Abstract
Spinal cord injury (SCI) often results in impaired or absent sensorimotor function below the level of the lesion. Recent electrophysiological studies in humans with chronic incomplete SCI demonstrate that voluntary motor output can be to some extent potentiated by noninvasive stimulation that targets the corticospinal tract. We discuss emerging approaches that use transcranial magnetic stimulation (TMS) over the primary motor cortex and electrical stimulation over a peripheral nerve as tools to induce plasticity in residual corticospinal projections. A single TMS pulse over the primary motor cortex has been paired with peripheral nerve electrical stimulation at precise interstimulus intervals to reinforce corticospinal synaptic transmission using principles of spike-timing dependent plasticity. Pairs of TMS pulses have also been used at interstimulus intervals that mimic the periodicity of descending indirect (I) waves volleys in the corticospinal tract. This data, along with information about the extent of the injury, provides a new framework for exploring the contribution of the corticospinal tract to recovery of function following SCI.
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Keywords: Noninvasive brain stimulation, Physiology of magnetic stimulation, Spinal cord injury, Rehabilitation, Spinal plasticity.
Introduction
Spinal cord injury (SCI) affects ~17,000 individuals per year in the USA. These individuals have limited motor function resulting in serious disability. During the past decades, experimental strategies—from neuroprotection to cell transplantation—have aimed at restoring sensorimotor function following SCI. Yet, these efforts have not resulted in effective treatments, and currently, neuromodulation with and without rehabilitation are some of the most promising approaches to achieve this goal. Motor recovery after SCI likely depends on the involvement of multiple descending motor pathways, including the corticospinal tract. In this review, we will address questions such as the extent to which corticospinal connections are still present after the injury and how can we boost their level of excitability. We first discuss anatomical, electrophysiological, and imaging data showing that most injuries to the spinal cord in humans are discomplete, indicating that there is some continuity of CNS tissue across the injured segments. Then, we discuss recent electrophysiological studies in humans with chronic incomplete SCI showing that voluntary motor output can be potentiated to some extent by approaches that use transcranial magnetic stimulation (TMS) and peripheral nerve stimulation as tools to induce plasticity of residual corticospinal projections.
Spinal Cord Injuries Are Rarely Anatomically Complete
The extent of SCI in humans is defined clinically by the American Spinal Injury Association Impairment Scale (AIS). Here, individuals with AIS A have no sensory or motor function preserved in sacral segments S4-S5 and they are classified as “clinically complete SCI”. Individuals with AIS B have preserved sensory, but not motor, function below the neurologic level through sacral segments S4-S5 and individuals with AIS C and D, have different degrees of motor function preserved below the neurologic level and all of them are classified as “clinically incomplete SCI”. Individuals with AIS E have normal sensory and motor function. The lack of voluntary motor output in humans with clinically complete SCI does not necessarily imply that spinal motoneurons caudal to the lesion are entirely deprived of descending innervation. Early postmortem analysis of spinal cords showed that ~75% of individuals with a diagnosis of clinically complete SCI showed evidence of some continuity of CNS tissue across the injured segments [41]. Histological analysis of spinal cord lesions at their epicenter also revealed evidence of continuity of CNS parenchyma in ~62% of specimens [7]. In agreement, earlier neurophysiological studies showed that individuals with clinically complete SCI could present a tonic vibratory response [21, 22], voluntarily suppress responses to stimulation [11], and respond to reinforcement maneuvers [21, 22], suggesting that some supraspinal control in muscles below the level of the injury was preserved. A combination of these and other methods indicated that a rather large proportion of humans with clinically complete SCI showed one or more signs of spared connections [57]. Therefore, these individuals were categorized as discomplete [20].
