Abstract
Brief psychiatric assessment tools are needed for evaluating children affected by HIV for emotional and behavioral problems. We compared a self-administered symptom rating scale (CASI-4R) to a semi-structured diagnostic interview (DICA-P) in 136 U.S. children affected by HIV. Agreement and performance measures for the two instruments were computed for attention deficit hyperactivity disorder, depression, anxiety and disruptive behavior. Correlations and regression analyses were conducted to compare the two instruments, and to evaluate their associations with social, academic and global function. Higher CASI-4R symptom severity scores were associated with DICA diagnoses (p<0.02 for all disorders). Agreement (kappa) between DICA diagnoses and CASI-4R Clinical Cutoffs (which incorporated symptoms and impairment) was low to moderate (0.19–0.40 for all disorders). Thirty-two percent of cases with a DICA diagnosis were identified by the CASI-4R Clinical Cutoff (sensitivity), yet over 90% of DICA-negative cases were negative by the CASI-4R (specificity). Sensitivity was higher using CASI-4R Severity Score thresholds based on median scores compared to the DICA diagnoses. Presence and severity of psychiatric symptoms and impairment were associated with poorer academic, social, and global function. The CASI-4R symptom checklist can be used to inexpensively screen youth affected by HIV for emotional and behavioral problems, although it is important that there be appropriate mental health evaluation follow-up.
Keywords: Children and adolescents, HIV, mental health, psychiatric status rating scales, validity
INTRODUCTION
In the United States (U.S.), large numbers of children and youth living in families affected by human immunodeficiency virus (HIV) are aging up through childhood and adolescence. These youth have higher prevalence rates of emotional and behavior problems when compared to the general U.S. youth population (Chernoff et al., 2009; Gadow et al., 2010; Malee et al., 2011; Mellins et al., 2012; Mellins & Malee, 2013; Rutstein et al., 2007).
Both structured psychiatric interviews (Angold et al., 2012; Sheehan et al., 2010) and behavior rating scales (Myers & Winters, 2002) have been used to assess emotional and behavioral problems in the general youth population and among those with pediatric HIV (Mellins & Malee, 2013). However, few studies in the U.S. or elsewhere have compared the predictive validity of rating scales versus structured interviews in youth affected by HIV. The primary objective of this study was to compare the prevalence of psychiatric disorders using both semi-structured diagnostic interviews and self-administered rating scales, explore agreement between the two types of assessments, and examine whether the two instruments predicted academic, social and global function. We hypothesized that the sensitivity of the rating scales in predicting the diagnostic interview outcomes would be high and that both would have similar predictive validity with regards to academic, social and global function.
METHODS
The International Maternal Pediatric Adolescent AIDS Clinical Trials Network (IMPAACT) P1055 study was a large multi-site, two-year observational study of psychological function in U.S. children affected by HIV, with a primary aim to estimate the prevalence of psychiatric conditions and symptomatology in the pediatric/adolescent U.S. population affected by HIV (Gadow et al., 2010). P1055 opened to accrual in June 2005 at 29 sites in the U.S. and Puerto Rico and closed to accrual in September 2006, with follow-up continuing through December 2008. It enrolled 575 youth, 319 of whom had perinatally-acquired HIV (PHIV) infection. The study was approved by the Institutional Review Board (IRB) at each IMPAACT site, and appropriate measures were taken to protect the identity of the participants. Informed consent was obtained from the primary caregiver and assent was obtained for youth 12 years or older.
Study Population
Details of the parent study design and procedures can be found in previous P1055 publications (Gadow et al., 2010; Williams et al., 2013). Children were between 6 to < 18 years of age at entry with equal target accruals for age (<12 and ≥12 years) and gender subgroups. Youth were either PHIV or HIV-uninfected, the latter either perinatally HIV-exposed but uninfected or presumed uninfected and living in a household with an HIV-infected member. Youth were excluded from the study if developmentally disabled, due to the need to be able to complete self-administered rating scales.
Participants and their caregivers completed a battery of psychological, personal and family assessment instruments. When necessary, site staff read the questionnaires out loud. Lifetime psychiatric diagnoses were collected and coded using the Medical Dictionary for Regulatory Activities (MedDRA) terminology, version 13.0, a multi-axial and hierarchical system of clinically validated international medical terminology (Maintenance-and-Support-Services-Organization, 2016).
