Abstract
In addition to dopaminergic and motor deficits, patients with Parkinson’s disease (PD) suffer from non-motor symptoms, including early cognitive and social impairment, that do not respond well to dopaminergic therapy. Cholinergic deficits may contribute to these problems, but cholinesterase inhibitors have limited efficacy. Mice over-expressing α-synuclein, a protein critically associated with PD, show deficits in cognitive and social interaction tests, as well as a decrease in cortical acetylcholine. We have evaluated the effects of chronic administration of nicotine in mice over-expressing wild type human α-synuclein under the Thy1-promoter (Thy1-aSyn mice). Nicotine was administered subcutaneously by osmotic minipump for 6 months from 2 to 8 months of age at 0.4 mg/kg/h and 2.0 mg/kg/h. The higher dose was toxic in the Thy1-aSyn mice, but the low dose was well tolerated and both doses ameliorated cognitive impairment in Y-maze performance after 5 months of treatment. In a separate cohort of Thy1-aSyn mice, nicotine was administered at the lower dose for one month beginning at 5 months of age. This treatment partially eliminated the cognitive deficit in novel object recognition and social impairment. In contrast, chronic nicotine did not improve motor deficits after 2, 4 or 6 months of treatment, nor modified α-synuclein aggregation, tyrosine hydroxylase immunostaining, synaptic and dendritic markers, or microglial activation in Thy1-aSyn mice. These results suggest that cognitive and social impairment in synucleinopathies like PD may result from deficits in cholinergic neurotransmission and may benefit from chronic administration of nicotinic agonists.
Keywords: Parkinson’s disease, mouse model, α-synuclein, nicotine, motor deficits, cognitive deficits, social impairment
Introduction
In patients with Parkinson’s disease (PD), neurodegeneration primarily affects dopaminergic neurons of the substantia nigra (SN) of the midbrain, leading to dopamine loss in the striatum and dysregulation of neuronal circuits in the basal ganglia. This dopaminergic deficit is the primary cause of the characteristic motor symptoms of the disease, bradykinesia, resting tremor, and rigidity. However, the symptoms of PD extend beyond motor dysfunction and also involve non-motor aspects that include cognitive deficits, social impairment, sleep disturbances, and sensory and autonomic dysfunction (Anderson et al., 2013; Bassetti, 2011; Chaudhuri et al., 2011; Wolters, 2009). The mechanisms of these non-motor symptoms of PD are only partially understood. Dopamine depletion may play a role in non-motor deficits; but their early appearance, often before motor deficits, and their poor response to dopaminergic treatments suggest additional mechanisms (Abbott et al., 2007; Postuma et al., 2012; Ross et al., 2006).
α-Synuclein has emerged as a potential pathogenic factor in PD based on genetic evidence that mutation or gene duplication in the SNCA gene cause familial forms of PD, and polymorphisms are strongly associated with sporadic PD (Edwards et al., 2010; Kruger et al., 1998; Polymeropoulos et al., 1997; Singleton et al., 2003). Furthermore, α-synuclein is a component of Lewy bodies, a hallmark of PD, and forms aggregates that are broadly distributed in the central and peripheral nervous system (Bloch et al., 2006; Braak et al., 2006; Spillantini and Goedert, 2000; Spillantini et al., 1997). The hypothesis that α-synuclein pathology may contribute to non-motor deficits in PD is supported by experimental evidence that mouse models of α-synuclein over-expression display deficits in behaviors also affected in early PD (Chesselet et al., 2012; Hatami and Chesselet, 2015; Magen and Chesselet, 2011). This has been extensively characterized in mice over-expressing α-synuclein under the Thy1 promoter developed by Eliezer Masliah (Thy1-aSyn mice; line 61) (Rockenstein et al., 2002). These mice express human wild-type α-synuclein at 2-4-fold higher levels than endogenous α-synuclein and exhibit broadly distributed α-synuclein aggregates throughout the brain. They also exhibit extensive behavioral deficits in many domains affected in pre-manifest PD, including cognition, sleep, social interaction and autonomic function, as well as inflammation, mitochondrial dysfunction, and later loss of striatal dopamine. Thus, α-synuclein line 61 mice recapitulate many aspects of sporadic PD (Chesselet et al., 2012; Magen et al., 2015; McDowell et al., 2014; Subramaniam et al., 2014).
In previous studies (Magen et al., 2012), we have detected a decrease in acetylcholine in the cortex of Thy1-aSyn mice at an age when cognitive deficits were present, suggesting that α-synuclein pathology is sufficient to induce acetylcholine deficits analogous to those reported in PD patients (Pfeiffer et al., 2014; Yang et al., 2016; Zarow et al., 2003). Cholinesterase inhibitors are clinically used for cognitive deficits in PD patients, on the assumption that the inhibitors primarily exert any therapeutic effects by inhibiting the hydrolysis of acetylcholine to choline; but these drugs show limited efficacy (Emre et al., 2004; Grace et al., 2009; Hanagasi et al., 2017; Mamikonyan et al., 2015; Wang et al., 2015). Stimulating nicotinic receptors may be a better approach to treat cognitive disorders in a variety of disorders (Gee et al., 2017; Harris et al., 2004; Preskorn et al., 2014; Wallace and Porter, 2011). However, there is little preclinical information on the ability of nicotine to improve deficits due to α-synuclein pathology as present in PD or other synucleinopathies.
In the current study we use the Thy1-aSyn mouse model to test the hypothesis that chronic nicotine administration could improve deficits in cognition and social behavior induced by α-synuclein pathology. The aim of this study was to provide preclinical data to support or invalidate the development of nicotinic agents to treat aspects of PD. We administered nicotine subcutaneously by osmotic minipump either for either 6 months (2-8 months of age) or one month (5-6 months of age) to male Thy1-aSyn mice and measured their performance in tests of cognition and social interaction. In addition, because previous studies in toxin-induced animal models of dopamine degeneration have proposed a protective role of nicotine in PD (Costa et al., 2001; Picciotto and Zoli, 2008; Quik et al., 2012; Ryan et al., 2001; Toulorge et al., 2011), we assessed the effects of nicotine administration on early motor deficits and α-synuclein pathology in these mice. The results show that chronic nicotine administration improves cognitive and social impairments without affecting motor deficits or α-synuclein aggregates in Thy1-aSyn mice.