Contemporary evidence continues to support the view that a large number of individuals with clinically complete SCI are discomplete. Recently, it was found that ~66% of individuals with a diagnosis of AIS A and B were able to produce volitional electromyographic signals in muscles which motoneurons were located below their injury level [37]. Most individuals with clinically complete SCI had responses evoked by TMS over the primary motor cortex and/or voluntary muscle activity in muscles innervated below the lesion [26, 59]. Vestibular-evoked myogenic potentials have been observed in a small number of participants, suggesting preservation of other descending motor pathways [59]. Behavioral evidence of the discomplete condition also comes from studies using epidural or transcutaneous spinal cord stimulation combined with motor training showing recovery of some function in individuals with clinically complete SCI [2, 23, 36, 62]. It is important to note that from the first to the fifth year following a SCI, ~2.1% of individuals progress from motor complete (AIS A and B) to incomplete (AIS C and D; [44]). This is in contrast with the rather large fraction of discomplete patients who theoretically could develop meaningful motor behaviors. Several factors could contribute to these findings, including the lack of sensitivity of current clinical assessments to examine changes in sensorimotor outcomes over time [48] and the intensity used in training regimes, which does not allow people with clinically complete SCI to have any recovery in muscles below the level of the injury [30]. Overall, it is evident that residual connections are present in a large number of humans after SCI and we discuss how increasing transmission in those connections might open avenues for motor recovery.
How Do We Activate Residual Corticospinal Projections After SCI?
Magnetic stimulation of the scalp provides an indirect mean of inducing electrical current over the primary motor cortex to generate motor evoked potentials (MEPs) in different muscle groups. This is achieved by using a short-lasting magnetic field that peaks after 0.2 ms and readily penetrates to the cortex due to the low impedance of the scalp. Since the magnetic field does not activate nociceptors this is done with minimal discomfort as compared to electrical stimulation of the scalp. The short-lasting field of most commercially available stimulators favors excitation of axons over cell bodies and a rapid decline in intensity at distance from superficial cortical layers. Cortical neurons are most likely to be activated where a change of voltage along the axon occurs; this is where an axon bends away from the direction of the magnetic field [1, 47].
A single TMS pulse over the primary motor cortex evokes temporally synchronized descending waves in the corticospinal tract that can be recorded from the epidural space [18, 54]. The earliest wave is likely due to direct stimulation of the corticospinal neuron (D-wave) at some distance from the cell body, while the later indirect (I) waves (termed I1, I2, and I3) possible arise from transsynaptic activation of corticospinal neurons by intracortical circuits [18]. Evidence suggested that changes in the latency of MEPs elicited by different TMS-induced currents in the brain can be used to make inferences about different excitatory inputs to corticospinal neurons [18, 19]. For example, TMS-induced electrical currents flowing from posterior to anterior (PA) across the central sulcus preferentially evoke highly synchronized corticospinal activity, while currents flowing from anterior to posterior (AP) preferentially evoke less synchronized activity with their peaks partially matching the timing of the PA-evoked activity [16, 56]. The characteristics of PA and AP activity resemble I-waves recorded in animal studies [43, 54] and the interval between I-waves in primates [49] and humans [17] is similar. MEPs elicited by PA and AP currents also change to different extents during voluntary motor tasks, motor learning, and plasticity protocols [18, 28, 33, 34, 46], suggesting that the assessment of these responses might provide insights into the understanding of behaviors and modulation of central motor circuits. Notably duration and intensity of the field as well as the direction of the induced current in the brain affects the characteristics of MEPs elicited by TMS in control subjects [25, 58] and in humans with SCI [40]. In control subjects, MEPs elicited with the coil in the AP orientation have longer latency, larger latency dispersion, and higher threshold than MEPs elicited in the PA orientation [18, 19]. Orienting the coil to induce currents flowing from lateral to medial (LM) favors direct activation of the corticospinal neurons resulting in MEPs with shorter latencies compared with PA and AP stimulation [70]. Recent evidence showed that MEP latencies in all coil orientations are prolonged in humans with SCI compared with control subjects [40]. In addition, latencies of MEPs elicited by PA and AP stimulation relative to those elicited by LM stimulation are shorter in SCI compared with control subjects and in particular for AP MEPs, suggesting that neural structures activated by AP induced currents are largely affected after SCI [40]. Although insights have been gained about how to stimulate residual corticospinal tract connection following SCI, effective protocols that engage these connections to facilitate motor recovery still remain limited [32, 65]. We discuss here two emerging protocols that target the corticospinal tract in humans with SCI, one of them based on the principles of spike-timing dependent plasticity (STDP) and the other based on the frequency of repetitive I-wave descending volleys. We argue that targeted TMS protocols can engage corticospinal plasticity and thereby by a useful tool to enhance motor function after SCI.
