Abstract
Retinitis pigmentosa (RP) is a group of heterogeneous inherited retinal degenerative disorders characterized by progressive rod and cone dysfunction and ensuing photoreceptor loss. Many patients suffer from legal blindness by their 40s or 50s. Artificial vision is considered once patients have lost all vision to the point of bare light perception or no light perception. The Argus II retinal prosthesis system is one such artificial vision device approved for patients with RP. This review focuses on the factors important for patient selection. Careful pre-operative screening, counseling, and management of patient expectations are critical for the successful implantation and visual rehabilitation of patients with the Argus II device.
Keywords: retinal prosthesis, vision rehabilitation, artificial vision, patient selection, retinitis pigmentosa, retinal degeneration, low vision
Introduction and description of device
The Argus II retinal prosthesis system (Second Sight Medical Products, Sylmar, CA, USA) is an epiretinal device approved for implantation in the USA in patients with end-stage retinitis pigmentosa (RP). The device is approved for adult patients 25 years or older with bare light or no light perception vision in both eyes. Patient selection is paramount to surgical implantation, and more importantly, successful rehabilitation and use of the device. In this review, we discuss factors important to patient selection, surgical planning, and other special considerations.
The Argus II retinal prosthesis was approved for use in the European Union in March 2001 and by the US Food and Drug Administration (FDA) on February 14, 2013 after over two decades of research and development.1–3 The FDA approved the device for patients with severe to profound RP, a condition affecting fewer than 4,000 people in the USA each year.4
The Argus II device consists of three internal components and three external components. The internal components include a coil housed in a sealed electronics case that is sutured to the sclera that serves as a wireless receiver-converting radio waves back to electrical signals, a ribbon of cables connecting the coil to the array or the application-specific integrated circuit, and an electrode array consisting of 60 platinum electrodes (diameter = 200 μm) spaced 575 μm (center-to-center) apart, embedded in a thin film of polyimide, which is secured to the retina-choroid-sclera via a retinal tack5 (Figure 1). The array is in direct contact with the retina, allowing the electrical charges to stimulate the underlying retina.
The external components consist of a video camera that is mounted on a pair of glasses for real-time image capture, a visual processing unit (VPU) worn on the patient’s belt, and a coil on the sidearm of the glasses to transmit data between the internal and external components using radiofrequency telemetry (Figure 2, published with written informed consent of patient). The VPU has adjustable settings that transform the images from the camera into electrical stimulation, which is then transmitted using an antenna via the coil on the side of the glasses to the receiving coil on the sclera. This information is then sent via the cable to the electrode array on the patient’s retinal surface stimulating remaining viable inner retinal cells (Figure 3). This artificial stimulation makes its way via the optic nerve and lateral geniculate nucleus through the visual system to the occipital cortex and the induced vision is perceived as light patterns in the visual cortex. The patient must then train and learn to process these light patterns into usable visual information.5
Patient selection
Indications
The Argus II device is currently indicated in the USA for implantation with profound visual loss from RP. Patients must have adults 25 years or older and have bare light or no light perception vision in both eyes. Patients must have a prior history of useful vision. They must be pseudophakic or aphakic at the time of Argus II implantation or require cataract surgery or lensectomy prior to or at the time of implantation. If no residual light perception remains, the retina must be able to respond to electrical stimulation and a dark-adapted flash test6 and visual evoked potential (VEP) testing can be performed. The Argus II is implanted into the worse-seeing eye of the patient. Most importantly, patients must be able to attend post-implant clinical follow-up, device fitting, and visual rehabilitation. There is some variability in patient acceptance of the device after implantation and in our experience, pre-operative assessment of the patient’s ability to participate in visual rehabilitation and the strength of his/her social support network is most crucial for successful use of the device after implantation.
Patient screening
Patients must first be screened for the correct diagnosis of RP and those with good vision must be excluded. The patient must have bare light perception or no light perception in both eyes. The screening process involves a standardized survey, history taking, and a complete eye examination.
