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. 2018 Jul 5;7:1012. [Version 1] doi: 10.12688/f1000research.15095.1

Neuronal pentraxin receptor-1 is a new cerebrospinal fluid biomarker of Alzheimer’s disease progression

Ilijana Begcevic 1,2, Magda Tsolaki 3, Davor Brinc 1,2,4, Marshall Brown 5, Eduardo Martinez-Morillo 6, Ioulietta Lazarou 3, Mahi Kozori 3, Fani Tagaraki 3, Stella Nenopoulou 3, Mara Gkioka 3, Eutichia Lazarou 3, Bryant Lim 2, Ihor Batruch 2, Eleftherios P Diamandis 1,2,4,a
PMCID: PMC6081984  PMID: 30191060

Abstract

Background: Alzheimer’s disease (AD) is the most common type of dementia, with progressive onset of clinical symptoms. The main pathological hallmarks are brain deposits of extracellular amyloid beta plaques and intracellular neurofibrillary tangles (NFT). Cerebrospinal fluid reflects pathological changes in the brain; amyloid beta 1-42 is a marker of amyloid plaques, while total and phosphorylated tau are markers of NFT formation. Additional biomarkers associated with disease pathogenesis are needed, for better prognosis, more specific diagnosis, prediction of disease severity and progression and for improved patient classification in clinical trials. The aim of the present study was to evaluate brain-specific proteins as potential biomarkers of progression of AD.

Methods: Overall, 30 candidate proteins were quantified in cerebrospinal fluid (CSF) samples from patients with mild cognitive impairment (MCI) and mild, moderate and severe AD dementia (n=101) using mass spectrometry-based selected reaction monitoring assays. ELISA was used for neuronal pentraxin receptor-1 (NPTXR) confirmation.

Results: The best discrimination between MCI and more advanced AD stages (moderate and severe dementia) was observed for protein NPTXR (area under the curve, AUC=0.799). A statistically different abundance of this protein was observed between the two groups, with severe AD patients having progressively lower levels (p<0.05). ELISA confirmed lower levels in AD, in a separate cohort that included controls, MCI and AD patients.

Conclusions: We conclude that NPTXR protein in CSF is a novel potential biomarker of AD progression and could have important utility in assessing treatment success in clinical trials.

Keywords: Alzheimer’s disease, biomarkers, cerebrospinal fluid, mass spectrometry, selected reaction monitoring, neuronal pentraxin receptor-1, Alzheimer’s disease progression, dementia

Introduction

Alzheimer’s disease (AD) is a neurodegenerative disease characterized by progressive cognitive decline, behavioural problems and impairment of daily living activities. The main pathological hallmarks of AD are brain extracellular deposits known as amyloid β (Aβ) plaques, composed of aggregated Aβ fragments and intracellular neurofibrillary tangles (NFT), containing hyperphosphorylated protein tau (p-tau) fibrils 1. The diagnosis of AD is currently made based on core clinical criteria, including medical history, mental status testing, and neurological and physical assessment 2. With such criteria, only probable dementia due to AD can be diagnosed, while definitive diagnosis of AD can be made only post mortem, by neuropathological examination of different brain regions. More recently, a blood test for AD diagnosis has been suggested but it has not as yet been clinically validated 3. Three stages of AD have been recognized by the National Institute on Aging (NIA) and the Alzheimer’s Association newly revised diagnostic and research criteria: preclinical stage, mild cognitive impairment (MCI) due to AD, and dementia due to AD 4. Preclinical stage describes asymptomatic individuals with existing early brain pathology, while MCI due to AD includes patients with prodromal, mild symptoms as a result of disease pathology. Patients with dementia due to AD have impaired memory, thinking and behavioural functions, accompanied by severe pathological brain changes. Clinical symptoms typically appear gradually, indicating different levels of dementia severity: mild dementia (or early stage), moderate dementia (or middle stage) and severe dementia (or late stage) 5.

Cerebrospinal fluid (CSF) is a proximal fluid of the central nervous system, residing in direct contact with the brain parenchyma and thus can reflect physical and pathological changes in the brain 6. As such, CSF may be the most promising source of AD biomarkers; especially highly specific, brain-related protein biomarkers. The best evaluated AD biomarkers to date are CSF Aβ1-42, total tau (t-tau) and p-tau levels 7. These core AD biomarkers reflect main pathological hallmarks: Aβ1-42 peptide is a marker of Aβ plaque formation, while t-tau and p-tau are biomarkers of neuronal injury. Decreased CSF levels of Aβ1-42 and increased levels of t-tau and p-tau have been observed in AD patients, compared with healthy controls 8. Still, these extensively studied biomarkers are not widely used in the clinic, largely due to the lack of method standardization, and are mostly utilized in research settings, as also suggested by the new AD diagnostic guidelines 2. In addition, current CSF biomarkers have been tested in clinical trials of different AD therapeutic approaches. The results were contradictory, questioning their usefulness as indicators of efficacy of new therapies 9. It has also been previously reported that current AD biomarkers do not correlate well with cognitive decline in AD patients 10, 11.