Stimulation Based on the Principles of STDP
STDP refers to a process by which synaptic strength changes after correlational pre- and postsynaptic spiking [3]. The temporal characteristics of the critical window vary between neural tissues. In pyramidal layer 5 cells e.g. the critical window resembles that of hippocampal culture [50]. When presynaptic activation precedes postsynaptic antidromic somatic activation, synaptic connectivity increases whereas the reversed order results in a decline in synaptic strength. As suggested by Hebb [38], the temporal characteristics call for a causality detection mechanisms rather than mere coincidence recognition. The N-methyl-D-aspartate (NMDA) glutamate receptor can serve this purpose [42]. Both in vitro STDP [8] and STDP-like changes in humans [24] are thought to engage long-term potentiation (LTP) and long-term depression (LTD) mechanisms that depend on NMDA receptor activity. Timely arrival of the antidromic postsynaptic activation removes the Mg2+ block which enables Ca2+ to diffuse through the NMDA receptor [42]. The NMDA receptor thusly detects the postsynaptic depolarization and the presynaptic release of glutamate. The resultant change in Ca2+ influx leads to LTD or LTP induction dependent on the intracellular calcium concentration.
Noninvasive-paired associative stimulation protocols using principles of STDP were first used in humans to target the primary motor cortex [60]. Evidence showed that afferent volleys timed to arrive at the somatosensory cortex at the time of magnetic discharge led to an increase in corticospinal excitability [61]. However, if afferent volleys arrived to the primary motor cortex ~15 ms before the magnetic stimulation (i.e., interstimulus interval between paired pulses of 10 ms), inhibition replaced corticospinal facilitation [71]. Accordingly, the underlying mechanisms were thought to be changes in synaptic efficacy due to LTP- and LTD-like processes. Since the observed effects arise from changes in populations of neurons on a much larger scale than the cellular STDP, this noninvasive form of plasticity is often referred to as STDP-like changes. In humans with SCI, protocols resulting in STDP-like changes have targeted the sensorimotor cortex [55] and the spinal cord [5, 6, 68]. One of the possible limitations of STDP-like protocols targeting the sensorimotor cortex after SCI is the susceptibility to impaired ascending transmission. In addition, little is known about the effect of STDP-like protocols targeting the sensorimotor cortex on motor function. Consequently targeting the corticospinal tract caudal to lesion potentially entails a greater clinical utility. In the next section, we therefore restrict the discussion to recent findings using STDP-like protocols targeting the spinal cord.
STDP-like changes in the spinal cord were first demonstrated by Taylor and Martin [64] in control subjects. The authors showed that when repeated corticospinal activity triggered by TMS over a region of the primary motor cortex controlling the biceps brachii was timed to arrive a few milliseconds before antidromic activation of the motoneurons caused by supramaximal peripheral nerve electrical stimulation, the size of cervicomedullary MEPs (CMEPs) increased. In contrast, when postsynaptic depolarization preceded the presynaptic activation, the size of CMEPs decreased. CMEPs measure corticospinal transmission and/or excitability of spinal motoneurons [63], suggesting that the results indicated the presence of plasticity at the spinal cord. Since this plasticity targeted synapses between corticospinal neurons and spinal motoneurons using pairs of stimuli, it has been referred to as to paired corticomotoneuronal stimulation (PCMS). Note that the precise timing of the two stimuli is based on measurements of central and peripheral motor conduction time. Conduction times are estimated from the latency of a MEP, the latency of a response elicited by cervical root stimulation along with latency of the M-wave and F-wave. Bunday and Perez [5] reproduced those results in control subjects and for the first time used PCMS in humans with incomplete SCI (Fig. 1). In their study, the size of MEPs elicited by electrical and magnetic stimulation of the primary motor cortex and CMEPs increased and decreased according to the timing of arrival of volleys in the pre- and postsynaptic terminals without changes in F-waves [5]. Although this evidence suggests changes at corticospinal-motoneuronal synapses as a likely mechanism, these results need to be interpreted with caution. Limitations have been described in the extent to which F-wave measurements can assess motoneuron excitability [27, 39].
