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. 2018 Sep;8(9):a030387. doi: 10.1101/cshperspect.a030387

Prostate Cancer Disparities by Race and Ethnicity: From Nucleotide to Neighborhood

Timothy R Rebbeck 1
PMCID: PMC6120694  PMID: 29229666

Abstract

Prostate cancer (CaP) incidence, morbidity, and mortality rates vary substantially by race and ethnicity, with African American men experiencing among the highest CaP rates in the world. The causes of these disparities are multifactorial and complex, and likely involve differences in access to screening and treatment, exposure to CaP risk factors, variation in genomic susceptibility, and other biological factors. To date, the proportion of CaP that can be explained by environmental exposures is small and differences in the role factors play by race or ethnicity is poorly understood. In the absence of additional data, it is likely that environmental factors do not contribute greatly to CaP disparities. In contrast, CaP has one of the highest heritabilities of all major cancers and many CaP susceptibility genes have been identified. Some CaP loci, including the risk loci found at chromosome 8q24, have consistent effects in all racial/ethnic groups studied to date. However, replication of many susceptibility loci across race or ethnicity remains limited. It is likely that inequities in health care access strongly influences CaP disparities. CaP is a disease with a complex multifactorial etiology, and therefore any approach attempting to address racial/ethnic disparities in CaP must consider the many sources that influence risk, outcomes, and disparities.

WHAT DO THE RACIAL/ETHNIC DISPARITIES IN PROSTATE CANCER LOOK LIKE?

There are substantial differences in rates of prostate cancer (CaP) across racial/ethnic groups that represent important disparities in CaP risk and outcomes. Disparities in CaP rates appear at all stages of the continuum of prostate carcinogenesis. Figure 1 shows the ratio of rates between African American (AA) and European American (EA) men for high-grade prostatic epithelial neoplasia (HGPIN) (Sakr et al. 1994), prevalent (autopsy-detected) CaP (Rebbeck and Haas 2014), incident CaP, and CaP mortality (see seer.cancer.gov). At almost every point along the CaP continuum and for most every age group, CaP is more common in AA men than EA men. These data suggest that the disparity may have a biological component, as the disparity is evident even before cancer is usually clinically detected. However, the AA:EA disparity increases in magnitude in clinically detected disease and mortality, suggesting that factors related to exposure, behavior, or access to care are also important factors in CaP disparities. The metrics shown in Table 1 and discussed below similarly reveal a complex picture of CaP disparities.

Figure 1.

Figure 1.

Depiction of disparities across the continuum of prostate cancer (CaP) progression from high-grade prostatic intraepithelial neoplasia (HGPIN) to prevalent (autopsy-detected) CaP, to clinically detected CaP, and CaP mortality. Chart reflects the ratio of rates for African Americans (AAs) compared with European Americans (EAs). Potential biomarkers acting at each stage in this continuum are depicted below the chart. PIA, Polysaccharide intercellular adhesin; PIN, prostatic intraepitheilial neoplasia; PTEN, phosphatase and tensin homolog; AR, androgen receptor.

Table 1.