Because of budget and training requirements, only the six largest P1055 research sites (among 29 total) participated in the semi-structured diagnostic interview and are included in the analyses presented here. Only English speaking participants and caregivers were eligible for a diagnostic interview. These restrictions yielded 155 eligible participants, among which 136 (88%) were interviewed. Clinicians at these six sites were centrally trained. The interview was administered within 90 days of study entry. Sites were asked to administer the primary caregiver version prior to administering the youth version. Approximately 20% of interviews were audio-taped (destroyed after review), in order to verify administration and scoring procedures. The interview was scored centrally.
INSTRUMENTS
We assessed psychological problems through both Diagnostic and Statistical Manual of Mental Disorders; Fourth Edition (DSM-IV)-referenced rating scales and semi-structured diagnostic interviews (American Psychiatric Association, 2000).
Diagnostic Interview for Children and Adolescents
The Missouri Assessment of Genetics Interview for Children (MAGIC) is a version of the Diagnostic Interview for Children and Adolescents (DICA), a semi-structured interview designed to assess DSM-IV psychiatric diagnoses, with an expanded section on attention deficit hyperactivity disorder (ADHD) (Reich, 2000; Reich & Todd, 2002a, 2002b, 2002c; Welner et al., 1987). Studies have shown adequate test-retest reliability and acceptable validity of both caregiver (DICA-P) and youth (DICA-C) versions in comparison to clinician judgment (Ezpeleta et al., 1997; Reich, 2000; Todd et al., 2003).
We focused on conditions of greatest interest to the community of families with children affected by HIV, including ADHD, depression, anxiety, and disruptive behavior. Only current symptoms were considered in our analyses. The DICA-P was administered to caregivers of children ranging from 6 to 18 years old, and the DICA-C was administered to children ranging from 11 to 18 years old.
Symptom rating scales
Caregivers evaluated youth psychiatric symptoms with the Child and Adolescent Symptom Inventory-4R (CASI-4R) a 147-item DSM-IV-referenced rating scale that assesses the symptoms of many child and adolescent (ages 5–18 years) psychiatric disorders (Gadow, Perlman, Ramdhany, & de Ruiter, 2015; Gadow & Sprafkin, 2005; Gadow & Sprakfin, 2015). Following each group of symptoms, the rater was asked one question about symptom-related functional impairment: “How often do the behaviors in [symptom category] interfere with your child’s ability to do school work or get along with other people?” Most items were scored on a four-point Likert scale: 0 = never, 1 = sometimes, 2 = often, 3 = very often, with questions considered to be clinically significant if the response was often or very often. A Symptom Severity score was defined as the sum of item points; higher scores indicated more and/or more severe symptoms. The Impairment Cutoff was defined as positive if the impairment question responses were clinically significant; the Symptom Cutoffs were derived in parallel with the DSM-IV, where certain numbers of positive (clinically significant) symptoms in specified categories must be met. Clinical Cutoffs were considered positive when both Symptom Cutoff and Impairment Cutoff were positive, The CASI-4R has demonstrated satisfactory psychometric properties (Gadow & Sprakfin, 2015; Sprafkin t al., 2002; Sprafkin et al., 2016)
Youth 12 years or older completed the parallel Youth’s (Self Report) Inventory-4R (YI-4R; 128 items) and younger children completed the Child (Self Report) Inventory-4 (CI-4; 34-items). The Child (Self Report) Inventory-4 (CI-4) rating scale excluded adolescent onset disorders, such as ADHD, Oppositional Defiant Disorder (ODD) and Conduct Disorder (CD) as well as impairment questions (Gadow et al., 2010).
Columbia Impairment Scale of Global Impairment
The Columbia Impairment Scale (CIS) is a 13-item scale that provides a global measure of impairment and is completed by the caregiver. Four major areas of youth function were assessed: interpersonal relations, broad psychopathological domains, functioning in job or school work, and use of leisure time. The CIS has good reliability and validity (Bird et al., 1993). Responses were scored on a 5-point Likert scale ranging from 0 = No problem to 4 = Very big problem. We used the mean of the 13 item scores, with a higher score indicating more impairment.
