Electrochemotherapy in head and neck cancer: A review of an emerging cancer treatment

Abstract

Patients affected by aggressive neoplasms with a high propensity to metastasize to the skin, including some types of head and neck cancer, may benefit from electrochemotherapy, a modality that combines the electroporation of cell membranes and chemotherapy to facilitate the transport of non-permeant molecules into cells; the host immune response consequently participates in achieving the abolition of tumors. Electrochemotherapy can be successfully used for skin metastases of head and neck tumors and, with some limitations, for primary and relapsing neoplasms; it can also be applied on an outpatient basis with a favorable cost-benefit ratio and it is a repeatable treatment that, if necessary, can be followed by traditional antineoplastic therapies. Although still a palliative treatment, the good level of tolerability and the high success rates of electrochemotherapy make it worth consideration among treatment options in selected patients.

1. Introduction

Electrochemotherapy (ECT) is an emerging skin-directed therapy with elevated cytotoxic activity and antivascular effects (1). ECT was first introduced in the late 1980s and has now evolved into a clinically verified treatment approach for cutaneous and subcutaneous tumors and has recently been extended to the treatment of deep-seated tumors (1,2). ECT is the combination of electroporation (EP), as a mean to facilitate transporting low-permeant or nonpermeant anticancer drugs into tumor cells, and chemotherapy (3). EP is based on the application of intense and short electric pulses that make the cell membrane permeable, allowing for the penetration of different substances directly into the cytosol (4,5). This technique has also been used in vitro to load dyes, DNA, RNA, ions and proteins into cells (6,7). Radiotracers, drugs and oligonucleotides have been loaded into cells in vivo (8) and EP is used as an efficient non-viral approach for gene therapy (9,10). The basic concept of ECT is shown in Fig. 1.

Figure 1.

Basic concept of electrochemotherapy. (A) Following injection, drug surrounds the cell, (B) after the delivery of pulses, there is the formation of pores and the drug enters the cells, (C) The membrane reseals, leaving the drug is trapped inside the cell. (D) The drug kills neoplastic cells. From: Miklavčič et al (88).

ECT is routinely used for cutaneous and subcutaneous tumors, including skin metastases of head and neck neoplasms, basal cell and Merkel cell carcinoma, Kaposi sarcoma, chronic lymphocytic leukemia infiltration and melanoma metastases due to its safety, effectiveness, organ sparing due to limited toxicity, cost-effectiveness, low-risk repeatability, and ready integration as neoadjuvant treatment (11).

This review paper aims to discuss advantages and limitations of the applications of ECT in head and neck cancer, with special attention to future clinical and research perspectives.

2. Electroporation and antineoplastic agents for head and neck cancer

EP and irreversible cell death are possible outcomes of cells or tissues being exposed to direct currents (12). If a cell is exposed to an electric field that is too large, the electroporated state is irreversible, and cell death follows (13). The application of electric pulses with higher amplitudes (14) or nanopulses (15) leads to the irreversible electroporation of cells and, consequently, to cell death, and has been suggested instead of ECT for tumor ablation; however, this technology is still under development.

The description of the phenomena occurring at the cell membrane level is still incomplete. One of the most accepted theories posits the generation of hydrophilic pores that transport molecules across cell membrane (12). However, these pores have yet to be observed in the membranes of cells submitted to effective electric pulses. Other theories hypothesize that there are no pores, and water enters the membrane through defects in its structure; the permeability coefficient of hydrophilic molecules such as bleomycin or cisplatin is favored by hydration of the membranes (16). Through these permeation structures, diffusion enables cell entry by non-permeant molecules (16,17).

Bleomycin is a medication commonly used for the treatment of head and neck cancer. The study of Pron et al (18) identified a bleomycin-binding plasma membrane protein complex that entered the cell through endocytotic vesicles; however, it is still unknown as to why only a few molecules of bleomycin reach the DNA (19). The cytotoxicity of bleomycin can be enhanced 300 to 700-fold by EP (20,21) and, once in the cytosol, bleomycin has been reported to damage the DNA of target cells (22,23).

