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. Author manuscript; available in PMC: 2019 May 1.
Published in final edited form as: Circ Heart Fail. 2018 May;11(5):e004642. doi: 10.1161/CIRCHEARTFAILURE.117.004642

Risk Factor Burden, Heart Failure and Survival in Women of Different Ethnic Groups: Insights from the Women’s Health Initiative

Khadijah Breathett 1, Iris Leng 1, Randi E Foraker 1, William T Abraham 1, Laura Coker 1, Keith E Whitfield 1, Sally Shumaker 1, JoAnn E Manson 1, Charles B Eaton 1, Barbara V Howard 1, Nkechinyere Ijioma 1, Crystal W Cené 1, Lisa W Martin 1, Karen C Johnson 1, Liviu Klein 1
PMCID: PMC5935135  NIHMSID: NIHMS958892  PMID: 29716899

Abstract

Background

The higher risk of heart failure (HF) in African-American and Hispanic women compared to White women is related to the higher burden of risk factors (RF) in minorities. However, it is unclear if there are differences in the association between the number of RF for HF and the risk of development of HF and death within racial/ethnic groups.

Methods and Results

In the Women’s Health Initiative (1993–2010), African-American (n=11,996), White (n=18,479), and Hispanic (n=5,096) women with 1, 2, or 3+ baseline RF were compared to women with 0 RF within their respective racial/ethnic groups to assess risk of developing HF or all-cause mortality before and after HF, using survival analyses. After adjusting for age, socioeconomic status, and hormone therapy, the subdistribution hazard ratio (95% confidence interval) of developing HF increased as number of RF increased (p<0.0001, interaction of race/ethnicity and RF number p=0.18): African-Americans 1 RF: 1.80(1.01–3.20), 2 RF: 3.19(1.84–5.54), 3+ RF: 7.31(4.26–12.56); Whites 1 RF: 1.27(1.04–1.54), 2 RF: 1.95(1.60–2.36), 3+ RF: 4.07(3.36–4.93); Hispanics 1 RF: 1.72(0.68–4.34), 2 RF: 3.87(1.60–9.37), 3+ RF: 8.80(3.62–21.42). Risk of death before developing HF increased with subsequent RF (p<0.0001), but differed by racial/ethnic group (interaction p=0.001). The number of RF was not associated with the risk of death after developing HF in any group (p=0.25, interaction p=0.48).

Conclusions

Among diverse racial/ethnic groups, an increase in the number of baseline RF was associated with higher risk of HF and death before HF, but was not associated with death after HF. Early RF prevention may reduce the burden of HF across multiple racial/ethnic groups.

INTRODUCTION

Heart failure (HF) is one of the leading causes of morbidity and mortality in older women and is expected to rise in prevalence by 25% over the next two decades due to an aging United States (U.S.) population.14 Despite advances in therapy, HF continues to disproportionately affect African-American women compared to White women.2,57 In general, socioeconomic factors and predisposing risk factors (RF) including hypertension and diabetes have been identified as important contributors to this excess risk.2,6,8 Despite data on the incidence and prevalence of HF in women, which demonstrate higher risk of HF in African-American and Hispanic women, data examining the differential development of HF and subsequent risk of death in these groups are lacking.2,9

African-American and Hispanic women have higher prevalence of established RF for HF, including atherosclerosis, hypertension, diabetes, obesity, and sedentary activity.2,3 The population attributable risk for HF based upon individual RF has been widely described in Whites, small populations of African-Americans, and to a lesser extent in Hispanics.2,1012 In most studies, individual RF have been associated with greater risk of developing HF in African-Americans and Hispanics.2 Yet, the impact of these RF may be much greater in African-American and Hispanic women who often have multiple RF.2 A strong target for reducing racial/ethnic disparities in HF may include identifying the risk of HF and death before and after developing HF, dependent upon the number of RF.

To address these questions, we examined HF development among African-American, White, and Hispanic women, using data from the Women’s Health Initiative (WHI) study, a large population-based study of postmenopausal women. Within each racial/ethnic group, we tested the hypothesis that compared to women with 0 baseline RF, women with subsequently higher number of baseline RF would have increased risk of developing HF and dying before or after developing HF.

