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. Author manuscript; available in PMC: 2019 May 1.
Published in final edited form as: J Nurs Scholarsh. 2018 Mar 25;50(3):276–286. doi: 10.1111/jnu.12378

Biomarkers as Common Data Elements for Symptom and Self-Management Science

Gayle G Page 1,*, Elizabeth J Corwin 2,*, Susan G Dorsey 3,*, Nancy S Redeker 4,*, Donna Jo McCloskey 5,*, Joan K Austin 6,*, Barbara J Guthrie 7, Shirley M Moore 8, Debra Barton 9, Miyong T Kim 10, Sharron L Docherty 11, Drenna Waldrop-Valverde 12, Donald E Bailey Jr 13, Rachel F Schiffman 14, Angela Starkweather 15, Teresa M Ward 16, Suzanne Bakken 17, Kathleen T Hickey 18, Cynthia L Renn 19, Patricia Grady 20
PMCID: PMC5945303  NIHMSID: NIHMS946844  PMID: 29575635

Abstract

Purpose

Biomarkers as common data elements (CDEs) are important for the characterization of biobehavioral symptoms given that once a biologic moderator or mediator is identified, biologically based strategies can be investigated for treatment efforts. Just as a symptom inventory reflects a symptom experience, a biomarker is an indicator of the symptom, though not the symptom per se. The purposes of this position paper are to (a) identify a “minimum set” of biomarkers for consideration as CDEs in symptom and self-management science, specifically biochemical biomarkers; (b) evaluate the benefits and limitations of such a limited array of biomarkers with implications for symptom science; (c) propose a strategy for the collection of the endorsed minimum set of biologic samples to be employed as CDEs for symptom science; and (d) conceptualize this minimum set of biomarkers consistent with National Institute of Nursing Research (NINR) symptoms of fatigue, depression, cognition, pain, and sleep disturbance.

Design and Methods

From May 2016 through January 2017, a working group consisting of a subset of the Directors of the NINR Centers of Excellence funded by P20 or P30 mechanisms and NINR staff met bimonthly via telephone to develop this position paper suggesting the addition of biomarkers as CDEs. The full group of Directors reviewed drafts, provided critiques and suggestions, recommended the minimum set of biomarkers, and approved the completed document. Best practices for selecting, identifying, and using biological CDEs as well as challenges to the use of biological CDEs for symptom and self-management science are described. Current platforms for sample outcome sharing are presented. Finally, biological CDEs for symptom and self-management science are proposed along with implications for future research and use of CDEs in these areas.

Findings

The recommended minimum set of biomarker CDEs include pro- and anti-inflammatory cytokines, a hypothalamic-pituitary-adrenal axis marker, cortisol, the neuropeptide brain-derived neurotrophic factor, and DNA polymorphisms.

Conclusions

It is anticipated that this minimum set of biomarker CDEs will be refined as knowledge regarding biologic mechanisms underlying symptom and self-management science further develop. The incorporation of biological CDEs may provide insights into mechanisms of symptoms, effectiveness of proposed interventions, and applicability of chosen theoretical frameworks. Similarly, as for the previously suggested NINR CDEs for behavioral symptoms and self-management of chronic conditions, biological CDEs offer the potential for collaborative efforts that will strengthen symptom and self-management science.

Clinical Relevance

The use of biomarker CDEs in biobehavioral symptoms research will facilitate the reproducibility and generalizability of research findings and benefit symptom and self-management science.

Keywords: Biomarker, common data elements, self-management, symptoms


This position paper is the third in a series, authored by the Directors of National Institute of Nursing Research (NINR) Centers of Excellence (P30) and Exploratory Centers (P20) that focus upon advancing symptom and self-management science through the utilization of common data elements (CDEs). The goal is to conceptually define, operationalize, and measure outcomes across research studies. The first paper focused upon the identification and development of CDEs for self-reported symptoms, their use, data-sharing platforms, benefits and challenges of CDEs in symptom science, and future research implications of CDEs for symptom science (Redeker et al., 2015). The second paper focused upon CDEs for research addressing self-management of chronic conditions (Moore et al., 2016). This third paper proposes biochemical biomarkers as CDEs for symptom and self-management science as a means by which to integrate biological with behavioral characterizations of symptoms and self-management. Once biological mechanisms for symptoms can be discerned, treatment efforts can focus on these biological mediators and moderators. This is an important endeavor given the National Institutes of Health (NIH) NINR strategic emphasis on symptom science. In 1998, the NIH Biomarkers Definitions Working Group defined a biomarker as “a characteristic that is objectively measured and evaluated as an indicator of normal biological processes, pathogenic processes, or pharmacologic responses to a therapeutic intervention” (Strimbu & Tavel, 2010, p. XXX).

