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. 2018 Jun 25;12(3):034115. doi: 10.1063/1.5038417

Distribution of label spacings for genome mapping in nanochannels

D Ödman 1, E Werner 1, K D Dorfman 2, C R Doering 3, B Mehlig 1,
PMCID: PMC6019347  PMID: 30018694

Abstract

In genome mapping experiments, long DNA molecules are stretched by confining them to very narrow channels, so that the locations of sequence-specific fluorescent labels along the channel axis provide large-scale genomic information. It is difficult, however, to make the channels narrow enough so that the DNA molecule is fully stretched. In practice, its conformations may form hairpins that change the spacings between internal segments of the DNA molecule, and thus the label locations along the channel axis. Here, we describe a theory for the distribution of label spacings that explains the heavy tails observed in distributions of label spacings in genome mapping experiments.

I. INTRODUCTION

Long DNA molecules in ionic solution adopt random conformations. In equilibrium, the size of such DNA blobs is determined by a balance between entropic forces and excluded-volume interactions.1 In order to experimentally study local properties (melting patterns, DNA-protein reactions, and DNA-sequence information), it has been suggested to stretch the DNA molecule, either by applying a force to both ends of the molecule2,3 or by confining it to a nanochannel.4–7

In next-generation genomics, for example, the locations along the channel axis of sequence-specific fluorescent labels attached to the DNA molecule can be read by microscopy,8–12 providing a genetic fingerprint. This genome mapping technique requires the molecule to assume an effectively linear conformation, so that its global extension is close to its contour length. This can be achieved by making the channel very narrow, of the order of the persistence length P of the DNA molecule or smaller.13–18 However, if the channel is not narrow enough, turns (“hairpin” bends) reduce the DNA extension along the channel axis.15,19–28 In genome mapping experiments, such hairpins may cause errors by changing the spacings X between the fluorescent labels. Larger hairpins may even change their order.

The distribution of label spacings has been measured in experiments.29,30 It exhibits a heavy tail at small spacings. The origin of this tail is not understood; it could be due to hairpins or small deflections from locally straight conformations.29 There is neither a theory for this distribution, nor are there simulation results that quantify the microscopic DNA conformations. Even the most efficient algorithms simulating steady-state conformations of discrete wormlike chains31 have not reliably computed the tails of the distribution for such narrow channels.

Here, we derive a theory for the distribution of label spacings in narrow channels with channel widths of the order of the persistence length. We model the correlated process of hairpin bends by the telegraph model introduced in Ref. 32 and account for deflections from straight polymer segments using a Gaussian approximation.33 We find a closed expression for the distribution in the limit where hairpin distances are large. The theory explains why the distribution is significantly skewed: the heavy left tail is caused by many relatively short S-shaped hairpins, which do not arise due to the cooperative mechanism proposed elsewhere.22 The right tail is approximately Gaussian. The theory predicts that the distribution depends sensitively on the channel width D. Our results are in good agreement with measured label-spacing distributions for strongly confined DNA29 for wide channels (D = 50 nm), and the theory says that hairpins are frequent. For narrower channels (D = 41 nm), the theory predicts that hairpins are rare. In the experiment, short label spacings are somewhat more frequently observed than predicted. We discuss reasons for this discrepancy.

II. TELEGRAPH MODEL

To compute the distribution of label spacings along the channel axis, we use the model derived in Ref. 32, projecting the three-dimensional DNA configurations x(t) onto the channel axis x. The model consists of two parts: an ideal correlated random walk and a bias that takes into account self avoidance. Note that this model is distinctly different from the accelerated-particle method.34,35 The latter method does not take into account self avoidance. It applies therefore when there are no hairpins, that is, in the extreme Odijk limit.