Materials and Methods
Animals
Mice over-expressing human, full length, wild type (Wt) α-synuclein under the murine Thy1-promoter (Thy1-aSyn mice) were developed at the laboratory of Dr. E. Masliah (University of California, San Diego) (‘line 61” of (Rockenstein et al., 2002). Thy1-aSyn mice were maintained on a hybrid C57BL6/DBA2 background as described previously (Fleming et al., 2004; Rockenstein et al., 2002). The genotypes of all Thy1-aSyn and Wt mice were determined at 1 month of age and confirmed at the end of the experiment by polymerase chain reaction (PCR) amplification analysis of tail DNA. We studied male mice to maintain gene dosage, because the transgene is inserted in the X chromosome in this line. Transgenics and their Wt littermates were distributed among the study groups to avoid any litter effect, and the group sizes were determined based on our power analysis (Chesselet et al., 2012). Animals were socially housed ≤ 4 in each cage and maintained on a reverse light/dark cycle to facilitate behavioral analysis. Mice were housed on standard bedding (shredded wood) and material for nest-building (Nestlets, Ancare, NY, USA) was provided. Mice had ad libitum access to water and standard rodent diet (NIH-31 modified 7013, Harlan). Room temperature in the mouse holding room was 23 ± 2°C and relative humidity was ~60%; values were recorded during the daily animal check. Animal care complied with the United States Public Health Service Guide for the Care and Use of Laboratory Animals and all experimental procedures were approved by the UCLA Institutional Care and Use Committee.
Nicotine administration: first (“six-month”) cohort
Two separate cohorts of male mice were used (Fig. 1). A first cohort was treated with nicotine for 6 months. Thy1-aSyn mice were divided into three groups (minimum of n=20 per group) and treated with vehicle (saline; Teknova, USA; #S5819) supplemented with either zero, 0.4, or 2.0 mg/kg/h nicotine (calculated as the free base, prepared from nicotine tartrate, Sigma, USA; #N5260). A fourth group, Wt littermates (minimum of n=20), were treated with vehicle plus zero nicotine, serving as additional controls. Treatment began at 2 months of age. Solutions could be infused subcutaneously for one month using implanted osmotic minipumps (Alzet, USA; Model 2004). Briefly, vehicle, with or without nicotine, was loaded into the minipump and maintained at 37°C for 48 h before the implantation surgery. For the initial implant surgeries (at 2 months), mice were anesthetized with isoflurane. A subcutaneous pocket was created in the dorsal thoracic area and received the minipump. Mice treated with the higher nicotine dose (2.0 mg/kg/h) lost weight after this surgery; 50% died after one week. Because the toxicity in the high dose nicotine (2.0 mg/kg/h) group might have been due to the combined toxic effects of isoflurane and a higher dose of nicotine, we used pentobarbital instead of isoflurane for induction of anesthesia for subsequent surgeries in this cohort. Briefly, anesthesia was induced with pentobarbital (6.6 mg/kg, i.p.) and a surgical level of anesthesia was maintained with isoflurane (0.5-1.5% in O2). The use of combined pentobarbital and isoflurane markedly reduced the mortality rate and improved weight gain in the higher dose group. At one month intervals, fresh osmotic mini-pumps were loaded with nicotine solutions adjusted for body weight, and were implanted at the same subcutaneous pocket.
For this cohort, we intended to treat for 6 months. The full time course was achieved for the lower nicotine dose of 0.4 mg/kg/h. However, Thy1-aSyn mice treated with the higher nicotine dose, 2.0 mg/kg/h nicotine, died at an unexpectedly high rate: 50% mortality was observed in this group after four months of nicotine administration. We minimized pain and suffering by euthanizing the remaining members of the Thy1-aSyn higher dose group at 6 months of age (4 months of treatment). It must be noted that a few mice (n=3) in the higher dose group completed full time course of treatment before a decision was made to shorten their treatment.
Nicotine administration: second (“one-month”) cohort
Experience gained with the first cohort allowed us to minimize animal use, pain, and suffering in a second cohort. Treatment began at 5 months of age. We used the pentobarbital-isoflurane anesthesia protocol. Thy1-aSyn mice and their Wt littermates were divided into two groups each (minimum of n=20 per group) and received either vehicle or the lower nicotine dose, 0.4 mg/kg/h. Each mouse received a single minipump, for a single month of treatment.
For both the first (six-month) and the second (one-month) cohort, general health was monitored daily. Body weights were monitored and recorded daily for a week after implant surgery and twice weekly thereafter. Mice receiving the lower nicotine dose (0.4 mg/kg/h) showed no differences in general health compared to mice administered with vehicle. Above, we summarize health issues in the first cohort, exposed to 2.0 mg/kg/h nicotine.
Behavioral testing
All behavioral testing was performed (Fig. 1) and analyzed by investigators without knowledge of genotype and drug treatment. Body weights were recorded before the behavioral tests to control for any confounding effects of differences in weight on measures of activity. Motoric behavior was tested in only the six-month treatment cohort, once before treatment at 2 months (pre-treatment) and then at 4 (Post 1), 6 (Post 2) and 8 months (Post 3) of age, on the challenging beam and the vertical pole as described previously (Fleming et al., 2004). Briefly, for challenging beam test, each mouse was trained on a narrowing horizontal beam for two days and tested on third day using the same narrowing horizontal beam but with grids placed on it for 5 trials. For the vertical pole test, each mouse was trained for two days to turn and climbdown the vertical pole without falling, and tested on third day for 5 trials. Each mouse was also tested for general locomotor activity in the open field (15 min) at 5 months of age and 8 months of age as described previously (Lam et al., 2011; Wang et al., 2012).
Cognitive behavior testing was performed in the six-month treatment cohort mice at ages 5 months and 7 months (Y-maze spontaneous alternations). In one-month treatment cohort novel object recognition and social behavior tests was performed at 6 months of age.