Cisplatin, another common antineoplastic agent, has a permeabilization coefficient through the plasma membrane by passive diffusion of <50%, whereas the remainder is transported by carrier molecules (24). EP enables an increase of cisplatin cytotoxicity up to 80-fold by increasing the flux and accumulation of the drug in cells (25). This increase in cisplatin uptake and DNA adduct generation is significant; however, it is still lower than bleomycin (26). Consequently, bleomycin is the drug most commonly used in clinical trials (27).

Bleomycin was isolated from the culture broth of the fungus Streptomyces verticillus collected from the soil in a coalmine in Japan (28). It is a family of at least 13 small water-soluble glycopeptide antibiotics, and the antineoplastic action of bleomycin is employed in the treatment of, among others, Hodgkin's disease, non-Hodgkin's lymphoma and testicular cancer (29,30). Bleomycin breaks single- and double-stranded DNA, creating DNA fragmentation, chromosomal gaps and deletions; a previous study demonstrated 300-fold increased toxicity from double-strand DNA breaks compared with single-strand breaks (31).

In 1991, the Institut Gustave Roussy (Paris) conducted the first clinical trial of ECT with bleomycin, in 8 patients with progressive or recurrent head and neck squamous cell carcinoma (32,33). Subsequent studies have focused on treating head and neck cancer, including squamous cell carcinoma, adenoid cystic carcinoma and adenocarcinoma, basal cell carcinoma, malignant melanoma and adenocarcinoma of the breast (4,5,26,4).

3. Electric field and electrodes

The pulses used in ECT are typically square wave electric pulses of ~100 µs using a field strength of 1300 V/cm (34,35). Pulses are grouped in runs of 4, 6, or 8. Small tumors may be treated with a single run, while larger tumors require moving the electrodes step-by-step according to the permeabilization coefficient for EP of the whole target area (35).

There are two types of electrodes, plate electrodes and needle electrodes (35). Treatment of superficial lesions, such as those of the skin, are typically performed with plate electrodes. The depth of penetration of the electric field is small and is subject to the distance between the electrodes; the greater the distance is, the deeper the penetration of the electric field into the tissue (36). Needle electrodes can be positioned either in two parallel rows or in a circular array (37). In contrast to plate electrodes, needle electrodes must be inserted throughout the tumor tissue up to the deep tumor border (38).

With either electrode type, the highest electric field can be located around and between electrodes, which reduces quickly once outside of the electrode array. Such arrays may be circular or consist of two parallel rows. Thus, if the tumor is larger than the distance between the electrodes, moving and placing electrodes adjacently for each consecutive electric pulse application can efficiently treat the entire tumor (37). Deep-seated head and neck tumors typically require long single-needle electrodes; tumor placement and regional anatomy render covering the entire neoplasm with standard electrodes impractical (2).

4. Injection site, timing and drug dosage

The efficacy of ECT depends on guaranteeing drug presence in the tumor at the time of application. Bleomycin can be delivered intratumorally or systemically, in one clinical study, an intra-arterial injection of bleomycin was performed (39). The comparatively limited increase in efficacy of ECT with intravenous cisplatin (40), especially in head and neck metastases, has consequently limited clinical interest. Therefore, cisplatin has hence been confined to administration via the intratumoral route.

For systemic delivery, pulses require administration during the pharmacokinetic peak, which is between 8–28 min following drug administration (39). Intratumoral delivery must be performed between 1–10 min from drug delivery for maximum treatment efficacy (41,42).

The intravenous injection of bleomycin requires a dose of 15,000 IU/m²; the neoplasm volume determines doses for intratumoral injection comprising of ~500 IU/cm³ bleomycin, and 1 mg/cm³ cisplatin (43). Intratumoral administration requires a smaller dose of bleomycin than that required for intravenous administration and larger-volume tumors are generally thought to be more readily treated by intravenous than intratumoral administration; however, intratumoral administration may provide more efficacious treatment for poorly-vascularized tumors (39–43).

