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. Author manuscript; available in PMC: 2018 Sep 15.
Published in final edited form as: Int J Cancer. 2018 May 2;143(6):1327–1334. doi: 10.1002/ijc.31530

A TGF-β1 genetic variant at the miRNA187 binding site significantly modifies risk of HPV16-associated oropharyngeal cancer

Ye Tao 1,2, Erich M Sturgis 1,3, Zhigang Huang 1,2, Yan Sun 1,4,*, Kristina R Dahlstrom 1, Qingyi Wei 5, Guojun Li 1,3,*
PMCID: PMC6120756  NIHMSID: NIHMS985519  PMID: 29663347

Abstract

TGF-β1rs1982073 polymorphism at the miRNA-187 binding site may alter TGF-β1 expression and function, and thereby this polymorphism (genotype CT/CC) increases cancer susceptibility. HPV16 L1 seropositivity is associated with the risk of oral squamous cell carcinoma (OSCC), including oropharyngeal squamous cell carcinoma (OPSCC) and oral cavity squamous cell carcinoma (OCSCC). Thus, we hypothesized that TGF-β1rs1982073 polymorphism at the miRNA-187 binding site combined with HPV16 L1 seropositivity may have a joint effect on OSCC susceptibility. We determined the genotypes of TGF-β1rs1982073 and HPV16 status in 325 OSCC subjects and 335 cancer-free controls in the non-Hispanic white population, and used logistic regression models to evaluate the joint effects on OSCC susceptibility. TGF-β1rs1982073 polymorphism (CT/CC genotype) combined with HPV16 L1 seropositivity increased the risk of OSCC via joint effects, particularly in OPSCC subjects who were never-smokers (OR, 165.9; 95% CI, 28.6–960.4) or never-drinkers (OR, 196.0; 95% CI, 28.2–1000.0), respectively. Younger subjects had a higher risk of OPSCC than older subjects (OR, 23.5; 95% CI, 6.3–87.0 vs. OR, 6.0; 95% CI, 1.7–17.9, respectively). The significant associations between this polymorphism and HPV16-associated OSCC and OPSCC were also observed. However, OCSCC subjects did not have similar results. Our findings suggest that the joint effects of TGF-β1rs1982073 and HPV16 L1 seropositivity can increase risk of HPV16-associated oral cancer, particularly in OPSCC subjects who are never-smokers, never-drinkers, and young. This result may help us understand the tumorigenesis process and improve early detection, which are critical for prevention and intervention strategies. However, larger studies are needed to validate our findings.

Keywords: TGF-β1, genetic variants, HPV, oropharyngeal cancer, susceptibility, biomarkers

Introduction

Oral squamous cell carcinoma (OSCC) consists of oral cavity squamous cell carcinoma (OCSCC) and oropharynx squamous cell carcinoma (OPSCC)1,2. Tobacco smoking and alcohol drinking are the major risk factors for OSCC in the U.S. Smoking cessation efforts have reduced the risk of OSCC sharply and decreased the incidence significantly3. In contrast to the declining trend for OCSCC, the incidence of OPSCC is increasing, particularly among young patients 15.This rising incidence trend for OPSCC is mainly attributed to human papillomavirus (HPV) infection 6. The predominant virus type is HPV16, which has a more than 90% positive rate in HPV-positive OPSCC 7.

TGF-β1, a member of the TGF-β family, suppresses tumorigenesis in precancerous tissues and promotes invasiveness in advanced tumors, mainly owing to disequilibrium of TGF-β1 signaling, which features interwoven pathways with complex cross-talk and highly contextual dependence 8. Since TGF-β1/Smad2–3 serves as a core pathway in homeostasis, its signaling disruption and disequilibrium is associated with several somatic mutations. The single nucleotide polymorphism (SNP) TGF-β1rs1982073 (merged into NCBI SNP rs1800470; T869C; codon 10 of exon 1; encoding Leu10Pro) can significantly affect the serum expression level of TGF-β1 and thereby increase the susceptibility to gastric and breast cancers 911. Furthermore, TGF-β1rs1982073 located at the miR-187 binding sites and the binding minimum free energy (MFE) were modified in the duplex of miR-187::TGFB1-mRNA by the T to C transition of TGF-β1rs1982073. Therefore, this binding modification can alter miRNA gene regulation and TGF-β1 expression and function and thereby affect the risk of cancer 12.