Prostate cancer disparities metrics

End point Group and metric
Autopsy prevalence (%) by decade of age Asian Ancestry European Ancestry African Ancestry References
20–29  0.0  0.5  1.6 Rebbeck and Haas 2014
30–39  4.0  8.4 35.5
40–49  6.3 15.0 24.7
50–59 17.3 26.9 39.6
60–69 17.7 33.3 56.7
70–79 25.4 35.4 NA
80–89 33.2 49.0 NA
90+ 50.0 91.1 NA
Screened-detected cancer prevalence, men with PSA >4.0 and abnormal DRE Prevalence Group
Ghana 5.8 Age 50–74 Hsing et al. 2014
AA-St. Louis, MO 5.4 Age 40–79 Smith et al. 1996
AA-Detroit, MI 3.3 Age 40–79 Powell 2007
AA-Flint, MI 3.0 Age 40–79 Cooney et al. 2001
AA-South Carolina 2.2 Age 40–79 Weinrich et al. 1998
U.S. Caucasians 1.6 Age >50 Richie et al. 1993
Incidence (age-adjusted per 100,000 men) SEER-18 rate 2008–2012 SEER-13 trend 2003–2012
Asian/Pacific Islander  74.0 −4.6 seer.cancer.gov
Black 214.5 −3.9
Hispanic 114.7 −4.7
Non-Hispanic White 133.4 −4.7
Relative biochemical nonfailure, White vs. Black HR = 1.25 95% CI: 1.11–1.41 Evans et al. 2008
Relative CaP-specific survival, White vs. Black HR = 1.13 95% CI: 1.00–1.27 Evans et al. 2008
Relative overall survival, White vs. Black HR = 1.01 95% CI: 0.88–1.16 Evans et al. 2008
Mortality (age-adjusted per 100,000 men SEER-18 rate 2008–2012 SEER-13 trend 2003–2012
Asian/Pacific Islander  9.4 −3.4 seer.cancer.gov
Black 46.3 −4.0
Hispanic 17.8 −2.7
Non-Hispanic White 19.9 −3.4

NA, Not available; AA, African American; PSA, prostate-specific antigen; DRE, digital rectal examination.

As suggested in Figure 1, CaP disparities are evident even in latent prostate tumors identified in autopsy studies (Rebbeck and Haas 2014). Latent tumor prevalence is highest in African-descent men, intermediate in European-descent men, and lowest in Asian-descent men. The disparity in CaP prevalence is apparent when it is observed that 50% of Asian men have prevalent CaP by age 90 but 50% by age 80, and 50% of African-descent men by age 60 (Rebbeck and Haas 2014).

There is a similar disparity in the prevalence of screened-detected cancers. The rate of CaP detection in AA men is consistently higher than in EA men in the United States (Richie et al. 1993; Smith et al. 1996; Weinrich et al. 1998; Cooney et al. 2001; Powell 2007). In addition, the prevalence of screened detected cancers in Ghanaian men is higher than that reported in any AA population, suggesting the rates of CaP in Africa may equal or exceed those in AAs (Hsing et al. 2014) and that elevated CaP rates are a phenomenon of men of African ancestry throughout the African diaspora.

It is also well known that population-based CaP incidence and mortality vary substantially by race/ethnicity. For example, SEER-18 data from 2008 to 2012 (see seer.cancer.gov) estimated that age-adjusted CaP incidence in AAs (214.5 per 100,000 men) is substantially greater than in non-Hispanic Whites (NHWs; 130.4 per 100,000 men) (Table 1). This represents a 64% greater incidence in AA versus NHW men. CaP mortality statistics are even more sobering: mortality in AA men is 46.3 per 100,000 compared with 19.8 per 100,000 in NHW—a 134% mortality difference. This is the largest disparity in cancer mortality of any tumor site in U.S. men or women.

Although these statistics are grim, they represent an improvement in CaP disparities that existed only a few years ago. As shown in Figure 2, data from U.S. Mortality Files from the National Center for Health Statistics of the Centers for Disease Control and Prevention (CDC) indicate that the disparity in CaP mortality grew during the period from the mid-1980s to ∼2005, in which prostate-specific antigen (PSA) screening became widespread. Since 2010, the disparity in mortality between AAs and NHWs has dropped, although a significant disparity in mortality still exists. The data in Figure 2 also indicate that the disparity in CaP mortality is age-dependent, with greatest disparities in CaP mortality occurring in men under age 75.

Figure 2.

Figure 2.

Ratio of African American (AA) versus European American (EA) mortality rates by age group and year.

