Abstract
Episodic memory, a fundamental component of human cognition, is significantly impaired in autism. We report the first evidence for this problem in the Fmr1-knockout (KO) mouse model of Fragile X syndrome and describe potentially treatable underlying causes. The hippocampus is critical for the formation and use of episodes, with semantic (cue identity) information relayed to the structure via the lateral perforant path (LPP). The unusual form of synaptic plasticity expressed by the LPP (lppLTP) was profoundly impaired in Fmr1-KOs relative to wild type mice. Two factors contributed to this defect: i) reduced GluN1 subunit levels in synaptic NMDA receptors and related currents, and ii) impaired retrograde synaptic signaling by the endocannabinoid 2-archadonolglycerol (2-AG). Studies using a novel serial cue paradigm showed that episodic encoding is dependent on both the LPP and the endocannabinoid receptor CB1, and is strikingly impaired in Fmr1-KOs. Enhancing 2-AG signaling rescued both lppLTP and learning in the mutants. Thus, two consequences of the Fragile-X mutation converge on plasticity at one site in hippocampus to prevent encoding of a basic element of cognitive memory. Collectively, the results suggest a clinically plausible approach to treatment.
Introduction
Episodic memory involves the encoding of events into narrative sequences about what happened, where particular features occurred, and the order in which they appeared.1,2 Individuals with intellectual disability, including autism spectrum disorders (ASDs), show specific deficits in the acquisition, recall and integration of episodes, while semantic memory outside of episodes is less affected.3–12 Aberrant processing of episodes may lead to other cognitive symptomatology associated with autism and related neuropsychiatric conditions.13
Despite progress in identifying neurobiological issues associated with various types of learning disorders, little is known about factors related to specific deficits in episodic memory. However, a growing body of evidence indicates that the hippocampus plays a central role in the processing of episodes and thus is a likely site to search for causes.14–16 Recent work in rodents and humans indicates that the structure receives semantic information (‘cue identity’) via the lateral entorhinal cortex (LEC) and its lateral perforant path (LPP) projection to the first stage of hippocampal processing, the dentate gyrus.17 Intriguingly, learning-related synaptic plasticity (long-term potentiation: LTP) in the LPP differs markedly from that expressed by the second cortical input (medial perforant path, MPP) to the dentate gyrus or by connections between hippocampal pyramidal cells. Specifically, LPP potentiation (lppLTP) is initiated postsynaptically through the actions of NMDA and mGluR5 glutamate receptors but expressed presynaptically by an increase in evoked neurotransmitter release18 with the requisite retrograde messenger being the endocannabinoid 2-arachidonoylglycerol (2-AG).19,20 This lppLTP is independent of effects on GABAergic neurons, being unaffected by GABA receptor antagonists23–25. Plasticity in the LPP is also unusual as it depends on endogenous opioids. The pathway expresses enkephalin19 and, unlike the MPP, induction of LTP is opioid receptor dependent,21,22 with the underlying mechanism involving suppression of GABAergic inhibition.21 The presence of a highly specialized form of plasticity localized to the LPP, ‘cue identity’ input to hippocampus raises the question of whether defects in this complex synaptic mechanism occur in autism and are associated with a failure to acquire a fundamental element of episodic memory.
The present studies addressed the above possibility using Fmr1-KO mice,23–25 which through a single gene mutation, model the most prevalent monogenetic form of inherited intellectual disability with relatively high comorbidity for ASD.26,27 We report the first evidence for a pronounced and selective impairment in the acquisition of information in an episodic context in these mutants, accompanied by an equally severe loss of lppLTP. The magnitude of these functional deficits was then traced to disruptions of two distinct components of synaptic signaling. These synaptic disturbances are not specific to the LPP but it is only at this point in hippocampal circuitry that they interact to block learning-related synaptic modifications.
Materials and Methods
Methods are described briefly below, see Supplemental Information for detailed descriptions.
Animals
Studies used male Fmr1-KO mice (sighted FVB 129 background) at 5–8 (field recordings), 4–8 (whole cell recordings) and 8–16 weeks old, and age and background-matched WTs housed 3–5 mice per cage with food and water ad libitum. Experiments were conducted in accordance with NIH guidelines for the Care and Use of Laboratory animals and protocols approved by our Institutional Animal Care and Use Committee.