Polymorphism TGF-β1rs1982073 has been associated with increased susceptibility to breast cancer 13 and prostate cancer 14, and our previous study identified the potential effects of TGF-β1rs1982073 in OSCC subjects15. However, no case-control study has evaluated the effect of TGF-β1rs1982073 on susceptibility to HPV-associated OSCC. Since HPV16 infection is associated with risk of OSCC, and TGF-β1rs1982073 affects disequilibrium of TGF-β1/Smad2–3 signaling pathway, which facilitates HPV16 E6/7 carcinogenesis, we hypothesized that the TGF-β1rs1982073 polymorphism at the miRNA-187 binding site combined with HPV16 L1seropositivity has a joint effect on susceptibility to OSCC. To test this, we determined the TGF-β1rs1982073 polymorphism genotype and the HPV16 serological status of 325 non-Hispanic white OSCC patients and 335 cancer-free controls to assess the joint effects of these two factors on susceptibility to OSCC.

Material and Methods

Study population

This case-control study included 325 newly diagnosed, untreated patients who had a clinical diagnosis and histopathological confirmation of OSCC. The patients had been recruited at The University of Texas MD Anderson Cancer Center as part of an ongoing molecular epidemiologic study, in which the patient eligibility criteria have been described previously16, 17. During that same period, 335 controls were recruited by the Kelsey-Seybold Foundation from a pool of healthy subjects, which included residents of metropolitan Houston, and by MD Anderson Cancer Center from a pool of healthy visitors who had accompanied cancer patients but were genetically unrelated to the patients. The 335 healthy controls were frequency matched to the 325 OSCC patients by sex, age (± 5 years), and smoking and drinking status. All study subjects recruited were non-Hispanic whites. The institutional review boards of both MD Anderson and Kelsey-Seybold approved this study, and every study subject signed an informed consent form. Smoking status was classified as “ever smokers” (those who had smoked more than 100 cigarettes in their lifetime) and “never smokers” (those who had smoked fewer than 100 cigarettes in their lifetime). Drinking status was classified as “ever drinkers” (those who had drunk more than one alcoholic beverage per day for at least 1 year during their lifetime) and “never drinkers” (those who never had such a pattern of drinking).

TGF-β1rs1982073 genotyping

At diagnosis or the recruitment, blood samples were collected and prepared for TGF-β1 genotyping. The criteria for determination of TGF-β1 polymorphism have been previously described15, 18. For this study, we extracted genomic DNA from a leukocyte cell pellet using the QIAamp DNA Blood Mini Kit (QIAGEN Inc., Valencia, CA) in accordance with the manufacturer’s instructions. The polymerase chain reaction restriction fragment length polymorphisms (PCR-RFLP) method was used for genotyping as previously described18. Genotyping was performed by laboratory personnel blinded to the case–control status. Repeated analysis was performed on a randomly selected subset of 10% of the samples, and the results were in 100% concordance with the initial analysis.

HPV16 L1 serologic detection

For serologic testing, we generated HPV16 L1 virus-like particles from insect cells infected with recombinant baculovirus to test for antibodies against the HPV16 L1 capsid protein in the plasma; this was done with the use of a standard enzyme-linked immunosorbent assay (ELISA), as described previously17. Two groups of control sera, one known to be positive and the other known to be negative, were tested in parallel with the study samples in duplicate on each plate. About 10% of the samples were randomly chosen for a repeat assay, and the results were 100% concordant with the results of the initial testing.

HPV16 detection in tumor specimens

The samples of DNA were extracted from paraffin-embedded tumor tissues of patients and determined for the presence of HPV16 using polymerase chain reaction and in situ hybridization methods described in our previous studies15, 17. For some patients, tumor HPV16 status was determined by in situ hybridization and p16 immunohistochemical analysis from HPV data in the patient’s clinical records, since the pathology laboratory at MD Anderson had begun classifying all OPSCC specimens as a standard clinical practice.