We write the probability P1[x(t)] of observing the one-dimensional, projected configuration x(t) as

P1[x(t)]=P0[x(t)]A[x(t)]. (1)

Here, P0 is the distribution of the ideal telegraph process describing the position x(t) at time t of a particle moving with speed v0. The particle changes its velocity ±v0 randomly at rate r. Random changes in the sign of the velocity give rise to S-hairpins and C-hairpins (Fig. 1). The process lasts from t = 0 to t = T. The parameters of the telegraph process map to those of the three-dimensional problem by letting T be the contour length of the confined polymer and determining the parameters v0 and r by comparing correlations. The velocity correlations of the telegraph model decay exponentially36 v(t)v(0)=v02exp(2rt). The tangent correlations of the confined polymer have the same form:32 vx(t)vx(0)=a2exp(t/g), where the contour-length coordinate t corresponds to time in the telegraph process. Furthermore, vx is the x-component of the tangent vector v at t, the parameter a characterises the degree to which the tangent vectors align with the channel direction,37 and g is the global persistence length.19 One concludes that v0 = a and r=(2g)1.

FIG. 1.

FIG. 1.

(a) Conformation of a confined DNA molecule. The distance along the channel axis between the two fluorescent labels (green) is denoted by X. The conformation shown exhibits two S-hairpins and a C-hairpin at the left end. (b) Representation within the telegraph model.

The factor A in Eq. (1) equals the fraction of three-dimensional polymer configurations that contain no colliding segments. For narrow channels, an expression for A was derived in Ref. 32

A[x(t)]=exp[dxpcoll(x)]withpcoll=ε2v02Ns(x)[Ns(x)1]. (2)

Here, Ns(x) is the number of strands at location x and ε parametrises the penalty for overlaps of the process. This parameter depends on the persistence length P and the effective width w of the confined DNA molecule, as well as on the channel width D. Assuming that a segment of length λ=(PD2)1/3 (the Odijk deflection length13) is unlikely to overlap with another segment, an expression for ε was derived in Ref. 32

ε=δ(yy)δ(zz)vexideal/2. (3)

Here, y and z are transverse channel coordinates of a polymer segment of length . Primed coordinates label a second, independent segment, and vex denotes the excluded volume between these two segments. It depends on the orientation of the segments. If w, then vex=2w2sinθ, where θ is the angle between the two segments.38 The average ideal is over the conformations of the confined ideal polymer.

We can write the integral over the collision probability as

dxpcoll(x)=εXv02k=2ρk(0)k(k1)2. (4)

Here, ρk(0) is the fraction of channel positions x with k ideal DNA strands. The k = 1-term does not contribute to the sum. Putting these results together we obtain

A[x(t)]=exp[εXv02k=2k(k1)2ρk(0)]. (5)

In summary, Eq. (5) describes conformation fluctuations on contour-length scales larger than the Odijk deflection length λ, and it is assumed that self avoidance is sufficiently weak so that a hairpin of contour length λ is unlikely to involve collisions. The bias A leads to a penalty against configurations of the ideal process with significant overlaps. In this model, the effect of self avoidance is determined by the dimensionless parameter combination

α=ε2rv0=εga. (6)

In Ref. 32, the mean and variance of DNA extension in a nanochannel were computed numerically as a function of α by simulations of the telegraph model. It was shown that the results of direct numerical simulations of DNA extension in a nanochannel fall on universal scaling curves when plotted as a function of α, as predicted by the telegraph model. The small-α behaviour of the mean extension and its variance was analysed in detail, and it was also argued that the extension variance scales as α3 for large α, in the telegraph model.

In the following, we show how to compute the distribution of label spacings in the limit of large α and large rT. We obtain this distribution in closed form, consistent with the prediction that the variance is proportional to α–3, and it allows to calculate the prefactor.

III. DISTRIBUTION OF LABEL SPACINGS FOR rT1 AND α1

A. Ideal process

Consider first the ideal process. We can disregard the DNA-contour pieces to the left and to the right of the labels in Fig. 1. Assume that the process starts at x(0) = 0 with ±v0 with equal probability. In the limit of T keeping XX/(v0T) finite, the distribution P0(X,T) of X=x(T)/(v0T) is derived in Appendix A

P0(X,T)12rT2π1+1X2(1X2)3/4erT(1X21), (7)

normalised to unity on 1X1, for large rT.

