Summary
Chronic asymptomatic Plasmodium falciparum infection during the dry season predicts decreased clinical malaria risk during the ensuing malaria season; however, treating these infections did not alter this reduced risk, challenging the notion that chronic P. falciparum infection maintains malaria immunity.
Keywords: Plasmodium falciparum, malaria, asymptomatic, malaria/drug therapy, mass drug administration.
Abstract
Background.
Chronic asymptomatic Plasmodium falciparum infections are common in endemic areas and are thought to contribute to the maintenance of malaria immunity. Whether treatment of these infections increases the subsequent risk of clinical episodes of malaria is unclear.
Methods.
In a 3-year study in Mali, asymptomatic individuals with or without P. falciparum infection at the end of the 6-month dry season were identified by polymerase chain reaction (PCR), and clinical malaria risk was compared during the ensuing 6-month malaria transmission season. At the end of the second dry season, 3 groups of asymptomatic children were identified: (1) children infected with P. falciparum as detected by rapid diagnostic testing (RDT) who were treated with antimalarials (n = 104), (2) RDT-negative children whose untreated P. falciparum infections were detected retrospectively by PCR (n = 55), and (3) uninfected children (RDT/PCR negative) (n = 434). Clinical malaria risk during 2 subsequent malaria seasons was compared. Plasmodium falciparum–specific antibody kinetics during the dry season were compared in children who did or did not harbor asymptomatic P. falciparum infections.
Results.
Chronic asymptomatic P. falciparum infection predicted decreased clinical malaria risk during the subsequent malaria season(s); treatment of these infections did not alter this reduced risk. Plasmodium falciparum–specific antibodies declined similarly in children who did or did not harbor chronic asymptomatic P. falciparum infection during the dry season.
Conclusions.
These findings challenge the notion that chronic asymptomatic P. falciparum infection maintains malaria immunity and suggest that mass drug administration during the dry season should not increase the subsequent risk of clinical malaria.
(See the Editorial Commentary by White on pages 654–5.)
Plasmodium falciparum is responsible for approximately 200 million cases of malaria and 400000 deaths annually [1]. Encouragingly, the scale-up of mosquito control measures and artemisinin-based combination therapy has been associated with reduced malaria burden in many regions [2]. Consequently, an increasing number of endemic countries are working toward elimination and considering the interventions that will be required to achieve this objective. Importantly, a large proportion of people in endemic areas are infected with P. falciparum without symptoms [3, 4]. This clinically silent parasite reservoir, which persists for months to years [5] and contributes to ongoing malaria transmission [4, 6–9], poses a challenge for elimination efforts. The strategies of antimalarial mass drug administration (MDA) to at-risk populations or mass screening and treatment of asymptomatically infected individuals are being considered in certain settings [10–12], particularly in areas of seasonal transmission where MDA during the dry season could reduce the number of gametocyte carriers and decrease transmission to the mosquito vector as the rainy season ensues [11, 13, 14].
However, asymptomatic P. falciparum infections have long been thought to directly contribute to the maintenance of immunity to malaria, a notion referred to as “premunition” [15–17]. Consistent with this hypothesis, studies in areas of seasonal malaria have shown that asymptomatic P. falciparum infection at the end of the dry season predicts decreased risk of febrile malaria during the ensuing malaria season [18–22]. This raises the question of whether treatment of asymptomatic infections during the dry season might increase the risk of symptomatic malaria in the event of P. falciparum reinfection.
Two studies in areas of seasonal malaria assessed the impact of treating asymptomatic P. falciparum infection during the dry season on the subsequent risk of clinical malaria. A trial in The Gambia randomized villages to placebo vs 1 dose of sulfadoxine-pyrimethamine combined with 1 dose of artesunate and found no difference in malaria incidence during 20 weeks of follow-up, although there was a significant drop in the incidence of malaria during the period immediately after drug administration [23]. Similarly, a trial in Burkina Faso randomized villages to screening and treatment of asymptomatic P. falciparum infection with artemether-lumefantrine (AL) or no intervention and found no difference in the subsequent incidence of malaria [24]. In contrast, a study in Zambia—where malaria transmission is year-round—randomized health districts during the low transmission season to screening and treatment of infected individuals with AL or no intervention and found a modest decrease in malaria risk in the intervention group [25].