In most circumstances, the screening process involves at least two visits. A full ophthalmologic examination, including an anterior segment examination to note the health of the conjunctiva and sclera to assure no signs of obvious scleral thinning and the status of the lens, is performed. This is followed by a dilated fundus examination documenting the presence of a posterior vitreous detachment, scarring or epiretinal membrane in the macula, retinal tears or detachments, or the potential presence of a posterior staphyloma.
Several ocular conditions are contraindications to device placement. The manufacturer recommended axial length parameters are between 20.5 and 26 mm as the available cable lengths will not allow for optimal array placement in shorter or longer eyes. Ocular diseases or conditions that prevent adequate visualization of the internal structures of the eye and posterior segment, including corneal opacification, are contraindications. Patients with a history of optic nerve disease, central retinal artery occlusion, retinal vein occlusion, retinal detachment, ocular trauma, severe strabismus, or amblyopia should be excluded. Finally, patients should be asked about a history of eye rubbing in the pre-operative clinic visit as this can lead to device exposure and erosion.
As the patients must undergo general anesthesia for the procedure, the patient’s physical health and ability to tolerate general anesthesia for up to 4 hours must be assessed as well. In addition, the patient must be able to tolerate oral antibiotics and steroids which are taken in the perioperative period. Patients who have metallic or other implantable devices in the head including cochlear implants should be excluded as these can interfere with the functionality of the Argus II device. Similarly, patients must not have hearing impairments so they could hear the device beeping when there is loss of contact between coils or when batteries are low. The Argus II can interfere with the proper functioning of some hearing models and testing the compatibility of hearing aids with the Argus II device prior to implantation is recommended. Patients must be able to tolerate wearing glasses.
Most importantly, patients must be willing and able to receive the recommended post-operative clinical follow-up, device fitting, and visual rehabilitation. Any inability to comply with this follow-up and rehabilitation is a contraindication. This may include significant cognitive decline, such as dementia or developmental disability, that may prevent patients from fully understanding or communicating in the informed consent process, fitting of the device, or post-operative rehabilitation. For certain conditions, a preoperative psychological assessment may be recommended to confirm there is no contraindication to proceeding.7,8 Finally, establishing clear expectations and communicating to the patient about their expectations is crucial.
Ancillary testing
Adjunctive testing is performed during the clinical examination including optical coherence tomography (OCT), ultrasonography, and optical biometry for axial length measurements.
OCT is useful in the pre-operative assessment as it reveals the presence of attached posterior hyaloid or an epiretinal membrane and can be indicative of the health of the retinal layers in patients with RP. As the outer retina continues to degenerate in RP, there can also be remodeling of the inner retina.9 The OCT is helpful in assessing the integrity of the retinal layers, the extent of outer retinal degeneration and loss, or potential inner retinal remodeling. Inner retinal layers often maintain their integrity over a longer time period in RP which is essential to functioning of the Argus II device as signals are conducted from the electrodes to the ganglion cells in the inner retina and then to the visual processing system in the brain through the optic nerve.10 The pre-operative OCT can also identify the presence of a posterior staphyloma, which can impact electrode array placement as discussed below. Difficulty fixating or nystagmus may affect the quality of OCT images obtained.
Ultrasonography is used to also evaluate for anatomic changes in the posterior wall of the eye such as staphyloma and rule out the presence of masses. Ocular ultrasonography or optical biometry is used to obtain axial length measurements.
If the patient has no light perception, the function of the optic nerve and inner retina must be confirmed in order to assure proper functioning of the device after implantation. This can be confirmed with a dark-adapted flash test.6 Then, it further can be assessed with VEP. If the dark-adapted flash test and VEP are negative, the patient is not a candidate for surgery.