Finally, although it is clear that there is substantial disparity at all phases of the CaP continuum, data suggest that there is racial/ethnic disparity in certain CaP-related parameters but not others. For example, a meta-analysis by Evans et al. (2008) reported no disparity in overall survival by race, but did find evidence for a difference in CaP-specific survival and biochemical (PSA) failure. Similarly, it has been suggested that racial differences in CaP mortality diminish or disappear in certain patient subgroups or if treatment is equalized among all patients (Powell et al. 2004). However, not all studies have been clearly able to show that equal treatment leads to equal outcome. Godley et al. (2003) used SEER-Medicare data diagnosed with clinically localized CaP at ages 65–84 between 1986 and 1996 in five SEER sites. Those data suggest that mortality rates varied within screening, treatment, and racial groups. The data available to date do not completely resolve the question whether racial disparities could be eliminated if treatment were equalized among all cases. Similarly, the literature is not yet clear whether all CaP-related metrics show a meaningful disparity.

WHAT FACTORS EXPLAIN PROSTATE CANCER DISPARITIES?

The observed disparities in CaP discussed above may be explained by a wide variety of biological, social, environmental, health care, and other factors. Each of these may contribute to the disparity in some individuals or groups. Figure 3 represents a framework for the role of multiple factors on racial/ethnic disparities (Rebbeck and Sankar 2005; Rebbeck et al. 2006). This framework identifies self-identified race or ethnicity as being correlated with cultural, environmental, or behavioral factors. These factors are correlated both with race/ethnicity and may be associated with CaP. Similarly, race/ethnicity is correlated with phenotypic characteristics related to an individual’s continental ancestry. Ancestry itself is associated with genome-wide variation, which in turn is correlated to genotype and mutation frequencies across populations. Inherited genotypes and environments (exposures) are further associated with the etiology of disease and tissue/tumor-specific changes that are associated with disease risk. In the following sections, the role of each of these factors on CaP disparities is discussed.

Figure 3.

Figure 3.

Framework for the definition of factors that underlie self-identified race or ethnicity that may influence prostate cancer (CaP) etiology and disparities.

Ancestry

Self-identified race and ethnicity are commonly used to identify groups that may experience disparities in disease risk or outcomes. However, most populations, and particularly AAs and Hispanics in the United States, represent genomically admixed populations. This admixture is reflected in an individual’s genetic background, which may provide additional information about the disparity and its causes than self-reported race or ethnicity. It is still common in epidemiological studies to categorize people into a few self-identified races that partly reflect the complicated history of each group, yet these categories cannot capture the specific contributions from ancestral populations (Yaeger et al. 2008). A number of groups have reported that there is substantial heterogeneity in the African source of the genome of AAs (Stefflova et al. 2009, 2011), as well as non-African contributions to self-identified AAs (Parra et al. 2001). More recent studies have suggested that ancestral genome may itself be associated with CaP risk or outcome (Giri et al. 2009). These data suggest that features of the African genome found in AAs or other populations may be correlated with risk alleles that are common in African-descent individuals. Further research is needed to explain the nature and potential mechanism of this association, but it provides an opportunity to extend our understanding and definition of race or ethnicity beyond self-report to understand CaP disparities.

Genetics and Genomics

CaP shows the highest reported heritability of any major cancer (Lichtenstein et al. 2000; Verhage et al. 2004; Hjelmborg et al. 2014; Mucci et al. 2016), yet, unlike other cancers, the ability to define hereditary CaP syndromes and identify hereditary cancer genes has been limited. Family-based linkage studies of hereditary CaP focused largely on European-descent populations to identify a series of genes responsible for hereditary CaP. These include HPC1 (1q24–25) (Carter et al. 1992; Cooney et al. 1997; Berry et al. 2000a), PCAP (1q42–43) (Neuhausen et al. 1999; Berry et al. 2000a; Xu et al. 2001), HPCX (Xq27–28) (Schleutker et al. 2000), CAPB (1q36) (Berry et al. 2000a; Xu et al. 2001), HPC20 (20q13) (Berry et al. 2000b), HOXB13 (Breyer et al. 2012; Xu et al. 2013), and others. Among these, a series of loci were identified specifically or confirmed in non-European-descent families by family studies, including 12q24 (Ledet et al. 2012), 1q24–25, 2p16, and 2p21 (Brown et al. 2004; Ledet et al. 2012), and 1p36 in Japanese (Matsui et al. 2004) and AA (Brown et al. 2004) men. Additional linkage signals have been detected in AA pedigrees at 2p21, 11q22, 17p11, 22q12, and Xq21 (Baffoe-Bonnie et al. 2007) among others. Many of these loci were validated across ethnic and geographic populations, suggesting common origins for some hereditary CaP susceptibility.