Electrophysiology
Preparation of hippocampal slices for extracellular field recordings was as described.18,28 For perforant path components, evoked responses were tested with paired-pulse stimuli to confirm specificity of electrode placement: The LPP and MPP exhibit paired-pulse facilitation and depression, respectively.18,29 Potentiation was induced using one 100Hz train lasting 1s21,29 with stimulus duration and intensity increased by 100% and 50% of baseline levels, respectively, and with 10μM picrotoxin (PTX) in the bath.
Whole-cell EPSCs were recorded by clamping granule cells at −70mV in the presence of 50μM PTX to block the contaminating effects of IPSCs. LPP and MPP potentiation was induced using a pairing protocol: 2Hz stimulation for 75s at −10mV holding potential. For the commissural/associational system, optogenetic stimulation was used; potentiation was induced with 2Hz stimulation for 15s at −10mV holding potential.
Drugs
For field recordings: 2-amino-5-phosphonovalerate (APV; 100μM), WIN55,121-2 (5μM), AM251 (5μM), physostigmine (2, 10μM), Clozapine-N-oxide (CNO, 10μM), JZL184 (1μM,), and PTX (10μM). For behavioral studies: AM251 (3 mg/kg), JZL184 (8 mg/kg) and CNO (1,5 mg/kg).
Fluorescence Deconvolution Tomography
Hippocampal slices were processed for immunofluorescence30 using antisera to GluN1,31 GluN2A32 or GluN2B,33 in combination with anti-PSD-95.34
Image z-stacks collected from the dentate gyrus molecular layer were deconvolved and automated systems were used to normalize background density and measure the size and fluorescence intensity of immunolabeled objects.30,35 Adjacent z-stack montages were digitally stitched together to create a larger dentate molecular layer image from which synaptic elements were quantified for defined lamina.
Lipid Quantitation
Levels of 2-AG, oleoylethanolamide (OEA), arachidonic acid, and stearic acid were determined using liquid chromatography/mass spectrometry (LC/MS) methods.36,37
Viral Constructs
Designer Receptors Exclusively Activated by Designed Drug (DREADD) constructs AAV8-CaMKIIa::HA-hM4Di-IRES-mCitrine or AAV-CaMKIIa-HA-hM3D(Gq)-IRES-mCitrine were injected unilaterally or bilaterally into LEC and/or dentate gyrus. The ChR2 construct, AAV5-CaMKII-hChR2 (H134R)-eYFP-WPRE, was injected bilaterally into CA3.
Odor Discrimination Behavior
Small molecule odorants (see Supplemental Information) were pipetted onto filter paper inside a glass cup with perforated lid. During habituation the mouse was exposed to two cups (without odor) in a Plexiglas box (30x25x21.5 cm) for 5 min. After intervening periods in an identical holding chamber, the mouse was exposed to the two cups containing odors A, B, and C (3 min each). Finally, the mouse was exposed to familiar odor A and novel odor D. Odor exploration was scored when the mouse’s nose was within 2cm and directed towards the odor hole. A discrimination index was calculated: (t-novel odor)–(t-familiar odor)/(t-both odors) x100, with ‘t’ denoting the time exploring.
Design elements and statistics
For electrophysiological studies, ‘n’ was numbers of slices/group from ≥4 mice/group, and groups compared were run in parallel on separate chambers with no specific randomization strategy; effect size was determined on an individual slice basis by comparison of responses during baseline and post-treatment periods. No individual slice results were dropped. For behavioral studies, the goal was n=10–12 mice/group, from at least 2 cohorts, based on past experience; mice were randomly assigned to groups and behavioral assessments were made from videos by investigators blind to treatment. Animals were excluded if object exploration during testing was <1s. For biochemical measures, sample size was based on past experience18 (no samples excluded). Results are presented as mean ± s.e.m. values and statistics used 2-tail t test unless otherwise specified. The variance within a group and suitability of statistical test was evaluated in all cases. Group sizes are given in the figure captions.