5. Vascular lock

Blood flow changes can occur following the in vivo delivery of electric pulses (44). In normal tissues, these effects appear as a transient hypoperfusion. The vascular effect implies that at the time of cell permeabilization, the drug is withheld within the electroporated area by the ‘vascular lock’ (44–46). Furthermore, the return to baseline blood flow levels in tumors may take hours, a much longer time than for normal tissue in which it may take minutes (44).

These short-term vascular effects caused by the electric pulses are amplified in antitumor ECT. This is because the tumor endothelial cells are also dividing cells that can be destroyed by a combination of the drugs and the electric pulses (46). The mid- and long-term antivascular effects of ECT could therefore result from the killing of tumor endothelial cells, which would prevent the rapid reorganization of the tumor vasculature. Consequently, an almost permanent extremely hypoxic environment is created following nodule treatment by ECT (44–46), which may also contribute to the highly efficient antitumor effects observed.

6. Immune response

In the early 1990s, shortly following the initial preclinical trials on ECT, host immune response demonstrated an involvement in post-electrochemotherapy cures (47). At that time, immunotherapy was based on the administration of biological response modifiers such as cytokines or lymphokines (47).

Several additional preclinical trials have demonstrated that ECT combined with immunotherapy enhanced local antitumor effects and achieved systemic effects in several experimental models, including a metastasizing murine tumor model (48), a non-metastasizing murine tumor model (49) and a carcinoma model transplanted into the liver of rabbits (50).

This combination therapy is an attractive possibility that requires further experimental and clinical development. Other immunostimulatory approaches can be considered; for example, Heller et al (51) evaluated the transfer of the interleukin (IL)-12 gene in combination with bleomycin delivery in mice. Other combinations with chemokines have been already explored, such as the association of ECT and Tumour Necrosis Factor α administration (52).

7. Selectivity towards tumor cells, treatment protocols and follow up

In the presently available literature, the majority of tumors treated with ECT were primary tumors or metastases; the majority are cutaneous nodules or subcutaneous tumors (26); however, treatments have also been reported for recurrent head and neck cancer (53) and neck lymph node metastases (54). The tumor size in the examined literature ranged from malignant melanomas of ~0.3 cm (55) to cutaneous nodules in head and neck squamous cell carcinomas of up to 5 cm (32), in addition to breast metastases with cutaneous infiltration measuring 8×20 cm (39).

In the head and neck, a single ECT treatment may be sufficient for single or multiple tumor nodules, including head and neck metastases (56). This treatment may completely eradicate tumor nodules. Less dramatically effective treatment can be repeated as often as monthly. Larger tumors >3 cm in size can be successfully treated by repetitive application of electric pulses to the tumor until the whole tumor area is covered (56).

The size or the volume of the tumor is necessary to evaluate response and to calculate the amount of bleomycin to inject when using intratumoral injection. Allegretti et al (53) measured tumor volumes with the formula for an ellipse V=abc π/6, which some authors have reported to be the most accurate formula for estimating tumor volume (57,58).

Different methods are used to evaluate the tumor response following ECT. A clinical evaluation of tumor size or tumor volume is often used (59,60), while many authors supplement this with biopsy (61) and, in some cases, Computed Tomography, Positron Emission Tomography, or Magnetic Resonance Imaging (55–64).

Some authors have treated patients under general anesthesia or neuroleptanalgesia due to tumor localization, size or number of tumors. Head and neck tumors often require general anesthesia when localization is in a sensitive area or open surgery is indicated (56–58). When smaller tumors, such as skin metastases, are treated with ECT, local anesthesia may be sufficient; epinephrine may be administered with local anesthesia to add a beneficial vasoconstriction that impedes washout of any drug injected prior to EP (59).

8. Side effects

A common side effect during the ECT procedure is an involuntary muscle contraction when the electric pulse is applied, especially when the lesion is in the neck area. The contractions cease at the end of the pulse; it is generally painless, but patients may feel some discomfort (11). Occasionally, mild burning of the skin has been observed in patients treated with plate electrodes; however, this type of burning has not been observed with needle electrodes (59). Crusting over the treated area is part of the natural healing process.