Despite the success of these discovery efforts, and the suggestion that there may be unique genetic loci associated with hereditary CaP in minority populations, genetic testing for hereditary CaP and recommendations for reduction of that risk based on genetic information have not evolved into clinical practice as has been the case for many other cancer sites. Recently, potentially clinically meaningful associations have been identified, including associations of inherited mutations in BRCA2 and aggressive CaP, with implications for treatment (Castro et al. 2013; Cheng et al. 2016). However, the data addressing the potential that these loci confer different risks or occur at different frequencies in AAs or other high-risk groups has not been reported.

Candidate gene association studies in CaP and other diseases were quite common before the advent of the genome-wide association studies (GWAS). These studies identified genes that played a biologically plausible role in the etiology of a disease, from which individual single-nucleotide polymorphisms (SNPs) or haplotypes were studied in relation to disease phenotypes. Genes involved in DNA damage and repair, carcinogen metabolism, inflammation, steroid hormone metabolism, and many others have been reported in candidate gene association studies and have involved populations worldwide (reviewed in Naylor 2007). Of the many candidates that have been considered, few have also been reported in linkage or GWAS studies. Examples of candidate genes that have been identified using large gene panels or GWAS include the androgen receptor (AR [Kote-Jarai et al. 2011]), kallekrein genes (e.g., KLK3 that encodes PSA [Lose et al. 2013; Knipe et al. 2014; Lange et al. 2014]), telomere-related genes (TERT, TET [Kote-Jarai et al. 2011; Berndt et al. 2015]), and loci containing carcinogen metabolism (UGT1A8, CYP21A2 [Eeles et al. 2013]), microRNAs (Eeles et al. 2013), or matrix metalloprotein genes (Eeles et al. 2013). Many smaller studies have been undertaken in diverse populations around the world. However, the majority of these reports have not been validated in independent samples, and associations of most of these candidate loci have not been reported in GWAS studies.

Numerous CaP susceptibility loci have been reported to date using GWAS approaches. However, many loci detected in European or Asian-descent populations have not been replicated in African-descent populations, or the magnitude of effect was less (or directionally opposite) by race (Waters et al. 2009; Xu et al. 2009; Hooker et al. 2010). A number of studies have attempted to validate reported associations in AAs. Xu et al. (2009) studied 868 cases and 878 controls and validated the loci at 8q24 (p = 0.034 to p = 2 × 10−5) and 3p12 (p = 0.029). Waters et al. (2009) studied 860 cases and 575 controls, and validated KLK2/3 (19q13.33) and NUDT10/11 (Xp11.22). Finally, Hooker et al. (2010) validated 8q24 (p = 1 × 10−4), 11q13.2 (p = 0.009), HNF1B/TCF2 (17q12; p = 0.008), KLK2/3 (19q13.33; p = 0.04), and NUDT11 (Xp11.22; p = 0.05) in 454 cases and 301 controls. The validated loci were not consistent across these studies, perhaps because of relatively small sample sizes in each study. Chang et al. (2011) studied a sample of nearly 8000 men of African descent in the United States and the United Kingdom. This report only involved those loci that had been previously reported in non-African-descent populations. They reported that the majority of the loci identified as CaP susceptibility loci in White or Asian populations were not replicated in AA men. Only JAZF1, MSMB, NUDT10/11, and a locus on 11q13 were validated as having effects similar to those in non-African-descent populations. The remainder of the associations in AAs showed smaller effects than those reported in non-AA populations. Some of the AA associations were even in the opposite direction of the non-AA reports, and, in many cases, the 95% confidence intervals for AA men did not overlap the non-AA estimates. Using a GWAS approach, Haiman and colleagues also did not replicate most of the previously reported loci identified in European- or Asian-descent populations (Haiman et al. 2011a,b). Using more than 9500 AA CaP cases and controls, Han et al. (2015) reported that of established 82 GWAS hits, only 68 (83%) were directionally consistent with the original report, and 37% were significant at p < 0.05. Similarly, the effect size of many loci is also smaller for the same locus in African-descent populations compared with the original report of these loci in European or Asian-descent populations.