There is a clinical need for novel biomarkers of AD progression. Such biomarkers could accurately and proactively identify evolving cases of AD and could be invaluable in clinical trials for patient enrichment and/or as surrogate endpoints. Moreover, such biomarkers could contribute to the better understanding of the underlying pathological mechanisms of AD.

Differential expression of proteins specific to a particular tissue can have strong disease specificity, pinpointing to pathology unique to that tissue. Some of these tissue-specific proteins have already shown promise as potential biomarkers, such as in male infertility (testis-specific protein TEX101) and in cerebral hemorrhagic stroke (brain-specific proteins NFM, α-Inx and β-Syn) 12, 13. In our recent study, we identified a set of brain-specific proteins that are consistently detected in the normal CSF proteome 14. The brain-specific proteins were retrieved from the Human Protein Atlas (HPA) tissue-specific database 15 and encompassed tissue-enriched (mRNA expression at least five times higher in the particular tissue (i.e. brain) relative to other tissues) and group-enriched proteins (mRNA expression at least five times higher in the group of 2–7 tissues (including brain), relative to all other tissues). These proteins were also secreted and/or were membrane-bound (as defined by HPA). We have further developed targeted mass spectrometry-based assays for quantification of 30 of these highly specific brain proteins in CSF 16. The main objective of the present study is to evaluate these 30 brain-related proteins for their ability to differentiate various stages of AD severity, i.e. MCI, mild, moderate and severe AD dementia, by utilizing state-of-the-art mass spectrometry-based selected reaction monitoring (SRM) assays. Considering that the apolipoprotein E (APOE) ε4 allele is the strongest genetic risk factor for developing AD, associated with disease pathology 17, we have further evaluated if the abundance of our candidates was related to the APOE phenotypes.

Methods

Multiplex selected reaction monitoring

A multiplexed, scheduled, SRM assay was developed for 30 brain-related proteins and is described in detail elsewhere 16. A protein previously found not to change in AD CSF (extracellular matrix protein 1, ECM1) was included as a negative control. Also included was a protein primarily related to demyelinating diseases (myelin basic protein, MBP). The SRM method for MBP has been described elsewhere 13. A peptide corresponding to apolipoprotein B (APOB) protein (a plasma protein) was also monitored, to check for blood contamination 18. For peptides containing methionine, both oxidized and non-oxidized forms of the peptide were monitored. Four peptides that represent different APOE phenotypes where additionally added to the assay, including an APOE peptide for total APOE, as a control. The APOE method was previously published 18.

Mass spectrometry sample preparation

CSF samples were thawed and volumes equivalent to 15 µg of total protein were denatured with 0.05% RapiGest detergent (Waters, Milford, USA) and reduced with 5 mM dithiothreitol (Sigma-Aldrich, Oakville, Canada) at 60°C for 40 min. Alkylation was achieved with 15 mM iodoacetamide (Sigma-Aldrich) for 60 min in the dark at 22°C. A mixture of APOE heavy peptides was spiked into samples prior to addition of trypsin, while a mixture of 32 heavy peptides (30 candidates, ECM1, MBP) plus a heavy peptide for total APOE were spiked into the mixture after digestion, followed by addition of 1% trifluoroacetic acid. Digestion was carried out for 24 hours at 37°C with 1:30 trypsin-to-total protein ratio. Samples were then centrifuged at 1,000 g for 30 min and the supernatants retained. Peptides were purified using OMIX C18 tips, eluted in 4.5 µL of acetonitrile solution (65% acetonitrile, 0.1% formic acid) and finally diluted with 54 µL of water-formic acid mix (0.1% formic acid).

Liquid chromatography-tandem mass spectrometry (LC-MS/MS)

Samples were analysed with a triple quadrupole mass spectrometer, TSQ Quantiva: (Thermo Scientific, San Jose, USA). Each sample (18 μL) was injected into an in-house-packed 3.3 cm pre-column (5 μm C18 particle, column inner diameter 150 μm), followed by a 15 cm analytical column (3 μm C18 particle, inner diameter 75 μm, tip diameter 8 μm). The liquid chromatography, EASY-nLC 1000 system (Thermo Fisher, Odense, Denmark) was coupled online to the TSQ Quantiva mass spectrometer with a nano-electrospray ionization source. A 37-min LC gradient was applied, with an increasing percentage of buffer B (0.1% formic acid in acetonitrile) for peptide elution at a flow rate of 300 nL/min. The SRM assay parameters were set up as follows: positive-ion mode, optimized collision energy values, adjusted dwell time, 0.7 Th Q1 resolution of full width at half-maximum and 0.7 Th in Q3 resolution. LC peaks for all peptides were manually inspected to ensure acquisition of minimum 10 points per LC peak. Raw data were uploaded and analyzed with Skyline software (University of Washington, Seattle, USA).