B. Self avoidance

To take into account self avoidance for α1, it suffices to consider the large-X′ tail of Eq. (7). In this tail, hairpins are short and rare, so that they do not overlap. In the large-T limit, the contribution of C-hairpins to X is negligible in the ideal process, because it is O(1), whereas the contribution of S-hairpins is O(T). We can therefore approximate Eq. (5) as A=exp(3ρ3(0)εXT/v0). Normalisation implies: ρ1(0)+ρ3(0)=1. Contour length and extension are related by v0T=X(ρ1(0)+3ρ3(0)). Solving for ρ3(0) yields

A=exp[3εT2v0(1X)]. (8)

Using Eqs. (1), (7), and (8), we obtain an expression for the large-X tail of the spacing distribution in the weakly self-avoiding telegraph model

(9).

P1(X,T)N1+1X2(1X2)3/4erTS(X), (9a)

with normalisation factor N, and with

S(X)=3α(1X)+11X2. (9b)

The distribution has a heavy left tail resulting from conformations shortened by hairpins. It depends on two dimensionless parameters, α and rT. The maximum of P1(X,T) is at X11/(18α2). Expanding the action S(X) around this point, we find S(X)Smin+272α3δX2. This determines the variance

σ122rv02T227α3. (10)

The numerical prefactor ≈0.09 found in Ref. 32 is in reasonable agreement with 2/27 ≈ 0.074. Figure 2 shows results for P1(X′, T) from computer simulations of the telegraph model (see Appendix B). We observe excellent agreement.

FIG. 2.

FIG. 2.

Distribution P1(X,T) of dimensionless labels spacings X along the channel axis, for the telegraph model. The blue lines show the theory, Eq. (9). Symbols show data from simulations of the telegraph model (see Appendix B). Parameters left panel: r = 0.00275, T = 7000, ε = 0.01. Right panel: r = 0.0055, T = 20 000, ε = 0.02. Both panels: v0 = 1 so that α = 1.81.

The model predicts microscopic conformation properties, such as the distribution of hairpin lengths xH along the channel axis. In the ideal process, hairpin turns are Poisson distributed with rate r. The probability for two strands to overlap for a length xH is exp(2rαxH/v0), and there are three pairs of strands to check for overlaps. So the probability of surviving the self-avoidance check is Aexp(6rαxH/v0). Thus, the distribution of xH is exponential with rate 6rα/v0

P(xH)=(6rα/v0)exp(6rαxH/v0), (11)

and the mean hairpin length is xH=v0/(6rα). In the limit D/P0, the global persistence length g = 1/(2r) diverges as D/P0.32 But since r cancels out in xH [see Eq. (6)], the mean hairpin length xH depends only weakly on D/P. We conclude that overlaps become rare as D/P0 because there are fewer and fewer hairpins, not because their length tends to zero.

IV. COMPARISON WITH EXPERIMENT

Reinhart et al.29 report experimental measurements of distributions of fluorescent label spacings. We now show that Eq. (9) explains the shape of the measured distributions and that it reveals the mechanism causing the substantial skewness of the measured distributions. Up to this point, we have neglected the effect of small deflections from straight contours. The telegraph model takes into account the fact that the DNA segments need not align with the channel direction, but neglects the effect of small deflections on the extension. In narrow channels (DP), Odijk's theory says that deflections cause the extension to slightly contract and that the fluctuations of the extension around its mean are Gaussian in the limit of large contour-length separations (Lλ), with variance33

σOdijk2=0.0096LDeff2/P. (12)

Here and in the following, we express all results in terms of the physical variables contour length L, alignment factor a, and global persistence length g, instead of T, v0, and r. For wider channels, the variance is expected to be larger than that given by Eq. (12), but a central-limit argument shows that the distribution remains Gaussian.

We model the extension fluctuations due to small deflections as Gaussian. Since the product of Gaussians is Gaussian, we find for the label-spacing distribution

P(X,L)=0aLdX1dδXδ(XX1+δX)P1(X1,L)ρ(δX) (13)
=0aLdX1P1(X1,L)ρ(X1X). (14)

Here, P1(X,L) is the distribution of spacings X between fluorescent labels with contour-length distance L as obtained from the telegraph model, and

ρ(δX)=(2πσ02)1/2exp[δX2/(2σ02)], (15)

with free parameter σ02, the variance due to small deflections (no hairpins). Equation (15) gives σ2=σ12+σ02 for the extension variance, where σ12 is the extension variance in the telegraph model, asymptotic to Eq. (10). The label spacing distribution P(X,L) depends on three dimensionless parameters: α (self avoidance), L/(2g) (number of hairpin turns), and σ0/(aL) (effect of deflections).