The purposes of this paper are to (a) identify a minimum set of biomarkers for consideration as CDEs in symptom and self-management science, (b) evaluate the benefits and limitations of such a limited array of biomarkers with implications for symptom science, (c) propose a strategy for the collection of the endorsed minimum set of biologic samples to be employed as CDEs for symptom science, and (d) conceptualize this minimum set of biomarkers consistent with NINR symptoms of fatigue, depression, cognition, pain, and sleep disturbance and aligned with a framework of the biobehavioral characterization of sickness behavior, a longstanding heuristic model that is of reasonable complexity with regard to brain and behavior interactions.

Best Practices for Selecting and Using Biological Common Data Elements

Several principles warrant consideration when planning for the integration of biological and behavioral outcomes in symptom and self-management science and more specific recommendations of biomarkers as CDEs. The first principle is analytic validity, that is, determining whether specific biomarkers are consistently reflective of a given symptom such that changes in biomarker levels are accompanied by changes in report of that symptom. Depending upon the approach, it would also be theoretically and conceptually important to evaluate whether interventions that alter symptoms also alter biomarker levels in a consistent way. If a biomarker is hypothesized to underlie the symptom or self-management phenomenon under study, it should be altered by the intervention if the biomarker mediates the symptom. Adding to the complexity of these relationships, however, is the recognition that individual biomarkers may mediate or moderate multiple pathways or multiple biomarkers may impact a single pathway (Miaskowski, 2016). The second principle is the quality of the evidence for each biomarker as it relates to the behavioral phenomenon, particularly with regard to the consistency of the “pairing” between behavioral and biomarker findings. Meta-analytic and rigorous experimental design are the most desirable approaches for building scientific support for these relationships. The third principle relates to our ability to measure biomarkers with precision, sensitivity, and specificity in any appropriately equipped laboratory. This principle also assumes appropriate sample collection, processing, and preservation before measurement, assuring sample quality as well as administrative precision and appropriate attribution of sample to participant. Continuing validation of biomarker and behavioral relationships contributes to their usefulness as CDEs. These three principles guided the deliberations of the writing team throughout the 8 months of meetings during which the recommendations for biomarker inclusion in symptom science were developed and consensus was reached. Compared to self-management science, there is a much greater body of literature supporting biomarkers for symptom science.

Sickness behavior offers an exemplar of relationships among a constellation of symptoms that accompany infection in both humans and animals. Symptoms including fatigue, sleep disturbance, reduced appetite, anhedonia, fever, myalgia, depressive symptoms, and pain emerge along with the immune activation mounted in response to the infection (Dantzer, 2001; McCusker & Kelley, 2013). Although it remains unclear exactly how a localized or systemic inflammatory response is transmitted to the central nervous system and initiates the sickness symptom response (Poon, Ho, Chiu, Wong, & Chang, 2015), studies in rats and mice have demonstrated that this symptom constellation is caused by increased pro-inflammatory cytokine levels in the brain. Mechanisms by which this may occur are several, including (a) entry of peripherally elevated cytokines into the brain through the blood–brain barrier; (b) activation of the afferent arm of the vagus nerve, which then conveys an inflammatory signal to the brain; or (c) cytokine production in the brain as a consequence of the immune activation in response to the infection (Poon et al., 2015). Pro-inflammatory tumor necrosis factor alpha (TNF-α) or interleukin (IL)-1 beta (IL-1β) are necessary for the development of sickness behaviors (McCusker & Kelley, 2013). Human experimental endotoxemia via the administration of small doses of lipopolysaccharide (LPS), cell wall components of Gram-negative bacteria, is a strategy to study inflammation-induced changes in cognition and motivation. The exemplar of sickness behavior is consistent with the NIH Symptom Science Model (Cashion & Grady, 2015) that describes how complex symptoms reflect the outcome of an individual’s phenotype, including biological, genetic, psychosocial, and behavioral factors. Sickness behavior likewise reflects a constellation of symptoms that arise in an individual based on an inflammatory phenotype, overlaid on personal factors. As such, sickness behavior offers a mechanistic framework to better predict, track, and target the biology underlying individual symptom experiences.