In contrast, GWAS have identified alleles in African-descent populations. Variants at 17q21 reached genome-wide level significance in African-descent populations (Haiman et al. 2011a). This locus has since been validated as a CaP risk locus in European-descent populations (Eeles et al. 2013). A novel locus at chromosome 10p14 was reported in a GWAS undertaken in a Ghanaian population (Cook et al. 2014), although this association did not reach genome-wide significance.

A number of hypotheses have been proposed to explain the difficulty in replication and systematic differences in magnitudes of genetic effects by race and ethnicity. First, the underlying genomic susceptibility, and thus biology, for CaP may differ fundamentally across racial or ethnic groups. This explanation is unlikely to be the case, as it implies that the biological basis for CaP differs by race or ethnicity. However, this hypothesis cannot be ruled out based on available data. A more likely explanation is that the risk alleles in European-/Asian-descent individuals are not the same as in African-descent individuals. It is likely that the risk alleles and the underlying population structure of CaP susceptibility loci differ by ethnicity, race, or geography, and that these differences are likely to influence the ability to detect genetic associations (Teo et al. 2010). This hypothesis is supported by well-described differences in the genomic architecture of the genome by race and ethnicity. Linkage disequilibrium and haplotype diversity differ substantially by race and ethnicity (Reich et al. 2001; Teo et al. 2010), as do allele frequencies at many loci across the genome. The capture of genomic variability is incomplete, and it is likely that many African-specific alleles have yet to be detected that may provide a better capture of the African genome. Indeed, the diversity of the African genome is so great that capture of continent-wide genomic variation may be required to fully understand the genomic basis of CaP in African ancestry populations. Thus, it is not hard to imagine that CaP risk alleles and the frequencies of these alleles vary substantially across populations to affect the ability to detect associations in a GWAS setting. To address this hypothesis, additional studies using non-Caucasian populations will be required that use genotyping panels that adequately capture African genomic variability. Although generally unreported in the GWAS literature, similar arguments can be made regarding genomics of other populations that are genomically divergent from Caucasians, including Native Americans, Middle Eastern groups, and aboriginal populations in the Arctic, Oceania, and elsewhere.

Furthermore, it is likely that the underlying etiology of CaP is not only influenced by genes but also by exposures and gene by environment interactions. The different magnitudes of effect observed across race, ethnicity, and geography could be explained by the influence of contextual factors that influence CaP susceptibility through gene–environment interactions that may vary by population. The number of confirmed environmental factors or exposures that influence CaP risk and outcome are limited (Boffetta et al. 2009), but it is still possible that underlying genetic susceptibility may influence the effect of exposures that are not detectable on their own. To the degree that the frequencies of both the exposures and the susceptibility genotypes vary by race or ethnicity (which they are likely to do), it is possible that differences in etiology or severity of CaP could be explained by complex interactions of these factors. There have been published examples of gene–environment interactions in CaP, including novel and biological plausible interactions (e.g., Koutros et al. 2013; Neslund-Dudas et al. 2014). However, most of these have not been validated in independent sets or across populations, and the large post-GWAS evaluations of GWAS loci have not shown convincing interaction results (Barrdahl et al. 2014). No major or replicated interaction studies have been undertaken across racially or ethnically diverse groups to be able to test the hypothesis that differences in gene–environment interactions could explain differences in CaP etiology or severity.

