Abstract
One of the key faunal transitions in Earth history occurred after the Permo-Triassic mass extinction (ca 252.2 Ma), when the previously obscure archosauromorphs (which include crocodylians, dinosaurs and birds) become the dominant terrestrial vertebrates. Here, we place all known middle Permian–early Late Triassic archosauromorph species into an explicit phylogenetic context, and quantify biodiversity change through this interval. Our results indicate the following sequence of diversification: a morphologically conservative and globally distributed post-extinction ‘disaster fauna’; a major but cryptic and poorly sampled phylogenetic diversification with significantly elevated evolutionary rates; and a marked increase in species counts, abundance, and disparity contemporaneous with global ecosystem stabilization some 5 million years after the extinction. This multiphase event transformed global ecosystems, with far-reaching consequences for Mesozoic and modern faunas.
Keywords: adaptive radiation, biotic crisis, morphological disparity, evolutionary rates, Diapsida, Archosauromorpha
1. Introduction
The devastating Permo-Triassic (PT) mass extinction (ca 252.2 Ma) dramatically impacted and remodelled global ecosystems [1–3]. On land, one of the key faunal transitions in Earth history took place during and following this extinction. The Palaeozoic amniote fauna, including synapsid groups such as anomodonts and gorgonopsians and parareptiles such as pareiasaurs, were decimated and largely displaced during the earliest Mesozoic by the previously obscure archosauromorphs [4,5]. Archosauromorphs, which include the ‘ruling reptiles’ or archosaurs (crocodylians, pterosaurs, dinosaurs, and their descendants, birds) and their close relatives, dominated terrestrial ecosystems for most of the Mesozoic and remain highly abundant and diverse in the modern biota [6–8].
Archosauromorphs originated during the middle–late Permian [9] and underwent a major radiation during the Triassic [6,10]. In the 20 million years following the PT mass extinction, species counts for archosauromorphs increased (greater than 100 valid species currently known) and the group achieved high morphological diversity, including highly specialized herbivores, large apex predators, marine predators, armoured crocodile-like forms, and gracile dinosaur precursors [6,10]. Despite this high diversity, scientific attention has mainly focused on the diversification of crown archosaurs (particularly bird-line archosaurs [6–8,10–13]), and the early diversification of archosauromorphs around the PT boundary has often been overlooked and little discussed (e.g. [14]). Thus, the patterns and processes of the ascendance of archosauromorphs to dominance by the Late Triassic are incompletely explored and poorly understood. Comprehensive macroevolutionary analysis of the dawn of the archosauromorph radiation has been hampered by the absence of a comprehensive, explicit phylogenetic framework for these early species.
Here, we quantitatively document major patterns of early archosauromorph biodiversity change, using a new phylogenetic dataset that includes for the first time all 108 currently valid middle Permian–early Late Triassic species (electronic supplementary material). Our analyses of morphological disparity, observed species counts, phylogenetic diversity and rates of phenotypic evolution are focused on the first 35 million years of archosauromorph evolution (ca 269–233 Ma) (figure 1a). These analyses aim to quantitatively explore one of the most important evolutionary radiations of vertebrates in the fossil record and the evolutionary patterns resulting from the reshaping and recovery of ecosystems in the aftermath of the deadliest mass extinction in Earth history.
2. Material and methods
(a). Taxon-character data matrix
The quantitative macroevolutionary analyses conducted here are based on the most comprehensive species-level phylogenetic dataset currently available for early archosauromorphs [10] and its subsequent modifications (electronic supplementary material). We expanded this discrete morphological character matrix with the addition of 27 independent terminals (see electronic supplementary material, table S1), which resulted in a new dataset composed of 149 terminals and 688 characters. However, the full dimensions of this dataset are 689 characters and 151 terminals because character 119 was deactivated a priori and there are two additional taxonomic units representing the scorings of the complete hypodigms of Archosaurus rossicus (electronic supplementary material) and Osmolskina czatkoviensis (electronic supplementary material, table S1). These two terminals are not completely independent from the terminals representing the holotypes of these two species. In addition, some scorings were modified from previous versions of this dataset (electronic supplementary material).