Social and Academic Function
Social and academic function were assessed by the caregivers of children from 6 to 18 years old through summing item scores for a series of questions about performance at school (four items: behavior problems at school, evaluated for special education, held back a grade, and overall school performance) and performance in social situations (three items: with whom child plays, number of friends, problems getting along with other children). Scores were scaled to a 0 to 10 range, with higher scores indicating poorer function. Individual questions have been previously used in research studies.
STATISTICAL METHODS
We summarized design (HIV status, age group, and sex), personal, family and psychiatric characteristics among participants with at least one DICA-P or DICA-C assessment at study entry. Psychiatric status was assessed by the DICA-P and the symptom inventory ratings (CASI-4R; Clinical Cutoff and Symptom Severity scores). We focused on four target conditions shown to have high prevalence in prior P1055 research, namely ADHD (inattentive, hyperactive or combined), disruptive behaviors (CD or ODD), depression (major depression or dysthymia) and anxiety (separation or general anxiety). We also defined an indicator of “any disorder” when at least one condition was present with impairment (positive Clinical Cutoff). The Symptom Severity scores for the four target conditions were summed to yield a Total Severity score.
We fit unadjusted logistic regression models to explore whether the CASI-4R Symptom Severity scores predicted DICA-P psychiatric outcomes; odds ratios were expressed in terms of one half standard deviations of the predictors for ease of interpretation. Generalized R-square statistics assessed proportion of explained variability. We estimated the sensitivity, specificity and positive and negative predictive values for the caregiver-assessed CASI-4R Clinical Cutoff score as compared to the caregiver-assessed DICA-P (referent), along with their exact 95% confidence intervals (Hennekens & Buring, 1987). We computed accuracy (proportion agreement between test and referent) and Cohen’s kappa, a measure of the strength of agreement (Agresti, 1996). For conditions with prevalence 5% or higher by the DICA-P, we evaluated the association of DICA-P outcomes and CASI-4R Clinical Cutoff scores separately and together with each academic, social and global function outcomes, using general linear regression models. Spearman rank correlations between the CASI-4R severity scores and each of three measures of function were computed. We conducted two additional sets of sensitivity/specificity analysis: 1) comparing CASI-4R Symptom Severity thresholds (e.g., cutoffs above the median) to DICA-P outcomes; 2) comparing each CASI-4R Clinical Cutoff score and DICA-P outcome to the presence of a clinical diagnosis as defined by a keyword search of the MedDRA Preferred Term code names.
Two-tailed p-values less than 0.05 were considered significant. All analyses were conducted using SAS statistical software (SAS Institute, Cary, NC, Version 9.2).
RESULTS
Seventy-eight children completed a DICA-C interview and 130 caregivers completed a DICA-P interview. Overall, 136 youth (90 PHIV, 46 HIV-uninfected) had at least one DICA-C or DICA-P assessment (49% male, 53% black non-Hispanic, 31% Hispanic; Table 1). Although over half of the PHIV youth had peak HIV RNA copy numbers or nadir CD4 percentages indicative of severe past disease, the majority (>60%) had well-controlled HIV disease at study entry. Only 27% had a prior AIDS defining condition (CDC class C).
Table 1.
Personal and family characteristics at study entry for those children and youth with a DICA-P or DICA-C assessment or both
| Total (N=136) |
|
|---|---|
| Type of interview a | |
| Both DICA-P and DICA-C | 72 (53%) |
| DICA-P only | 58 (43%) |
| DICA-C only | 6 (4%) |
| Cohort | |
| PHIV | 90 (66%) |
| HIV-uninfected | 46 (34%) |
| Personal characteristics | |
| Male (n,%) | 66 (49%) |
| Race, ethnicity (n,%) | |
| White Non-Hispanic, Asian or other | 22 (16%) |
| Black Non-Hispanic | 72 (53%) |
| Hispanic (Regardless of Race) | 42 (31%) |
| Age at registration (Median; Q1, Q3) | 13.1 (9.4, 15.6) |
| Age < 12 years (n,%) | 57 (42%) |
| Functioning (Caregiver ratings) | |
| Social functioning (mean, SD) | 1.63 (1.35) |
| Academic functioning (mean, SD) | 2.18 (2.15) |
| Columbia impairment scale (median, Q1, Q3) | 0.38 (0.15, 0.92) |
| Emotional and behavioral problems (Clinician diagnoses) b | |
| Any of four target disorders | 31 (23%) |
| ADHD | 22 (16%) |
| Disruptive behaviors | 1 (1%) |
| Depression | 10 (7%) |
| Anxiety | 4 (3%) |
| Treatment for emotional and behavioral problems c | |
| Ever received psychiatric treatment | 48 (36%) |
| Family characteristics c | |
| Caregiver is biological parent | 70 (52%) |
| Number of prior year family life stressors (median, Q1, Q3) | 1 (0, 2) |
| 1 or more stressors | 85 (64%) |
| Caregiver had ≥ 1 psychiatric disorders | 18 (14%) |
| Household income < $20,000 | 61 (49%) |
| Caregiver is high school graduate | 104 (77%) |
Q1=25th percentile, Q3=75th percentile; SD=standard deviation
PHIV Both DICA-P and DICA-C (52%), DICA-P only (41%), DICA-C only (7%). HIV-uninfected Both DICA-P and DICA-C (54%); DICA-P only (46%) Fisher's Exact Test p-value= 0.23.