Neuronal pentraxin receptor-1 (NPTXR) ELISA assay

We used the RayBio Human NPTXR ELISA kit, as recommended by the manufacturer (catalog # ELH-NPTXR, Ray Biotech, Norcross, GA, USA). All CSF samples were analyzed after a 25-fold dilution. For this independent validation, we used CSF samples from 12 AD patients, 21 patients with MCI and 23 control subjects. This cohort was used previously for mass spectrometric analyses, as outlined elsewhere 19. The samples were obtained by lumbar puncture and stored at -80°C until use. The Institutional Review Board of the Technical University of Munich approved the study and all patients signed an informed consent form.

Clinical samples

Age and sex data were collected from all participants. In total, 101 CSF samples were retrospectively collected at the memory and dementia clinic of the 3rd Department of Neurology, “G. Papanikolaou”, School of Medicine, Aristotle University of Thessaloniki, Greece and from the Day Centers of the Greek Association of Alzheimer’s Disease and Related Disorders (GAARD), Thessaloniki, Greece. A summary of patient characteristics is shown in Table 1.

Table 1. Patient characteristics.

Set 1 Mild cognitive
impairment
Mild AD
dementia
Moderate AD
dementia
Severe AD
dementia
Participants, n 8 11 24 15
Age a 75 (70.7, 80.5) 71 (68, 76.5) 76.5 (70.7, 78.25) 76 (69.5, 82)
Age b 74.5 (7.8) 71.4 (8.4) 75.7 (6.4) 74.4 (9.3)
Sex-female, n (%) 3 (38) 3 (27) 13 (54) 6 (40)
MMSE a, c 28 (26, 29) 24 (22, 25.5) 19 (16.8, 20) 8 (2.5, 10)
MMSE b 27.6 (1.8) 23.9 (1.7) 18.5 (2.0) 6.5 (4.6)
Set 2
Participants, n 6 8 16 13
Age a 68 (60, 74) 76.5 (71.5, 80.7) 78.5 (74.7, 83.2) 75 (72, 76)
Age b 67.6 (9.2) 76.2 (8.8) 78.1 (6.9) 71.1 (9.0)
Sex-female, n (%) 5 (83) 3 (38) 6 (38) 2 (15%)
MMSE a, c 27.5 (26.2, 28.7) 24 (22.7, 24) 17.5 (16.7, 19) 7 (2, 10)
MMSE b 27.7 (1.6) 23.6 (1.3) 17.6 (2.2) 6.2 (4.4)

AD, Alzheimer’s disease.

a Expressed as median (25 th, 75 th percentile)

b Expressed as mean (standard deviation)

c Mini-Mental State Examination

Patients suspected of having AD were examined by a specialist neuropsychiatrist and diagnosis was made based on the NINCDS/ADRDA criteria for probable AD 20. Disease severity was determined based on the Mini-Mental State Examination (MMSE) and clinical dementia rating (CDR) scores and patients were categorized as having mild (MMSE=20–26, CDR=1), moderate (MMSE=10–19, CDR=2) and severe (MMSE=0–9, CDR=3) dementia. Diagnosis of MCI was based on the description by Petersen, which is almost equivalent to the NIH-AA criteria for MCI due to AD 21. This study was approved by the GAARD scientific and ethics committees and by the Institutional Review Boards of Aristotle University and the University of Toronto. All participants signed an informed consent form.

A fraction of CSF samples were analyzed for core AD biomarkers (Aβ1-42, t-tau, p-tau) using an Innotest ELISA kit (Fujirebio Europe) 22. Overall, 54 participants were tested for Aβ1-42 (distributed by groups, MCI: n=10, mild: n=7, moderate: n=23, severe: n=14), 42 for t-tau (distributed by groups, MCI: n=9, mild: n=6, moderate: n=16, severe: n=11) and 43 for p-tau (distributed by groups, MCI: n=9, mild: n=5, moderate: n=21, severe: n=8).

All CSF samples were collected by lumbar puncture, inspected macroscopically for blood contamination, centrifuged and stored at -80°C in polypropylene tubes. Samples were shipped to the Lunenfeld−Tanenbaum Research Institute, Mount Sinai Hospital, Toronto, Canada and stored at -80°C until processing. Ethics approval was obtained from the Mount Sinai Hospital Research Ethics Board for use of these samples.

Data analysis

Clinical samples were randomized and ran in duplicate. The raw files were uploaded to Skyline software (version 3.5.0.9319), which was used for peak integration and quantification of the area under the curve (AUC). Relative quantification was performed as previously described 16. For peptides with amino acid methionine in the sequence, AUC light/AUC heavy was calculated as: AUC (oxidized + non-oxidized) light/AUC (oxidized + non-oxidized) heavy. SRM data were manually evaluated and samples with poor integration were excluded. Identification of APOE phenotype was determined as described in our previous report 18.

Statistical analysis

Statistical analysis was performed with R statistical and graphics software, version 3.5.0. Means, medians, standard deviations, interquartile ranges and coefficients of variations were calculated. Linear regression was used to test for differences in ages. For tests involving a dichotomous variable, such as sex, the Fisher’s exact test was used. Tests for differences in candidate protein abundance, MMSE score, CSF Aβ1-42, t-tau and p-tau across disease stages were adjusted by age and sex using multivariate linear regression. Correlation analyses for MMSE score and protein abundance were performed using Spearman’s rank correlation test. ROC curves were prepared for the most significant proteins and AUC values with 95% confidence intervals were calculated using the bootstrap method. AUC values were covariate-adjusted by age or sex when there was a significant association (p<0.05) between a marker and the covariates in controls 23. P-values for comparison between groups were reported as non-adjusted and adjusted for multiple comparison by the Holm method and p<0.05 was considered statistically significant.