Identifying and Selecting Biological Common Data Elements

Identifying and selecting biomarkers to include in a given research study ultimately depends upon the research question and the evidence in the literature. For nurse scientists, such biomarkers might include those known or suspected of playing a role in mechanistic pathways associated with symptoms or symptom clusters of acute or chronic illness, or stress. Within the sickness symptom framework described above, biomarkers associated with inflammation are often a choice for study inclusion given the reported associations between inflammation and fatigue (Kim, Miller, Stefanek, & Miller, 2015; Louati & Berenbaum, 2015; Morris, Berk, Walder, & Maes, 2015), pain (DeVon, Piano, Rosenfeld, & Hoppensteadt, 2014; Diatchenko, Nackley, Slade, Fillingim, & Maixner, 2006; Ji, Chamessian, & Zhang, 2016; Klyne, Barbe, & Hodges, 2017), depressive symptoms (Cai, Huang, & Hao, 2015; Huang & Sheng, 2010; Kiecolt-Glaser, Derry, & Faqundes, 2015; Miller & Raison, 2016) cognitive function (Harden, Kent, Pittman, & Roth, 2015), and sleep disturbance (Harden et al., 2015; Kamath, Prpich, & Jillani, 2015).

Biomarkers associated with exposure to acute or chronic stress are also often measured in nursing science protocols, reflecting the recognition by many that emotional, physical, neighborhood, financial, relational, and societal stressors have a significant impact on health and well-being. Studies focusing upon self-management of symptoms and including biomarkers have been conducted, but are less common in the literature. For example, an abbreviated progressive muscle relaxation stress-management technique yielded reductions in psychological stress measures and diurnal cortisol secretion among first year university students (Chellew, Evans, Fornes-Vives, Pérez, & Garcia-Banda, 2015); and a 10-week guided imagery intervention in women with fibromyalgia improved self-reported self-efficacy and reduced perceived stress, fatigue, pain severity, and depressive symptoms compared to usual care, although immune biomarkers were not significantly impacted (Menzies, Lyon, Elswick, McCain, & Gray, 2014). Biomarkers that are more specifically linked to a given symptom or condition are also included in many research protocols. For example, investigators may measure specific hormones or neuroimaging biomarkers to explore mechanisms, risks, or treatments for hyperalgesia (Matic, van den Bosch, de Wildt, Tibboel, & van Schalk, 2016; Maurer, Lissounov, Knezevic, Candido, & Knezevic, 2016). Likewise, measuring changes in levels of brain-derived neurotrophic factor (BDNF), a peptide involved in neurogenesis, may be useful to evaluate how interventions such as exercise improve cognition (Meeusen, 2014), which, in turn, may improve self-management.

Immune and Inflammatory Markers

The immune response includes both innate and specific reactions driven by the increased production of white blood cells (WBCs) and the secretion from those cells of chemical products, including cytokines (Paul, 2013). Cytokines, defined as small peptides secreted by WBCs drawn to sites of injury or infection (Dinarello, 2007), provide communication between different types of WBCs. By this means, cytokines direct the immune and inflammatory response, and play a key role in host defense. Since normal or abnormal levels of cytokines remain imprecisely defined, cytokine levels are typically compared between groups or within one group before and after an event or intervention. Often cytokines are grouped as pro- or anti-inflammatory, or as contributing to the innate or active immune response.