Unlike many CaP susceptibility loci for which variation and lack of replication has been observed, genetic variation at chromosome 8q24 has been widely and consistently associated with prostate and numerous other cancers across many populations (Amundadottir et al. 2006). Originally identified by admixture mapping methods, this locus has an overrepresentation of African genomic ancestry in AA men (Freedman et al. 2006). At least eight independent genomic regions conferring CaP susceptibility have been identified at this locus (Gudmundsson et al. 2007; Haiman et al. 2007; Yeager et al. 2007), although no gene has been designated to be responsible for this cancer risk. Instead, regulation of the downstream gene MYC or regulation by long noncoding RNAs (lncRNAs) has been reported (Ahmadiyeh et al. 2010; Chung et al. 2011; Kim et al. 2014). Disease-associated variation at 8q24 has been confirmed in multiple populations. Indeed, the 8q24 locus was associated with CaP in early admixture mapping studies (Freedman et al. 2006) that identify susceptibility loci by exploiting different disease risks and genotype distributions by race. Ethnic-specific mutations and haplotypes have been reported in African- and European-descent populations (Chung et al. 2014; Han et al. 2016). The associations at 8q24 have been confirmed not only in AAs, but also in two African populations (Han et al. 2016). Thus, the genetic contribution to CaP risk at this locus can be considered a master regulator of cancer at multiple sites as well as across populations.

Tumor Biomarkers

In addition to the strong evidence for inherited genomic factors influencing CaP, and potentially having different effects by race, somatic biomarkers found in prostate tissue and tumors may also play a role in CaP etiology and disparities. The biomarkers identified to date may improve screening for CaP (e.g., as an alternative or supplement to PSA testing) and might inform treatment choices and prognosis. A number of prostate tumor biomarkers have been identified that may define heterogeneity of CaP etiology (Ahearn et al. 2015; Graff et al. 2016a) have clinical implications for surveillance and treatment (reviewed in Netto 2013), or correlate with aggressive phenotypes (Lee et al. 1994; Li et al. 2004; Bjartell et al. 2007; Perner et al. 2007a,b; Attard et al. 2008; Berney et al. 2009; Fine et al. 2010). These biomarkers show promise as predictors of aggressive disease with potential clinical utility and act across the prostate carcinogenesis continuum (Fig. 1). The most notable examples include the TMPRSS2:ERG gene fusion/translocation (Demichelis et al. 2007), Ki-67 expression (Berney et al. 2009), biomarkers involved in androgen metabolism (Li et al. 2004; Wandel et al. 2000), and genomic classifiers (GCs) that use whole-transcriptome microarray assays to analyze gene activity in CaP specimens (Erho et al. 2012). In general, the majority of the studies of these biomarkers has been in European- or Asian-descent populations, and there are limited data that evaluate whether these markers have similar distributions or confer similar effects on outcomes in African-descent populations. A few studies have begun to report differences in biomarkers between AA and EA men, including AMCAR, ERG, SPINK1, NXK3.1, GOLM1, AR, Ki67, and SRD5A2 (Khani et al. 2014; Yamoah et al. 2015a). These studies remain limited by smaller sample sizes but suggest that biological differences in tumor features by race exist and could affect clinical parameters of CaP aggressiveness.

TMPRSS2:ERG translocations have been reported as having a different frequency by race. Magi-Galluzzi et al. (2011) reported that the frequency of TMPRSS2:ERG translocations was highest in Japanese (71%) and Caucasians (62%) and much lower in AAs (20%). Yamoah et al. (2015a) also reported significant differences in ERG expression between EA and AA CaP cases. Although the prognostic value of TMPRSS2:ERG translocations and ERG expression is not clear, it does not seem to correlate with clinical outcome in most studies (Pettersson et al. 2012). However, the underlying marker distribution may identify tumor heterogeneity that informs CaP etiology and disparities. For example, it is becoming clear that the relationship of potential CaP risk factors differs by TMPRSS2:ERG translocation status (Ahearn et al. 2015; Graff et al. 2016a,b). Although not formally evaluating a racially diverse group, Pettersson et al. (2013) reported that the relationship of obesity and lethal CaP varied by TMPRSS2:ERG translocation status. Because obesity has been associated with poorer CaP outcomes in some studies, and AA and Hispanic men tend to have greater rates of obesity than other racial/ethnic groups, this biomarker may prove valuable in understanding poor outcomes in some men.