(b). Phylogenetic analysis
Phylogenetic diversity and evolutionary rates calculations require explicit phylogenetic hypotheses [15,16]. As a result, the complete data matrix including all 149 sampled terminals (including the complete hypodigm of Osmolskina czatkoviensis; electronic supplementary material, table S1) was analysed under equally weighted maximum parsimony using TNT 1.5 [17] in order to recover the required phylogenetic trees. The search strategy used a combination of the tree search algorithms Wagner trees, TBR branch swapping, sectorial searches, Ratchet (perturbation phase stopped after 20 substitutions), and Tree Fusing (5 rounds), and continued until the same minimum tree length was hit 100 times. The best trees obtained using this strategy were subjected to a final round of TBR branch swapping. Zero length branches in any of the recovered most parsimonious trees (MPTs) were collapsed and several characters were considered additive (electronic supplementary material).
(c). Time bins
The aim of our analyses is to explore the first 35 million years of the evolutionary history of Archosauromorpha, spanning the Permian origins of the group through to the appearance of archosauromorph-dominated ecosystems in the late Middle Triassic and earliest Late Triassic. We used five time bins in order to examine macroevolutionary patterns during this time span: middle–late Permian (approx. 17.1 Myr), Induan (1.0 Myr), Olenekian (4.0 Myr), Anisian (5.2 Myr) and Ladinian–early Carnian (approx. 9.0 Myr) [18]. Despite the very short length of the Induan, this stage was maintained as a separate time bin in order to capture diversity changes that occurred in the immediate aftermath of the PT mass extinction.
(d). Temporal calibration of trees
The evolutionary rates analyses require time-calibrated trees. The trees were calibrated with the timePaleoPhy() function of the package paleotree for R [19] using the ‘mbl’ calibration [11,20], a minimum branch length of 0.1 Myr, and a root age of 269.3 Ma based on the maximum bound estimated for the origin of Archosauromorpha [9] (figure 1a; electronic supplementary material, figure S4). Sensitivity analyses to explore the effect that different temporal calibrations may have on the results of the evolutionary rate analyses were conducted using ‘mbl’ calibrations with minimum branch lengths of 0.5 and 1.0 Myr, and also using the ‘cal3’ method [21] (electronic supplementary material).
(e). Morphological disparity analyses
Changes in morphological diversity (disparity) were quantified using the R package Claddis [16]. All non-archosauromorph species and archosauromorphs that occur in late Carnian or younger stratigraphic horizons were pruned before the disparity analyses, resulting in a final dataset of 112 terminals. Some terminals occur across two time bins because of uncertainty in the dating of the stratigraphic unit from which their fossils have been collected. These taxa were counted in both time bins in the disparity analyses (electronic supplementary material, tables S2 and S3). A sensitivity analysis pruning these terminals with stratigraphic uncertainty was conducted to evaluate the effect on the results (electronic supplementary material). Disparity curves were reconstructed using both generalized Euclidean distance (GED) and maximum observable rescaled distance (MORD) dissimilarity matrices (the two distance matrices recommended by Lloyd [16] for conducting disparity analyses based on discrete characters) generated from the taxon-character data matrix after the a priori pruning of non-archosauromorphs and those archosauromorph taxa stratigraphically younger than early Carnian (electronic supplementary material). These dissimilarity matrices were used to calculate weighted mean pairwise dissimilarity (WMPD) as a disparity metric. Statistical significance between the disparity metrics for each time bin was assessed through 95% confidence intervals calculated from 1000 bootstrap replicates of the original taxon-character data matrix and a recalculation of the dissimilarity matrices and disparity metrics. Morphospace bivariate plots were generated for the entire dataset and each time bin based on the results of a principal coordinate analysis performed on the GED dissimilarity matrix. An additional disparity analysis using the same archosauromorph sampling as Foth et al. [14] was conducted using the same protocol.