The innate immune response involves the secretion of pro-inflammatory cytokines, including IL-1β, IL-2, IL-6, interferon-gamma (IFN-γ), and TNF-α, from type 1 T helper (Th1) lymphocyte activation of peripheral blood mononuclear cells, including macrophages, monocytes, and natural killer cells (Dinarello, 2007). Elevated levels of pro-inflammatory cytokines initiate cell-mediated and phagocytic-protective responses, and have been linked to the development of sickness symptoms (Dantzer & Kelley, 2007) as well as a variety of chronic and acute disease states (Godbout & Glaser, 2006; Wang et al., 2014). Other cytokines, including IL-4, IL-10, and IL-13, are generally considered anti-inflammatory and are responsible for various aspects of the specific immune response such as antibody production and eosinophil accumulation. The release of anti-inflammatory cytokines is primarily under the control of a different subset of T lymphocytes called T helper 2 (Th2) cells. Th2 responses are characteristic of humoral, or B cell, immunity. These cytokines are considered anti-inflammatory to a large extent because of their ability to inhibit the production of the pro-inflammatory cytokine transcription factor nuclear factor-kappa beta (NFkappaB), thereby suppressing pro-inflammatory cytokine gene activation and cytokine production. Measuring levels of pro- and anti-inflammatory cytokines, or the ratio of pro- to anti-inflammatory cytokines, provides a sensitive measure of cytokine equilibrium or disequilibrium (Petrovsky, 2001).

Cytokines are typically measured in plasma or serum samples collected from a study participant using sterile technique and processed according to specific protocols. Cytokine levels have also been reported in urine and saliva.

Markers of Stress

Biomarkers of acute and chronic stress of interest to nursing scientists often include the hormones of the hypothalamic-pituitary-adrenal (HPA) axis: corticotropin-releasing hormone (CRH), adrenal corticotropin hormone (ACTH), and cortisol. Elevation in any of the HPA axis hormones may occur with exposure to acute or chronic stress, and each has been associated with sickness symptoms, including depressive symptoms (Raison & Miller, 2013), heightened pain sensitivity and sleep disturbance (Dantzer, O’Connor, Freund, Johnson, & Kelley, 2008). Moreover, given the accumulating evidence that chronic stress interferes with cognitive functioning, exposure to chronic stress may interfere with an individual’s ability to self-manage his or her health or a caregiver’s ability to be an effective contributor to the self-management of another’s health (Allen et al., 2017; Arnsten, 2015). Collection and analysis of plasma, serum, or cerebral spinal fluid levels of CRH and ACTH require strict consideration of sample collection methods, sample processing, and bioassay techniques. Cortisol levels are easily measured in plasma, serum, hair, or saliva, but consideration of free (salivary) versus bound (blood) cortisol, and of the strong diurnal rhythm of all HPA axis hormones, must be considered when planning studies involving these biomarkers (Segerstrom, Boggero, Smith, & Sephton, 2014). If serum or plasma samples are chosen, separation of free versus bound cortisol or concurrent measurement of cortisol-binding globulin would be required.

Also, frequently studied when considering biologic responses to chronic stress is the interaction between the inflammatory response and cortisol levels. Pro-inflammatory cytokines, released in response to infection, trauma, or psychological stress, are potent stimulators of the HPA axis, leading to increased levels of circulating cortisol (Petrovsky, 2001; Steptoe, Hamer, & Chida, 2007). Circulating cortisol binds to the cytoplasmic glucocorticoid receptors of WBCs, and once bound, the cortisol-receptor complex translocates to the nucleus where it inhibits the production of key cytokine transcription factors, effectively halting pro-inflammatory cytokine production (Pace & Miller, 2009; Ratman et al., 2013). This cytokine-glucocorticoid negative feedback cycle is an important homeostatic mechanism by which the inflammatory response is controlled. This negative feedback cycle can be disrupted in persons exposed to chronic stress due to a decreased sensitivity of the glucocorticoid receptor to chronically elevated cortisol, contributing to overproduction or dysregulated production of pro-inflammatory cytokines (Corwin et al., 2013; Pace & Miller, 2009). Biomarkers measured in studies of glucocorticoid resistance may include cortisol and pro-inflammatory cytokine ratios or levels of cytokine transcription factors such as NFkappaB. NFkappaB can be measured in blood samples using enzyme-linked immunosorbent assay (ELISA) kits.