METHODS

The data, analytic methods, and study materials are available to other researchers for purposes of reproducing the results or replicating the procedure upon request and approval of the Women’s Health Initiative Publications and Presentations Committee.

Data Source

The WHI is a National Heart, Lung, and Blood Institute supported study of U.S. postmenopausal women followed for over 20 years for evaluation of cardiovascular disease, cancer, and osteoporosis.13 The original WHI population is one of the largest female-only population studies, including 161,808 diverse racial/ethnic women who were enrolled for either randomized clinical trials or an observational study.14 The study includes self-reported medical information collected through interviews and surveys, anthropometric measurements by WHI personnel, and review of medical records for outcome determination.13

Study Cohort

A sub-cohort of the original WHI population was selected to study the epidemiology of HF in postmenopausal women.5 This sample included 44,174 postmenopausal women, who underwent annual assessment for HF adjudication from baseline enrollment (1993–1998) through 2010. Race and ethnicity were self-identified as Non-Hispanic African-American (African-American), Hispanic, and Non-Hispanic White (White). This population included all participants who were randomized to the WHI hormone therapy trial (n=27,347) and an over-sampling of minorities to include all non-hormone trial African-American (n=11,880) and Hispanic (n=4,947) women. Adjudicated HF and death were as of data release of December 2014. Overlapping exclusions included: participants of other races/ethnicities due to their small number of events (n=1,042), self-report of HF or unknown HF at baseline (n=686), participants with stroke attributed to atrial fibrillation since the covariates could not be separated (n=151). Participants with missing covariates (n=6,768) were also excluded since the objective of this study was to assess risk based upon number of RF upon study enrollment. Patients with missing covariates had no difference in incident HF or death than the final analysis sample (Supplemental Table 1). The final sample included 35,571 participants (Figure 1). The study was approved by the human subjects review committee at each WHI participating institution, and all participants provided written informed consent.

Figure 1. Study Profile.

Figure 1

The final study sample excluded participants with missing covariates and races/ethnicities that did not include African-American, White, and Hispanic women. HF indicates heart failure; TIA, transient ischemic attack; WHI, Women’s Health Initiative.

Outcomes of interest

Participants were followed until development of the following outcomes: incident HF requiring hospitalization and all-cause mortality before or after developing HF. Data on incident HF was abstracted annually from medical records after self-report of hospitalizations. A trained committee adjudicated these hospitalizations as definite or probable HF based upon symptoms, physical exam, clinical data, and therapy during a hospitalization, which has been described elsewhere.3,15 All-cause mortality was collected during routine WHI follow-up by family report and death certificate.15

Explanatory Variables-RF for HF

Established RF for HF were defined per 2013 American College of Cardiology/American Heart Association Stage A classifications.3 RF for HF included having 1+ of the following risks in the absence of symptomatic HF: atherosclerosis (includes Stage B classifications of prior hospitalization for myocardial infarction since this is one of the largest etiologies of HF, prior percutaneous coronary intervention, prior coronary artery bypass graft surgery, history of carotid artery disease, stroke/transient ischemic attack or peripheral vascular disease), diabetes mellitus (self-report of physician diagnosis and taking hypoglycemic medications), hypertension (self-report and taking antihypertensive medications, systolic blood pressure ≥ 140 mmHg, or diastolic blood pressure ≥ 90 mmHg by measurement upon enrollment), obesity (body mass index ≥ 30 kg/m2 by measurement upon enrollment), and a recognized RF for HF not included as Stage A: sedentary activity (<500 Metabolic equivalent of task minute/week)16. Metabolic syndrome was not included but can be inferred from the component RF captured. Other established RF for HF were excluded since they were unavailable in the WHI dataset (cardiotoxin exposure and family history of cardiomyopathy). No baseline cardiac imaging was available for the population with RF for HF.