(f). Phenotypic evolutionary rates analyses
Ancestral character-states were reconstructed with the package Claddis [16] using maximum likelihood in order to infer significant departures from equal rates of character evolution [22]. The phylogenetic analysis of the dataset compiled here recovered more than 10 000 MPTs. Therefore, in order to reduce computational time we used a random sample of 100 of these trees for the main evolutionary rate analyses (figure 2a). Non-archosauromorph terminals were pruned, but archosauromorph terminals stratigraphically younger than the early Carnian were retained because of the effects that the ghost lineages that they generate may have on older time bins (electronic supplementary material). All 100 subsampled trees were temporally calibrated using the protocol described above. The evolutionary rate analysis was conducted using the function DiscreteCharacterRate() {Claddis}, setting an alpha of 0.01 (electronic supplementary material, figure S8). An alpha of 0.01 was preferred because, as stated by Lloyd [16], there is generally a high heterogeneity of rates within datasets. A reduction in the alpha value therefore represents a conservative approach to reduce the number of significant values. Confidence intervals for each time bin were calculated using the function plotMeanTimeseries(), written by Close et al. [23], in order to test for the presence of significant rate differences in the early evolutionary history of Archosauromorpha (table 1). Sensitivity analyses using alternative tree calibrations were conducted using 10 trees for each ‘mbl’ calibration and the 60 trees generated by the ‘cal3’ method (electronic supplementary material).
Table 1.
time bin | no. ind. | phylogenetic diversity | WMPD (GED) | WMPD (MORD) | evol. rates |
---|---|---|---|---|---|
late Permian | 29 | 63.42 ± 5.79 | 6.74 (±6.26–7.21) | 0.489 (±0.349–0.607) | 8.76 ± 1.06 |
Induan | 42 | 38.65 ± 2.95 | 7.35 (±6.89–7.79) | 0.318 (±0.288–0.346) | 16.85 ± 4.52 |
Olenekian | 65 | 150.91 ± 3.07 | 8.00 (±7.54–8.43) | 0.445 (±0.412–0.480) | 20.97 ± 1.27 |
Anisian | 383 | 119.52 ± 2.10 | 9.38 (±8.86–9.86) | 0.505 (±0.485–0.524) | 11.97 ± 0.46 |
Lad.-early Car. | 179 | 76.45 ± 1.77 | 10.25 (±9.70–10.74) | 0.501 (±0.482–0.519) | 8.27 ± 0.34 |
(g). Time-series comparisons
Some of the macroevolutionary metrics calculated here may be correlated with one another and should not be considered as independent. To test this, we made statistical comparisons between observed species counts, phylogenetic diversity, specimen-level abundance data (i.e. number of individuals), and number of archosauromorph-bearing formations (as a metric of fossil record sampling). To compare these time series we used generalized least-squares regression (GLS) with a first order autoregressive model (corARMA) fitted to the data using the function gls() in the R package nlme v. 3.1–137 [24]. GLS reduces the chance of overestimating statistical significance of regression lines due to serial correlation. Time series were not log-transformed prior to analysis, as none were non-normally distributed (Shapiro–Wilk tests p > 0.1). We calculated likelihood-ratio based pseudo-R2 values using the function r.squaredLR() of the R package MuMIn [25].
