utilization of PrEP among Black MSM in the South by investigating behavioral interventions in combination with biomedical prevention tools to reach the right people, in the right places with the right practices.
Acknowledgments
The authors would like to thank all of the clinicians, social workers and patients at the 1917 PrEP Clinic. We thank Chuck Rogers and Kenya Dillard at ADPH for assistance in accessing aggregate HIV surveillance data.
Financial Support. Latesha Elopre is currently funded through the 2T32AI05069-11A1. Michael Mugavero is funded through an R01 AI103661 evaluating the efficacy of a behavioral intervention on antiretroviral therapy adherence.
Footnotes
Conflicts of interests. There are no conflicts of interest.
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