When lesions are located in crucial functional head and neck areas, extensive tumor necrosis can be responsible for functional deficits such as dysphagia, fistula formation and loss of oral competence (65). Furthermore, repeated treatment of the scalp has been reported to be associated with poor spontaneous healing rates (65,66).

Minor side effects of ECT include skin ulceration and hyperpigmentation, maculopapular rash, skin suppuration and odor, and headaches (66).

9. Treatment outcomes

The response of individual tumors was classified by Mali et al (62) as complete response (CR), partial response (PR), no change (NC) or progressive disease (PD), according to the data reported in a systematic review and meta-analysis performed by the authors on 44 studies involving 1,894 tumors (62). In addition, the concept of objective response (OR, including CR and PR) and no response were introduced. However, the studies were performed with variable treatment protocols, different electrodes and electric pulse generators. Therefore, it was recommended to perform a prospective non-randomized multi-institutional study.

In 2006, the results of a consortium of four cancer centers gathered together in a European Standard Operating Procedures of Electrochemotherapy (ESOPE) project were published (63). The response to treatment following ECT was tested according to tumor type, drug used, route of administration and type of electrode. The study (63) provided the following results: i) A response rate of 85% was achieved for ECT-treated tumor nodules, irrespective of tumor histology, drug or route of administration used. The carcinomas treated most frequently were cutaneous and subcutaneous melanoma nodules, followed by breast cancer, colon cancer, squamous cell carcinoma of the skin, squamous cell carcinoma of the cervix, Kaposi and cutaneous leiomyosarcoma and subcutaneous tumor nodules. ii) The local tumor control rate for ECT 150 days after treatment was 88% with bleomycin administered intravenously, 73% with bleomycin administered intratumorally and 75% with cisplatin administered intratumorally. This demonstrated that the three approaches were equally effective in local tumor control (63).

The European Research on Electrochemotherapy in Head and Neck Cancer (EURECA) group has achieved promising results with ECT in skin and mucosal tumors of the head and neck. In fact, after one year of follow-up, a global Disease-Free Survival (DFS) of 89% was detected with different percentages depending on the histological type of the tumor. The DFS for malignant melanoma was 100%, the DFS for basal cell carcinoma was 89% and the DFS for squamous cell carcinoma was 87% (64,65).

Another clinical study of EURECA group on recurrent mucosal head and neck tumors reported positive results with an objective response to ECT of 56% (CR, 19%; PR, 37%) (66). Table I presents the principal findings of ECT treatment in head and neck cancer (2,27,32,2).

Table I.

Electrochemotherapy outcomes review.