Statistical analysis

Statistical analyses were performed with SAS software (version 9.4; SAS Institute Inc., Cary, NC). We used χ2 tests to test the differences in demographics, including smoking and drinking status, HPV16 L1 serology, and TGF-β1rs1982073 genotypes between the patients and controls. To evaluate the associations of HPV16 L1 serology and TGF-β1rs1982073 polymorphism with the risk of OSCC, we used both univariate and multivariable logistic regression analyses to compute odds ratios (ORs) and 95% confidence intervals (CIs). Both HPV16 serological status and TGF-β1rs1982073 genotypes (CT/CC or TT genotype) were evaluated individually or in joint effect in cases and controls. Stratified analyses of the joint effects of HPV16 serology and TGF-β1rs1982073 polymorphism were further performed by taking into account smoking and drinking status and age. In addition, logistic regression analysis was performed to evaluate the association between the TGF-β1rs1982073 polymorphism and HPV16 serological status and OSCC risk stratified by cancer site (OPSCC vs. OCSCC patients). All tests were two-sided, and P < 0.05 was considered significant.

Results

Demographics and risk factors

The demographic characteristics and risk factors of the 325 cancer-patient cases and 335 cancer-free controls are shown in Table 1. Age, sex, smoking status, and alcohol drinking status did not differ significantly between the cases and controls, and these results further confirmed the frequency-match validity. However, the frequency of HPV16 L1 seropositivity was significantly higher in the cases than in the controls (P < 0.001).

Table 1.

Demographics and risk factors of OSCC patients and controls

Variables Patients (n =325)
Controls
(n = 335)
n (%)
P value1
OPSCC
(n =188)
n (%)
OCSCC
(n=137)
n (%)
All (OSCC)
(n =325)
n (%)
Age (year) 0.183
    < 50 54 (28.7) 33 (24.1) 87 (26.8) 87 (26.0)
    ≥ 50 134 (71.3) 104 (75.9) 238 (73.2) 248 (74.0)
Sex 0.100
    Male 155 (82.5) 86 (62.8) 241 (74.2) 269 (80.3)
    Female 33 (17.5) 51 (37.2) 84 (25.8) 66 (19.7)
Smoking 0.673
    Ever 125 (66.6) 102 (74.5) 227 (69.8) 239 (71.3)
    Never 63 (33.5) 35 (25.5) 98 (30.2) 96 (28.7)
Alcohol drinking 0.121
    Ever 150 (79.8) 100 (73.0) 250 (76.9) 240 (71.6)
    Never 38 (20.2) 37 (27.0) 75 (23.1) 95 (28.4)
HPV16 serology < 0.001
    Positive 87 (46.3) 13 (9.5) 100 (30.8) 42 (12.5)
    Negative 101(53.7) 124 (90.5) 225 (69.2) 293 (87.5)
1

P values of two-sided χ2 test between OSCC patients and controls.

Joint effect of TGF-β1rs1982073 polymorphism and HPV16 serology on risk of OSCC

Regardless of HPV16 serology, subjects with the CT/CC genotype of TGF-β1rs1982073 had about a 4-fold higher risk of developing OSCC than those with the TT genotype of TGF-β1rs1982073 (Table 2). The subgroups of OPSCC and OCSCC had similar results (Table 2). When HPV16 serology was taken into account, and the effects were adjusted for age, sex, and smoking/drinking status, we found that HPV16 seronegative individuals carrying the TT genotype of TGF-β1rs1982073 had the lowest risk. Therefore, the combination of the TT genotype of TGF-β1rs1982073 and seronegativity of HPV16 was set as the reference group in further comparisons with the other three combinations of genotype (CT/CC or TT) and HPV16 serology (seropositivity or seronegativity).

Table 2.