Epidemiological Risk Factors

The proportion of CaP that can be explained by known risk factors is one of the lowest of all common cancers (Boffetta et al. 2009). As a result, the ability to identify risk factors that may explain disparities is limited. The only clear and consistent CaP risk factors are age, race, and family history. Numerous reports of exposures such as Agent Orange, diet, lifestyle, and others have been proposed as CaP risk factors. However, the effects of most of these exposures has been controversial and confer at best small magnitudes of effect in the normal ranges of exposure for most men. Furthermore, most of the studies that have provided evidence for exposures or lifestyle and CaP risk have been undertaken in largely Caucasian study samples. Extensive epidemiological evaluation of CaP risk factors has not been available in AA men. Therefore, it is unclear whether these factors confer substantial risk of CaP and if the disparity in CaP can be explained by these factors.

Residential Factors

Residential characteristics have been suggested as a meaningful surrogate for identifying groups of individuals who live in settings that may influence their cancer risk and prognosis (Paskett 2016). As a result, studies have begun to evaluate the effect of residential or workplace factors using geospatial methods. Studies of neighborhood and CaP suggest that men who live in neighborhoods with an unfavorable socioeconomic status are more likely to be diagnosed with high-grade CaP (Wardle et al. 2003; Borrell et al. 2004; Messer et al. 2006; Diez Roux and Mair 2010). These effects appear to act over and above an individual’s risk factors (Byers et al. 2008; Carpenter et al. 2010; Lyratzopoulos et al. 2010; Ziegler-Johnson et al. 2011). These associations include variables from the U.S. Census (United States Census Bureau 2007) related to education, income, poverty, and employment (Stoll 2000; Diez Roux and Mair 2010; Diez Roux et al. 2002; Wardle et al. 2003; Borrell et al. 2004; Robert and Reither 2004; Robert et al. 2004; Messer et al. 2006; Byers et al. 2008; Carpenter et al. 2010; Ziegler-Johnson et al. 2011), as well as access to public transportation or living in a rural versus urban area, perhaps reflecting access to medical care (Carriere et al. 2013; Schupp et al. 2014). Although studies of this type are currently limited, they provide the potential to identify groups of men who reside in neighborhoods that require special attention in terms of screening or treatment by population or public health approaches. Ongoing initiatives such as the Precision Medicine Initiative that will include a wide range of demographic groups are critical to achieve these goals.

Health Care and Health Status

It is not yet clear what proportion of the racial disparity in CaP may be attributed to biological factors, but it is likely that access to health care (and its social, economic, and behavioral correlates) are strongly associated with CaP disparities. A wide variety of studies support this hypothesis. For example, Godley et al. (2003) reported that racial differences in mortality among Medicare recipients with localized CaP persist even after correction for treatment type. Other studies report that the care received by AAs or Hispanic men differs in terms of quality, which in turn affects outcomes and disparities (Jayadevappa et al. 2011a,b). Disparities in outcome persist even within settings in which men of different races have equality of care (e.g., in the VA system, within a clinical trial, or treatment by standard protocols at a single institution (Thompson et al. 2006; Hamilton et al. 2007; Kane et al. 2010; Barocas et al. 2013; Yamoah et al. 2015b). Other studies report that the disparity by race disappears after equal clinical protocols are applied or if sociodemographic variables such as education and literacy are taken into account (Gann et al. 2010). There is also evidence that race itself is not associated with some clinical parameters when treatment is equalized by race (Bañez et al. 2009). However, the literature suggesting differences by race even after accounting for known prognostic factors have led to proposals for more aggressive clinical interventions for some AA men (Sundi et al. 2013).