Y-maze spontaneous alteration and novel object recognition were assessed as described previously (Magen et al., 2012). Briefly, mice were allowed to explore the Y-maze for 7 min, while the visits to each arm were counted. Successive visits to the three different arms were considered as an alternation and percentage of spontaneous alternations were calculated as alternations/(arm entries-2)*100 – 50% to set chance level at zero. Mice which had < 7 visits in the 7-minute tested period were excluded from analysis as non-performers, slightly modified from (Lelong-Boulouard et al., 2006), who set the exclusion criteria at 5 visits for 5 min.
For novel object recognition (NOR) test, mice were first habituated to the cylindrical tank for 5 min the day prior to the testing day. On the testing day mice were exposed to two identical objects (pig or wolf figurines) for 10 min and after a 30-40 min interim interval one of the objects was replaced with a novel object. During exploration, the mice were videotaped, and later analyzed in a blinded fashion. The objects were balanced among different mice to avoid any object preference bias. Mice with total exploration time of < 7 s, indicating low interest in the objects, were excluded from all further analyses (de Bruin and Pouzet, 2006). The discrimination index was defined as DI = (N − F) / (N + F), where N and F represents total time spent exploring the novel and familiar objects, respectively.
The social approach task was performed in only the one-month treatment cohort at 6 months of age as described before (Magen et al., 2015). Briefly, mice were first habituated to the center chamber of a three-chamber Perspex® apparatus with the two side chambers closed, for 10 min on the testing day (phase I). Thereafter, the doors connecting the chambers were opened and the mice were now allowed to explore all three chambers for 10 min (phase II). In the final phase of the test (phase III), an empty 1 L glass beaker was placed in one of the side chambers whereas the same beaker containing a novel mouse from the 129Sv strain was placed in the other side chamber. Locations of empty beaker and beaker containing a mouse were balanced to avoid potential confounding effect of baseline side preference. Mice were allowed to explore all three chambers as in phase II. The time spent in the side chambers in phase III was recorded during testing, while the sniffing times at the empty beaker and at the beaker containing the mouse were measured from video recordings by a blinded observer.
Euthanasia and immunohistology
The measurement of pathological endpoints by immunohistology was performed in only the six-month treatment cohort. After the treatment phase, 50% of the mice (n=10) from each group were anesthetized with pentobarbital, perfused shortly with PBS and then with 4% paraformaldehyde. Their brains were processed for histological analysis. Because the nicotine treatment in the higher dose group was terminated early (at 6 months of age), the immunohistology results for this group were obtained in 6-month old mice.
Brain sections from the Wt and each transgenic group were reacted for α-synuclein with a mouse (anti-human and anti-mouse) α-synuclein monoclonal antibody (BD Transduction Laboratories, USA, 610787) at 1:250 dilution, for tyrosine hydroxylase with rabbit monoclonal anti-TH antibody (Millipore, USA; AB152) at 1:600 dilution, for synaptophysin with mouse monoclonal anti-synaptophysin antibody (Millipore, USA; MAB5258) at 1:2000 dilution, and for microtubule-associated protein 2 (MAP2) with rabbit polyclonal anti-MAP2 antibody (Millipore, USA; AB5622 at 1:500 dilution). Secondary antibodies conjugated with Alexa 488 or Alexa 594 were used for immunofluorescence labeling and quantified as described previously (Richter et al., 2014a). For the assessment of α-synuclein aggregates, the sections were treated with proteinase K and quantified as described previously (Fernagut et al., 2007; Fleming et al., 2011; Richter et al., 2014a). Microglial activation was quantified in SN using rabbit polyclonal antibody against ionized calcium binding adaptor molecule (anti-Iba-1) (Wako, Osaka, Japan, #019-19741, at 1:500 dilution) as described (Watson et al., 2012). All analyses were performed by investigators unaware of genotype and treatment groups.
Statistics
Statistical analysis was performed with SigmaPlot software (v. 12.0, Systat Inc., USA). For the analysis of the 6-month treatment cohort: (1) two-tailed Student’s t-test (when data were homoscedastic) or Mann Whitney U-test (when data were heteroscedastic) were used to compare Wt-vehicle and Thy1-aSyn-vehicle groups for genotype differences, (2) Analysis of variance (ANOVA) was used to compare the nicotine treatment effect in Thy1-aSyn groups, followed when appropriate with post hoc Bonferroni t-tests versus control (Thy1-aSyn-vehicle) group. For the analysis of 1-month treatment cohort, two-way ANOVA followed by post hoc Bonferroni t-tests were used. Data were tested for equal variances prior to ANOVA. In addition, for cognitive tests the data were compared to chance level (zero) by using one-sample t-test. A paired t-test was used to compare the effect on same groups at different timepoints. Outliers in all the analysis were excluded with Grubb’s outlier test. The investigator was blinded to the groups when assessing the outcome of the experiments.
Results
Nicotine effects on Y-maze alternation
Spontaneous Y-maze alternation test was performed at 5 and 7 months of age (3 and 5 months of nicotine or vehicle administration, respectively). The Thy1-aSyn-vehicle group performed significantly worse at 7 than at 5 months (paired t-test, t20=2.18, p=0.04) (Fig. 2). No significant performance deficit was noted in the Wt-vehicle mice. These data indicate the development of cognitive deficits with age in the Thy1-aSyn mice, consistent with previous results (Magen et al., 2012).
Because several mice died between 5 and 7 months of age, we analyzed the data at each time point separately. At 5 months of age (Fig. 2), all groups displayed significantly more alternations than the chance level of zero percent (p<0.05, one-sample t-test), indicating intact alternation behavior and spatial memory. At 7 months of age, Wt-vehicle mice but not Thy1-aSyn-vehicle mice maintained this significantly higher than zero alternation percentage (one-sample t-test, p=0.02 and 0.77, respectively), indicating that Y-maze performance was impaired in Thy1-aSyn mice, as previously reported for that age (Magen et al., 2012). In contrast, Thy1-aSyn mice administered 0.4 mg/kg/h nicotine performed above chance (p=0.04), at the same level as Wt-vehicle mice, indicating that nicotine substantially reverses this impairment (Fig. 2). The total number of entries did not differ between the groups at any time point, indicating a similar level of activity (data not shown). The data indicate that 5 months of nicotine administration at 0.4 mg/kg/h improve cognitive performance, as tested by Y-maze alternation.