Joint effect of TGF-β1rs1982073 polymorphism and HPV16 L1 serology on risk of OSCC

Variables HPV16 serology Patients (n= 325)
Controls(335)
Adjusted OR (95% CI)1
OPSCC
(n =188)
n (%)
OCSCC
(n=137)
n (%)
All (OSCC)
n =325)
n (%)
n (%) All (OSCC) OPSCC OCSCC
Overall
    TT 61(32.4) 30 (21.9) 115 (35.4) 238 (71.0) 1.0 1.0 1.0
    CT/CC 127 (67.6) 107 (78.1) 210 (64.6) 97 (29.0) 4.6 (3.3–6.4) 4.9 (3.3–7.3) 4.4 (2.8–6.8)
By HPV16 L1 serology
    TT - 31 (16.5) 26 (19.0) 80 (24.6) 210 (62.7) 1.0 1.0 1.0
    CT/CC - 70 (37.2) 98 (71.5) 145 (44.6) 83 (24.8) 3.4 (1.9–6.0) 5.6 (3.4–9.2) 4.4 (2.8–7.0)
    TT + 30 (16.0) 4 (3.0) 35 (10.8) 28 (8.3) 4.7 (3.2–6.9) 7.2 (3.8–13.6) 0.7 (0.3–2.1)
    CT/CC + 57 (30.3) 9 (6.5) 65 (20.0) 14 (4.2) 13.6 (7.1–26.2) 26.4 (12.9–53.9) 3.1 (1.2–8.1)
1

Adjusted for age, sex, and smoking and drinking status.

The risk of OSCC was greatest among subjects with the CT/CC genotype and HPV16 L1 seropositivity (OR, 13.6; 95% CI, 7.1–26.2) (Table 2). This risk was even more pronounced in OPSCC among patients with the CT/CC genotype and HPV16 L1 seropositivity (OR, 26.4; 95% CI, 12.9–53.9). In contrast, the risk of OCSCC was highest among subjects with the CT/CC genotype and negative HPV16 serology (OR, 4.4; 95% CI, 2.8–7.0).

Stratified analysis of the joint effect of HPV16 serology and TGF-β1rs1982073 polymorphism on risk of OSCC by smoking and drinking status

We evaluated the association between the TGF-β1rs1982073 genotype and the risk of HPV16-associated OSCC stratified by smoking or drinking status. Table 3 shows that the joint effect of TGF-β1rs1982073 polymorphism and HPV16 serology on risk of OSCC was more significant in never-smokers and never-drinkers than in ever-smokers and ever-drinkers, particularly for OPSCC patients. In fact, compared with the reference group, the risk of OSCC was 60.1-fold higher in the CT/CC genotype and HPV16 L1-seropositive never-smokers group and only 8.8-fold higher in the CT/CC genotype and HPV16 L1-seropositive ever-smokers group. Likewise, in the CT/CC genotype and HPV16 L1-seropositive never-drinkers group, the risk of OSCC was 59.9-fold higher, versus 10.1-fold higher in the ever-drinkers group. Similarly, these stratified results demonstrated that the joint effects of HPV16 serology and TGF-β1rs1982073 genotype were much more significant among OPSCC than OCSCC. Specifically, in OPSCC subjects, compared with the reference group, the CT/CC genotype and HPV16 L1 seropositivity resulted in 165.9-fold and 196.0-fold higher risks in never-smokers and never drinkers, respectively, compared with15.2-fold and 17.2-fold higher risks in ever-smokers and ever-drinkers, respectively.

Table 3.

Joint effect of TGF-β1rs1982073 polymorphism and HPV16 L1 serology on risk of OSCC, stratified by smoking and drinking status