Other Biomarkers of Frequent Interest to Nursing Science

BDNF is a peptide required for brain neurogenesis, including axonal growth and synaptic plasticity. BDNF is linked to fetal and infant neurodevelopment, as well as memory, neuronal plasticity, cognition, and affect across the lifespan (Angelucci, Brenè, & Mathè, 2005). The BDNF locus is on chromosome 11, and a relatively common single nucleotide polymorphism within the BDNF gene, Val66met, has been linked to the development of depressive symptoms in response to stress exposure (Gatt et al., 2009). Serum BDNF protein levels vary depending upon genotype (Lang, Hellweg, Sander, & Gallinat, 2009), and have been reported to increase with exercise in a sex-dependent manner (Szuhany, Bugatti, & Otto, 2015), but decrease with chronic stress (Gatt et al., 2009), inflammation (Tong et al., 2012), and aging (Patterson, 2015). Compared to a control group, older heart failure patients undergoing a cognitive training intervention, Brain Fitness, improved working memory and exhibited increased BDNF protein levels (Pressler et al., 2015). Recently, epigenetic changes in the BDNF gene were identified as possible links between environmental stressors and psychological disorders (Mitchelmore & Gede, 2014). BDNF upregulation in the spinal dorsal horn following noxious stimulation plays an important role in the development of central sensitization, a maladaptive neuroplasticity that drives long-term and persistent pain (Merighi et al., 2008; Nijs et al., 2015; Smith, 2014). As a biomarker in nursing research studies, BDNF may be measured before and after an intervention such as exercise, or in patients with chronic disease, or may be compared across populations. BDNF protein can be measured using an ELISA method, and BDNF mRNA can be measured via quantitative polymerase chain reaction (qPCR) in serum, leukocytes extracted from serum, or plasma samples. The decision of how and when to measure BDNF, however, can be complex, as there are other factors, including time of blood draw, sex, blood storage time, food intake prior to blood draw, smoking status, and other sociodemographic factors, that are critically important for consideration prior to designing the experiment (for review see Cattaneo, Cattane, Begni, Pariante, & Riva, 2016).

Another category of biomarkers frequently evaluated in nursing research is genetic polymorphisms. As with BDNF, genetic polymorphisms have been identified that influence whether and to what degree an individual might experience a particular symptom, and thus their presence or absence may be considered a risk or protective factor for symptom development. For example, polymorphisms of genes coding for cytokines have been linked to increased risk of fatigue (Lee, Gay, Lerdal, Pullinger, & Aouizerat, 2014), sleep disturbance (Miaskowski et al., 2012), depressive symptoms (Kim et al., 2013; Tartter, Hammen, Bower, Brennan, & Cole, 2015), and pain hypersensitivity among cancer patients (Oliveira et al., 2014; Shi et al., 2015). Other studies have linked genetic polymorphisms of the BDNF gene to pain and depressive symptoms in older adults (Klinedinst, Resnick, Yerges-Armstrong, & Dorsey, 2015), to dysmenorrhea (Lee et al., 2014), and to chronic musculoskeletal pain (Generaal et al., 2016). These and similar examples emphasize the range of clinically relevant research studies utilizing genetic biomarkers.

Measuring genetic polymorphisms requires first isolating the DNA and then sequencing the samples using PCR. Each of these steps requires careful consideration of the sample source (whole blood or serum) and access to DNA sequencing technology.

Platforms for Sample Outcome Sharing

Identifying and selecting biomarkers in symptom and self-management research is extremely important; however, equally important are electronic platforms by which stored sample sets can be explored and leveraged, and expert collaborators can be identified to enhance research.

NINR center collaboration involves identifying and leveraging opportunities within universities and clinical centers and potentially across other NIH centers or other universities (Dorsey et al., 2014). Big data science is an exploding field in which data sharing and collaboration have become the norm, and awareness of where to find these opportunities is key. There are many informative and comprehensive web-based platforms that are now available for obtaining biospecimens or datasets, or finding other scientists with whom to collaborate in utilizing profiling platforms, research collaboration platforms, and biorepository platforms (Redeker et al., 2015). Table S1 offers examples of these platforms.