Results
Impaired lppLTP in Fmr1-KOs
Lateral perforant path LTP was tested in acute hippocampal slices from Fmr1-KO and wild type (WT) mice. The fEPSP input/output curves were comparable between genotypes (Figure 1a). High frequency, 100Hz stimulation (HFS) elicited robust fEPSP potentiation in WT mice (52.1 ± 3.1% at 55–60 min post-HFS) but much smaller and decremental potentiation in KOs (16.9 ± 2.3%; Figure 1b). Similarly, lppLTP was significantly smaller in whole cell recordings from KOs versus WTs (Figure 1c).
Medial perforant path input/output curves were comparable between genotypes (Figure 1d) as were fEPSP waveforms. MPP potentiation was impaired in Fmr1-KOs relative to WTs (Figure 1e), but to a lesser extent than in the LPP (−30.9 ± 11.2% vs. −66.8 ± 6.1%; p=0.01). In whole cell recordings, MPP potentiation was smaller in KOs than WTs but the difference was not significant (Figure 1f). The LTP defect in Fmr1-KO MPP observed here is comparable to two previous reports38,39 but smaller than that in a third.40
LTP has not previously been analyzed in the third major input (commissural/associational: C/A) to the granule cells. Channel rhodopsin2 (ChR2) expression and optical stimulation41,42 were used (Figure 1g) because the diffuse origin and narrow breadth of this projection renders discrete electrical stimulation difficult. Single light flashes produced AMPAR-mediated EPSCs of typical size and shape, with membrane potential at −70mV, and paired-pulse depression (Figure 1h). A train of 30 flashes (2s; membrane potential at −10mV) caused a large increase in EPSCs but the effect decayed steadily over 30 min to baseline. Importantly, C/A potentiation did not differ between WTs and KOs (Figure 1i).
In all, the singular form of LTP expressed in the LPP is impaired in a mouse model of autism to a degree not found in the other excitatory afferents of the dentate gyrus.
NMDAR disturbances in Fmr1-KOs
As lppLTP is completely blocked by NMDA receptor (NMDAR) antagonists,18,21,43 we tested if loss of the effect in Fmr1-KOs is associated with a reduction of NMDAR-gated synaptic currents. EPSCs were recorded in granule cells held at −10mV and −70mV to identify NMDAR and AMPAR currents, respectively44 (Figure 2a). The AMPAR/NMDAR evoked current ratio was markedly reduced in Fmr1-KOs relative to WTs (−58.0 ± 6.3%; Figure 2b).
The NMDAR-mediated component of synaptic responses is also reduced in the MPP,38 raising the possibility that NMDAR hypo-function is a general feature of Fmr1-KO granule cells. However, the AMPAR/NMDAR current ratio was normal for the C/A projection (Figure 2c). Thus, strongly attenuated NMDAR currents in the KOs were restricted to the two branches of the perforant path.
NMDAR subunit levels are reduced in dentate gyrus lysates from Fmr1-KO mice,40 but concentrations of the proteins at perforant path synapses are not known. We used Fluorescence Deconvolution Tomography (FDT) to measure the density of synaptic (i.e., PSD-95 co-localized) NMDAR subunits in the dentate molecular layer (Figure 2d). There was no effect of genotype on numbers of PSD-95-immunopositive clusters in the molecular layer (Figure 2e) or the density frequency distribution for PSD-95 immunolabeling in the outer molecular layer (Figure 2f). However, the density distribution for GluN1 co-localized with PSD-95 was left-shifted in KOs relative to WTs (Figure 2g), indicating lower GluN1 levels at LPP synapses in the mutants. The GluN2A subunit distribution was also left-shifted in KOs but this effect was not significant (Figure 2h) and there were no differences for GluN2B (Figure 2i). Synaptic GluN1 density was also reduced in the middle molecular layer of Fmr1-KO mice but, unlike the outer molecular layer, this was also case for GluN2A; GluN2B levels were again not affected by the mutation (Supplementary Figure 1). In all, the Fragile X mutation decreases the concentration of NMDAR subunits, perhaps more severely in MPP than LPP terminal fields.