The parameter σ0 in Eq. (15) could, in principle, be obtained by computer simulations of short 3D confined ideal wormlike chains, discarding all conformations that have hairpins. Here, we take a different approach. For the experimental parameters given in Table I, the distribution P1(X, L) looks qualitatively like the distributions shown in the left panels of Fig. 2: P1(X, L) increases monotonously as a function of X until aL, and it is zero for X > aL. As a consequence, Eq. (13) predicts that the right tail of P(X,L) (for aL < X < L) is caused by deflections in the absence of hairpins. We can therefore determine σ0 by fitting the right tail of P(X,L) to the experimental data. The fitted values of σ0 (Table I) are somewhat larger than the Odijk prediction in Eq. (12)—by a factor of two, roughly. Given the value of σ0, Eq. (13) yields a parameter-free prediction for the effect of hairpins on the distribution P(X,L) of fluorescent label spacings X at contour-length separation L.

TABLE I.

Parameters for comparison with experiments in Fig. 3. Deff = Dw is the effective channel width (see main text). Other parameters: P is the persistence length of the DNA molecule, w is its effective width, g is the global persistence length, and a is the alignment factor in the telegraph model. The parameters P, w, g, and a are obtained from the supplementary material from Ref. 32. The parameters α and σ0 are defined in Eqs. (3) and (11) in the text.

D (nm) Deff (nm) P (nm) w (nm) g (nm) a α σ0(28 125 bp) (nm) σ0(53 125 bp) (nm)
40 34.4 52 5.6 940 0.85 8.53 72 117
42 36.4 52 5.6 743 0.84 6.13 72 117
51 45.4 52 5.6 362 0.81 2.10 112 176
53 47.4 52 5.6 321 0.80 1.74 99 137

The result is shown in Fig. 3. The Gaussian right tails (blue dashed lines in Fig. 3) are good fits to the experimental data29 (triangles). Also shown is the theory for P, based on Eqs. (13) and (15) and telegraph simulations for P1(X, L), red solid lines. The simulation parameters were obtained using the mapping derived in Ref. 32, see Table I. The parameter values in this table are based on the estimate Deff = Dw for the “effective channel width,” argued to take into account screened electrostatic interactions between the DNA and the channel walls.39,40 However, the quoted expression for Deff is just a rough estimate. We have therefore run a second set of telegraph simulations for slightly larger values of Deff, namely 36.4 nm and 47.4 nm (solid green lines). The parameters used are also given in Table I.

FIG. 3.

FIG. 3.

Comparison between the experimental data from Reinhart et al.,29 triangles, and theory, solid lines. The theory is based on Eq. (13) and on simulations of the telegraph model for P1(X, L). The hashed region indicates the contribution of hairpin-conformations. The solid red lines correspond to the effective channel widths Deff quoted in Table I. The solid green lines were obtained using Deff that are 2 nm larger (see the text). The blue dashed line shows the Gaussian ρ(δ X), with σ0 fitted (see the text).

Panels (a) and (b) in Fig. 3 show the comparison for the widest channel measured, for contour-length separations L = 53125 bp and 28125 bp. We estimate that these values correspond to L = 18 μm and 9.6 μm, assuming that the low intercalation used in these experiments does not affect L.41 We observe excellent agreement between theory and experiment. The hashed regions indicate the difference between the Gaussian approximation and the full theory; it corresponds to the contributions of hairpins shortening the conformations. We see that the effect is substantial. We observe also that the extension distributions in Figs. 3(a) and 3(b) are relatively insensitive to the precise channel size; the telegraph results are almost the same for the two different values of Deff.

V. DISCUSSION AND CONCLUSIONS

Are the heavy left tails in Figs. 3(a) and 3(b) caused by few long hairpins or by many small ones? Using the parameters from Table I, we find that the mean hairpin length is xH47 nm. This means that the typical hairpins are quite short, typically much shorter than the 2500 bp (850 nm) lower bound for resolving nearest-neighbor fluorescent labels in experiments.41 This is an important observation because the experimental data were conditioned on the sequence of fluorescent labels.29 Conformations that did not agree with the order of labels obtained from a reference genome were discarded. If hairpins frequently changed the order of fluorescent labels, the conditioning would cause a bias in the extension distribution. Here, we can conclude that this effect is likely to be small, because the hairpins are quite short.