Statistical Analysis

Baseline patient characteristics were compared between race and ethnicities, using chi-square tests for categorical variables and analysis of variance for continuous variables. We consider three outcomes: (1) time to HF from baseline, (2) time to death before HF, and (3) time to death after HF. For (1), time to HF from baseline was defined as the number of days from enrollment to the first occurrence of HF. A participant was censored at last contact. Death was modelled as a competing risk for HF using Fine and Gray method, where subdistribution hazard was estimated 17. For (2), time to death before HF was defined as the number of days from enrollment to death. Follow-up for death was censored at last contact and we restrict participants to those who did not have incident HF during the follow-up. For (3) time to death after HF was defined as time from first incidence of HF to death, and participants were censored at last contact. Cox proportional hazard regression models were used for (2) and (3). Separate models were built for each outcome and three sets of models were fitted: (a) menopausal hormone therapy “control”: where menopausal hormone therapy was adjusted given increased risk of cardiovascular disease with menopausal hormone therapy irrespective of race/ethnicity.18; (b) age + menopausal hormone therapy: where age was added to the model (a); and (c) socioeconomic status + age + menopausal hormone therapy: where socioeconomic status (education, income, and insurance) was added to the model (b), given known racial/ethnic differences in HF presentation 3. First, models were fitted for all the participants with race/ethnicity as a covariate to estimate subdistribution hazard ratios (SHR) or hazard ratios (HR) and 95% confidence interval (CI) for the number of baseline RF (1, 2, or 3+) with 0 RF as reference for the outcomes of interest. Then interactions between race/ethnicity and number of baseline RF were tested to determine if risks varied by race/ethnicity. Finally, we built models within each race/ethnicity group to estimate SHR, HR and 95% CI for the number of baseline RF. Hispanic women were not assessed for all-cause mortality after HF since the event rate of incident HF was too low to yield precise estimates.

In the secondary analysis, the association between an individual RF and HF, death before HF, and death after HF were performed using model (c) described above plus adjustment for all other RF. Statistical analyses were performed using SAS 9.4 (Cary, NC), and the significance level was set at 0.05 for all tests.

RESULTS

Baseline Characteristics

During the enrollment period of 1993–1998, 35,571 women (34% African-American, 52% White, 14% Hispanic) were followed for the development of HF (Table 1). Racial/ethnic minority women were younger than White women (African-American mean age 61.4, White 64.0, Hispanic 60.2, p<0.0001). The majority of patients had 1+ RF at baseline across race and ethnicity, but African-Americans had the most RF at baseline. College education levels were higher among African-Americans (63.2%) and Whites (61.9%) than Hispanics (46.9%). Approximately half of women from all race/ethnicities had an annual income of <$35,000, and over 80% of women from all race/ethnicities had some form of health insurance.

Table 1.

Baseline Characteristics

Characteristics RF for HF
N
African-American
N (%)
11,996
White

N (%)
18,479
Hispanic

N (%)
5,096
p-value
Age years, Mean(SD) 61.4 (7.1) 64.0 (7.1) 60.2 (6.8) <.0001
Number of RF <.0001
 0 1,315 (11.0) 4,443 (24.0) 1,062 (20.8)
 1 3,301 (27.5) 6,578 (35.6) 1,872 (36.7)
 2 3,859 (32.2) 4,809 (26.0) 1,387 (27.2)
  3+ 3,521 (29.4) 2,649 (14.3) 775 (15.2)
Atherosclerosis 1,128 (9.4) 1,102 (6.0) 316 (6.2) <.0001
 Carotid Disease 34 (0.3) 47 (0.3) 11 (0.2) 0.72
 MI 341 (2.8) 358 (1.9) 48 (0.9) <.0001
 PTCA/CABG 187 (1.6) 292 (1.6) 44 (0.9) 0.0005
 PVD 383 (3.2) 273 (1.5) 121 (2.4) <.0001
 Stroke/TIA 446 (3.7) 408 (2.2) 135 (2.6) <.0001
Treated Diabetes 1,364 (11.4) 820 (4.4) 356 (7.0) <.0001
Hypertension <.0001
 Never Hypertensive 5,470 (45.6) 12,735 (68.9) 3,598 (70.6)
 Current/Untreated 1,118 (9.3) 1,591 (8.6) 464 (9.1)
 Current/Treated 5,408 (45.1) 4,153 (22.5) 1,034 (20.3)
Obesity 6,040 (50.4) 6,729 (36.4) 1,879 (36.9) <.0001
Sedentary Activity 7,473 (62.3) 10,259 (55.5) 3,070 (60.2) <.0001
HT Study Arm <.0001
 Not in HT 9,769 (81.4) 0 (0.0) 3,914 (76.8)
 HT 2,227 (18.6) 18,479 (100.0) 1,182 (23.2)
Socioeconomic Variables
 Education <.0001
  Less Than HS 1,289 (10.7) 911 (4.9) 1,203 (23.6)
  HS/Vocational 3,121 (26.0) 6,118 (33.1) 1,502 (29.5)
  Some College 3,251 (27.1) 5,423 (29.3) 1,248 (24.5)
  College Graduate 4,335 (36.1) 6,027 (32.6) 1,143 (22.4)
 Income <.0001
  <$35,000 6,168 (51.3) 8,799 (47.6) 2,899 (56.9)
  $35,000–<$50,000 2,145(17.9) 3,930 (21.3) 817 (16.0)
  $50,000–<$75,000 1,994 (16.6) 3,109 (16.8) 657 (12.9)
  ≥$75,000 1,689 (14.1) 2,641 (14.3) 723 (14.2)
Any Insurance 11,009 (91.8) 17,125 (92.7) 4,137 (81.2) <.0001