MedDRA-coded diagnoses present at study entry and collected by chart review. Disruptive behavior includes preferred terms: oppositional defiant disorder (there were no cases of conduct disorder). Depression includes the preferred terms: depression and major depression. Anxiety includes the preferred terms: generalized anxiety disorder, anxiety and anxiety disorder. ADHD includes the term attention deficit hyperactivity disorder. Any of the four target diagnoses includes any of these noted preferred terms.
Missing observations: Psychiatric treatment (4); Caregiver relationship (1), Family life stressors (4); Caregiver psychiatric status (5), Household income (12), Caregiver education (1)
Psychiatric status
According to caregiver DICA-P reports, prevalence rates for specific disorders among the youth ranged from 2% for depression to 12% for ADHD, with 19% having at least one of the four target conditions. Caregivers reported lower rates of youth problems on the CASI-4R (Table 2), with 11% having at least one target condition. Based on youth surveyed, in contrast, only 8% with DICA-C interviews self-reported at least one of the four target disorders by the YI-4R Clinical Cutoff (data not shown). As a result of very low youth-reported DICA-C prevalence rates, e.g., 2 of 78 (3%) with disruptive disorder, we focus on the caregiver-reported results in subsequent analyses.
Table 2.
Prevalence of MedDRA coded and caregiver-reported psychiatric problems and median symptom severity by study instrument for participants with completed caregiver DICA-P interviews (n=130)
| Condition | MedDRA a n (%) |
DICA-P b n (%) |
CASI-4R b Clinical Cutoff n (%) |
CASI-4R Symptom Severity. Median (Q1,Q3; Max) |
|---|---|---|---|---|
| Any disorder c | 30 (23%) | 25 (19%) | 14 (11%) | 23.5 (14,38; 114.5) |
| ADHD | 22 (17%) | 15 (12%) | 12 (9%) | 10 (5,17.5; 48) |
| Disruptive behavior | 0 (0%) | 13 (10%) | 4 (3%) | 4 (1,8; 34) |
| Depression | 10 (8%) | 3 (2%) | 0 (0%) | 4.5 (3.5,8; 27.5) |
| Anxiety | 4 (3%) | 4 (3%) | 1 (1%) | 3 (1;6; 22) |
Q1=25th percentile, Q3=75th percentile, Max=Maximum
MedDRA-coded diagnoses present at study entry and collected by chart review. Disruptive behavior includes preferred terms: oppositional defiant disorder (there were no cases of conduct disorder). Depression includes the preferred terms: depression and major depression. Anxiety includes the preferred terms: generalized anxiety disorder, anxiety and anxiety disorder. ADHD includes the term attention deficit hyperactivity disorder. Any of the four target diagnoses includes any of these noted preferred terms.
CASI-4R Clinical Cutoff Scores, 3 missing observations for ADHD and 2 each missing for Depression, Anxiety and Disruptive behavior. CASI-4R severity scores, 4 missing for each measure; DICA-P; 1 missing for each measure.
At least one of the four target disorders, ADHD, depression, anxiety, disruptive behavior. For Symptom Severity, the measure is the sum of all item scores for the component conditions.
Association between symptom severity and DICA diagnoses
Youth with more severe CASI-4R ratings in each domain had greater odds of having a positive DICA-P outcome. The increase in odds was between 80% and 90% for each half standard deviation increase in severity score for ADHD, disruptive behaviors and at least one of the four target conditions (Figure 1). Based on the generalized R-square, the logistic regression models explained between 30% and 36% of the total variation for the first three measures (data not shown).