This also means that the expected hairpin contour length is of the order of the deflection length λ, which implies that the assumptions of the theory are only marginally met for the data from Ref. 29.

Now consider the narrow-channel data in Figs. 3(c) and 3(d). The right tail of the extension is approximately Gaussian (blue dashed lines) and the left tails are heavy (solid red lines). But the experiments give a larger probability of very small spacings than the theory. In other words, the experimental distribution is more skewed than the theory predicts. The theory, in fact, predicts that the effect of hairpins is negligible for D = 40 nm, as opposed to the D = 51 nm channel. We do not know the reason for this discrepancy. It might be that the most important hairpins are too short for our theory to apply, but this is not likely as xH is of the same order as in the wide channel. We cannot exclude that there are other reasons that bias the experimental data to smaller spacings. Using a different experimental method, Sheats et al.30 suggested that the distributions are somewhat less skewed in narrow channels. However, we believe that the exposure time in the analysis by Sheats et al.30 was too short to allow for a reliable estimate of the tails of the distribution and too few independent conformations were sampled.

Comparing the theoretical predictions for slightly different channel widths (D = 40 nm and 42 nm), we infer that the theoretical results are quite sensitive to the value of the effective channel width—which is not known precisely. The theory for 42 nm channels is much closer to the experimental data. The sensitive dependence is of interest because it reflects the fact that hairpin formation is an activated process.

What remains to be done? First, the Gaussian model for the right-hand tail of the spacing distribution P(X,L) is highly idealised, and the parameter σ0 was fitted to the data. The exact dependence of σ0 upon L could be obtained from simulations of confined discrete wormlike chains,31 by measuring the fluctuations of the end-to-end distance of short chains conditional on no hairpins, or using propagator methods.28 It may be possible, but much more difficult, to simulate the full distribution to determine how our theory breaks down as xH becomes smaller. Second, the sensitive dependence of the predicted distribution on the channel size can test theories for the effective channel width,40 an important open question for genome mapping experiments. We further expect that the tails are sensitive to flexibility of the DNA backbone, providing a probe for sequence-specific effects on confined DNA conformations, an emerging area of interest.41 Finally, an entirely open question is to understand the conformational dynamics.42–46 While the results described here show that the equilibrium conformation statistics of strongly confined DNA molecules are now well understood, much less is known about the dynamics.

ACKNOWLEDGMENTS

This work was supported by VR Grant Nos. 2013-3992 and 2017-3865, by NIH Grant No. R01-HG006851, and by NSF Grant No. DMS-1515161. Computational resources were provided by C3SE and SNIC.

APPENDIX A: IDEAL DISTRIBUTION

Assume that the polymer starts at x = 0 at t = 0 with ±v0 with equal probability. Denote the distribution of x(t) by p(x, t). Decompose p(x,t)=ρ+(x,t)+ρ(x,t), where ρ+(x,t) is the probability to find the process at x at time t with velocity v0 > 0, and ρ (x, t) is the probability to find the process at x at time t with velocity v0 < 0. Then

t[ρ+(x,t)ρ(x,t)]=[rv0xrrr+v0x][ρ+(x,t)ρ(x,t)]. (A1)

Let q(x,t)=ρ+(x,t)ρ(x,t)

tp=v0xq,andtq=2rqv0xp. (A2)

To solve (A2), we use the Laplace transform. Denote the Laplace transforms L of p and q by P=L(p) and Q=L(q). Since the process starts at x = 0 with ±v0 with equal probability, the initial conditions are q(x, 0) = 0 and p(x, 0) = δ(x). As a consequence, the Laplace transforms obey

sP(x,s)δ(x)=v0xQ(x,s)andsQ(x,s)=2rQ(x,s)v0xP(x,s). (A3)