CABG indicates coronary artery bypass graft surgery; HF, heart failure; HS, high school; HT, hormone therapy; MI, myocardial infarction; PTCA, percutaneous transluminal coronary angioplasty; PVD, peripheral vascular disease; RF, risk factors; SD, standard deviation; TIA, transient ischemic attack.

Outcomes

Over an average 13 years of follow-up, 4.4% (n=524) African-American, 6.3% (n=1,166) White women, and 1.8% (n=89) Hispanic women developed symptomatic HF requiring hospitalization. In the “control” which was adjusted for menopausal hormone therapy and fully adjusted models for age and socioeconomic status, having an additional RF was associated with a significantly higher risk of developing HF, compared to 0 RF [Table 2, Figure 2; SHR (95% CI): 1 RF: 1.31 (1.09–1.57); 2 RF: 2.11 (1.77–2.51); 3+ RF: 4.60 (3.88–5.46); p<0.0001]. An increasing number of RF increased the risk of HF irrespective of race/ethnicity (p=0.17 for interaction of race/ethnicity and number of RF). Within each racial/ethnicity group, in the fully adjusted model, compared to 0 RF, SHR (95%CI) of developing HF in African-Americans for 1, 2 and 3+ RF were 1.80 (1.01–3.20), 3.19 (1.84–5.54), and 7.31 (4.26–12.56), respectively. Among Whites, 1 RF [1.27 (1.04–1.54)], 2 RF [1.95 (1.60–2.36)] and 3+ RF [4.07 (3.36–4.93)] demonstrated a higher hazard of developing HF compared to 0 RF. Among Hispanics, 2 RF [3.87 (1.60–9.37)] and 3+ RF [8.80 (3.62–21.42)] were associated with a higher risk of developing HF but 1 RF was not associated with risk of HF [1.72 (0.68–4.34)].

Table 2.