Results

Patients’ characteristics

CSF samples from MCI and AD patients with different dementia severity (n=101) were randomized into two sets. The rationale for the randomization was to confirm the validity of our findings in separate assays, performed on different days. In the first set, 8 patients were diagnosed with MCI, 11 with mild, 24 with moderate and 15 with severe dementia, while in the second set, 6 patients had MCI, 8 mild, 16 moderate and 13 severe dementia ( Table 1).

The MMSE cognitive test was significantly different (p<0.001) in both sets between the four groups ( Figure 1, Table 1). As expected, MCI patients had the highest MMSE score, followed by mild, moderate, and severe AD. In the first set, the mean age (years) was 74.5 for MCI, 71.4 for mild, 75.7 for moderate and 74.4 for severe dementia. In the second set, the mean age (years) was 67.6 for MCI, 76.2 for mild, 78.2 for moderate and 71.1 for severe dementia. In set 1 there were 3 females each in the MCI and mild dementia groups, 13 in moderate and 6 in severe dementia groups, whereas in set 2, 5 females were in the MCI group, 3 in mild, 6 in moderate and 2 in severe dementia groups. Between groups, there was no difference in age (p=0.514) or sex (p=0.504) in set 1, while a small difference was found for age (p=0.041) and sex (p=0.047) between the four groups in set 2.

Figure 1. Distribution of cognitive test scores in mild cognitive impairment (MCI) and mild, moderate and severe Alzheimer’s disease (AD) dementia groups.

Figure 1.

The cognitive test Mini-Mental State Examination (MMSE) was compared between MCI, mild, moderate and severe AD dementia patients. A statistically significant difference in cognitive performance was observed among the four groups, in both sets (p<0.001). Horizontal lines represent medians. The number of patients per group is mentioned in Table 1.

Current CSF biomarkers were tested in a fraction of MCI, mild, moderate and severe AD patients. A statistical difference was observed between disease groups for Aβ1-42 (decreasing with severity) and t-tau (increasing with severity) (p<0.05); Aβ1-42 levels were differentially expressed between MCI vs. moderate AD dementia and MCI vs. severe AD dementia ( Supplementary Table 1). The distributions of Aβ1-42, t-tau and p-tau in the four groups are shown in Figure 2.

Figure 2. Distribution of core cerebrospinal fluid biomarkers Aβ1-42, t-tau and p-tau.

Figure 2.

The concentrations of these proteins were compared between mild cognitive impairment (MCI) (n=10) mild (n=7), moderate (n=23) and severe Alzheimer’s disease (n=14). Aβ1-42 and t-tau were significantly different between the tested groups (p<0.05). Horizontal lines represent medians.

Novel candidate biomarkers of AD patients

For evaluation of the 30 biomarker candidates, 101 CSF samples from MCI and AD patients were randomized into two separate sets.

Overall, the majority of the proteins showed similar distribution patterns across AD stages, with a trend towards a decline in CSF concentration with disease progression. Among all proteins, only NPTXR showed a statistically significant difference between MCI vs. combined moderate and severe AD groups in both sets of patients (set 1: p=0.004, set 2: p=0.039). The concentration of NPTXR decreased in advanced stages. However, this significance did not remain after multiple comparison correction by the Holm’s method.

Several other proteins also showed decreases in advanced stages of AD but did not consistently achieve statistical significance. In the first data set, proteins NPTXR, NPY and VGF were significantly different between the four groups (p=0.014, 0.033, 0.038, respectively), before correction for multiple comparison testing. After correction, the significance disappeared. Likewise, the findings observed in the first data set were not always-replicated in the second data set, but some proteins showed differential levels when comparing MCI vs. moderate and severe AD. These included BAI2, ECM1, FRRS1L, NPTXR, NPY, SLITRK1 and VGF (p=0.044, 0.033, 0.042, 0.004, 0.004, 0.048, 0.005 respectively). Proteins NPTXR, NPY and VGF were the most consistent, showing reductions in concentration with increasing AD severity.

Control protein ECM1 did not differ among MCI, mild, moderate and severe AD patients (set 1 p=0.200, set 2 p=0.926) but differed between MCI vs. moderate and severe AD groups, only in set 1. However when multiple correction was applied, the difference disappeared.

Statistical analysis of all candidates between the four groups and between MCI vs. moderate and severe AD dementia is shown in Supplementary Table 2.

The reproducibility of the assays for control samples (pools of non-pathological CSFs) and clinical samples was <20% (data not shown). The distributions of all candidate proteins between the four disease groups in sets 1 and 2 are shown in Figure 3 and Figure 4.