Thy1-aSyn mice treated with 2.0 mg/kg/h nicotine also displayed significantly higher than zero alternation percentage at 7 months. However, only three mice completed the full course of 6 months treatment (see methods).
Previous studies on Thy1-aSyn mice showed small deficits in the Y-maze at 5-6 months of age (Magen et al., 2012) but the magnitude of the deficit was much smaller than at 7-9 months of age, when an effect was also observed in the six-months treatment cohort in the present study. Similarly, in the one-month treatment cohort, ANOVA revealed no main effect of either genotype (F1,69=0.715, p=0.4) or 0.4 mg/kg/h nicotine treatment (F1,69=0.43, p=0.51), and also no interaction effect (F1,69=0.035, p=0.85). The percentage of spontaneous alternations for the groups are as follows: Wt-vehicle: 3.43±3.21%, n=19; Thy1-aSyn-vehicle: 6.92±3.92%, n=13; Wt-0.4 mg/kg/h nicotine: 1.84±3.38%, n=18; Thy1-aSyn-0.4 mg/kg/h nicotine: 4.07±3.15%, n=21 (Mean ± SEM).
Nicotine effects on NOR
In contrast to previous results obtained in naïve mice (Magen et al., 2012), we observed no deficit in NOR performed in the six-month treatment cohort at 7 months of age (after 5 months of nicotine or vehicle administration). The groups had discrimination index values as follows: Wt-vehicle: 0.1±0.08, n=18; Thy1-aSyn-vehicle: 0.08±0.08, n=18; Thy1-aSyn-0.4 mg/kg/h nicotine: 0.11±0.08, n=15; Thy1-aSyn-2.0 mg/kg/h nicotine: 0.29±0.21, n=3 (Mean ± SEM). Total exploration times of the objects did not differ between the groups, consistent with previous data (Magen et al., 2012). It is possible that the repeated surgeries and behavioral testing have led to altered performance in both Wt/vehicle and the Thy1-aSyn/vehicle groups, which were much lower than those previously observed in naïve mice (Magen et al., 2012) (and see below), thus impairing detection of a deficit in the transgenics.
In the one-month cohort tested for NOR, we administered the lower nicotine dose (0.4 mg/kg/h) to 5-month-old mice for only one month. In contrast to the 6-month cohort, which received multiple surgeries and behavioral testing, vehicle-treated Thy1-aSyn mice in this one-month cohort showed a significant deficit in NOR at 6 months of age compared to vehicle-treated Wt littermates, and this deficit was reversed in mice that received 0.4 mg/kg/h of nicotine (Fig. 3). The groups displayed DI values as follows (Mean ± SEM): Wt-vehicle: 0.28±0.11, n=17; Thy1-aSyn-vehicle: 0.00±0.09, n=12; Wt-0.4 mg/kg/h nicotine: 0.11±0.09, n=17; Thy1-aSyn-0.4 mg/kg/h nicotine: 0.23±0.07, n=19. Two-way ANOVA revealed no main effect of genotype (F1,59=0.677, p=0.414) or of treatment (F1,59=0.103, p=0.750) but showed an interaction effect (F1,59=4.35, p=0.042). The Wt-vehicle mice, but not the Thy1-aSyn-vehicle mice, displayed discrimination indices significantly higher than zero (p=0.027 vs p>0.99, respectively, one-sample t-test). In contrast, Thy1-aSyn/0.4 mg/kg/h nicotine mice performed significantly higher than zero (p=0.006) (Fig. 3). Thus, NOR performance was impaired in Thy1-aSyn mice, extending previous data at the earlier time of 4-5 months (Magen et al., 2012). Importantly, the present data show that treatment with 0.4 mg/kg/h nicotine for one month completely reversed this impairment. Unexpectedly, however, nicotine impaired performance in Wt mice, which no longer performed above chance level (p=0.25).
Nicotine effects on social behavior
In our previous studies, we detected a deficit in a social approach task in Thy1-aSyn mice, suggesting a deficit akin to the impairment of theory of mind described in PD patients (Magen et al., 2015). This task was performed in the one-month nicotine treatment cohort at 6 months of age. As described in methods, we compared sniffing times at an empty beaker versus a beaker containing a mouse from another genetic background after appropriate habituation. Results in Wt mice revealed the expected strong preference for the beaker containing a mouse, whereas this preference was decreased in Thy1-aSyn mice receiving vehicle, confirming our previous data (Fig. 4). Repeated measure ANOVA with group as between-subject factor and variable (i.e. empty beaker vs. beaker with a mouse) as a within-subject factor revealed no main effect of group (F3,148=2.164, p=0.1) or interaction effect between group and variable (F3,148=0.603, p=0.615) but did reveal an effect for the sniffed item (F1,150=41.76, p<0.001). The two Wt groups showed a significant preference for exploring a beaker with a novel mouse over exploring an empty beaker (p<0.001), whereas the Thy1-aSyn/vehicle group showed no such preference (Bonferroni post-hoc test). Furthermore, Thy1-aSyn-vehicle mice sniffed a beaker with a novel mouse to a lesser extent than Wt/vehicle mice (p=0.044). Treatment with 0.4 mg/kg/h nicotine completely restored the preference for the mouse versus empty beaker in Thy1-aSyn mice (p<0.001). Comparing chamber time between the groups revealed no main effects (p>0.05) indicating that the mice had no preference for either chamber, an important control. The results confirm our previous findings (Magen et al., 2015) that Thy1-aSyn mice have a decreased interest in social stimuli compared to Wt mice while they explore a neutral, inanimate object to the same extent, indicating social cognition impairment rather than general exploratory deficit. This impairment was reversed by 0.4 mg/kg/h nicotine administration.