Risk of Outcomes Based Upon Number of RF Compared to Reference of 0 RF

HF
Hazard Ratio (95% CI)
Subdistribution All-cause Mortality before HF
Hazard Ratio (95% CI)
All-cause Mortality after HF
Hazard Ratio (95% CI)
1 RF 2 RF 3+ RF 1 RF 2 RF 3+ RF 1 RF 2 RF 3+ RF
All
MHT “control” 1.38 (1.16–1.66)* 2.26 (1.89–2.68)* 5.23 (4.42–6.19)* 1.25 (1.14–1.37)* 1.49 (1.36–1.64)* 2.23 (2.02–2.46)* 1.25 (1.14–1.37)* 1.49 (1.36–1.64)* 2.23 (2.02–2.46)*
Age + MHT 1.36 (1.14–1.63)* 2.24 (1.88–2.66)* 5.01 (4.23–5.94)* 1.24 (1.13–1.35)* 1.51 (1.37–1.66)* 2.18 (1.98–2.41)* 1.02 (0.78–1.33) 1.12 (0.86–1.44) 1.21 (0.94–1.55)
SES + Age + MHT 1.31 (1.09–1.57)* 2.11 (1.77–2.51)* 4.60 (3.88–5.46)* 1.20 (1.10–1.32)* 1.43 (1.30–1.57)* 2.02 (1.83–2.23)* 0.99 (0.76–1.29) 1.08 (0.84–1.40) 1.14 (0.89–1.47)
African-Americans
MHT “control” 1.96 (1.10–3.48)* 3.72 (2.15–6.43)* 8.92 (5.22–15.24)* 1.41 (1.12–1.77)* 1.73 (1.39–2.16)* 2.77 (2.23–3.43)* 1.41 (1.12–1.77)* 1.73 (1.39–2.16)* 2.77 (2.23–3.43)*
Age + MHT 1.87 (1.05–3.32)* 3.46 (2.00–5.99)* 8.33 (4.87–14.25)* 1.34 (1.07–1.69)* 1.63 (1.31–2.04)* 2.61 (2.10–3.24)* 0.82 (0.34–1.98) 0.78 (0.34–1.81) 0.83 (0.37–1.89)
SES + Age + MHT 1.80 (1.01–3.20)* 3.19 (1.84–5.54)* 7.31 (4.26–12.56)* 1.30 (1.03–1.63)* 1.51 (1.21–1.89)* 2.34 (1.88–2.91)* 0.77 (0.32–1.87) 0.71 (0.30–1.65) 0.73 (0.32–1.67)
Whites
MHT “control” 1.33 (1.10–1.62)* 2.03 (1.67–2.46)* 4.56 (3.78–5.52)* 1.23 (1.11–1.37)* 1.39 (1.24–1.55)* 1.92 (1.69–2.17)* 1.23 (1.11–1.37)* 1.39 (1.24–1.55)* 1.92 (1.69–2.17)*
Age + MHT 1.32 (1.08–1.60)* 2.06 (1.70–2.49)* 4.37 (3.61–5.28)* 1.22 (1.10–1.36)* 1.44 (1.28–1.61)* 1.89 (1.67–2.14)* 1.06 (0.80–1.42) 1.17 (0.89–1.55) 1.31 (1.00–1.72)
SES + Age + MHT 1.27 (1.04–1.54)* 1.95 (1.60–2.36)* 4.07 (3.36–4.93)* 1.19 (1.07–1.32)* 1.37 (1.23–1.54)* 1.78 (1.56–2.02)* 1.04 (0.78–1.38) 1.14 (0.86–1.51) 1.25 (0.95–1.65)
Hispanics
MHT “control” 1.75 (0.70–4.39)* 4.10(1.72–9.77)* 9.52 (4.03–22.50)* 1.24 (0.89–1.74)* 2.19 (1.57–3.04)* 3.24 (2.29–4.59)* NA NA NA
Age + MHT 1.75 (0.70–4.40)* 4.08(1.71–9.71)* 9.27 (3.91–21.95)* 1.24 (0.88–1.73)* 2.18 (1.57–3.03)* 3.09 (2.19–4.38)* NA NA NA
SES + Age + MHT 1.72 (0.68–4.34) 3.87(1.60–9.37)* 8.80 (3.62–21.42)* 1.22 (0.87–1.71) 2.11 (1.51–2.94)* 2.99 (2.10–4.24)* NA NA NA
*

indicates significant p-value <0.0001.

Death was treated as a competing risk for the time to HF.

CI indicates confidence interval; MHT, menopausal hormone therapy; NA, not applicable; RF, risk factors; SES, socioeconomic status. MHT “control” represents the unadjusted value since many patients were exposed to MHT, which has a known cardiovascular disease risk. Age + MHT and SES + Age + MHT represent the adjusted models. Time to all-cause mortality after HF was not analyzed in Hispanics who had too few HF events.

Figure 2. Risk of Outcomes Based Upon Number of RF.

Figure 2

The model is fully adjusted for menopausal hormone therapy status, age, and socioeconomic status. The reference is zero RF. CI indicates confidence interval.