Patients are also given a visual function assessment questionnaire pre-operatively. This same questionnaire is used at regular time points post-implantation to track patient progress. The Functional Low-Vision Observer Rated Assessment (FLORA) was developed to measure the impact of visual function on quality of life and is used most commonly for the evaluation of Argus II patients.11 Another questionnaire that some implantation sites are using is the Prosthetic Low Vision Rehab (PLoVR) or the Ultra-Low Vision Visual Functioning Questionnaire (ULV-VFQ) that have been developed specifically for patients with very low vision.12
Managing patient expectations
Management of patient expectations is extremely important to patient satisfaction after Argus II implantation. The physician should have a frank conversation with the patient and family members about the patient’s motivations and expectations with the device. The physician should explain the artificial vision generated by the device and what the patient may recall of actual sight is very different. The Argus II will stimulate the visual cortex to sense shimmering, light or dark patterns, or spots and the patient must learn how to interpret these signals as shapes and objects. The vision generated by the Argus II device is very different from sight and the patient must be ready to learn a new “language” of sight. Patients with the Argus II prosthesis have been able to perform the following tasks after implantation and rehabilitation: locate doors, windows and elevators; use a crosswalk to cross a street; locate coins; locate utensils on a table; locate but not identify people; and track a ball or players on a field.13 Due to the narrow field of view of the Argus II prosthesis, it is critical to keep the line of sight of the implant aligned with that of the eye during scanning. Caspi et al recently showed that an eye tracker can be used to enable combined eye-head scanning in the Argus II retinal prosthesis users.14 Other assistive devices may be used in conjunction with the Argus II to provide additional synergistic effects.15
Family members or a social support network are vital to successful recovery after surgery and the road to learning how to utilize the device. Post implantation rehabilitation is essential to enhance patient’s quality of life and independence. Patients often need encouragement and motivation. Thus, family members should be included in all pre-operative conversations regarding expectations and are often crucial in the rehabilitation process. Those patients that have previously utilized low vision or rehabilitation services and have existing strong blindness skills may be among the best candidates for Argus II placement. Patients are also taught to retain their existing auditory and tactile function skills, and to supplement these with the vision provided by the Argus II. Another factor that needs to be considered during the rehabilitation process is device fatigue and oversaturation. Percepts may get dimmer after extended device use due to adaptation to the electrical stimulation.
In our practice, patients are also offered an opportunity to speak with patient volunteers who have previously had the device implant. This has been found to be very beneficial for patients considering implantation. For patients who do not qualify for the Argus II prosthesis at their initial visit as their vision may be relatively good, it may be helpful to suggest re-evaluation as their vision declines. This may give hope to patients who suffer from this progressive degenerative disease.
Surgical procedure
Pre-operatively, the patient is treated with oral antibiotics (fluoroquinolone or equivalent) with a 7- to 10-day course starting 48 hours prior to procedure and finishing after the surgery. Intraoperatively, the patient is given intravenous steroids (1 mg/kg solumedrol or equivalent) to minimize inflammation and intravenous antibiotic (ancef or cefazolin 1 g or if a penicillin allergy present then clindamycin 900 mg is used).
If the patient is phakic, phacoemulsification or lensec-tomy is first performed with or without placement of an intraocular lens. If the patient is left aphakic, all lens capsule material should be removed to prevent a scaffold for anterior membranes, ensuing hypotony later, and to avoid the need for any laser procedures later.
This is followed by a single inferonasal relaxing incision (avoid cutting temporal conjunctiva to keep it intact for coverage of implant) and a 360° conjunctival peritomy with isolation of the four rectus muscles with silk ligatures. The encircling band is then threaded under the recti muscles in a manner similar to scleral buckle placement and is held with a Watzke’s sleeve. The electronic case is positioned in the superotemporal quadrant. This is a critical step as the coil is positioned and sutured at the tabs on the band at a location specified by an axial-length–related measurement (Figure 3A). This step is important for optimal positioning and alignment of the band and electrode array over the macula. Care must also be taken during each maneuver not to cause damage to the electrode array and cable, which are outside the eye at this time.