Chronic nicotine treatment did not improve motor deficits in challenging beam and vertical pole tests
To evaluate the effect of nicotine treatment on α-synuclein-induced motor deficits, we tested the mice in the challenging beam and vertical pole tests at four time points including pre-treatment time point (2 months), and at 3 time points during nicotine administration called Post 1 (4 months), Post 2 (6 months) and Post 3 (8 months). Motor deficits in these challenging tests are robust and appear as early as 2 months in the Thy1-aSyn mice (Chesselet et al., 2012; Fleming et al., 2004). These deficits are distinct from parkinsonism, which occurs at much older ages when the Thy1-aSyn mice begin to show decreased striatal dopamine (Lam et al., 2011). They reflect impairment in nigrostriatal (Lam et al., 2011) and/or extranigral (Watson et al., 2009; Wu et al., 2010) circuits resulting from α-synuclein overexpression. Deficits in the challenging beam were confirmed in this study in 2-month-old transgenic mice, which show a large increase in number of errors per step (Fig. 5A) (Fleming et al., 2004). As previously reported, this motor deficit progressed between 2 and 8 months of age in the Thy1-aSyn mice (Fig. 5B).
Administration of neither the lower (0.4 mg/kg/h, 6 months) nor the higher (2.0 mg/kg/h, 4 months) nicotine dose, improved this motor deficit (Fig. 5A). To evaluate the effect of nicotine on the progression of beam deficits, we calculated the difference between the numbers of errors per step at each time point for each mouse. Thy1-aSyn mice show a significant worsening at 4 months compared to 2 months of age; this was not significantly affected by nicotine (Fig. 5B), despite the good power conferred by using relatively large groups of mice. The deficit on the beam leveled off at later time points; and again, nicotine had no effect. Thus, nicotine administration did not significantly improve deficits on the challenging beam when administered after this motor deficit was already established.
In the vertical pole, a test of balance and coordination, Thy1-aSyn mice take longer than Wt mice to turn around and descend the pole (Fig. 6A) (Fleming et al., 2004). Nicotine treatment, 0.4 mg/kg/h (for 6 months) and 2.0 mg/kg/h (for 4 months), did not improve this motor deficit at any time point tested (Fig. 6A). About 50% of the Thy1-aSyn mice were able to perform this task within the time limit at 2 months of age but only 25% at 4 months and almost none at later ages. Nicotine did not affect the number of mice able to perform the task (Fig. 6B). These results indicate that chronic nicotine administration failed to improve the progressive motor deficits observed in Thy1-aSyn mice, even after 6 months of continuous treatment.
Chronic nicotine treatment did not alter hyperactivity in the open field
Locomotor activity in open field was examined at 5 months (3 months of nicotine treatment) and 8 months (6 months of nicotine treatment) of age. We measured move episodes, total move time, move time per episode, total distance traveled, distance traveled per episode, movement velocity, center entries, and rearings. Previous studies by our group showed hyperactivity in relatively young (4-7 months of age) Thy1-aSyn mice (Lam et al., 2011; Wang et al., 2012). This observation was confirmed in the present cohort (Table 1): Thy1-aSyn mice receiving vehicle showed a decrease in move episodes (p<0.01) and an increase in move time per episode (p<0.001), as well as the other parameters measured, indicating hyperactivity compared to Wt vehicle treated mice at both time points. Several lines of transgenic mice over-expressing α-synuclein show hyperactivity at early ages (Chesselet et al., 2012) and we have previously attributed this hyperactivity to increased extracellular dopamine in the striatum of young Thy1-aSyn mice (Lam et al., 2011). Administration of nicotine at two doses, 0.4 mg/kg/h and 2.0 mg/kg/h, for 3 months and 6 months produced no change in hyperactivity of the mice (Table 1).
Table 1. Nicotine treatment did not alter open field hyperactivity in Thy1-aSyn mice.
Genotype | Wt | Thy1-aSyn | ||
---|---|---|---|---|
| ||||
Number of mice tested | ||||
at age 5 months | 34 | 30 | 25 | 18 |
at age 8 months | 32 | 25 | 18 | β |
| ||||
Nicotine, mg/kg/h | 0 | 0 | 0.4 | 2.0 |
| ||||
Move episodes (number) | ||||
5 months | 292 ± 4 | 267 ± 6*** | 252 ± 9 | 233 ± 14 |
8 months | 266 ± 5 | 237 ± 10* | 263 ± 6 | β |
Move time (seconds) | ||||
5 months | 517 ± 14 | 595 ± 15*** | 579 ± 24 | 605 ± 27 |
8 months | 442 ± 18 | 569 ± 30*** | 567 ± 23 | β |
Move time/episode (seconds) | ||||
5 months | 1.79 ± 0.06 | 2.28 ± 0.10*** | 2.29 ± 0.11 | 2.63 ± 0.23 |
8 months | 1.66 ± 0.07 | 2.48 ± 0.17*** | 2.12 ± 0.09 | β |
Distance (cm) | ||||
5 months | 1860 ± 91 | 2540 ± 160** | 2550 ± 230 | 2700 ± 340 |
8 months | 1560 ± 115 | 2780 ± 270*** | 2630 ± 250 | β |
Distance/episode (cm) | ||||
5 months | 6.52 ± 0.38 | 9.19 ± 0.76*** | 10.26 ± 1.03 | 12.49 ± 2.27 |
8 months | 5.89 ± 0.45 | 11.18 ± 1.06*** | 8.74 ± 0.56 | β |
Velocity (cm/second) | ||||
5 months | 3.55 ± 0.11 | 4.05 ± 0.15* | 4.41 ± 0.22 | 4.54 ± 0.32 |
8 months | 3.42 ± 0.11 | 4.71 ± 0.28*** | 4.51 ± 0.28 | β |
Center entries (number) | ||||
5 months | 66.8 ± 3.7 | 84.2 ± 5.1* | 82.0 ± 7.8 | 87.9 ± 10.5 |
8 months | 57.0 ± 4.4 | 86.0 ± 8.5** | 86.6 ± 5.9 | β |
Rears (number) | ||||
5 months | 64.9 ± 5.4 | 79.7 ± 9.5 | 77.0 ± 9.9 | 69.2 ± 11.2 |
8 months | 39.8 ± 5.6 | 63.8 ± 11.5 | 55.8 ± 8.6 | β |
Lack of chronic nicotine effects on histological parameters in Thy1-aSyn mice
A hallmark of sporadic PD is the accumulation of Lewy bodies or Lewy neurites, containing α-synuclein. Similar to other transgenic models, Thy1-aSyn mice do not show mature fibrillar structures identical to Lewy bodies but do show proteinase K-resistant aggregates of α-synuclein. Although the role of α-synuclein aggregates in neurotoxicity remains unclear, decreased α-synuclein levels have been associated with functional improvement in the model studied here (Richter et al. 2014). To assess the effects of nicotine treatment on the α-synuclein levels in brain, we measure α-synuclein immunofluorescence in the substantia nigra (SN). Regional measurement of the immunofluorescence intensity in the SN showed a significant increase in α-synuclein levels in Thy1-aSyn mice in the SN pars compacta. Nicotine treatment at 0.4 mg/kg/h (for 6 months) or at 2.0 mg/kg/h (for 4 months) did not alter the levels of α-synuclein in SN of Thy1-aSyn mice. Similarly, nicotine treatment did not modify the α-synuclein aggregate load in Thy1-aSyn mice (Table 2).