The solution of Eq. (A3) reads

Q(x,s)=sv0σ2ddxP(x,s)andP(x,s)=C1eσx/v0+C2eσx/v0H(x)σ2sv0(eσx/v0eσx/v0), (A4)

where H(x) is the Heaviside function and σ=s2+2sr. The boundary condition p(,t)=0 gives C2 = 0, and p(,t)=0 yields C1=σ/(2sv0). Inserting these expressions for C1 and C2 into Eq. (A4) we find

P(x,s)=σ2sv0[H(x)eσx/v0+H(x)eσx/v0]andQ(x,s)=1v0[H(x)eσx/v0H(x)eσx/v0]. (A5)

Now assume x > 0 and evaluate the inverse Laplace transform

p(x,t)=12v0γiγ+ids2πiσseσx/v0+st, (A6)

using contour integration. For x > v0t, we close the contour in the right half plane. This contour contains no singularities, so p(x, t) = 0. When 0 < x < v0t, we close the contour in the left half plane as shown in Fig. 4. The integral along C and C¯ vanishes, the only contribution comes from integration around the branch cut

1π02rds2srs2sv0cos(2srs2x/v0)est. (A7)

When x = v0t then the integrals along C and C¯ diverge. This gives a contribution proportional to δ(xv0t) to P(x, t). Since Eq. (A7) is normalised to 1ert when integrating from x = 0 to x = v0t we have

p(x,t)=ertδ(xv0t)+H(xv0t)1π02rds2srs2sv0cos(2srs2x/v0)est, (A8)

normalised on [0,]. Numerical evaluation of the smooth part of Eq. (A8) for v0 = 1 and different values of r and t shows that this result is equivalent to an expression in Ref. 36,

p(x,t)=ertδ(xv0t)+H(xv0t)rertv0[I0(rt1x2/(v0t)2)+I1(rt1x2/(v0t)2)1x2/(v0t)2]. (A9)

In the limit of T for fixed x=x/(v0T), stationary-phase evaluation of the integral in Eq. (A8) yields

P0(x,T)12rT2π1+1x2(1x2)3/4erT(1x21). (A10)

This is Eq. (7) in the main text, noting that the label spacing is given by X′ = x′(T) since x′(0) = 0. We remark that Eq. (6) is normalised to unity for 1X1.

FIG. 4.

FIG. 4.

Contour for inverse Laplace transform for 0 < x < v0t. There is a branch cut at [–2r, 0].

APPENDIX B: DESCRIPTION OF THE MONTE CARLO ALGORITHM FOR SIMULATION OF THE TELEGRAPH MODEL WITH SELF AVOIDANCE

This section describes the implementation of an algorithm to simulate the telegraph model with self avoidance. The telegraph process is implemented as described in the supplementary material of Ref. 32, and the telegraph simulations use a modified version47,48 of the PERM algorithm.49,50 The algorithm grows an ensemble of N polymers, each represented by a discrete telegraph process. Initial conditions: x0 = 0 and v0 = –1 or +1 with equal probability. The polymers grow in the direction of v0. After each time step t, each polymer has a chance r of changing sign of v0, so that it continues to grow in the opposite direction.

If the polymer reaches a site that it has already visited n times before, it has a chance eϵn of surviving to the next time step. In the simplest form of the algorithm, the polymer is discarded if it does not survive. Attrition renders this algorithm inefficient. Therefore, we used the modified version,47,48 where Nb batches each containing Npb polymers are grown simultaneously (N = NbNpb). Every time a polymer fails the survival check, it is replaced by a polymer randomly sampled from its batch.

The replacement of polymers creates a bias in the statistics conformation statistics,47 which must be corrected for. This can be done by introducing weights as described in Ref. 47. Every polymer in a given batch is assigned the same initial weight w0=Np/b1. After each time step, the weights of all polymers in a given batch are updated as wt=wt1NsNp/b, where Ns is the number of polymers in the batch that survived the check. This rule decreases the weights of batches where many polymers have been replaced.

This process continues for T time steps. For each polymer, the extension XT along the channel axis is measured. Mean μ and variance σ2 of the extension are calculated as

μ=k=1NwT(k)XT(k)k=1NwT(k), (B1)
σ2=k=1NwT(k)[XT(k)μ]2k=1NwT(k), (B2)

where k labels all polymers, across all batches, and w(k) are the corresponding weights.

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