Figure 3. Distribution of candidate protein biomarkers in cerebrospinal fluid samples of set 1 (see text for definitions).

Figure 3.

Candidate proteins were measured with SRM assay and compared between mild cognitive impairment (MCI) (n=8), mild (n=11), moderate (n=24) and severe AD (n=15). Full gene names can be found in the website of the human gene nomenclature committee ( https://www.genenames.org/).

Figure 4. Distribution of candidate protein biomarkers in cerebrospinal fluid samples of set 2 (see text for definitions).

Figure 4.

Candidate proteins were measured with SRM assay and compared between mild cognitive impairment (MCI) (n=6), mild (n=8), moderate (n=16) and severe AD (n=13). Full gene names can be found in the website of the human gene nomenclature committee ( https://www.genenames.org/).

Diagnostic performance

Diagnostic performance was evaluated by calculating the AUC for discriminating MCI vs. moderate and severe AD dementia. Based on the performance of candidates in both sets, only NPTXR protein showed a significant and reproducible separation between the two groups. In the first set, the AUC for NPTXR was 0.799 (95% CI: 0.628, 0.928) and in the second set was 0.799 (95% CI: 0.586, 0.960). Figure 5 shows ROC curves for this protein in both sets.

Figure 5. Receiver-operating characteristic (ROC) curves for the best performing candidate.

Figure 5.

ROC curve of NPTXR protein in set 1 and set 2; area under the curve value for set 1 was 0.799 (95% CI: 0.628, 0.928) and in set 2 was 0.799 (95% CI: 0.586, 0.960).

Correlation of candidate proteins with MMSE score

Pairwise Spearman’s rank correlation was used to assess if there is a correlation between protein candidates and the cognitive test MMSE score. A few proteins showed a significant positive correlation with MMSE score ( Supplementary Table 3), which means that a lower score was associated with a lower protein concentration in CSF. Spearman’s rank correlation coefficients between level of these candidates and the cognitive test (for pairs significant at 0.05 level) was: 0.21 for BAI2, 0.23 for NCAN, 0.29 for NPY, 0.22 for OPCML, 0.29 for RTN4RL2, 0.26 for SCG2, 0.23 for SEZ6L, 0.25 for SST and 0.32 for VGF. The Spearman’s coefficient for NPTXR was 0.20 (not significant).

Distribution of candidate proteins among APOE phenotypes

Overall, there was 31% APOE ε4 carriers among disease patients (14% among MCI, 21% among mild, 30% among moderate and 46% among severe AD dementia). APOE ε4 homozygous patients were present only in mild (n=2) and severe AD (n=2) groups. There was no significant difference in distribution of ε4 carriers between disease patients with different severity (p=0.138). Overall, five APOE phenotypes were identified in all subjects, ε2/ε3, ε2/ε4, ε3/ε3, ε3/ε4 and ε4/ε4, with no difference in the APOE phenotype frequencies among tested groups (p=0.160). In set 1 all five APOE phenotypes were present, ε2/ε3 (n=2), ε2/ε4 (n=1), ε3/ε3 (n=38), ε3/ε4 (n=13) and ε4/ε4 (n=4), while in set 2 only three: ε2/ε3 (n=3), ε3/ε3 (n=27), ε3/ε4 (n=13). The frequencies of APOE phenotypes are shown in Table 2.

Table 2. APOE phenotype distribution.

APOE
phenotype
Mild cognitive
impairment
Mild AD
dementia
Moderate AD
dementia
Severe AD
dementia
Total
ε4-carriers (%) 14 21 30 46 31
ε2/ε3 0 2 2 1 5
ε2/ε4 0 0 1 0 1
ε3/ε3 12 13 26 14 65
ε3/ε4 2 2 11 11 26
ε4/ε4 0 2 0 2 4
Grand total 14 19 40 28 101

APOE, apolipoprotein E; AD, Alzheimer’s disease.

In both set of samples, none of the proteins showed a reproducible difference in abundance between APOE phenotypes (data not shown). Only FRRS1L protein showed a modest significance and only in the first set (p=0.040, when not adjusted for multiple comparison). There was no difference in proteins in set 2 between different phenotypes (p>0.05).

Validation of NPTXR in CSF by ELISA

In order to validate our findings of decreased NPTXR in CSF of MCI and AD patients, we analyze CSF NPTXR by sandwich ELISA assay. For this independent validation, we used CSF samples from 12 AD patients, 21 patients with MCI and 23 control subjects. The results of CSF NPTXR concentration in the three groups of patients are shown in Figure 6. Controls had the highest level, followed by MCI and AD. The differences between controls and MCI were not statistically significant by the Mann-Whitney non-parametric test (p=0.52). Also, the differences were not significant between MCI and AD patients (p=0.10). However, the differences between controls and AD were highly significant (p=0.004). These results further support our hypothesis that NPTXR is a new CSF biomarker of AD, decreasing progressively with disease severity.

Figure 6. Distribution of CSF NPTXR concentrations, as measured by ELISA, in CSF of patients with Alzheimer’s disease (AD; n=12), mild cognitive impairment (MCI; n=21) and controls (n=23).