PCMS has also been used to target lower limb muscles following SCI [68]. In agreement with the results found in arm [29] and hand [5, 6] muscles, testing in the leg showed that increasing the number of pairs of stimuli resulted in larger increases in corticospinal excitability (Perez lab, unpublished observation), supporting the view that PCMS effects are dose-dependent. In the lower limb, the excitatory effects of PCMS were similar to those found in upper limb muscles but not the inhibitory effects. The inhibitory effects of PCMS in the tibialis anterior muscle were contingent on a suppressive effect of peripheral nerve stimulation on the MEP present during the conditioning protocol [68]. The neurophysiological mechanisms underlying this interindividual variability are yet to be determined, but the supramaximal nature of the peripheral stimulation suggest that likely both homonymous and heteronomous mixed nerve activation contributed to the effects leading to a complex integration at a spinal level. Aside from PCMS protocols, other paradigms have been used to induce plasticity at the spinal level [14, 45]. These studies showed that repeated electrical stimulation of the posterior tibial nerve with TMS over the leg motor cortex at different stimulus intervals increased the size of the soleus H-reflex. However, in these protocols, the time of arrival of volleys at the presynaptic or postsynaptic was not quantified nor was the ability to suppress the size of responses, which is critical to make inferences about STDP-like plasticity.
At a behavioral level, evidence showed that PCMS increases voluntary activation of low threshold motor units as evidenced by increases in low levels of electromyography (EMG) and force generation [5, 64, 68] and to a lesser extent increases the level of maximal voluntary contraction [15]. In humans with SCI, changes in corticospinal transmission positively correlated with enhancements in voluntary motor output, suggesting an association between motor output and the strength of the induced plasticity [5]. In addition, the clinical potential was highlighted by decreases in the time to complete the 9-hole peg test reflecting improvements in fine motor function. Recently, these findings were extended by showing that the effect of PCMS on corticospinal excitability could be augmented when the pairs of stimuli were delivered during short-lasting low-intensity isometric voluntary contractions [6]. Increasing the excitability of the motoneurons through voluntary activation augmented the increases in the size of MEPs and reversed nonresponders to responders. Since spinal lesions are associated with reduced corticospinal inputs to the motoneurons, the possibility for potentiating PCMS aftereffects with voluntary activation increases the clinical potential substantially. Changes in the number and size of descending volleys elicited by voluntary contraction might contribute to the larger increases in MEPs size elicited in SCI participants. The expected outcome would be an increased corticospinal facilitation, which was evident as an increased number of responders and as increased facilitation for individuals with SCI who responded to the PCMS at rest (Fig. 2). In addition, evidence showed a similar augmentation in corticospinal excitability when PCMS was administered in combination with acute intermittent hypoxia, which is a noninvasive strategy known to increase corticospinal plasticity [10]. Taken together, these findings suggest that PCMS alone or in combination with other noninvasive therapeutic protocols can enhance the beneficial effects of sensorimotor rehabilitation after SCI.