Similarly, use of PSA screening, although highly controversial in recent years, is also likely to impact on CaP disparities. To the degree that AA men are less likely to undergo PSA screening than EA men (French and Jones 2005) and delayed diagnosis is correlated with poorer outcomes, AA men may be at greater risk of poorer outcomes because of screening practices. Where equal access to screening is possible (e.g., the VA system), rates of PSA screening may not differ, and the potential for screening as a cause of disparity is limited (Hudson et al. 2014).

Prediction of CaP outcomes may involve not only clinical criteria related to the CaP diagnosis itself, but also to non-CaP characteristics of the individual. For example, the presence of comorbid conditions may influence the clinician to assess whether a patient will be able to benefit from a specific medical intervention, including active surveillance. Metrics of comorbidity include individual conditions as well as multicondition indices. Individual conditions of interest include a history of myocardial Infarction, congestive heart failure, peripheral vascular disease, cerebrovascular disease, dementia, chronic obstructive pulmonary disease, connective tissue disease, peptic ulcer disease, diabetes mellitus, chronic kidney disease, hemiplegia, other cancer diagnoses, liver disease, and infectious diseases, including hepatitis B, AIDS, and others.

A variety of indices have been developed that attempt to create a simple metric that capture multivariate comorbidity data (reviewed in Sarfati 2012). These include indices that are counts of individual conditions, organ- and system-based approaches, and weighted indices. In each category, the indices have been developed using cancer and noncancer patient populations, most of which are not CaP specific. In CaP, a series of indices have been developed for or evaluated. These include indices specific to older CaP cases, early-stage disease, late-stage disease, and men considering specific treatments (Stier et al. 1999; Fleming et al. 2006; Litwin et al. 2007; Liss et al. 2013). Only one study to date has assessed comorbidity in AA CaP cases (Fleming et al. 2003), and there is thus limited information about the value of comorbidity and other clinical parameters in assessing clinical outcomes and disparity in men diagnosed with CaP. However, because AA and Hispanic men tend to have higher rates of relevant comorbidities than EA or Asian men, the potential contribution of comorbid factors on treatment choice and outcomes remains an area of research need.

CAN RACIAL/ETHNIC DISPARITIES IN PROSTATE CANCER BE ELIMINATED?

It is possible to divide the disparity-related factors described above into those that represent differences, and those that represent inequities (Graham 2004). Differences include genetics, race/ethnicity, behavior, biology, lifestyle, and environmental exposures. Inequities include factors such as discrimination, segregation, and access to health care. It is not generally possible to modify innate factors such as ancestry or inherited susceptibility, but these factors may serve as risk stratifiers that can be used to identify high-risk individuals and develop targeted interventions. Given the potential differences in genomic risk by race/ethnicity, it is possible that race- or ancestry-specific high-risk strategies may be developed once sufficient information about race/ethnicity/ancestral risk is understood. In contrast, social or political change may be required to address inequities that lead to disparities. It is possible to develop interventions to modify behavior, biology, lifestyle, and environmental exposures by a variety of means. Intervention on biological traits by chemoprevention or other exposure modification of CaP has been attempted in a variety of settings, including the use of finasteride (Goodman et al. 2006). Race/ethnicity/ancestry-specific approaches to these interventions may be worth consideration, as some of these have not been shown to be effective in the population as a whole. However, because the role of many behavioral, lifestyle, or exposure factors have not been strongly associated with CaP or CaP disparities, it remains unclear what role modification of these factors can have in eliminating CaP disparities.

Based on these observations, it is likely that a personalized approach to CaP prevention and treatment may be required. Rather than focus solely on race/ethnicity-specific differences and target large demographically defined groups, basic discovery of underlying risk factors and genomics may be required to understand and address an individual’s risk, prevention, and treatment options. These risk factors and genomic traits may (strongly) correlate with race or ethnicity, but the continued use of race/ethnicity as the stratifier around which CaP prevention and treatment is based may have limited efficacy. Thus, a precision medicine approach to addressing CaP disparities should be prioritized as a means of eliminating CaP disparities by race/ethnicity.

Footnotes

Editors: Michael M. Shen and Mark A. Rubin

Additional Perspectives on Prostate Cancer available at www.perspectivesinmedicine.org

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