Next, a standard 3-port pars plana vitrectomy is performed with removal of the vitreous. Triescence may be used to help visualize the vitreous as it may be particularly adherent in patients with RP. The vitreous base is shaved, paying particular attention to the superotemporal quadrant through which the cable will pass. Any pre-existing epiretinal membrane if present should be peeled; however, internal limiting membrane peeling is not advised as to avoid any tears in the macula or detrimental effect to the inner retinal health. Prophylactic 360° laser retinopexy to the periphery is not recommended. In cases of retinal tears or localized detachments observed intra-operatively, laser retinopexy away from the array and gas tamponade have been successfully used. Similarly, in cases of retinal tears or localized detachments observed post-operatively, laser retinopexy has been successfully used away from the array without change in electrode function.
The array is then inserted through a full-thickness 5.2-mm sclerotomy using silicone-tipped forceps. A 20-gauge sclerotomy is then needed for the tacking tool. The array is then held in position, and after raising the intraocular pressure, the array is positioned and secured in the center of the macula using a retinal tack which penetrates the retina, choroid, and sclera (Figure 3B and C). Intraoperative OCT imaging is helpful in surgical guidance of array positioning and during securing.16,17 It allows for the best approximation of implant over the retina with shortest array to inner retinal surface distance, which is important in functionality of implant.
The sclerotomies are all sutured closed. It is recommended that the surgeon uses a scleral or corneal patch graft to cover the electronics case and coil suture tabs. Following this, the Tenon’s capsule and conjunctiva are carefully closed.7
Special surgical considerations
Thin conjunctiva or sclera
Extremely thin conjunctiva or sclera can lead to issues of exposure, hypotony, or endophthalmitis post-implantation and are important to note pre-operatively. At years 3 and 5 after Argus II placement, there was a 13.3% rate of conjunctival erosion and a 10% rate of conjunctival dehiscence in long-term follow-up studies. Chronic hypotony was noted in 13.3% of eyes.18,19
The use of processed pericardium Tutoplast (IOP Ophthalmics Inc., Costa Mesa, CA, USA) or temporalis fascia autograft32 or a corneal patch graft over the electronics case and coil is critical to decreasing the risk of device exposure. The use of a scleral flap along with temporalis fascia autograft prevented any cases of hypotony and conjunctival erosion in one series.20 In addition, meticulous closure of Tenon’s capsule and conjunctiva may ensure against dehiscence.
Post-operative hypotony may occur due to poor wound closure or damage to the ciliary body. Patients with thin sclera may be more prone to poor wound closure or leak. Proper wound construction may prevent wound leak. The sclerotomy for the cable should be made straight and perpendicular to the eye wall surface. Directing the blade perpendicular to the scleral surface prevents ciliary body damage during placement of the electrode array into the eye. Long scleral passes during wound closure assure a larger zone of compression and aid in watertight closure. Other techniques that have been suggesting include using a scleral flap or fibrin glue over the wound site.20,21 If there is persistent post-operative hypotony that does not resolve with a short period of observation, or pressure patching, return to the operating room is likely warranted for inspection of the wound. Severe hypotony with choroidal detachments and/or flattening of the anterior chamber should prompt a more urgent return to the operating room.21
As conjunctival erosion, dehiscence, or infection can occur at any point during the lifetime of the device, patients need to be counseled on the importance of long-term follow-up with at least yearly examinations.
Staphyloma
Patients with abnormal posterior curvature of the eye wall may not be ideal candidates for Argus II implantation as optimal signal transduction between the array and retina relies on good contact with the retinal surface (Figure 4). Several studies have shown that the retina-to-electrode distance significantly affects device function and visual thresholds.22–24 Increased retina–array distance in staphyloma has also resulted in reduced sensitivity to electrical stimulation and in some cases, failure to generate electrophosphenes.