3. Results
Our results show a significant decrease in morphological disparity (using a MORD dissimilarity matrix, MORDdm) or a non-significant change (using a GED dissimilarity matrix, GEDdm) from the middle–late Permian to the earliest Triassic (Induan). Subsequently, a dramatic, significant increase occurs in the Olenekian (using MORDdm) or Anisian (using GEDdm) and high disparity levels are maintained in the Ladinian–early Carnian (figures 2b and 3; table 1). Evolutionary rates are significantly higher during the Olenekian—and in several topologies also during the Induan—than in other intervals (figure 2a and table 1), coincident with a peak in phylogenetic diversity (figure 1b). This peak in phylogenetic diversity results from a number of phylogenetically deeply nested groups occurring in this interval, such as ctenosauriscids, which imply numerous ghost lineages [12] (figure 1a). Several of these lineages are identified as having significantly high evolutionary rates (e.g. electronic supplementary material, figure S8). By contrast, significantly lower evolutionary rates are recovered for the Ladinian–early Carnian in all analyses (figure 2a) and also during the middle–late Permian using ‘mbl’ calibrations (electronic supplementary material).
The observed or ‘raw’ species count of Induan archosauromorphs is at least double that recorded for the middle–late Permian, and observed species count increases only slightly during the Olenekian, but shows substantial increases into the Middle Triassic (figure 1b). Observed abundance data show a pattern consistent with that for observed species count, with only very slight increases through the middle–late Permian to Olenekian time span followed by a remarkable increase in the Anisian (figure 1b). However, the time series of observed species count, number of individuals, and geological sampling (numbers of rock units in which archosauromorphs occur) are not significantly different to each other (p < 0.05; pseudo-R2 > 0.85), which might reflect either a sampling bias or an increase of archosauromorph abundance in their ecosystems. Conversely, estimated phylogenetic diversity is not correlated with sampling estimates or abundance (p > 0.15; pseudo-R2 < 0.35) (electronic supplementary material, table S6).
4. Discussion
Our analyses support a multiphase model of early archosauromorph diversification, largely in response to the events of the PT mass extinction. Archosauromorphs most likely originated in the middle Permian, and underwent a substantial phylogenetic diversification and dispersed across Pangea [9,26]. However, disparity remained low, and low fossil abundance (figures 1b, 2b and 3b,c) suggests either that archosauromorphs remained very minor components of terrestrial ecosystems, or that this diversification took place in geographical regions or environments that remain poorly sampled. Many major lineages of archosauromorphs are inferred to have passed through the PT boundary and the group may have been comparatively little affected by the extinction event [10] (figure 1a). The Induan, immediately after the extinction, saw a substantial increase in archosauromorph abundance and a high observed species count relative to the length of the time bin, characterized by a low disparity (figure 2b), globally distributed archosauromorph ‘disaster fauna’ dominated by proterosuchids and a number of morphologically similar lineages (e.g. Prolacerta) [27] (figure 3b). This disaster fauna was apparently short-lived: in South Africa, Proterosuchus occurs only between 5 and 14 m above the PT boundary [28]. Similar patterns have been documented for the synapsid Lystrosaurus following the PT extinction [29], and earliest Triassic tetrapod assemblages on land appear in general to have been highly uneven and dominated by a few highly abundant or diverse taxa [30,31].
Major perturbations in the global carbon cycle, referred to as ‘chaotic carbon cycling’, have been documented through the Early Triassic (Induan and Olenekian) [32,33] (figure 2c). These perturbations have been suggested to reflect either successive short-term greenhouse crises and rapid environmental change or boom–bust cycles of ecosystem instability [30,33,34]. This interval of instability coincides with generally elevated global temperatures that would have limited diversity in equatorial regions and a well-known gap in the coal record that reflects lowered plant productivity and diversity [34,35]. Our data suggest that archosauromorphs underwent a major phylogenetic diversification in the Olenekian (1–5 million years [Myr] after the extinction), characterized by significantly elevated evolutionary rates (figure 2a), with the origins or initial diversification of major clades such as rhynchosaurs, archosaurs, erythrosuchids and tanystropheids (figure 1a). The fossil record shows that mass extinctions promote adaptive radiations in surviving, often previously marginal, clades because of the disappearance of species or entire lineages opening new vacancies in ecological space [36,37]. Thus, this general pattern suggests that the diversification of archosauromorphs was a response to vacant ecological space following the PT extinction, and the subsequent disappearance of the short-lived post-PT disaster fauna. However, observed species count and abundance remained low in the Olenekian, and similar to those of the Induan (figures 1b, 2b and 3bc). As such, this major phylogenetic and probable morphological diversification in the Olenekian is at present largely cryptic and very incompletely sampled, potentially reflecting the very low abundances of individual archosauromorph species in the highly uneven and unstable Early Triassic ecosystems (figure 1b), as well as the limited geographical range over which known Olenekian tetrapod fossils occur [35].