Figure 1.

The association between DICA-P diagnoses and CASI-4R symptom severity ratings expressed as odds ratios of DICA-P diagnoses for each one half standard deviation increase in CASI-4R severity scores for each of four target psychiatric conditions and for any condition.
Agreement between CASI-4R and DICA-P
CASI-4R Clinical Cutoff scores for ADHD, for disruptive behaviors, and for the composite outcome of at least one target condition each showed modest agreement with DICA-P cutoff scores, with kappa values ranging from 0.19 to 0.40 (Table 3). The CASI-4R identified about one third of the DICA-P positive conditions for at least one of the four target conditions (sensitivity=0.32) whereas almost 60% of the CASI-4R conditions were also DICA-P positive (positive predictive value=0.57). Sensitivity for the ADHD was slightly higher whereas it was lower for disruptive disorders. In contrast, specificity and negative predictive values were 85% or higher. Using a median split of the caregiver-reported CASI-4R severity scores compared to the DICA-P cutoffs yielded higher sensitivities (any condition: 72%,, anxiety: 75%, ADHD: 80%, and 100% for both depression and disruptive behavior), but lower specificities, ranging between slightly less than 60% and 70%.
Table 3.
A comparison of caregiver-reported CASI-4R Clinical Cutoff Score with DICA-P outcomes (as referent) for conditions and summary scores with 5% or higher prevalence ratesa
| Psychiatric Disorder |
Nc | TPc | FPc | FNc | TNc | Kappa (95% CI) |
Sensitivity (95% CI) |
Specificity (95% CI) |
Positive Predictive Value (95% CI) |
Negative Predictive Value (95% CI) |
Accuracy (95% CI) |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Any disorderb | 129 | 8 | 6 | 17 | 98 | .31 (.10, .52) | .32 (.14, .53) | .94 (.87, .97) | .57 (.28, .82) | .85 (.77, .91) | .82 (.74, .88) |
| ADHD | 127 | 6 | 6 | 8 | 107 | .40 (.14, .65) | .43 (.17, .71) | .95 (.88, .98) | .50 (.21, .78) | .93 (.86, .96) | .89 (.82, .93) |
| Disruptive Behavior | 128 | 2 | 2 | 11 | 113 | .19 (−.06, .46) | .15 (.01, .45) | .98 (.93, .99) | .50 (.06, .93) | .91 (.84, .95) | .90 (.83, .94) |
In these analyses, the DICA-P is considered as the referent. Depression and anxiety analyses are not presented in the table for the following reasons: No cases of depression were identified by the CASI-4R Clinical Cutoff score and only three were identified by the DICA-P. There was no overlap between the cases of anxiety identified by the two instruments (one case was identified by CASI-4R Clinical Cutoff and four by the DICA-P).
At least one of the four target disorders, depression, ADHD, anxiety, disruptive behavior
Counts; N=Total; TP=True positive; FP=False positive; FN=False negative; TN=True negative
Agreement between CASI-4R, DICA-P and MedDRA diagnoses
Prevalence by MedDRA coding is shown in Table 2. Sensitivity for the DICA-P cutoff against the MedDRA diagnosis was 43.3% for any of the four target conditions (95% CI: 25.5, 62.6) and 40.9% (95% CI: 20.7, 63.6) for ADHD. Sensitivity for the CASI-4R Clinical Cutoff compared to MedDRA was 30.0% (95% CI: 14.7, 49.4) for any of the four target conditions and 38.1% (95% CI: 18.1, 61.6) for ADHD. Positive predictive values were 52% and 60% for the DICA-P comparison and 64% and 67% for the CASI-4R comparison for any of the four target conditions and ADHD, respectively. Specificities and negative predictive values for all these comparisons were over 80% (data not shown).
Association between caregiver-reported psychiatric ratings and function
Presence of a positive DICA-P diagnosis and CASI-4R Clinical Cutoff case for ADHD, for disruptive behaviors, and for the composite outcome of any target condition each showed a strong association with poorer social and academic function (higher scores) as well as poorer global function (higher CIS scores; Figure 2). Sensitivity analyses including CASI-4R Clinical Cutoffs and DICA-P cutoffs in the same regression models showed consistent results for global and academic function, while the results for social function were attenuated (data not shown).