A posterior staphyloma alters the normal contour of the posterior eye wall and thus affects proper apposition of the electrode array against the retinal surface.25 Device malrotation has been previously reported as well as lack of any stimulation due to a large array to retina distance. In one case, a second retinal tack had to be used to improve apposition, and in another repositioning and re-tacking was necessary.21,26 Compression of the rim of the staphyloma known as “snowplowing”, due to the force of the tacked implant with ensuing cystoid macular edema has been seen in one case.22 Cystoid macular edema is an otherwise infrequent complication, occurring in <5% of cases.19
Though patients with significant aberrations in posterior eye wall curvature are not ideal candidates for Argus II placement as complete apposition of the device to the retinal surface may not be possible, these patients still obtain improvements in visual function.25 Thus, a conversation with the patients regarding the increased challenge of the surgery and expectations for potential need for repositioning is recommended pre-operatively. In these circumstances, intraoperative OCT guidance may be particularly helpful in visualizing and optimizing axial proximity of the implant to the retina during tacking16,17,26 (Figure 5). Other techniques that have been suggested but not yet tried in Argus II implantation include the use of macular buckling or scleral slings in order to improve apposition of the electrode array in patients with staphyloma.
Short AL
While the axial length parameters recommended by Second Sight Medical Products are between 20.5 and 26 mm, there have been reports of Argus II implantation into eyes with short axial length. In one case, endocytophotocoagulation was performed to the ciliary processes for one clock hour at the site of the sclerotomy. The authors report as the cable is too long in a short eye, this prevents the excess cable from rubbing against the ciliary body causing bleeding and inflammation post-operatively. It is also important for the case and coil to be externally sutured as far posteriorly as possible to minimize the redundant cable in the eye. Additionally, during the tacking step, the excess cable is kept outside the eye to avoid looping of the cable during tacking then the excess is placed back in the eye after the array has been secured.27
Post-operative considerations
Post-implantation examination and rehabilitation
Clinical examinations are recommended 1 day, 1, 2 weeks, 1, 3, 6 months, and yearly thereafter post-surgery.7
About 4 weeks after Argus II implantation, the patient’s device is usually turned on. At this time, the patient begins a journey of learning to use the device and his or her new “sight” in order to recognize objects and shapes and navigate the world with the Argus II. The electrical stimulation from the device is adjusted over several sessions to customize stimulation levels, to adjust the camera position, and to test the implant and each of the electrodes.
The device must be fitted and programmed prior to turning the camera on. Using a programming system, the electrodes are assessed to evaluate which ones are able to yield phosphenes at different stimulation amplitudes. During the second session, perceptual thresholds or the minimum current needed to produce a phosphene the patient can see 50% of the time are measured. Then different image processing filters and device configurations are saved to the patients VPU for the patient to be able to use the device in low light conditions, normal lighting conditions, and for detecting edges.
After the device is customized for the patient with thresholds to ensure the electric current produces an appropriately bright spot for the patient, the patient then continues to work with vision rehabilitation services in order to learn to use the device. Device programming and fine tuning may be ongoing through this period of time. The patient initially learns eye movement and precept localization awareness and head scanning behavior. This basic training is followed by learning several essential skills both at home and with the help of visual rehabilitation specialists including eye, head, and camera position awareness and movement; microscanning to localize small-scale lights; macroscanning to localize large-scale light; tracking; luminance discrimination; and shape recognition.28,29 Patients must have appropriate goals set prior to this rehabilitation as those who are expecting restoration of normal vision are disappointed and can become demotivated during the rehabilitation process. Thus, setting patient expectation before surgery is essential.
In our experience, there are several challenges in visual rehabilitation. The first of these is the ability to adapt due to misaligned expectations as the new visual inputs may be difficult to interpret and learn. Second, over time the patient can develop adaptation to the electrical stimulation making percepts dimmer after long-term use. Finally, patients must integrate the new device input into their current regimen of blindness skills. Occupational and visual rehabilitation specialists are critical in teaching patients how to optimally use and integrate their new device into daily life.