Table 2. Nicotine treatment for 6 months did not alter histological parameters in SN and striatum.
Immunohistological measurements | Genotype | Nicotine mg/kg/h | Brain Region (with sub-regions) | |||
---|---|---|---|---|---|---|
| ||||||
SN
|
||||||
SNc | SNr | |||||
| ||||||
α-synuclein (immunofluorescence) | Wt | 0 | 18900 ± 2100 | 29900 ± 2400 | ||
Thy1-aSyn | 0 | 30100 ± 2400* | 35000 ± 2600 | |||
Thy1-aSyn | 0.4 | 28700 ± 3200* | 33400 ± 3500 | |||
Thy1-aSyn | 2.0 β | 26900 ± 2700* | 31500 ± 2400 | |||
| ||||||
α-synuclein aggregates (proteinase K-resistant) | Dorsolateral | Dorsomedial | Ventrolateral | Ventromedia | ||
|
||||||
Thy1-aSyn | 0 | 1.16±0.10 | 0.99±0.07 | 1.11±0.10 | 1.18±0.08 | |
Thy1-aSyn | 0.4 | 1.14±0.05 | 1.03±0.07 | 1.18±0.08 | 1.17±0.07 | |
Thy1-aSyn | 2.0 β | 1.21±0.08 | 1.06±0.04 | 1.35±0.09 | 1.20±0.07 | |
| ||||||
TH (immunofluorescence) | SNc | SNr | ||||
|
||||||
Wt | 0 | 13400 ± 880 | 7570 ± 450 | |||
Thy1-aSyn | 0 | 13500 ± 610 | 7380 ± 370 | |||
Thy1-aSyn | 0.4 | 15300 ±1300 | 7570 ± 550 | |||
Thy1-aSyn | 2.0 β | 12700 ± 840^ | 6870 ± 400 | |||
| ||||||
striatum
|
||||||
Rostral | Medial | Caudal | ||||
| ||||||
TH (immunofluorescence) | Wt | 0 | 23000 ± 1200 | 19270 ± 1310 | 19100 ± 930 | |
Thy1-aSyn | 0 | 22400 ± 1400 | 18090 ± 1140 | 17110 ± 930 | ||
Thy1-aSyn | 0.4 | 23800 ± 1100 | 19740 ± 1360 | 19100 ±1100 | ||
Thy1-aSyn | 2.0 β | 20200 ± 1500^ | 17140 ± 890 | 16400 ± 490 | ||
| ||||||
Synaptophysin (immunofluorescence) | Wt | 0 | 47200 ± 1700 | 33200 ± 1500 | 33400 ± 1900 | |
Thy1-aSyn | 0 | 47300 ± 2200 | 30700 ± 1700 | 29700 ± 1300 | ||
Thy1-aSyn | 0.4 | 46100 ±1500 | 31200 ± 1500 | 31600 ± 1200 | ||
Thy1-aSyn | 2.0 β | 52700 ±1800 | 34300 ± 1700 | 33200 ± 1600 | ||
| ||||||
MAP2 (immunofluorescence) | Wt | 0 | 33600 ± 1700 | 29500 ± 2500 | 30100 ± 2700 | |
Thy1-aSyn | 0 | 38200 ± 2000 | 30200 ± 2100 | 30600 ± 1700 | ||
Thy1-aSyn | 0.4 | 33300 ± 2100 | 27900 ± 1000 | 28900 ± 1000 | ||
Thy1-aSyn | 2.0 β | 34800 ± 2200 | 30700 ± 2500 | 30600 ± 2000 |
To ensure that nicotine administration did not have detrimental effects on synaptic and dendritic markers in the striatum, we analyzed the levels of synaptophysin (a major presynaptic vesicle protein) and MAP2 (a dendrite-specific microtubule-associated protein) by immunohistochemistry in 8-month-old Thy1-aSyn mice (6 months after the start of treatment). Confirming previous results, vehicle-treated Thy1-aSyn mice showed unchanged synaptophysin or MAP2 levels compared to Wt mice, and nicotine did not affect these parameters (Table 2).
Confirming our previous observation that tyrosine hydroxylase (TH) loss occurs beginning at 14 months of age in Thy1-aSyn mice (Lam et al., 2011), we found unchanged TH immunoreactivity in Thy1-aSyn mice compared to Wt mice; and nicotine treatment did not affect TH levels in the SN or striatum (Table 2), indicating a lack of toxicity on dopaminergic terminals.
To determine the effect of nicotine administration on inflammation in Thy1-aSyn mice, we measured the levels of activated microglia in SN of mice using Iba-1, a microglial marker. Based on our previous observations, resting microglia are 1 to 4 μm in diameter whereas activated microglia are >6 μm in diameter. We previously observed a microglial activation in 5-6 months old Thy1-aSyn mice together with an increased production of pro-inflammatory cytokines (Watson et al., 2012). Wt mice had a markedly lower level of microglial activation in this study compared to our previous studies (Richter et al., 2014a; Watson et al., 2012), suggesting an overall lower level of inflammation in the present cohort, possibly related to general improvements in husbandry. In contrast to our previous observations in younger, 5-6 month-old mice (Watson et al., 2012), we did not observe any microglial activation in vehicle-treated 8-month-old Thy1-aSyn mice compared to Wt mice (Fig. 7A), consistent with our findings that α-synuclein over-expressing mice have only transient microglial activation (Watson et al., 2012). Nicotine administration induced no change in microglial activation in Thy1-aSyn mice (Fig. 7B, 7C).