Sample Quality and Administrative Oversight

The ability to utilize biological CDEs across studies depends upon the quality of the samples and the rigor by which they are collected, maintained, and assayed. Key to ensuring sample quality is consideration of, and strict adherence to, the methods by which each sample is collected. This may include time of day if the biomarker has a diurnal rhythm, may require subjects to be fasting, or may or may not require that a sample be kept on ice prior to processing and may or may not need to adhere to certain time constraints. For many types of biological sample collections, specific tubes with additives may be required (e.g., Tempus Blood RNA tube [Fisher or Paxgene Blood RNA tubes would both be viable tubes for measurement of DNA]). The sample may need to be centrifuged prior to aliqoting and freezing. In some cases, a sample may need to be incubated at a certain temperature, for a specified period of time. Similar detail will be required to ensure consistency in assay procedures. For example, if a commercial kit will be used in assaying a particular analyte, the same kit is recommended to be used by other investigators if possible, and details on all procedures need to be consistent across laboratories. These and other considerations must be discussed a priori, based on best practices from the literature. It will also be essential that collected samples are cataloged as they come into a laboratory and as they are assayed there or sent to other laboratories. Tracing the course of a sample from its collection, to processing, to storage, to assay or transport also contributes to the scientific rigor, transparency, and reproducibility of the data generated from that sample.

Challenges to the Use of Biological Common Data Elements for Symptom and Self-Management Science

Challenges in selecting and using biomarkers for symptom and self-management science include identifying and selecting relevant biomarkers that are components of the biological pathways of interest, and careful operationalization of symptom and self-management phenotypes, including multidimensionality, clustering, and temporal patterning.

Multiple biological pathways may contribute to symptoms and self-management, and each of these may have multiple biomarkers. Examples as described above may include the HPA axis stress pathways, inflammatory pathways, and sickness behavior. In some cases, little may be known about underlying pathways, or competing explanations may need to be tested. Understanding of putative pathways is needed to identify relevant biomarkers of interest. In the event that multiple biomarkers are examined, this may be associated with significant cost.

Distinct phenotypes of symptoms and the impact of self-management interventions must be selected with care to sensitively detect associations of biomarkers with these phenomena or to examine the effects of symptom and self-management interventions on biology. Challenges to phenotyping symptoms and self-management include the wide variety of operational definitions of symptom and self-management concepts; the inherently multidimensional, temporal, and perceptual characteristics of these phenomena; overlap and multicollinearity among symptoms; cultural, linguistic, developmental, and cognitive differences in the expression of these self-reported phenomena; and their meanings to respondents. For example, depressive symptoms have cognitive and somatic dimensions, such as sleep disturbance and fatigue (Schaakxs, Comijs, Lamers, Beekman, & Penninx, 2017), while pain and other symptoms have sensory, affective, and functional dimensions. Care must be taken to elicit relevant dimensions because biomarkers may be differentially related to various dimensions of these self-reported phenomena, although these possible differences are not yet well described. Although CDEs for symptom (Redeker et al., 2015) and self-management science (Moore et al., 2016) have been identified, further specification is needed to fully understand how multiple dimensions interact with biomarkers of interest. Standardization across studies is also needed to make the most efficacious use of data.

Symptoms also often occur in clusters during everyday life in individuals suffering with chronic conditions, such as cancer (Dong, Butow, Costa, Lovell, & Agar, 2014) and heart disease (Moser et al., 2014). Recent evidence suggests that biomarkers, such as cytokines, are associated with membership in specific symptom clusters (e.g., Illi et al., 2012). If a single symptom is actually part of a cluster, the specificity of the biomarker to one particular symptom may be compromised. Because symptoms are also temporal phenomena, with diurnal (Van Onselen et al., 2013; Wright et al., 2015) or seasonal rhythms, these patterns should be accounted for in relation to biomarkers that may also fluctuate (e.g., salivary cortisol). Symptoms also depend upon the context in which they are perceived. For example, a symptom that may be considered mild while an individual is interacting with loved ones may become much more unpleasant or burdensome when the individual is alone or in the hospital (Corwin et al., 2014). A mismatch between the timing of symptom measurement and the biomarker may also obscure associations or effects.