Prior to developing HF, death occurred in 12.0% (n=1376) African-American, 7.2% (n=358) Hispanic, and 15.3% (n=2656) White women. In the fully adjusted model, an additional RF modestly increased the risk of all-cause mortality prior to developing HF [Table 2, Figure 2; HR (95% CI): 1 RF: 1.20 (1.10–1.32); 2 RF: 1.43 (1.30–1.57); 3+ RF: 2.02 (1.83–2.23); p<0.0001]. An increasing number of RF increased the risk of death before HF differently based upon race/ethnicity (p=0.001 for interaction of race/ethnicity and number of RF). In the fully adjusted model, compared to 0 RF, 1RF [1.30 (1.03–1.63)], 2 RF [1.51 (1.21–1.89)] and 3+ RF [2.34 (1.88–2.91)] were associated with all-cause mortality prior to developing HF in African-Americans. Among Whites, 1 RF [1.19 (1.07–1.32)], 2 RF [1.37 (1.23–1.54)] and 3+ RF [1.78 (1.56–2.02)] were associated with all-cause mortality prior to developing HF. Similarly among Hispanics, 2 RF [2.11 (1.51–2.94)] and 3+ RF [2.99 (2.10–4.24)] demonstrated an increased risk of HF compared with 0 RF, but 1 RF was not associated with mortality [1.22 (0.87–1.71)].

After developing HF, 49.4% (n=259) African-American, 37.1% (n=33) Hispanic, and 51.1% (n=596) White women died. An increasing number of RF was not associated with risk of death after HF [Table 2, Figure 2; HR (95% CI): 1 RF: 0.99 (0.76–1.29); 2 RF: 1.08 (0.84–1.40); 3+ RF: 1.14 (0.89–1.47)]. This pattern occurred irrespective of race/ethnicity (p=0.48 for interaction of race/ethnicity and number of RF).

In the secondary analysis, adjusted for menopausal hormone therapy, age, socioeconomic status, and other RF, each individual RF was associated with increased risk of developing HF (Table 3). Diabetes was associated with significantly different risk of developing HF by race/ethnicity [African-American 2.11 (1.71–2.61), White 2.78 (2.33–3.32), Hispanic 4.21 (2.52–7.02), p=0.04 for interaction of diabetes with race/ethnicity, Supplemental Table 2]. Each of the individual RF was associated with death before HF with the exception of obesity, which was associated with different risk of death before HF across race/ethnicity [African-American 1.08 (0.97–1.20), White 0.93 (0.85–1.01), Hispanic 1.67 (1.34–2.07), p<0.0001 for interaction of obesity with race/ethnicity]. After HF, only atherosclerosis and diabetes were associated with increased risk of death. Obesity was associated with reduced risk of death after HF [0.85 (0.74–0.99)]. There were no significant differences in risk of death after HF with individual RF across race/ethnicity (Supplemental Table 2).

Table 3.