Stimulation Based on the Frequency of I-Waves
The summation of D- and I-waves at the motoneuronal pool likely contributes to the generation of MEPs [18]. The temporal organization of corticospinal volleys necessary to bring motoneurons to threshold is impaired following SCI [4], suggesting that understanding transmission of descending volleys is relevant for the generation of motor output after the injury [13]. Studies using pairs of TMS have shown that it is possible to make inferences about the physiology of I-waves from surface EMG recordings. Paired-TMS pulses can be precisely timed to increase the amplitude of MEPs at interstimulus intervals of ~1.5 ms compatible with the I-waves recorded from the epidural space in control subjects [67, 72] referred as to short-interval intracortical facilitation (SICF). The principle here is that the 2nd pulse (subthreshold) indirectly excites the pyramidal neurons at a time of increased firing probability due to the excitatory postsynaptic potentials (EPSPs) triggered by the first supra-threshold stimulus. During SICF measurements, three distinct MEP peaks are observed at ~1.5, 3 and 4.5 ms [12, 67, 72], which are compatible with the peaks of the I-waves recorded from the epidural space. Evidence showed that the first MEP peak has a cortical origin [67, 72] while the second and third MEP peak likely reflect contributions from cortical and subcortical pathways [12]. Notably, a study showed a decreased in the amplitude of all three MEP peaks and a delayed and an increased duration of the third MEP peak in humans with SCI compared with control subjects [13]. A mathematical model used to estimate the relative contribution from the different MEP peaks to the recruitment of motor units showed that the third MEP peak contributed mainly to the recruitment of high-threshold motor units in control subjects [13, 66]. In contrast, the third MEP peak—which is the one more affected by SCI—aberrantly contributed to the recruitment of all types of motor units [13]. This is in line with results showing impaired motoneuronal capacity to summate EPSPs coming from Ia afferents following SCI [52]. Other studies also suggested that neural structures contributing to the generation of late I-wave and/or the third MEP peak measured by SICF are affected following SCI. For example, MEPs elicited by AP compared with PA stimulation were shorter in SCI compared with control subjects [40]. MEPs elicited by AP stimulation likely involve contributions from oligosynaptic circuits from multiple brain areas [31, 69], which might be difficult to recruit after SCI because of changes in functional connectivity between cortical regions after the injury [51]. In addition, MEPs elicited by AP stimulation are modulated by afferent inhibition to a larger extent than MEPs elicited by PA stimulation [35] and afferent input is altered after SCI [53]. All together, these results indicate that neural structures contributing to the generation of late I-wave volleys are affected following SCI; thus, these circuits might represent a putative target for noninvasive plasticity protocols aiming at promoting motor function.
In agreement, Long, Federico et al. [46] demonstrated for the first time that pairs of TMS pulses at an interstimulus interval mimicking the late I-wave volleys increased corticospinal excitability and fine motor function in humans with incomplete cervical SCI. The study showed in participants with chronic incomplete SCI (AIS C and D), increases in voluntary motor output and decreases in the time to complete the 9-hole-peg test after 180 pairs of pulses. These changes were observed after the protocol that used a late I-wave interstimulus interval but not after a control protocol with an interstimulus interval in between the I-wave peaks. In the study, several of the results supported the view that during the stimulation, it was possible to target volleys with characteristics resembling late I-waves on corticospinal neurons. First, electrophysiological assessments revealed an increase in amplitude of MEPs elicited by AP but not PA stimulation indicating that changes in corticospinal transmission were specific to the neural structures activated by AP currents. Second, it was found that SICF, testing the third MEP peak, increased after the I-wave stimulation protocol. SICF at the interstimulus interval measured in the study likely reflects summation of late I-wave inputs [18, 56]. It was also shown that the activity in spinal cord circuits contributed to the results since it was found that the amplitude and persistence of the F-waves increased after the I-wave protocol in both groups of subjects. An important question is, how repeated activation of neural structures contributing to the generation of late I-waves changed spinal cord excitability. A possibility is that better synchronized and/or larger corticospinal volleys traveling to spinal motoneurons were evoked by the I-wave stimulation protocol and contributed to this result. This is supported by the decreased onset latency dispersion for MEPs tested by AP but not by PA stimulation. Reaction times are prolonged in people with SCI compared with uninjured individuals [28] and prolonged reaction times in SCI subjects have been related to changes in the third MEP peak during SICF testing [13]. This might to some extent reflect the longer time needed to raise spinal motoneurons to threshold because of the lesser descending drive after the injury. Evidence showed that motoneurons of subjects with SCI are activated by longer periods of depolarization compared with uninjured subjects [52]. The latency of EPSPs on motoneurons shows a relation with the latencies of I-waves [43]. Therefore, it is possible that the lesser variability on the latency of MEPs elicited by AP stimulation after the I-wave protocol reflected larger and/or better synchronized corticospinal descending volleys, which might be translated to changes in motor output and movement speed. This is supported by the decreased time needed to complete a dexterity test and the more EMG and force outcomes exerted during ballistic index finger voluntary contractions after the I-wave protocol (Fig. 3).