Discussion
In the present study we investigated the effects of sustained administration of two doses of nicotine for six months on tests of motor and cognitive function, as well histological markers, in a genetic model of pre-manifest PD (Chesselet et al., 2012). We further examined the effects of a sustained administration of the safer nicotine dose for one month on cognitive and social behaviors in these mice. Chronic nicotine administration improved synuclein-induced cognitive and social impairments in young Thy1-aSyn mice, but benefited neither early motor deficits, nor alterations in the levels of overexpressed human α-synuclein protein, nor its proteinase-K resistant aggregates in the SN.
Pre-manifest deficits in Thy1-aSyn mice
We conducted our study in Thy1-aSyn mice (line 61)(Rockenstein et al., 2002) because these mice offer a well characterized model of pre-manifest PD that has now been used in several laboratories for preclinical studies of potential disease modifying treatment (Lee et al., 2011; Magen et al., 2014; Richter et al., 2014a; Richter et al., 2014b; Wrasidlo et al., 2016). Beginning at an early age, these mice exhibit cognitive decline (Magen et al., 2012) and other non-motor deficits (Chesselet et al., 2012; Fleming et al., 2008; McDowell et al., 2014; Subramaniam et al., 2014), reminiscent of defects observed in the pre-manifest phase of PD. The Thy1-aSyn mice show hyperactivity when young, and elevated extracellular dopamine at 6 months of age (Lam et al., 2011). Interestingly, elevated striatal dopamine occurs in vivo in pre-symptomatic human carriers of LRRK2 mutations, a cause of familial PD (Sossi et al., 2010). In contrast, the Thy1-aSyn mice of line 61 develop parkinsonism with loss of striatal dopamine and L-dopa-responsive deficits at a relatively late age, 14 months (Lam et al., 2011).
We note previous reports that the phenotype of this model differs in some respects from other α-synuclein over-expressing lines constructed with portions of the same mouse Thy-1 promoter, and with various α-synuclein mutants. These differences include both the cell types that show abnormalities and the behavior. Phenotypic differences among these strains may arise from the pathophysiology of the mutant, the detailed sequence of the promoter fragment used, the insertion locus, and the host mouse strain (Chesselet and Richter, 2011) (http://jaxmice.jax.org/strain/017682.html).
The present study confirms previous findings that the Thy1-aSyn mice show deficits in cognitive function (Magen et al., 2012), accompanied neither by striatal dopamine loss (Lam et al., 2011) nor by changes in TH immunoreactivity (Fernagut et al., 2007). Performance on several of these cognitive tests depends on the integrity of cortical neurotransmission involving acetylcholine. Such systems are typically termed “cholinergic”, typically meaning actions of acetylcholine on either nicotinic acetylcholine receptors (nAChRs) or muscarinic receptors. In some brain regions, nicotinic α7 receptors may also be activated by circulating levels of choline itself, another eponymous cholinergic transmitter. As one example of a muscarinic cognitive effect, spontaneous alternations in Y-maze and NOR are impaired by the administration of a muscarinic antagonist, scopolamine (Barker and Warburton, 2009; Botton et al., 2010; Wall and Messier, 2002). Interestingly, the levels of cortical acetylcholine were decreased at 6 months of age in Thy1-aSyn mice (Magen et al., 2012) suggesting that the deficits in Y-maze and NOR observed in our study may be due to cholinergic deficits. It is important to note that cholinergic systems in PD patients can be impaired by Lewy body pathology (Braak et al., 2003) and cholinergic cell loss (Zarow et al., 2003) in the basal nucleus of Meynert. PD patients display reduced nAChRs and cholinergic denervation (Bohnen and Albin, 2009; Bohnen et al., 2015; Fujita et al., 2006; Meyer et al., 2009), and this may be associated with mild cognitive and depressive symptoms. Also, up to 50% reduction in the nAChR levels are reported in PD patients especially in frontal and temporal areas that are involved in memory, learning and stimulus-seeking behaviors (Hershey and Perlmutter, 2014; Quik and Jeyarasasingam, 2000). In Thy1-aSyn mice, human α-synuclein accumulates in cholinergic neurons of the basal nucleus of Meynert as early as 5 months of age (Magen et al., 2012).
Brain cholinergic systems are vital for various cognitive functions including memory, learning and attention (Everitt and Robbins, 1997), involving several regions of the brain, in both primates and rodents. nAChRs occur widely in neocortical and subcortical areas (Perry et al., 1992; Poorthuis et al., 2009). Evidence indicate that there is significant reduction of cortical nAChRs in post-mortem brains of both demented and non-demented PD patients (Oishi et al., 2007; Pimlott et al., 2004; Rinne et al., 1991). Previous studies from our group implies that chronic nicotine exposure upregulates some nAChRs (Henderson and Lester, 2015; Lester et al., 2009). Upregulated nAChRs include α4β2* and α6* (*indicating other subunits may be present) (Henderson et al., 2014; Lester et al., 2009; Srinivasan et al., 2014). Previous evidence for a decrease in choline acetyl transferase in Thy1-aSyn mice (Magen et al., 2012) together with the current profound effect of chronic nicotine administration on cognitive deficits, at a time when no dopaminergic deficit can be detected in this model, supports the hypothesis that the defects in cholinergic rather than dopaminergic systems in the Thy1-aSyn mice might have caused the cognitive impairment. Future studies should be directed at determining whether this impairment was improved by chronic nicotine treatment via upregulation of nAChRs in addition to direct stimulation of these receptors, as suggested by our previous work (Henderson and Lester, 2015; Henderson et al., 2014; Lester et al., 2009; Srinivasan et al., 2014).