Learning serial cues is LPP-dependent and impaired in Fmr1-KOs
The LEC is critical for encoding of semantic (‘what’) information contained in episodic memories,17,45,46 and receives input from association areas of cortex, including a direct projection from piriform (olfactory) cortex. Episodic memory in humans typically is acquired in the absence of explicit instruction or rewards (unsupervised learning) and is immediately available following exposure to a series of cues. We accordingly developed an olfactory task that incorporates these features to test if Fmr1-KOs are impaired in the acquisition of a key element of an episode.
For the Serial odor task, mice were presented with a series of same-odor pairs (i.e., A-A, B-B, C-C) followed by a test trial in which a previously experienced cue was paired with a novel odor (‘D’). We also tested simple odor discrimination (‘2-cue test’)(Figure 3a). In both protocols, WT mice explored the novel odor more than a familiar odor. We then used a chemogenetic, DREADD strategy47,48 to test if rapid acquisition by WTs in the serial task requires the LPP. An AAV construct supporting expression of an Gi-coupled (inhibitory) DREADD was injected into LEC; expression was evident three weeks later in superficial LEC and the LPP terminal field (Figure 3b) and, as evaluated in hippocampal slices, infusion of the DREADD-specific agonist CNO caused a rapid drop in the size of LPP fEPSPs as anticipated from work on other neuronal systems49–52 (Figure 3c). Groups of WT mice were prepared with Gi-DREADD transfection of 1) LEC bilaterally or 2) unilateral LEC and contralateral dentate gyrus (i.e., a ‘contralateral disconnect’ arrangement53–55 designed to silence LPP activation of the dentate gyrus bilaterally while leaving LEC projections to sites outside the dentate gyrus functional on one side (Figure 3d). Finally, due to occasional missed-injection placements, we obtained data for mice with unilateral Gi-DREADD injection into either LEC or dentate gyrus (Supplementary Figure 3).
Mice were injected with CNO or vehicle 30 min prior to testing. Behavioral results were comparable for mice receiving bilateral LEC and contralateral disconnect DREADD injection placements (p>0.25) and, as such, results for these two groups were pooled. In the serial odor task, vehicle-treated mice had a robust discrimination index (DI), denoting learning, whereas serial odor learning was blocked in mice receiving CNO (Figure 3e, left). In contrast, DIs for CNO- and vehicle-treated mice with bilateral Gi-DREADD expression were not different in the ‘2 cue test’ (Figure 3e, right), nor were the total times sampling odors in either the serial (1.6% group difference) or 2-cue (0.5%) paradigm. CNO treatment of mice with unilateral Gi-DREADD transfection of either LEC or dentate gyrus failed to block serial odor learning and CNO did not influence learning in mice without AAV-DREADD infusions (Supplementary Figure 3a,d). In all, these results indicate that serial odor learning in WT mice is dependent upon bilateral function of the LPP projection to the dentate gyrus. There remains a possible contribution from the temporoammonic, LEC to CA3 projection56 to observed behavioral effects, as these axons arise from the same superficial LEC fields as dentate gyrus afferents, and the Gi-DREADD construct was clearly expressed in projections to both the dentate and distal CA3 fields (Supplemental Figure 3). However, the CA3 pathway would not be affected on one side in the contralateral disconnection mice and we found that unilateral LEC Gi-DREADD injections did not block learning.
Next, we tested if the loss of lppLTP in Fmr1-KO mice is accompanied by a comparably severe impairment in LPP-dependent learning. The mutants failed to discriminate between the novel and familiar odors in the serial paradigm (Figure 3f, left), but performed the 2-cue discrimination similarly to WTs (p=0.84, Figure 3f, right). Fmr1-KOs also spent more time sampling odor-baited than blank containers and to the same degree as did WTs (Figures 3g,h). These results constitute the first evidence that Fmr1-KO mice lack a fundamental requirement for the formation of episodic memory -- encoding the identity of cues within a series.