Figure 6.

The differences were statistically significant only between controls and AD patients by Mann-Whitney test (p=0.004). Horizontal lines represent means and 25–75 percentiles. This cohort has been described elsewhere 19. For more details see text.

Dataset 1. Raw data for the results included in this study

http://dx.doi.org/10.5256/f1000research.15095.d208304

Copyright: © 2018 Begcevic I et al.

Data associated with the article are available under the terms of the Creative Commons Zero "No rights reserved" data waiver (CC0 1.0 Public domain dedication).

Discussion

The main objective of the present study was to evaluate 30 brain-related proteins as CSF biomarkers of AD severity and progression. These highly specific brain proteins were assessed in AD patients with different stages, including MCI, mild, moderate and severe AD dementia. Protein NPTXR showed potential as a biomarker of disease progression. Significant and consistent differences in CSF NPTXR levels were observed between MCI vs. combined moderate and severe AD dementia groups.

NPTXR protein is a member of the neuronal pentraxin family, expressed predominately in the brain, with the highest expression observed in the hippocampus and cerebellum 24. This transmembrane presynaptic protein was suggested to be involved in the activation of both excitatory and inhibitory neurons 25. NPTXR has been suggested previously as a potential prognostic biomarker 26, more specific for AD, compared to Parkinson’s disease 27. Differential abundance of NPTXR has been observed in asymptomatic carriers of AD familial mutations, compared to non-carriers, with elevated levels observed in asymptomatic carriers 28. Wildsmith et al. observed a similar trend of NPTXR abundance between MCI and AD groups, as found here; i.e. increased levels in the MCI group, with AD patients having lower levels 26. A decreasing abundance of NPTXR was also observed in longitudinally followed AD patients. This data are in accord with our study, since NPTXR levels declined proportionally with advanced AD dementia stages. Additional accumulating evidence by Hendrickson et al. further suggests that NPTXR represents a new biomarker of AD disease progression, decreasing with the severity of AD 29. The latter study identified VGF as an additional progression biomarker, as we also found here.

The observed pattern of decline in abundance with disease severity for a few proteins, in addition to NPTXR, could be partially explained by their brain-specificity. Since our candidates were selected to have high specificity for brain tissue expression, these proteins could be expressed throughout various brain regions and their decrease may represent the overall decline in cortical volume, thus serving as markers of brain atrophy. This suggestion could be confirmed in future studies, by comparing brain imaging data with abundance of specific proteins in CSF. The superiority of NPTXR over other proteins may be related to its high expression in the hippocampus.

APOE ε4 allele represents the main genetic risk factor for developing AD. Carriers for APOE ε4 have earlier age of disease onset and more pronounced amyloid pathology compared to non-carriers. For example, amyloid plaques are more abundant in ε4 carriers 30, with lower CSF concentration of Aβ1-42 in AD patients 31. In addition to enhanced Aβ plaques in the brain, ε4 carriers exhibit vascular Aβ deposition 31. Therefore, we aimed to evaluate if levels of our candidate biomarkers change with APOE phenotype. In this study, none of the candidates showed any reproducible difference in abundance between APOE phenotypes. However, this needs to be further investigated due to our limited sample size and considering that not all APOE phenotypes were identified in both set of samples.

Some limitations of our study are associated with the selection of the 30 brain-specific proteins. Our focus was on predicted secreted and membrane-bound proteins, since the majority of HPA brain-enriched proteins are membrane and/or secreted 15 and most of the CSF proteins are membrane-bound or secreted 32. Intracellular proteins, which were excluded from this study, may have lower abundance in normal CSF but under pathological conditions they could be released into the CSF. Other limitations are related to the patients included in the study. Our cohorts did not include preclinical AD, which would allow assessment of the proposed candidates from the very early stage of developing AD. Cognitively healthy, age-matched controls were not included in this study since we aimed to test biomarkers in different stages of disease progression. Moreover, only a subset of patients had information on current AD biomarkers (Aβ1-42, t-tau, p-tau). Therefore, the diagnostic accuracy (ROC curve analysis) of NPTXR was not compared to the existing AD CSF biomarkers.

Our candidate biomarkers should be further tested in individuals encompassing the whole AD continuum, from preclinical to more advanced clinical stages. Preferentially, longitudinally followed patients should be monitored to assess the prognostic potential of the candidates, over sufficient period of time, allowing disease progression to the next stage. The approximate annual rate of progression of MCI to AD dementia is 10 to 15% 33.

In summary, in this study, we evaluated 30 brain-specific proteins as candidate CSF biomarkers of AD severity, utilizing multiplex mass spectrometry-based quantification. The protein NPTXR showed the most promise as a potential biomarker of disease progression. Interestingly, at least two other previous studies have also identified NPTXR as a highly promising biomarker of progression of AD. CSF NPTXR levels decline proportionally, as AD becomes more severe. This finding needs to be validated in a larger, longitudinally followed cohort. We suggest that NPTXR may have value as a CSF biomarker for assessing the efficacy of new therapies for AD.

Data availability

The data referenced by this article are under copyright with the following copyright statement: Copyright: © 2018 Begcevic I et al.