Figure 2.



Mean social, academic and global functioning scores by psychiatric condition status, as identified by the caregiver administered DICA-P and CASI-4R
Panel A. Social functioning.
Panel B. Academic functioning
Panel C. Global functioning
Notes for Figure 2: DICA= DICA-P assessment; CASI-4R= CASIR-4R Clinical Cutoff Score; Case=scored positive on condition; Non-case=scored negative on condition; Any Disorder: At least one of the four target disorders, depression, ADHD, anxiety, disruptive behavior; Global functioning is assessed by the Columbia Impairment Score (CIS)
Association between caregiver-reported symptom severity and function
Higher CASI-4R Total Severity scores for the four target conditions were significantly positively correlated with poorer social function (r =0.34, p < 0.001), poorer academic function (r =0.38, p < 0.001) and poorer global functioning (r =0.64, p < 0.001). Of the individual psychiatric conditions, the highest correlations were between ADHD and disruptive behaviors and each of the function measures. For the three function measures, correlations were strongest for global function (Table 4).
Table 4.
Correlations between caregiver-reported CASI-4R severity scores and social, academic and global functioning.
| Social Functioning | Academic Functioning | Global functioningb | ||||
|---|---|---|---|---|---|---|
| Severity score | r | p-value | r | p-value | r | p-value |
| Any disorder a | .345 | <.001 | .380 | <.001 | .644 | <.001 |
| ADHD | .329 | <.001 | .412 | <.001 | .557 | <.001 |
| Disruptive behaviors | .336 | <.001 | .256 | .004 | .631 | <.001 |
| Depression | .173 | .05 | .248 | .01 | .313 | <.001 |
| Anxiety | .241 | .01 | .243 | .01 | .468 | <.001 |
The CASI-4R severity score for any disorder (Total Severity Score) is the sum of all item scores for the four target disorders, depression, ADHD, anxiety, disruptive behavior.
Global functioning is assessed by the Columbia Impairment Score
DISCUSSION
We compared a psychiatric symptom checklist and a semi-structured diagnostic interview in children affected by HIV disease. Sensitivity of the CASI-4R compared to the DICA-P was modest although positive predictive value was higher. When we compared each measure to MedDRA-coded diagnoses, CASI-4R Clinical Cutoffs and DICA-P cutoffs each identified less than half of those participants with reported clinical diagnoses.
Differences between outcomes determined by clinician judgment and by structured interview have been documented (Ezpeleta et al., 1997). In addition, over 60% of youth with false negatives in our study were receiving either behavioral or medical treatment for psychiatric problems, suggesting that symptoms leading to recorded diagnoses might have abated with treatment, which could explain why both interview and rating scale failed to identify clinical cases.
Negative cases identified using the CASI-4R Clinical Cutoff scores were generally negative on the DICA-P and specificity rates were also high when we compared each DICA and CASI-4R to the MedDRA-coded diagnoses. High specificity assures that there is agreement between instruments in identifying cases that do not need further screening, which is an important determination when the costs of screening are considered.
Higher CASI-4R severity scores and positive DICA-P and CASI-4R Clinical Cutoff cases were associated with poorer academic, social and global function. Although partly explained by the inclusion of impairment criteria in the cutoff score definitions, this result still points to the problems that youth with emotional and behavioral problems may have in the real world.
In this study, both CASI-4R and DICA-P assessments identified overlapping sets of children and youth who merit further mental health evaluation, Because it is easier to use, requires less time (10–30 minutes vs. an hour) and does not require trained professionals to administer, we prefer the use of a rating scale over the clinical or structured interview. Use of the rating scale as one potential screening instrument in primary care should go in tandem with appropriate mental health follow-up evaluations.
Although the time burden of the CASI-4R is relatively low, it still contains over 100 items. Further work to develop even shorter assessment tools to identify youth at risk for having emotional problems is ongoing. Some of these alternative approaches explore the use of computerized and mobile health (mHealth) based technologies while others explore more dimensional approaches taking advantage of overlapping symptoms between diagnoses.