Defective endocannabinoid signaling contributes to the loss of lppLTP in Fmr1-KO mice
Previous work showed that enhancing cholinergic transmission with physostigmine elevates concentrations of the endocannabinoid 2-AG in hippocampal slices18 and, via the presynaptic (CB1R) receptor, depresses release from both medial and lateral perforant paths.57 We found that the latter CB1R-dependent effect was substantially reduced in Fmr1-KOs relative to WTs in both LPP (Figure 4a,b) and MPP (Figure 4c,d). Next we tested if the physostigmine-induced increase in 2-AG production could offset the lppLTP impairment in Fmr1-KO mice. We identified a threshold physostigmine dose that does not reduce LPP synaptic responses (2μM), but nonetheless measurably increases 2-AG levels in WT slices (Supplementary Figures 2a,b,c). Comparable experiments in Fmr1-KOs produced two interesting results: 1) baseline levels of 2-AG were significantly lower in KO than WT slices, and 2) physostigmine increased 2-AG in KOs to levels found in untreated WTs, although not to the absolute values achieved in treated WTs (Figure 4e). Having identified conditions that normalize 2-AG in Fmr1-KO hippocampal slices, we tested for effects on lppLTP and found that 2μM physostigmine more than doubled amplitude of LPP potentiation (Fig 4f).
2-AG is largely degraded in brain by the enzyme monoacylglycerol lipase (MGL), which is localized to axon terminals proximal to CB1Rs.58 Treatment with the selective MGL inhibitor JZL184 increases 2-AG levels in the dentate gyrus and enhances lppLTP in WTs.18 Infusions of JZL184 into Fmr1-KO slices restored lppLTP to WT values (Figure 4g), but did not affect potentiation in the MPP (Figure 4h). These results suggest that the presynaptic machinery for expressing lppLTP is not impaired in Fmr1-KOs; if so then direct CB1R stimulation should enhance lppLTP. In accord with this prediction, infusion of CB1R agonist WIN55,212-2 increased lppLTP in Fmr1-KOs (Figure 4i). Conversely, blocking the receptor with the inverse agonist AM251 eliminated the residual LTP in the mutants (Figure 4j).
While the various positive manipulations of endocannabinoid signaling tested here rescued lppLTP in Fmr1-KOs (Figure 4k), they did not produce the supra-normal potentiation previously described with such treatments in WTs.18 We propose that the reduction in postsynaptic NMDAR currents in the KOs places upper limits on the expression of lppLTP.
Normalizing lppLTP rescues serial cue learning in Fmr1-KO mice
We confirmed18 that lppLTP in WTs is blocked by AM251 (Figure 5a) and then tested for the predicted correspondence between the level of lppLTP and serial cue learning. Peripheral administration of the CB1R antagonist profoundly reduced retention scores in WTs (Figure 5b). Conversely, treatment with MGL inhibitor JZL184, which enhances 2-AG signaling and lppLTP,19 restored such learning in Fmr1-KOs (Figure 5c). We extended the comparison between the rescue of lppLTP and memory encoding using an LPP-specific manipulation. Past studies demonstrated that DREADD-mediated increases in Gq signaling59,60 promote LTP in hippocampal field CA1.51 Thus, Gq-coupled DREADD constructs were injected into the LEC (Figure 5d) of Fmr1-KOs and tests were made for effects of Gq signaling on lppLTP and learning. Fmr1-KOs treated with 1 mg/kg CNO before training had substantially higher serial odor retention scores than those receiving vehicle (Figure 5e) with no difference in time sampling the odors (Figure 5f). CNO did not rescue learning in Fmr1-KOs with unilateral transfections of the LEC (% time novel vs. familiar, p=0.86, paired t-test, n=7). CNO treatment increased both the amplitude of LPP fEPSPs and the magnitude of lppLTP in hippocampal slices prepared from LEC Gq-DREADD mice (Figure 5g,h). The increase in baseline response produced by the Gq-DREADD agonist was accompanied by a reduction of LPP paired pulse facilitation (Figure 5i), confirming the predicted increase in evoked transmitter release. These results establish that selectively restoring lppLTP with a pathway-specific manipulation suffices to normalize acquisition of ‘what’ information in Fmr1-KO mice.