Data associated with the article are available under the terms of the Creative Commons Zero "No rights reserved" data waiver (CC0 1.0 Public domain dedication). http://creativecommons.org/publicdomain/zero/1.0/

Dataset 1: Raw data for the results included in this study. DOI, http://dx.doi.org/10.5256/f1000research.15095.d208304 34.

Funding Statement

This work was supported by Mount Sinai Hospital.

The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.

[version 1; referees: 4 approved]

Supplementary material

Supplementary Table 1: Statistical analysis between four patient groups for Aβ1-42, t-tau and p-tau.

Supplementary Table 2: Statistical analysis of candidates between four patient groups and MCI vs. moderate and severe AD dementia.

Supplementary Table 3: Spearman’s rank correlation between candidate levels and MMSE score.

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F1000Res. 2018 Aug 15. doi: 10.5256/f1000research.16440.r36772

Referee response for version 1

Mohd M Khan 1

In the US alone, Alzheimer’s disease (AD) is the 6th leading cause of death. Unfortunately there are no clinical biomarkers of AD that could be used to efficiently and successfully diagnose the disease onset, monitor the AD progression, and evaluate the efficiency of therapeutic interventions against AD. According to Alzheimer's association, early and accurate AD diagnosis could save $7.9 trillion in hospital-associated costs. Hence to fill this diagnostic gap, present work aims to identify and validate AD biomarkers in cerebrospinal fluid (CSF) patient samples using mass spectrometry-based targeted proteomics. The manuscript is well written and methods are either sufficiently described and/or appropriate earlier works are cited (particularly for targeted method development and protein quantitation). However I suggest authors should consider submitting the raw MS data to ProteomeXchange if not done already.

Targeted proteomics was used to quantify 30 candidate proteins in CSF samples obtained from 101 patients that had mild to severe AD as well as patients with mild cognitive impairment (MCI). In both the sets, 28 severe AD, 40 moderate AD, 19 mild AD, and 14 MCI patient samples were quantified for candidate biomarkers using SRM method. One biomarker candidate of interest neuronal pentraxin receptor-1 (NPTXR), quantified by mass spectrometry and validated in a separate set by ELISA, was found useful in differentiating AD from control samples. Severe AD patients had lower levels of NPTXR in CSF than those in control CSF samples; in contrast, considerable variation in the levels of NPTXR levels in MCI patients was observed. However the rationale behind not segregating samples in 5 groups (control, MCI, mild-, moderate-, and severe-dementia) for ELISA validation is missing and could be added. For the NPTXR validation, authors could have done secondary validation of NPTXR levels in present cohort (large group; n=101) followed by an independent validation in a separate cohort as done in Figure 6 (n=56). Nonetheless this early work on AD biomarker discovery is interesting and a longitudinal study will be helpful in establishing NPTXR as a true biomarker of AD progression and disease severity.

I have read this submission. I believe that I have an appropriate level of expertise to confirm that it is of an acceptable scientific standard.

F1000Res. 2018 Aug 8. doi: 10.5256/f1000research.16440.r36375

Referee response for version 1

Julie Shaw 1

Currently there are no biomarkers for AD used in clinical practice. Current methods for evaluating patients only allow for diagnoses of probable AD while definitive diagnosis can only take place at the time of post-mortem examination.  This study aims to identify much needed biomarkers for AD in CSF using mass spectrometry. The authors used tandem mass spectrometry to measure the concentrations of 30 CSF-specific proteins, which they previously identified, in patient specimens.  The patient cohort included those with mild cognitive impairment, mild, moderate and severe AD, as determined by the MMSE and CDR ratings.  The authors identified one candidate protein, neuronal pentraxin receptor -1 (NPTXR), as promising in its ability to differentiate MCI from moderate and severe AD.  Independent assessment of NPTXR concentrations in patient specimens using an ELISA confirmed that concentrations of this protein are lower in CSF from patients with moderate and severe AD compared to control patients.   

This manuscript is well written and I only have minor comments, which I will outline below. 

In the results section, the authors state that the reproducibility of the assays for control samples and clinical samples was <20%.  It is unclear to me what this refers to and it would be helpful for the authors to clarify, especially since the data are not shown.

How was cognitive level assessed for the patient specimens used for the ELISA measurements?  It appears that these specimens came from a different institution than those used for the mass spectrometry analysis. If a different assessment scheme was employed for these specimens, this could be confounding. I would suggest that the authors comment on this.

I have read this submission. I believe that I have an appropriate level of expertise to confirm that it is of an acceptable scientific standard.