Importantly, these studies compared malaria risk at the community rather than individual level, which may have confounded the results due to heterogeneity in P. falciparum transmission across communities. Additionally, at the time of treatment, these studies did not distinguish chronic asymptomatic P. falciparum infection from recently transmitted infections that may have progressed to clinical malaria without treatment [26], and which may have different effects on host immunity. Together, the limitations of these studies leave open the question of whether treatment of chronic asymptomatic P. falciparum infection impacts the subsequent risk of clinical malaria at the individual level.
In this longitudinal study conducted in an area of seasonal malaria, we addressed 4 objectives: (1) determine whether asymptomatic P. falciparum parasitemia detected at the end of the 6-month dry season represents chronic infection; (2) confirm that asymptomatic P. falciparum infections during the dry season predict protection from clinical malaria during the ensuing malaria season; (3) determine the impact of treating asymptomatic P. falciparum infection during the dry season on the subsequent risk of clinical malaria; and (4) determine whether chronic asymptomatic P. falciparum infection maintains P. falciparum–specific humoral immunity.
METHODS
Ethics Statement
The Ethics Committee of the Faculty of Medicine, Pharmacy and Odontostomatology (FMPOS) at the University of Bamako, and the National Institute of Allergy and Infectious Diseases of the National Institutes of Health Institutional Review Board approved this study. Written informed consent was obtained from all subjects and the parents/guardians of participating children. The study is registered at ClinicalTrials.gov (identifier NCT01322581).
Study Design and Participants
From May 2011 through December 2013, a cohort study was conducted in Kalifabougou, Mali, a rural village of approximately 5000 inhabitants where malaria transmission occurs from July through December. A single clinic and pharmacy provided the only access to antimalarial drugs. A detailed description of the study site and cohort design has been published elsewhere [27]. From an age-stratified, random sample of the entire village population, 695 healthy individuals aged 6 months to 25 years were enrolled. Exclusion criteria were hemoglobin concentration <7 g/dL, axillary temperature ≥37.5°C, acute systemic illness, or use of antimalarial or immunosuppressive medications in the preceding 30 days. Clinical malaria episodes were detected prospectively by active and passive surveillance and were defined by an axillary temperature of ≥37.5°C, ≥2500 asexual parasites per microliter of blood, and no other cause of fever on physical examination.
Detection of P. falciparum Infection
Thick blood smears were stained with Giemsa and Plasmodium parasites were counted against 300 leukocytes; parasite densities were recorded as the number of parasites per microliter of whole blood based on a mean leukocyte count of 7500 cells/µL. Two expert microscopists evaluated each smear separately, and a third resolved discrepancies. The First Response Combo Malaria Ag (pLDH/HRP2) card was used as a rapid diagnostic test (RDT), the sensitivity of which is approximately 100 parasites/μL [28]. Nested polymerase chain reaction (PCR) amplification of Plasmodium DNA was performed from dried blood spots as previously described [27], the sensitivity of which is approximately 0.5–1 parasites/μL [27].
Additional methods are described in the Supplementary Materials.
RESULTS
Asymptomatic P. falciparum Infection During the Dry Season Is Associated With Lower Risk of Clinical Malaria During the Ensuing Malaria Season
We sought to confirm prior studies that associated asymptomatic P. falciparum infection with lower risk of clinical malaria [18, 19, 21, 22]. During a 2-week period in May 2011, we enrolled 695 asymptomatic subjects just prior to the 6-month malaria season (Figure 1A). The prevalence of P. falciparum infection at enrollment was 45.6% by PCR and 26.3% by blood smear. The prevalence of infection by PCR plateaued by 8 years of age, while the prevalence by blood smear declined after 8 years of age (Figure 1B), consistent with an age-dependent decrease in parasitemia [27].
During the ensuing 6-month malaria season, clinical malaria episodes were detected by weekly active surveillance and self-referral. Consistent with prior studies [18–22], asymptomatic P. falciparum infection at the end of the dry season was associated with lower risk of febrile malaria during the ensuing malaria season (P < .0001; Figure 1C), an association that remained significant after adjusting for age, sex, and hemoglobin (Hb) type (P < .0001; Figure 1D). The risk of febrile malaria was not significantly different between PCR-positive, smear-positive subjects and PCR-positive, smear-negative subjects (P = .51; Figure 1C), indicating that the difference in baseline parasitemia between these groups did not affect subsequent malaria risk. Hereafter, all analyses focus on children ≤11 years of age—the age group that experiences the majority of clinical malaria episodes in this cohort [27].