The Anisian (5–10 Myr after the extinction) is characterized by marked increases in observed species count, abundance and disparity among archosauromorphs (figures 1b, 2b and 3d), as well as substantial increases in maximum body size [38]. An increased ecomorphological disparity during the Anisian matches previous results based on geometric morphometrics of archosauromorph skulls [14] (electronic supplementary material) and is documented in the skeletal fossil record by the appearance of large hypercarnivores, bizarre and highly specialized herbivores, long-necked marine predators, and gracile and agile dinosauromorphs [6,10]. This coincides with the end of the interval of intense carbon perturbations, a global cooling event, and the return of conifer-dominated forests [34], suggesting the recovery and stabilization of global ecosystems [30]. This stabilization may have acted as an extrinsic factor that promoted increases in abundance among archosauromorph lineages as community evenness recovered, with a previously largely cryptic diversification becoming better sampled in the fossil record as a result. Similar patterns are observed among marine tetrapods, with the first sauropterygians and ichthyosauromorphs being documented close to the Olenekian–Anisian boundary [39], but likely reflecting a temporally somewhat deeper period of currently unsampled phylogenetic diversification [40].
Our analyses of archosauromorph biodiversity change around the PT boundary support a diversity-first model of evolution, in which a rapid speciation of similar disaster taxa filled ecospace, followed by more steady adaptive evolution into new sectors of morphospace as ecosystems and community interactions stabilized (figure 3) [3]. A similar evolutionary pattern has been reported among dicynodonts in terrestrial ecosystems in the aftermath of the PT mass extinction [41], and has also been documented in fossil marine animals [42], including graptoloids [43] and ammonoids [44] during the Ordovician and PT biotic crises, respectively. More detailed work on other taxonomic groups is needed to establish if this pattern characterizes other terrestrial clades and extinction events.
The establishment of high abundance, ecomorphological diversity, and observed species counts and phylogenetic diversity of archosauromorphs by the Middle Triassic paved the way for the ongoing diversification of the group (including the origins of dinosaurs, crocodylomorphs, and pterosaurs) in the Late Triassic, and their dominance of terrestrial ecosystems for the next 170 million years. Our results show the fundamental role of the PT mass extinction and its aftermath in reshaping terrestrial ecosystems, and its far-reaching impact on the faunas of the Mesozoic and modern world.
Supplementary Material
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Acknowledgements
We thank Roger Close and David Button for their comments and help with some of the analyses. We also thank the Associate Editor Erin Saupe, Stephen Brusatte, and an anonymous reviewer for their comments, which improved the manuscript.
Data accessibility
Species occurrence data, R scripts, data matrices and tree files are available as online electronic supplementary material.
Authors' contributions
M.D.E. and R.J.B. designed the research project, conducted the analyses and contributed to the text of the manuscript; M.D.E. scored most terminals and made the figures.
Competing interests
We declare we have no competing interests.
Funding
This research was supported by the DFG Emmy Noether Programme (BU 2587/3-1 to R.J.B.), a Marie Curie Career Integration Grant (630123 ARCHOSAUR RISE to R.J.B.), and a National Geographic Society Young Explorers Grant (9467-14 to M.D.E.).
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Associated Data
This section collects any data citations, data availability statements, or supplementary materials included in this article.
Supplementary Materials
Data Availability Statement
Species occurrence data, R scripts, data matrices and tree files are available as online electronic supplementary material.