Limitations
In this study we chose to study CASI-4R Clinical Cutoff Scores, which included an impairment dimension, to more closely approximate the DICA and DSM-IV diagnostic outcomes. When this study was implemented DSM-IV criteria were the standard for psychiatric diagnosis. Since then, in May 2013, the DSM-5 was published. For the targeted diagnoses of this study, symptom and impairment criteria were largely the same between versions (Gadow et al., 2015). We pooled PHIV and HIV-uninfected youth in this study. Future studies could explore whether each group of youth respond differently to questions about psychiatric status. We believe it is important to consider youth self-reports in assessing emotional and behavioral problems but found too few positive DICA-C cases to compare with youth-self-reported assessments. As our study population was relatively small and may be selective to research settings, it is important that these results are replicated with a larger, more heterogeneous sample in order to clearly establish the clinical utility of the CASI-4R as a screening tool for mental health issues in youth affected by HIV.
CONCLUSIONS
We have demonstrated that the CASI-4R, a brief caregiver self-administered rating scale, performed acceptably compared to the DICA-P, a semi-structured diagnostic interview, in identifying youth with DSM-IV-referenced psychiatric problems. It performed particularly well in screening out youth without psychiatric problems. Further research is required to understand why the various assessment methods differ. Contingent on further replication of these results, valid and reliable symptom checklists can be used in the U.S. clinic setting to inexpensively screen youth affected by HIV for emotional and behavioral problems.
Acknowledgments
MedDRA, the Medical Dictionary for Regulatory Activities terminology, is the international medical terminology developed under the auspices of the International Conference on Harmonization of Technical Requirements for Registration of Pharmaceuticals for Human Use.
Overall support for the International Maternal Pediatric Adolescent AIDS Clinical Trials Group (IMPAACT) was provided by the National Institute of Allergy and Infectious Diseases [U01 AI068632] and by the Eunice Kennedy Shriver National Institute of Child Health and Human Development and the National Institute of Mental Health. The content of this article is solely the responsibility of the authors and does not necessarily represent the official views of the National Institutes of Health. This work was supported by the Statistical and Data Analysis Center at Harvard T.H. Chan School of Public Health, under the National Institute of Allergy and Infectious Diseases cooperative agreement #5 U01 AI-41110 with the Pediatric AIDS Clinical Trials Group (PACTG) and #1 U01 AI-068616 with the IMPAACT Group. Support of the sites was provided by the National Institute of Allergy and Infectious Diseases (NIAID) and the NICHD International and Domestic Pediatric and Maternal HIV Clinical Trials Network funded by NICHD (contract number N01-DK-9-001/HHSN267200800001C).
We would like to thank Kenneth Gadow for carefully reading this manuscript. Dr. Gadow is a shareholder in Checkmate Plus, publisher of the Child and Adolescent Symptom Inventory-4R. We acknowledge Kimberly Hudgens, Jhoanna Roe and LaShawn Campbell for their operational support of this study, Janice Hodge for data management and Michele Kelly and Nagamah Sandra Deygoo for data collection. We would also like to acknowledge the help given by Nagamah Sandra Deygoo in representing the site research staff on the protocol team and Vinnie Di Poalo for representing the community affected by HIV. Finally, we would like to thank Tzy-Jyun Yao for her helpful guidance on our statistical analyses.
The following institutions and individuals participated in the diagnostic interview portion of IMPAACT P1055: 4001— Chicago Children’s CRS: Ram Yogev; 5012—NYU NY NICHD CRS: Sandra Deygoo; William Borkowsky; Sulachni Chandwani; Mona Rigaud; 5040—SUNY Stony Brook NICHD CRS: Denise Ferraro, MS, FNP, Michele Kelly, CPNP, NPP, Lorraine Rubino; 5048— USC LA NICHD CRS: Suad Kapetanovic; 5052— University of Colorado Denver NICHD CRS: Robin McEvoy; Emily Barr; Suzanne Paul, Patricia Michalek; 6501— St. Jude/UTHSC CRS: Patricia Garvie.
Footnotes
Control of Data
The authors have full control of the primary data and agree to allow the journal to review the anonymized data if requested.
Compliance with Ethical Standards
Human and Animal Rights and Informed Consent
All procedures followed were in accordance with the ethical standards of the responsible committee on human experimentation (institutional and national) and with the Helsinki Declaration of 1975, as revised in 2000. Informed consent was obtained from all patients for being included in the study.
Conflict of Interest The authors declare that they have no conflicts of interest.
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