Treatment of Chronic Asymptomatic P. falciparum Infection Does Not Change the Risk of Clinical Malaria During the Subsequent Malaria Season
The association between asymptomatic P. falciparum infection during the dry season and subsequent protection from febrile malaria suggests that treatment of asymptomatic infection at the end of the dry season could increase the risk of clinical malaria during the ensuing malaria season. To test this hypothesis, we screened the same cohort for P. falciparum infection (all asymptomatic) at the end of the second dry season (May 2012) using an RDT with a sensitivity comparable to that of blood smear [29]. All subjects found to be P. falciparum infected by RDT (n = 104) were treated with a standard 3-day course of AL, the first daily dose of which was directly observed by study staff. Dried blood spots collected from RDT-negative subjects at the same timepoint (n = 489) were later analyzed by PCR to retrospectively identify 2 additional groups that did not receive antimalarials: RDT-negative, PCR-positive subjects (n = 55) and RDT-negative, PCR-negative subjects (n = 434).
Because asymptomatic P. falciparum infections detected during cross-sectional surveys can become symptomatic within days or weeks of initial detection [3, 4, 30], we sought to confirm that P. falciparum infections detected at the end of the dry season in May 2012 were chronic and asymptomatic. We found that subjects infected with P. falciparum in May 2012 were highly likely to have been infected at the start of the dry season (January 2012) (odds ratio [OR], 842.6 [95% confidence interval {CI}, 200.2–3546.3]; P < .0001); and through the mid–dry season (March 2012) (OR, 172.9 [CI, 79.8–374.5]; P < .0001); conversely, uninfected subjects at the start of the dry season remained uninfected at the end of the dry season (Supplementary Figure 1). During the same time period, no cases of clinical malaria were detected. We also examined parasites collected in January and May 2012 from individuals who tested PCR positive in May 2012, for 6 microsatellite loci previously used to characterize the genetic diversity of P. falciparum [31], and we obtained low fixation index (Fst) values between the populations (Fst January vs May = 0.004), indicating that the 2 populations were genetically very similar (Figure 2A). Additionally, analysis of the polymorphic region of the P. falciparum msp2 locus in January and May 2012 indicated that asymptomatic infections were polyclonal at both timepoints and 47% of subjects harbored at least 1 common parasite clone at both timepoints (Figure 2B). Together with our observation that the entomological inoculation rate is near zero during the dry season, these data indicate that asymptomatic P. falciparum infections detected at the end of the dry season had persisted as chronic asymptomatic infections throughout the preceding dry season.
The characteristics of the 3 groups defined in May 2012 (RDT-positive treated; RDT-negative, PCR-positive untreated; and RDT-negative, PCR-negative untreated) are shown in Table 1. Consistent with the first year of the study, the RDT-negative, PCR-negative group had the highest risk of febrile malaria during the second malaria season (Figure 3A), while febrile malaria risk in the RDT-positive treated and RDT-negative, PCR-positive untreated groups was similar in both univariate (Figure 3A) and multivariate (Figure 3B) analyses. We observed the same pattern during the third malaria season (Figure 3C and 3D), indicating that treatment of chronic asymptomatic P. falciparum infection at the end of the dry season does not change the risk of clinical malaria during 2 subsequent malaria seasons.
Table 1.
Parameter | RDT–PCR– (n = 434) | RDT–PCR+ (n = 55) | RDT+ (n = 104) | RDT–PCR+ vs RDT+ |
---|---|---|---|---|
% of total | 73.20 | 9.30 | 17.50 | |
Age, y, mean (95% CI) | 5.64 (5.3–5.9) | 8.53 (8.0–9.0) | 8.23 (7.9–8.5) | NS |
Female sex, % | 48.85 | 52.73 | 41.75 | NS |
Weight, kg, mean (95% CI) | 19.61 (19.0–20.3) | 25.93 (24.6–27.3) | 24.44 (23.5–25.4) | NS |
HbAS, % | 10.83 | 10.91 | 4.81 | NS |
Hb, g/dL, mean (95% CI) | 11.99 (11.9–12.1) | 12.17 (11.9–12.4) | 12.03 (11.8–12.2) | NS |
Abbreviations: CI, confidence interval; Hb, hemoglobin; HbAS, hemoglobin type AS; NS, non significant; PCR, polymerase chain reaction; RDT, rapid diagnostic test.