In addition to cognitive deficits, Thy1-aSyn mice display impairments in social behaviors (Magen et al. 2015), and these were improved by nicotine administration. Impaired social behavior in humans is characterized by deficits in non-verbal expression and in social approach, abnormalities in social use or understanding of language, or markedly diminished peer relationships (Moy et al., 2004). Social interactions of PD patients may be affected by disrupted social connectedness (Soleimani et al., 2014); PD patients with mild cognitive deficits showed impairment in social behavior (Anderson et al., 2013). As mentioned, nicotine and other nicotinic agonists activate several nAChR subtypes which are involved in social behavior in monkeys and rodents (Bitner et al., 2010; Boess et al., 2013; Feuerbach et al., 2009; Henderson and Lester, 2015; Salas et al., 2013; Sarter et al., 2009; Timmermann et al., 2012). Chronic nicotine treatment also benefited social behavior in G72Tg mice, a possible mouse model of schizophrenia (Hambsch et al., 2014). Hence, the observed improvement in social impairment by nicotine in Thy1-aSyn mice might be related to nAChR upregulation.
Previously reported early α-synuclein-induced motor deficits and hyperactivity (Fleming et al., 2004; Lam et al., 2011) were also observed in the current study. These highly reproducible phenotypes confer good power to detect drug effects (Chesselet et al., 2012), rendering this mouse model reliable and robust for pre-clinical drug efficacy studies (Fleming et al., 2011; Magen et al., 2014; Richter et al., 2014a; Richter et al., 2014b). However, chronic nicotine administration did not ameliorate the motor deficits or hyperactivity phenotype in the Thy1-aSyn mice. This is unlikely due to the severity of the deficit, because other compounds improve these deficits in mice of approximately the same age as in the present study (Richter et al., 2014b; Wrasidlo et al., 2016). The use of chronic administration of nicotine in this study adds to previous evidence obtained with more acute administration of nicotine or nAChR agonists that also did not improve motor deficits in models of PD as reviewed in (Quik et al., 2015).
Similarly, our results showed that nicotine administration did not alter the levels of α-synuclein in the SN and striatum of Thy1-aSyn mice, nor the level of proteinase K resistant α-synuclein aggregates in SN. This suggests that in our experimental conditions, nicotine did not markedly modify the production, clearance or aggregation of human α-synuclein in vivo. In vitro, nicotine, at concentrations at least 100-fold greater than those produced in mouse brain by our treatments (Nashmi et al., 2007) prevented the fibrillation of purified α-synuclein (Hong et al., 2009; Ono et al., 2007). These effects of nicotine on purified α-synuclein are irrelevant to any form of human nicotine use. Together our findings highlight the inability of chronic nicotine treatment to improve early α-synuclein-induced motor deficits or pathology in a pre-manifest mouse model of PD, thus providing no support for a neuroprotective effect of nicotine.
Many case-control epidemiological studies demonstrate an inverse relationship between smoking and PD risk (Gorell et al., 1999; Tanner et al., 2002), and the risk of PD in someone who has ever smoked is about half of that of a non-smoker (Checkoway et al., 2002; Sugita et al., 2001). Nicotine has been a strong candidate for tobacco constituent responsible for the apparent neuroprotective effect of smoking, because in animal models, nicotine has neuroprotective effects against toxin-induced loss of nigrostriatal dopaminergic neurons (Costa et al., 2001; Khwaja et al., 2007; Quik et al., 2013; Quik et al., 2012). Nicotine may protect dopaminergic neurons against apoptosis by decreasing endoplasmic reticulum stress and the unfolded protein response (Srinivasan et al., 2016). However, toxin-induced models may lack predictive value for neuroprotection because they do not reproduce the pathophysiology that leads to widespread neuronal dysfunction and dopaminergic cell loss in PD. Furthermore, recent epidemiological studies question the interpretation of the relationship between PD and smoking (Hershey and Perlmutter, 2014; Ritz et al., 2014). Based on evidence that individuals in early stages of PD quit smoking much more easily than controls, Ritz and colleagues (2014) suggested that the lower number of smokers in the PD group occurs because nicotine loses its reinforcing properties in early PD, rather than nicotine protecting the neurons. Accordingly, the neuroprotective properties of nicotine in PD remain unproven. Previous clinical trials have failed to show any beneficial effect of short-term nicotine administration in PD patients (Clemens et al., 1995; Vieregge et al., 2001). Chronic nicotine treatment in PD patients has been confirmed to be safe and tolerable (Villafane et al., 2007) but its neuroprotective effect awaits the results of ongoing clinical trials that are examining transdermal nicotine patches (NCT01560754) in PD. Varenicline, a nicotinic agonist, is also currently under clinical trials (NCT02473562, NCT02933372, NCT01341080) for PD therapy.
Conclusion
Our results suggest that chronic administration of nAChR agonists may improve cognitive and social deficits, debilitating non-motor aspects of early PD. Although not supported by the results of this study, this does not exclude a possible neuroprotective effect of nicotine on dopaminergic neurons. Even though the ultimate goal is to stop or reverse the course of neurodegenerative diseases, improvement of symptoms such as cognitive or social deficits can have a very positive effect on patients’ quality of life.
Highlights.
Chronic nicotine treatment for five months reverses cognitive deficits in Y-maze spontaneous test in Thy1-aSyn mice.
Chronic nicotine treatment for one month improves cognitive defects in novel object recognition test and social impairment in Thy1-aSyn mice.
Chronic nicotine treatment for six months did not alter early motor deficits nor modified α-synuclein pathology, tyrosine hydroxylase immunostaining, or microglial activation in Thy1-aSyn mice.
Chronic administration of nicotinic acetylcholine receptor (nAChR) agonists may improve cognitive and social deficits, the debilitating non-motor aspects of early PD.
Acknowledgements
This work was supported by the Michael J. Fox Foundation (MJFF), by the Caltech-UCLA Joint Center for Translational Medicine (JCTM), by NIH grant AG-033954, by gifts to the Center for the Study of Parkinson’s disease at UCLA, and by gifts from Louis and Janet Fletcher at Caltech. We thank Dr. Franziska Richter and Sheri McKinney for help in designing the study. We also thank undergraduate students Bansi Patel, Jacky Kwong, Sean Campeau and Diana Dinh for their help with behavior rating and histology. MFC has received honoraria (for service as a reviewer) and travel reimbursement from MJFF.
Footnotes
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Conflict of Interest Statement
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
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