Outcomes
Safety
Three- and five-year results of the Argus II trials support the long-term safety of the device of patients with blindness from RP. A review of 30 eyes undergoing Argus II implantation demonstrated 60% of patients did not experience a device or surgery-related significant adverse effect (SAE). Between years 2 and 5 of follow-up, SAEs remained largely similar and were as follows: conjunctival erosion in 4 eyes (13.3%), hypotony in 4 eyes (13.3%), conjunctival dehiscence in 3 eyes (10%), presumed endophthalmitis in 3 eyes (10%), and need for retacking in 2 eyes (6.7%). Only one new SAE occurred between years 3 and 5 of follow-up and this was a new rhegmatogenous retinal detachment, which was successfully repaired.18
Visual and quality of life outcomes
Patient outcomes have been assessed using various tools. Three computer-based objective tests of basic visual skills were developed by Second Sight to assess visual function. These include square localization (locating and touching a white square in random locations on black monitor); direction of motion (a white bar is moved across a black screen and the patient identifies the direction of motion); and grating visual acuity (patient’s vision is measured on a logMAR scale using black and white gratings).18 Results of visual function and functional visual assessments show continued efficacy in patients 5 years after implantation of the device. Patients are able to locate objects, determine the direction of motion of a moving object, and perform acuity tasks better with the device on than with it off at 5 years. At year 3, 89.3% of patients were able to perform square localization better with the device on than with the device off, and this held true with 80.9% of patients at year 5. Similarly, about half (55.6%) of patients could identify the direction of motion of a moving bar at year 3 and 50% could at year 5. In the 3-year follow-up data, 33% of patients performed “grating acuity” using black and white gratings displayed for 5 seconds better with the system off than on, and at 5 years 38% did so.18,19 Mean visual acuity using grating visual acuity to assess 30 patients was 2.5 logMar at years 1 and 3 of follow-up. The best visual acuity score achieved at these two time points was 1.9 logMar (20/1,588).19
FLORA11 has been used most commonly in studies to assess quality of life impact of the Argus II retinal prosthesis. It was performed at years 1 and 3 in Argus II outcome studies. At 1 year, 80% of patients reported a positive or mildly positive impact of the device on quality of life and at year 3, 65% of patients reported a positive impact. No patients reported a negative impact at either time point.19
Though the power of these studies is limited by a small number of patients, the follow-up studies show an overall favorable risk–benefit ratio of implanting the Argus II retinal prosthesis and demonstrate that stable visual acuity gains can be achieved over 5 years of follow-up. Ophthalmic adverse events are of concern and can lead to further visual loss in these patients; for this reason, the need for long-term follow-up should be emphasized with patients.
One concern for the future is that as progressive retinal degeneration occurs, it is unknown how patients with the prosthesis will fare. As a result of photoreceptor degeneration over time, several studies have shown that the retinal architecture undergoes significant remodeling, including the inner retina.30,31 For this reason, it remains to be seen how much useful vision can be achieved by retinal prostheses over the longer term in the setting of ongoing retinal degeneration and remodeling.
Conclusion
The Argus II retinal prosthesis system offers patients with end-stage retinal disease the opportunity to continue to navigate their worlds with artificial vision. However, patient selection and coordination among a team of retinal surgeons, device programmers, and rehabilitation specialists is vital for successful implantation and use of the device. Careful pre-operative clinical examination with the use of ancillary testing such as OCT, ultrasonography, and biometry is important to preparing the surgeon for successful and smooth implantation of the device. Thorough history taking and a detailed review of patient expectations at the time of initial evaluation is important for patient satisfaction and successful rehabilitation with the device after implantation.
Footnotes
Disclosure
LV received research support from Second Sight Medical Products, Inc. Sylmar, CA, USA. The authors report no other conflicts of interest in this work.
References
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