Risk of Outcomes Based Upon Individual RF

HF All-cause Mortality Before HF All-cause Mortality After HF
Subdistribution Hazard Ratio (95% CI) Hazard Ratio (95% CI) Hazard Ratio (95% CI)
All
 Atherosclerosis 2.05(1.80–2.34)* 1.56(1.42–1.72)* 1.22(1.03–1.45)*
 Treated Diabetes 2.54(2.23–2.90)* 2.03(1.84–2.24)* 1.22(1.03–1.45)*
 Hypertension 1.72 (1.56–1.91)* 1.30(1.23–1.38)* 0.98(0.84–1.14)
 Obesity 1.44(1.30–1.59)* 1.03(0.96–1.24) 0.85(0.74,0.99)*
 Sedentary Activity 1.24(1.12–1.37)* 1.17(1.10–1.24)* 1.15(0.99–1.34)
African-Americans
 Atherosclerosis 1.94(1.55–2.43)* 1.58(1.36–1.84)* 1.16(0.87–1.55)
 Treated Diabetes 2.11(1.71–2.61)* 1.97(1.71–2.26)* 1.20(0.92–1.57)
 Hypertension 2.10(1.69–2.60)* 1.30(1.16–1.45)* 0.96(0.70–1.30)
 Obesity 1.58(1.31–1.90)* 1.08(0.97–1.20) 0.81(0.62–1.06)
 Sedentary Activity 1.30(1.07–1.58)* 1.21(1.08–1.35)* 0.95(0.72–1.25)
Whites
 Atherosclerosis 2.13(1.81–2.52)* 1.48(1.30–1.70)* 1.26(1.02–1.55)*
 Treated Diabetes 2.78(2.33–3.32)* 1.96(1.68–2.30)* 1.23(0.98–1.54)
 Hypertension 1.58(1.39–1.78)* 1.35(1.24–1.46)* 0.99(0.84–1.17)
 Obesity 1.38(1.22–1.56)* 0.93(0.85–1.01) 0.87(0.73–1.04)
 Sedentary Activity 1.20(1.06–1.36)* 1.14(1.05–1.23)* 1.22(1.02–1.46)*
Hispanics
 Atherosclerosis 1.87(0.99–3.52) 1.99(1.45–2.74)* NA
 Treated Diabetes 4.21(2.52–7.02)* 2.56(1.89–3.46)* NA
 Hypertension 2.13(1.36–3.34)* 1.08(0.86–1.35) NA
 Obesity 1.52(0.98–2.37) 1.67(1.34–2.07)* NA
 Sedentary Activity 1.46(0.91–2.33) 1.35(1.08–1.68)* NA

Results are fully adjusted for menopausal hormone therapy, age, socioeconomic status and other risk factors.

*

indicates p-value <0.05. CI indicates confidence interval; NA, not applicable. All-cause mortality after HF was not applicable in Hispanics who had too few HF events to detect death after HF.

DISCUSSION

In one of the largest studies of a diverse racial and ethnic population of women, we found that an additional established RF for HF was associated with significantly increased risk of HF and death prior to developing HF among African-American, Hispanic, and White women. Conversely, additional RF for HF were not associated with increased risk of death after HF in either African-American or White women.

Our study supports findings from smaller studies that address racial/ethnic differences in risk of HF based upon the number of ideal RF.11,19 In the Jackson Heart Study of African-Americans (n=4,195), a progressively reduced risk of incident HF was demonstrated with an increased number of “Life’s Simple 7” ideal RF, including: ideal blood pressure, glucose, lipids, weight, daily exercise, balanced meals, and tobacco free lifestyle.11 Similarly in the Multi-Ethnic Study of Atherosclerosis (n=6,506), an increased number of ideal RF was associated with a trend towards reduced incidence of HF in African-Americans, Whites, and Hispanics.19 African-Americans and Hispanics demonstrated the greatest benefit with each additional ideal RF.19

The decreased risk of death with more ideal RF has been demonstrated in a survey study that does not address racial/ethnic differences.20 In the National Health and Nutrition Examination Survey (n=44,959), a higher number of “Life’s Simple 7” ideal RF was associated with reduced risk of all-cause death.20 However, associations between the number of RF and risk of death after HF are less described in diverse racial/ethnic populations. Numerous studies have developed calculators to predict the risk of death after developing HF, but most assess risk based upon specific types of RF, not the number of RF.3

The WHI study is unique by demonstrating the risk of HF and death before or after HF based upon the number of baseline RF. Most studies have not addressed this combination of progressive events within the same population or within diverse racial/ethnic groups. Our study and the “Life’s Simple 7” literature suggest that preventing established RF and pursuing ideal management of RF may reduce racial/ethnic disparities in HF incidence and death prior to HF. 11,19,20 However, there is a noteworthy distinction. The lack of an association between the number of RF and risk of death after HF in African-Americans and Whites implies that the preventative RF target should occur before HF develops. Additional study is warranted in a larger population of Hispanic women to determine if the same conclusion applies.

Multiple observational studies have demonstrated the obesity paradox in HF, as demonstrated in this study.21,22 Obesity was associated with increased risk of HF irrespective of race/ethnicity and increased risk of death before HF in Hispanics. However, obesity was protective for death after HF. Exercise is recommended in obese patients with HF since exercise is associated with improved exercise capacity and quality of life.3,23 The definitive trial has not been performed to determine if purposeful weight loss causes increased mortality among obese HF patients.