F1000Res. 2018 Aug 6. doi: 10.5256/f1000research.16440.r36373

Referee response for version 1

Edward W Randell 1

There are currently no blood based or CSF biomarkers commonly used on a routine basis for screening, diagnosis, or monitoring progression of Alzheimer’s disease. This work is an effort to fill the gap as it examines 30 candidate proteins from CSF and their relationship with disease progression. This was done by examining levels of the CSF proteins in patients at various stages of disease ranging from mild cognitive impairment to severe dementia. Initial assay of the 30 proteins was carried out using tryptic digestion and analysis of signature peptides by LC-MS/MS selective reaction monitoring technique. An attempt to validate results was undertaken by examination in a second set of patients representing the four stages of disease, from mild cognitive impairment to mild, moderate, and severe dementia. The study shows that the biomarker, neuronal pentraxin receptor-1 best discriminates mild cognitive impairment from advanced stages of the disease. This finding was confirmed by ELISA assay of the same protein. The study concludes that this CSF protein in a potential biomarker of Alzheimer’s disease progression with potential utility in monitoring treatment. The patient population was well described, and the experimental design sound. Findings of the study are well discussed with previous work and with limitations identified.

Although, not explicitly stated this study apparently measures the 30 candidate biomarkers in CSF from 101 different individuals at different disease stages. Future use of neuronal pentraxin receptor-1, or any biomarker, for disease monitoring purposes at least partially involves establishing a baseline for individual patients and possible serial measurement. Based on information in the box and whisker plots, results for neuronal pentraxin receptor-1 in patients with mild cognitive impairment varied over a range that was about 3-fold and showed significant overlap with results of patients from the moderate and severe dementia groups. There were also noted outliers in the latter two groups (moderate and severe) showing results well within and even higher than in patients with mild cognitive impairment. Moreover, most of the biomarkers examined showed similar outliers in both sets of analyses. This presents many questions. It is not clear is these outliers for the different biomarkers are from the same patients (or samples) or if different patients and samples produce different biomarker outliers. Also, it is not clear if the neuronal pentraxin receptor-1 outliers, which represent 5 to 10% of the samples from patients with moderate and severe disease, are causes by pre-analytical issues concerning samples or confounding physiological/pathological processes in these patients. It is also not clear how variable levels of this protein is in CSF from an individual patient; and the imprecision of the two different assays (LC-MS/MS method and ELISA) for neuronal pentraxin receptor-1 used was not stated. Between-run assay imprecision and intra-individual biological variability will have bearing on the usefulness of a CSF neuronal pentraxin receptor-1 measurement in practice. It would also be interesting to see how levels change in individual patients as Alzheimer’s disease progresses. But, the requirement of repeated lumbar puncture to assess disease course using this or any CSF biomarkers will be a difficult sell given the absence of effective disease modifying therapy. Nevertheless, this does not take away from the value of this early work in highlighting potential value of neuronal pentraxin receptor-1 for disease progression with potential future clinical value if effective disease modifying treatments become available. But as implied by the authors, what would be most useful is a biomarker, like neuronal pentraxin receptor-1, that not only correlates with disease severity but is also predictive of Alzheimer’s disease progression and related outcomes.

I have read this submission. I believe that I have an appropriate level of expertise to confirm that it is of an acceptable scientific standard.

F1000Res. 2018 Jul 26. doi: 10.5256/f1000research.16440.r36054

Referee response for version 1

Georgios Pampalakis 1

AD is the most common neurodegenerative diseases. Unfortunately, there no molecular biomarkers for the disease yet. In the present study the authors used a well described cohort of AD patients to identify new protein-based biomarkers in CSF that can determine the progression of AD. The procedure was based on identifying potential protein biomarkers from Human Protein Atlas (30 brain-specific proteins were selected) and design analytical method based on MS for their determination in CSF. After careful examination of clinical specimens, the authors identified a new biomarker that was validated with ELISA, the NPTXR. The authors did not find any correlation of the potential biomarkers tested (including NPTXR) with the status of ApoE polymorphism. Finally, the limitations of their study are well-described. A major limitation as noted is the absence of normal samples for the analysis of the potential biomarkers. Although not entirely required for this study, analysis of normal CSF samples will help to identify biomarkers for AD diagnosis. However, the authors validated NPTXR in control samples with ELISA assay and found not statistically different levels between controls and patients with mild cognitive impairment. In conclusion, the present study is well-designed and adds new information on the development of new AD biomarker. It will worth in future studies to examine the levels of NPTXR in other neurodegerative diseases such as Parksinson to determine the specificity.

I have read this submission. I believe that I have an appropriate level of expertise to confirm that it is of an acceptable scientific standard.

Associated Data

    This section collects any data citations, data availability statements, or supplementary materials included in this article.

    Supplementary Materials

    Dataset 1. Raw data for the results included in this study

    http://dx.doi.org/10.5256/f1000research.15095.d208304

    Copyright: © 2018 Begcevic I et al.

    Data associated with the article are available under the terms of the Creative Commons Zero "No rights reserved" data waiver (CC0 1.0 Public domain dedication).

    Data Availability Statement

    The data referenced by this article are under copyright with the following copyright statement: Copyright: © 2018 Begcevic I et al.

    Data associated with the article are available under the terms of the Creative Commons Zero "No rights reserved" data waiver (CC0 1.0 Public domain dedication). http://creativecommons.org/publicdomain/zero/1.0/

    Dataset 1: Raw data for the results included in this study. DOI, http://dx.doi.org/10.5256/f1000research.15095.d208304 34.


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