Plasmodium falciparum–Specific Humoral Immunity Decreases Similarly With or Without Chronic Asymptomatic Infection
Because treatment of asymptomatic P. falciparum infection at the end of the dry season did not increase the subsequent risk of febrile malaria, we hypothesized that chronic asymptomatic P. falciparum infection per se does not maintain malaria immunity but is instead a marker of higher past P. falciparum exposure and thus higher cumulative immunity. We tested this hypothesis by comparing antibody responses to 862 P. falciparum proteins before and after the dry season in age-matched children who did or did not harbor asymptomatic P. falciparum over the same time period. At both timepoints, the breadth and magnitude of P. falciparum–specific antibodies were higher in subjects who carried parasites through the dry season (Figure 4A–C); however, both antibody breadth and magnitude decreased similarly during the dry season in infected and uninfected subjects (Figures 4D and 4E), suggesting that chronic asymptomatic P. falciparum infection per se does not contribute significantly to the maintenance of humoral immunity to malaria.
DISCUSSION
Here we investigated the impact of treating chronic asymptomatic P. falciparum at the end of the dry season on the subsequent risk of clinical malaria. In doing so we tested the long-standing hypothesis that asymptomatic P. falciparum infection maintains immunity to malaria [15–17, 32, 33]. We found that treatment of asymptomatic P. falciparum infection at the end of the dry season did not increase clinical malaria risk at the individual level during 2 subsequent malaria seasons. Moreover, P. falciparum–specific antibodies declined at a similar rate in children who did or did not harbor asymptomatic P. falciparum over the dry season. Together these findings challenge the notion that asymptomatic P. falciparum infection maintains clinical and humoral immunity to malaria and suggest that MDA during the dry season should not increase the subsequent risk of clinical malaria at the individual level. In contrast, seasonal malaria chemoprevention [34]—which prevents the progression of new blood-stage infections during the transmission season—has been associated in some studies with increased malaria risk (ie, rebound) after discontinuation of seasonal malaria chemoprevention [35, 36]. Therefore, we hypothesize that recently transmitted P. falciparum parasites more effectively induce immune responses relative to parasites that have persisted in blood for several months during the dry season. A differential capacity to trigger host immune responses could reflect epigenetic, transcriptional, and metabolic differences between newly transmitted parasites and parasites that persist during long periods of asexual replication in blood.
We found that the breadth and magnitude of immunoglobulin G (IgG) specific for 862 P. falciparum proteins/polypeptides declined at a similar rate in children who did and those who did not carry asymptomatic P. falciparum infection during the dry season. Similarly, consistent with our antibody data, a study comparing Gambian children who did or did not carry P. falciparum parasites during the dry season found no difference in the rate of decline of IgG specific for 3 P. falciparum merozoite antigens (AMA1, EBA175, MSP119), whereas IgG specific for the merozoite antigen MSP2 declined more rapidly in uninfected children [37], suggesting interactions between specific antigens and infection status that require further investigation. We cannot exclude a role for chronic P. falciparum infection in maintaining other facets of host immunity such as cell-mediated immunity or regulatory mechanisms that attenuate malaria-induced inflammation. Our prior work in Mali suggests that asymptomatic infection during the dry season maintains P. falciparum–inducible IL-10 production capacity in some individuals; however, the magnitude of this response is much lower than that observed in the same children during the preceding transmission season 1 week after acute febrile malaria [38]. This is consistent with other studies in this population that showed a marked increase in P. falciparum–specific memory B cells and antibodies during acute malaria that waned rapidly during the subsequent dry season [39, 40]. Together these observations suggest that the maintenance of malaria immunity depends on repeated exposures to newly transmitted parasites.