This study is subject to several limitations. First, RF for HF did not include family history of cardiomyopathy and metabolic syndrome. However, metabolic syndrome should be represented with the capture of diabetes, hypertension, and obesity. Also, an interdependent relationship of the individual RF may influence HF outcomes. For this reason, we also assessed the risk of each outcome for each individual RF. Second, some of the patients may have structural heart disease without symptoms of HF since WHI participants had no imaging at baseline, and patients with prior myocardial infarction were not excluded. Systolic dysfunction at baseline was likely low given small rates of myocardial infarction at baseline, but the presence of left ventricular hypertrophy was likely missed given high baseline prevalence of hypertension.24 Third, incident HF only included hospitalized events and may underreport development of symptomatic HF. However, the population that is hospitalized is at highest risk for death25 and thus a key group for study. Fourth, the socioeconomic status of participants demonstrate a non-representative sample of the U.S. racial/ethnic minorities, but this is one of the largest population studies of diverse racial/ethnic women. Finally, the exact time of development of baseline RF prior to WHI enrollment is not well captured for all RF, and new development of some RF during follow-up were not collected. However, the risk of long-term events after baseline provides important data that may inform public health targets.

CONCLUSIONS

Among the WHI population of postmenopausal women, compared to 0 RF, each additional RF was associated with an increased risk of HF and death before HF among African-American, Hispanic, and White women. However, additional RF for HF were not associated with increased risk of death after HF diagnosis among either African-American or White women. Racial/ethnic disparities in HF may be reduced by seeking RF prevention. Further study of RF prevention interventions in longitudinal populations is warranted.

Supplementary Material

Supplemental Material

CLINICAL IMPLICATIONS.

What is new?

  • Across multiple racial/ethnic groups, the number of risk factors for heart failure is associated with risk of developing new onset heart failure and death before heart failure.

  • The number of risk factors for heart failure is not associated with risk of death after heart failure.

What are the clinical implications?

  • Public efforts should target primary prevention of risk factors for heart failure, especially among African-Americans who have the highest rates of heart failure.

Acknowledgments

We have gratitude for the WHI participants, clinical sites, investigators, and staff of which otherwise this study would not be possible.

Funding Sources

The WHI program is funded by the National Heart, Lung, and Blood Institute, National Institutes of Health, U.S. Department of Health and Human Services through contracts HHSN268201100046C, HHSN268201100001C, HHSN268201100002C, HHSN268201100003C, HHSN268201100004C, and HHSN271201100004C. Dr. Breathett received support from the National Institute of Health (NIH) L60 MD010857 and the University of Arizona Health Sciences, Strategic Priorities Faculty Initiative Grant.

Appendix: A Short List of Women’s Health Initiative Investigators

Program Office: Jacques Rossouw, Shari Ludlam, Dale Burwen, Joan McGowan, Leslie Ford, and Nancy Geller (National Heart, Lung, and Blood Institute, Bethesda, Maryland).

Clinical Coordinating Center: Garnet Anderson, Ross Prentice, Andrea LaCroix, and Charles Kooperberg (Fred Hutchinson Cancer Research Center, Seattle, WA).

Investigators and Academic Centers: JoAnn E. Manson (Brigham and Women’s Hospital, Harvard Medical School, Boston, MA); Barbara V. Howard (MedStar Health Research Institute/Howard University, Washington, DC); Marcia L. Stefanick (Stanford Prevention Research Center, Stanford, CA); Rebecca Jackson (The Ohio State University, Columbus, OH); Cynthia A. Thomson (University of Arizona, Tucson/Phoenix, AZ); Jean Wactawski-Wende (University at Buffalo, Buffalo, NY); Marian Limacher (University of Florida, Gainesville/Jacksonville, FL); Robert Wallace (University of Iowa, Iowa City/Davenport, IA); Lewis Kuller (University of Pittsburgh, Pittsburgh, PA); Sally Shumaker (Wake Forest University School of Medicine, Winston-Salem, NC).

Women’s Health Initiative Memory Study: Sally Shumaker (Wake Forest University School of Medicine, Winston-Salem, NC).

Footnotes

Conflict of Interest Disclosures

There are no disclosures.

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