Discussion
The present findings raise a question of translational importance: to what extent can manipulations targeted at one synaptic defect in a complex system restore normalcy despite the continuing presence of other problems? The results establish that the singular form of plasticity expressed by the pathway conveying the cue identity (semantic) element of episodic memory is inoperative in the Fmr1-KO model of intellectual disability associated with ASD. As this element is fundamental to other features (spatial location, temporal order) of an episode, these findings help explain why autistic individuals have difficulty shaping the constant flow of experience into autobiographical narratives.61–63 A novel, LPP-dependent behavioral task confirmed that Fmr1-KO mice are unable to encode the identity of cues embedded in a sequence, while having no difficulty acquiring the same cues when presented outside of a series. Given the magnitude of the impairment, and the short delay between sampling and testing, these results describe one of the most severe learning deficits so far reported for Fmr1-KOs. Whether the defects involve primacy vs. recency of the cues, a distinction reported for hippocampal damage64 and autism65, is an important question for future research.
The Fragile X mutation disturbs a large number of neurobiological processes throughout the brain66–68 and yet its effects on behavior within an individual can range from subtle to obvious.69,70 One explanation for this uneven effect is that major problems emerge only at sites where multiple perturbations converge on specialized functions. This appears to be the case for the perforant path innervation of the dentate gyrus. We identified two distinct defects in Fmr1-KOs, one relating to NMDARs and the second to endocannabinoid signaling. Both the medial and lateral perforant paths expressed these impairments, but reductions in plasticity were clearly different. Prior work helps explain these surprising results: both inputs depend on NMDARs to generate activity-driven synaptic modifications,21,40 but potentiation in the LPP alone requires endocannabinoid signaling.18 The convergence of defects in these two factors is a singular feature of the LPP, resulting in an unusually severe, Fragile X-related LTP impairment. In accord with this, the decremental form of potentiation described here for the third (C/A) input to the dentate gyrus was not detectably affected by the Fmr1 mutation.
Deficient NMDAR currents and endocannabinoid signaling in Fmr1-KOs did not appear to be secondary to generalized synaptic disturbances: there were no detectable changes to baseline synaptic responses, numbers of excitatory synaptic contacts, or the per-synapse density of PSD-95. The relatively discrete nature of LPP abnormalities in Fmr1-KO mice raised the question of whether treatments specifically targeted to just one of them could normalize plasticity. Tests of this critical point showed that enhancing 2-AG signaling restored lppLTP to levels found in untreated WTs. The three effective treatments included manipulations that increase the production of 2-AG, slow its breakdown, or directly stimulate its target receptor. Importantly, these results suggest that the presynaptic machinery that expresses and stabilizes the potentiated state of LPP terminals is largely intact in Fmr1-KOs. Whether agents addressing reduced NMDAR functioning also rescue lppLTP despite problems with the 2-AG system remains to be tested. Positive results would open the potential for corrective synergies between two agents administered at sub-threshold concentrations. Relatedly, therapeutics pertinent to the manipulations used in the present study are either being considered (MGL inhibitors)71 or are in use (physostigmine variants)72,73 for conditions other than autism.
There remained the question of whether correcting the loss of plasticity in the LPP of Fmr1-KOs is by itself sufficient to rescue episodic encoding. We addressed this issue by selectively transfecting the LEC-dentate gyrus system with a Gq-DREADD, a preparation that allowed for discrete and transient facilitation of activity in the LPP without alterations to other brain areas. This manipulation proved sufficient to restore lppLTP and to normalize learning in a serial cue paradigm. Together the results point to the surprising conclusion that a severe problem in a fundamental episodic memory operation, as found in ASD,13 and described here in a mouse model of the condition, can be traced to defects in an unusual form of plasticity localized to a single site within hippocampus.
In all, this work extends the analysis of a prominent cognitive feature of autism to an animal model, links the observed behavioral abnormality to converging signaling defects in a particular network node, and points to a plausible therapeutic strategy.
Supplementary Material
Acknowledgments
Funding: This research was funded by National Institutes of Health grants NS045260, NS085709 and HD089491 to C.M.G. and G.L., and DA-012413 and DA031387 to D.P., Department of Defense Multidisciplinary University Research Initiative Grant N00014-101-0072 from the Office of Naval Research to G.L.; UL1 TR001414 fellowship to B.M.C., and National Science Foundation fellowship DGE0808392 to C.D.C.
Footnotes
Conflict of interest: The authors declare no competing financial interests.
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