Conclusions and Future Directions
Since spinal cord injuries are rarely complete, the possibility of accessing remaining spared corticospinal projections to induce functional recovery is not as low as one might think. Both the PCMS and I-wave protocols targeted physiological connections involving the corticospinal tract weakened by SCI. The PCMS protocol aims to strengthen the connection between corticospinal neurons and motoneurons. By targeting excitatory inputs to corticospinal neurons, the I-wave protocol induced plasticity at both cortical and spinal levels resulting in improved synchronization of corticospinal responses and motor output. Note that both protocols based their design on electrophysiological information about motor control mechanisms, suggesting that electrophysiology can be successfully used to guide interventions aiming to enhance motor output in humans with SCI.
Several aspects need to be considered for future translation of these protocols to a clinical environment. First, it will be important to assess the effectiveness of PCMS using lower intensities since current PMCS protocols in humans with SCI use 100% of maximal stimulator output (MSO). In control subjects, submaximal stimulation intensities (~70% of MSO) have shown to be successful in inducing both physiological and behavioral plasticity, suggesting that lower intensities might have beneficial effects. The same principle applies for the I-wave protocol. Higher motor thresholds in humans with SCI might force the use of higher TMS intensities to elicit MEPs in selected muscles. Indeed, close to maximal intensity is often needed to excite motoneurons to the plateau level or even just above firing threshold after SCI. However, the high intensity stimulation used in SCI participants may serve a dual purpose. A high intensity ensures adequate activation of corticospinal neurons damaged by the injury. In agreement, combining PCMS with voluntary contraction of the target muscle when possible ensures adequate excitation of motoneurons to favor successful outcomes. A main concern for the clinical use of the PMCS protocol is the need for electrophysiological finesse when determining the interstimulus intervals needed between TMS and peripheral nerve electrical stimulation in individual subjects. It can be argued that this reduces its clinical applicability. A possible solution is to apply a train of a high-frequency peripheral nerve stimulation, which could increase the temporal window leading to facilitation, with the drawback that this less likely relies on spike-timing dependent mechanisms. On the other side, electrophysiological times needed for PMCS are outcomes obtained in clinical diagnostic procedures [9]. In addition, latencies of EMG responses, which depend on the generation of action potentials to the muscle, are used for PMCS estimations. Thus, proper training and careful methodological considerations can represent the next step for bringing this strategies to the clinic. One might also envision that specialized neurophysiologists might be needed for determining the precise timing and that after that determination the protocol can be readily applied for massive use in the clinic. Similar concern arise for the I-wave protocol, since ideally the interstimulus interval used by pairs of TMS pulses might better rely on the presence of facilitation at the third MEP peak. Note that here there is not one but several interstimulus intervals that might result in facilitation in this protocol and therefore a proper time course for determining the interval might add sensitivity to the intervention. It is difficult to compare the I-wave protocol to other repetitive noninvasive brain stimulation paradigms resulting in plasticity since here pairs of pulses are given every several seconds with resting periods in between. The interval between pairs of TMS stimuli used in the I-wave protocol is shorter than what has been used in theta burst stimulation in humans and longer than what has been used for sensorimotor cortex stimulation in rodents. Overall, both approaches represent new promising tools but further investigations into underlying mechanisms, optimal dose, size, and duration of effects along with applicability out of laboratory settings are yet to be adequately determined. The effects also need to be examined in multicenter clinical trials where the potential for cumulative effects of several sessions along with interactions with motor practice could be explored, which represents the next step in translational medicine.
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