					Outcome (%)
Author, year	Patients	Histology	Anesthesia	Drug	CR	PR	OR	NR	(Refs.)
Belehradek et al (1993)	8	SCC	S: 8	Bleomycin IV 10–15 mg/m2	57	17	72	28	(32)
			GA: 2	Bleomycin IV: 3, IV +IA:1
Domenge et al (1996)	4	SCC	S: 2	10–15 mg/m2	0	0	0	100	(39)
		BCC: 10			75	25	100	0
		SCC: 17			42.8	19.5	62.3	37.7
Mir et al (1998)	17	MM: 20	–	Bleomycin IV 10–15 mg/m2	52.8	39.4	92.2	7.8	(36)
Panje et al (1998)	8	SCC	–	Bleomycin IT 1 UI/cm3 of 4 IU/ml solution	50	25	75	25	(67)
Allegretti et al (2001)	4	SCC	GA: 4	Bleomycin IT 4 UI/ml solution	50	50	100	0	(53)
Rabussay et al (2002)									(68)
North Am I	17				30	25	55	45
North Am II	25				19	39	58	42
Eu	12	SCC	–	Bleomycin IT 1 IU/cm3 of 4 IU/ml solution	28	28	56	44
Burian et al (2003)	12	SCC	GA: 12	Bleomycin IT 1 UI/cm3 of 4 IU/ml solution	83.3	16.7	100	0	(27)
Bloom and Goldfarb (2005)	54	SCC	–	Bleomycin IT 1 UI/cm3 of 4 IU/ml solution	24.6	31.9	56.5	43.5	(69)
Larkin et al (2007)	3	SCC	–	Bleomycin	33.3	0	33.3	66.6	(70)
		SCC: 13
		BCC: 9	GA: 23
Gargiulo et al (2012)	24	ADENOCARCINOMA:2	S: 1	Bleomycin IV 15,000 IU/m2	72	28	100	0	(71)
		SCC: 13
Mevio et al (2012)	14	BCC:1	GA: 14	Bleomycin IV 15,000 IU/m2	61.5	32.5	94	6	(72)
Seccia et al (2014)	8	SCC	GA: 8	Bleomycin IV 15,000 IU/m2	37.5	50	87.5	12.5	(73)
Campagna et al (2014)	2	SCC	GA: 28	Bleomycin IV 15,000 IU/m2	0	100	100	0	(74)
				Bleomycin IV 15,000 IU/m2: 7
		SCC: 24		Bleomycin IT 1,000 UI/cm3: 7
		BCC:9	S: 29	Bleomycin IT 1,000 UI/cm3 +
Campagna et al (2014)	39	ADENOCARCINOMA:6	GA: 19	Bleomycin IV 15,000 IU/m2: 25	38	21	59	41	(75)
Macri et al (2014)	1	SCC	S: 1	Bleomycin IV 15,000 IU/m2	100	0	100	0	(76)
Domanico et al (2015)	4	SCC	GA: 4	Bleomycin IV 15,000 IU/m2	0	75	75	0	(77)
Landstrom et al (2015)	4	SCC	GA: 4	Bleomycin IT 1,000 UI/cm3	100	0	100	0	(78)
Landstrom et al (2015)	19	SCC	GA: 19	Bleomycin IT 1,000 UI/cm3	100	0	100	0	(79)
Groselj et al (2015)	1	SCC	GA: 1	Bleomycin IV 15,000 IU/m2	100	0	100	0	(2)
Rotunno et al (2016)	55				60	31	91	9	(80)
		BCC: 34
		SSC: 50		Bleomycin IV 15,000 IU/m2: 97
		MM: 10	S: 46	Bleomycin IT 1 UI/cm3 of 4
Bertino et al (2016)	105	OTHERS: 11	GA: 59	IU/ml solution: 8	50.25	24	74.25	25.75	(65)
				Bleomycin IV 15,000 IU/m2: 41
Plaschke et al (2017)	43	SCC	S: 1	Bleomycin IT 1 UI/cm3 of 4	19	37	56	44	(66)
Montuori et al (2018)	15	BCC	GA: 42	IU/ml solution: 2	100	0	100	0	(81)
				Bleomycin IV 15,000 IU/m2: 16	96	4	100	0
Groselj et al (2018)	28	SCC	GA: 28	Bleomycin IV 15,000 IU/m2: 12	100	0	100	0	(82)

CR, complete response; PR, partial response; OR, objective response; NR, no response; SCC, squamous cell carcinoma; BSS, basal cell carcinoma; MM, mucosal melanoma; GA, general anesthesia; S, sedation.

10. Discussion

Based on the presently available evidence, ECT may be considered for treating a large range of tumors, including skin metastases of the head and neck, treatment restrictions of primary cutaneous and subcutaneous tissue, as in melanoma and squamous cell carcinoma, means a viable therapeutic alternative is being overlooked (1–4). Examples for application include the oral and nasal cavity and pharyngeal-laryngeal lumen, and long single-needle electrodes allow for ECT of deep-seated tumors of the head and neck (2,13–15). Electric pulses can permeabilize any living cell, and bleomycin and cisplatin may therefore be applied to DNA molecules, irrespective of the onco- or antioncogenes expressed by tumor cells (5,6).