Culture (Moser et al., 2014; Park & Johantgen, 2016), language, reading level, aging, sex, and developmental level (Schaakxs et al., 2017), among other factors, influence how symptoms and self-management are reported and measured (Redeker et al., 2015). Factors such as aging, race, sex, and gender may also influence biomarkers, genes, and gene expression. Therefore, these factors should be considered in analyses and selection of measures to contextualize findings and minimize bias.

The causal nature of symptoms and biomarkers must also be considered and may be bidirectional (Corwin, Meek, Cook, Lowe, & Sousa, 2012). For example, sleep disturbance may be either a cause or a consequence of sympathetic arousal and HPA axis activation; and limitations in self-management (e.g., inability to exercise or adhere to medical treatment regimens) may contribute to changes in biological pathways and relevant biomarkers as well as behavior. These challenges suggest the ongoing need for experimental and longitudinal studies to understand causal relationships.

Implications for Future Research and Use of Biological Common Data Elements for Symptom and Self-Management Science

An intended outcome of this third paper in the series is, as with the previous two, to identify a short list, minimum set, of CDEs, in this case, biological CDEs, to be recommended for inclusion in appropriate symptom and self-management research studies. These recommendations, along with brief measurement guidelines are presented in Table S2.

The Benefits of Biological Common Data Elements to Symptom and Self-Management Science

There are multiple benefits to incorporating biological CDEs into symptom and self-management science. First, measuring biological CDEs can provide insights into the mechanistic underpinnings of patient symptoms, including symptom clusters. For example, data showing that IL-6/IL-10 ratios increase over time in patients with worsening heart failure compared to patients with stable disease, while at the same time, cognitive deficits and fatigue increase as well, potentially provide insights into the mechanisms by which cognitive deficits and fatigue develop in those patients, that is, that these symptoms may be driven by a similar increase in the pro- or decrease in the anti-inflammatory response (Petrovsky, 2001). Second, when developing an intervention to relieve or manage a given symptom, investigators often propose a theoretical or conceptual model that includes a pathway by which the intervention is hypothesized to work. When testing the intervention, measuring a biomarker known to be associated with that pathway before and after the intervention could provide evidence of both the efficacy of the intervention and the applicability of the model (Corwin & Ferranti, 2016). For example, again considering cognitive deficit and fatigue in heart failure patients, if a 6-month exercise intervention hypothesized to improve cognitive function and reduce fatigue by reducing inflammatory pathways does indeed lead to an improvement in symptoms compared to baseline and if that improvement is accompanied by a corresponding decrease in the IL-6/IL-10 ratio pre- to postintervention, this would suggest that the intervention is effective and the proposed model is supported. However, if there is symptom improvement in the absence of change in the cytokine ratio, the hypothesized mechanism by which the intervention is thought to be effective might need to be reconsidered. Other studies have been published recently as well, wherein biomarker status at baseline has been reported to predict the efficacy of an intervention, potentially allowing clinicians the ability to identify individuals up front who might or might not respond to the intervention in the future. For example, baseline levels of certain cytokines were identified as predictive of who would respond to a mindfulness-based stress reduction intervention and who would not (Reich et al., 2014), and in a separate study, baseline levels of certain cytokines were identified as predictive of which patients with treatment-resistant depression would benefit from the addition of an anti-inflammatory drug to their standard depression therapy and who would not (Raison et al., 2013). These latter examples demonstrate the power of measuring biomarkers to advance precision health care. Lastly, and perhaps most importantly, including biological CDEs offers the potential for collaboration across nursing research studies, which in turn will increase sample size, generalizability of findings, and data reproducibility. This is especially true if the biological CDEs are used in conjunction with the previously suggested NINR CDEs for behavioral symptoms and for research addressing self-management of chronic conditions. In this way the scientific impact of nursing research will continue to grow, and patients, families, and communities will benefit.

Supplementary Material

Supp TableS1-2

Clinical Resources.

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