Of note, we observed no difference in baseline Hb levels among uninfected subjects and asymptomatically infected subjects, possibly explained in part by the exclusion of subjects with Hb <7 g/dL from this study. Moreover, treatment of asymptomatic P. falciparum infection did not change the prevalence of anemia 1 year later (Supplementary Figure 2), which is consistent with a study in Kenya [41] but at odds with other studies [24, 42].
This study has limitations. First, subjects were not blinded to treatment status, which could have led to differences in treatment-seeking behavior. However, this was likely mitigated by weekly active surveillance for symptomatic malaria. Second, subjects were not randomized to treatment or no treatment groups, but were classified as such based on the RDT result at the end of the dry season, which may have led to differences between groups in known and unknown factors that affect malaria risk. The most important factors known to influence malaria risk in this cohort are age and Hb type [43], which did not differ significantly between the RDT-positive treated and RDT-negative, PCR-positive untreated groups. Moreover, subjects who were blood smear positive or blood smear negative, PCR positive at the end of the first dry season had the same risk of clinical malaria during the first year of the study. Although we did not control for socioeconomic factors, the study population was an age-stratified random sample of individuals residing in a rural community where socioeconomic conditions are relatively uniform and where the research clinic was the only local source of antimalarials. Moreover, it seems unlikely that socioeconomic factors confounded the results such that children who were infected with P. falciparum before the malaria season were more likely to experience malaria during the transmission season, as we observed the opposite effect in this study. Third, a larger study may have detected smaller differences in the risk of clinical malaria between groups. Finally, the average age of the RDT-positive treated and RDT-negative, PCR-positive untreated groups was approximately 8 years, so further studies are needed to determine the impact of treating chronic asymptomatic P. falciparum infection in younger children.
Recent studies in endemic areas have shown that more sensitive detection methods reveal larger reservoirs of asymptomatic P. falciparum infection than previously appreciated [44, 45]. Therefore, it is possible that some subjects in this study had parasite densities below the detection limit of our PCR assay. However, the primary objective of this study was to compare febrile malaria risk in RDT-positive treated subjects vs RDT-negative, PCR-positive untreated subjects, so the possibility that some PCR-negative subjects were infected is unrelated to the major conclusions of this study. Moreover, if a significant proportion of PCR-negative subjects were actually infected, it would be difficult to reconcile their superior ability to suppress parasitemia during the dry season with their lower breadth and magnitude of P. falciparum–specific antibodies and higher risk of febrile malaria during the ensuing malaria season.
Because this study does not support a causal link between chronic asymptomatic P. falciparum infection and protection from febrile malaria, the question remains: What underlies the association between asymptomatic infection and decreased malaria risk? Longitudinal analysis of P. falciparum–specific IgG responses in this study suggests that asymptomatic infection during the dry season is simply a marker of higher past P. falciparum exposure and thus higher cumulative humoral immunity to malaria. It is also possible that the protective immunomodulatory effects of asymptomatic infection persist beyond antimalarial treatment at the end of the dry season into the subsequent transmission season—a possibility that could be tested by treating asymptomatic infections at the beginning of the dry season and ensuring that clearance is sustained by repeated screening and MDA.
In summary, treatment of chronic asymptomatic P. falciparum infection at the end of the dry season did not change the subsequent risk of clinical malaria, and P. falciparum–specific antibodies declined similarly in children who did or did not harbor chronic asymptomatic P. falciparum infection during the dry season. These findings challenge the notion that chronic asymptomatic P. falciparum infection maintains malaria immunity and suggest that MDA during the dry season may not increase the subsequent risk of clinical malaria at the individual level.
Supplementary Material
Notes
Acknowledgments. We thank the residents of Kalifabougou, Mali, for participating in this study, and Dr Richard Sakai and the Mali Service Center for logistic support.
Financial support This work was supported by the Division of Intramural Research, National Institute of Allergy and Infectious Diseases, National Institutes of Health. Protein microarray experiments were funded by NIAID grants (award numbers U19AI089686 and R01AI095916 to A. J., D. H. D., C. H., L. L., and P. L. F.).
Potential conflicts of interest. All authors: No potential conflicts. All authors have submitted the ICMJE Form for Disclosure of Potential Conflicts of Interest. Conflicts that the editors consider relevant to the content of the manuscript have been disclosed.
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