Recently, a multicenter retrospective analysis reviewed the cases of 19 patients who underwent ECT from July 2007 to May 2014 for superficial advanced angiosarcomas. The authors reported that after 2 months, an objective response was observed in 63% patients, with 6-month disease stabilization in 47% of patients. Treatment was generally well tolerated; local symptom improvement included palliation of bleeding (26%) and pain relief (32%). Based on the results obtained in these patients, the authors concluded that ECT may represent a promising treatment for providing local tumor control and symptom palliation in patients with superficial angiosarcomas (83).

An effective ECT requires that electrodes are applied to ensure a complete cover of the entire neoplasm; this may result in the serial administration of pulses for complete coverage. Similarly, drug concentration and delivery must be calibrated for maximum clinical efficacy, including the effects of the electric pulses. ECT effectiveness therefore requires administration protocols that are systematically planned and scrupulously executed and accompanied by well-designed checklists and follow-up to ensure and measure effectiveness. These principles are irrespective of tumor or electrode type, or whether drugs are delivered systemically or locally (44–46).

ECT treatment is intrinsically local and effective treatment for the local control of tumor growth and is important in the treatment of cancer. Surgery and/or radio-chemotherapy remain the primary treatments for head and neck cancer; however, as previously demonstrated at the clinical stage, adjuvant ECT provides effective cytoreduction, allowing for subsequent surgeries to potentially become less invasive and traumatic (39). Other therapeutic combinations, such as radiotherapy, are also possible. In cases of local recurrences where no further curative treatment options are available, ECT may serve a central therapeutic role (54–56). Recently, our group reported an interesting case of squamous cell carcinoma of the head and neck with extensive skin metastases that was successfully treated with ECT, demonstrating that ECT may be an effective therapy for metastases or local squamous cell carcinoma recurrence (54). ECT can typically be applied in the outpatient setting with a favorable cost-benefit ratio as bleomycin and cisplatin are relatively low-cost, and ECT equipment is less expensive than ionizing radiation devices (1–4,19,21).

Treatment of internal tumors using endoluminal electrodes is currently being explored (84). This technological development has the potential for treating head and neck tumors located in the parotid, submandibular and thyroid glands or in the latero-cervical space (84,85).

Challenges in applying ECT to deep-seated tumors are represented by tissue conductivity, these include vasculature, necrosis, micro-heterogeneities, to the effects of EP on conductivity, determining the electrophoretic threshold (1). All such considerations dictate precise treatment planning and design, down to electrode placement, drug delivery, dosage and timing, to ensure the accuracy and robustness of a treatment plan (1).

Current evidence provides a basis for combining ECT with immunotherapy (49–52,86). Immunomodulatory agents or the electro-transfer of genes coded for immunoregulatory proteins suggest the potential of a safer systemic cancer treatment, which is free from the adverse effects of current therapeutic modalities. ECT provides its own therapeutic and enhanced delivery benefits to this discussion, starting with current protocols and adapting them as the future demands. A broadening and extending of the range of indications for ECT can be anticipated for primary curative approaches (87).

11. Conclusions

ECT has demonstrated its safety and efficacy in skin metastases of head and neck tumors and, with some limitations, in primary and relapsing neoplasms of this region. ECT can be repeated as needed and does not interfere with or preclude subsequent therapy with primary treatment modes. Although at present, ECT is a palliative treatment, the high success rates of ECT and good level of tolerability, considered against the scarcity of alternative treatments in advanced stage cancers, make it worth consideration among treatment options in selected patients.

Funding

No funding was received.

Availability of data and materials

All data generated or analyzed during this study are included in this published article.

Authors' contributions

ADV and GA were responsible for the conception and design of the present study. MR undertook drafting of the manuscript, and LL and PM performed the analysis and interpretation of literature and data. FA performed manuscript revisions and MDV and AG were responsible for study design, critical revision of the manuscript, provided final approval.

Ethical approval and consent to participate

Not applicable.

Patient consent for publication

Not applicable.

Competing interests

The authors declare that they have no competing interests.