Risk groups HPV16 serology Patients Controls
n (%)
Adjusted OR (95% CI)1
OPSCC
n (%)
OCSCC
n (%)
All (OSCC)
n (%)
All (OSCC) OPSCC OCSCC
Never-smoker
    TT - 6 (9.5) 14 (40.0) 20 (20.4) 58 (60.4) 1.0 1.0 1.0
    CT/CC - 21(33.3) 18 (51.4) 39 (39.8) 30 (31.2) 4.5 (2.1–9.7) 7.8 (2.6–23.0) 3.4 (1.2–9.2)
    TT + 10 (15.9) 1 (2.9) 11 (11.2) 6 (6.3) 8.5 (2.6–28.0) 24.7 (5.9–103.0) 0.7 (0.1–7.5)
    CT/CC + 26 (41.3) 2 (5.7) 28 (28.6) 2 (2.1) 60.1 (12.3–293.3) 165.9 (28.6–960.4) 5.0 (0.4–65.6)
Ever-smoker
    TT - 25 (20.0) 35 (34.3) 60 (26.4) 152 (63.6) 1.0 1.0 1.0
    CT/CC - 49 (39.2) 57 (55.9) 106 (46.7) 53 (22.2) 5.2 (3.3–8.2) 5.6 (3.1–10.1) 5.0 (2.8–8.6)
    TT + 20 (16.0) 4 (3.9) 24 (10.6) 22 (9.2) 2.9 (1.5–5.5) 5.6 (2.7–11.9) 0.9 (0.3–2.8)
    CT/CC + 31 (24.8) 6 (5.9) 37 (16.3) 12 (5.0) 8.8 (4.2–18.5) 15.2 (6.8–34.2) 2.6 (0.9–7.8)
Never-drinker
    TT - 4 (10.5) 14 (37.8) 18 (24.0) 60 (63.2) 1.0 1.0 1.0
    CT/CC - 14 36.8) 18 (48.6) 32 (42.7) 26 (27.4) 5.8 (2.5–13.7) 10.5 (2.9–38.4) 4.8 (1.6–14.1)
    TT + 5 (13.2) 3 (8.1) 8 (10.7) 7 (7.4) 4.9 (1.4–16.7) 12.5 (2.5–61.9) 2.2 (0.4–11.8)
    CT/CC + 15 39.5) 2 (5.5) 17 (22.6) 2 (2.1) 59.9 (10.8–332.9) 196.0 (28.2–1000.0) 6.5 (0.4–112.6)
Ever-drinker
    TT - 27 (18.0) 35 (35.0) 62 (24.8) 150 (62.5) 1.0 1.0 1.0
    CT/CC - 56 (37.3) 57 (57.0) 113 (45.2) 57 (23.7) 4.8 (3.1–7.4) 5.2 (3.0–9.1) 4.7 (2.7–8.1)
    TT + 25 (16.7) 2 (2.0) 27 (10.8) 21 (8.8) 3.2 (1.7–6.1) 6.6 (3.2–13.5) 0.4 (0.1–1.9)
    CT/CC + 42 (28.0) 6 (6.0) 48 (19.2) 12 (5.0) 10.1 (4.9–20.9) 17.2 (7.9–37.6) 2.3 (0.8–6.8)
1

Adjusted for age, sex, and smoking and drinking status.

Joint effect of TGF-β1rs1982073 polymorphism and HPV16 serology by age stratification

We evaluated the joint effects of the TGF-β1rs1982073 genotype and HPV16 serology stratified by younger age (<50 years) or older age (≥ 50 years), as shown in Table 4. The TT genotype of TGF-β1rs1982073 and HPV16 L1 seronegativity were set as the reference group. In the CT/CC genotype and HPV16 L1 seropositive OSCC younger group, the risk of OSCC was 12.9-fold higher, versus 3.2-fold higher in older subjects. Moreover, the risk of OPSCC was 23.5-fold higher in the CT/CC genotype and HPV16 seropositive younger group and only 6.0-fold higher in the older group. However, this pattern was not observed in OCSCC subjects.

Table 4.

Joint effect of HPV16 L1 serology and the combined risk genotypes of TGF-β1rs1982073 on risk of OSCC, stratified by age

Risk groups HPV16 status Patients (n = 325) Controls (n = 335) Adjusted OR (95% CI)1
OPSCC OCSCC All (OSCC)
n (%) n (%) n (%) n (%) All (OSCC) OPSCC OCSCC
Young*
    TT2 9 (16.7) 10 (30.3) 19 (21.8) 43 (49.4) 1.0 1.0 1.0
CT/CC 16 (29.6) 20 (60.6) 36 (41.4) 34 (39.1) 2.5 (1.1−5.4) 2.6 (0.9–6.9) 3.2 (1.2−8.8)
    TT + 7 (13.0) 1 (3.0) 8 (9.2) 5 (5.7) 5.2 (1.4−19.9) 9.0 (2.1–38.3) 1.5 (0.1−17.0)
CT/CC + 22 (40.7) 2 (6.1) 24 (27.6) 5 (5.8) 12.9 (4.0−41.5) 23.5 (6.3–87.0) 4.1 (0.6−30.7)
Older
    TT2 22 (16.4) 39 (37.5) 61 (25.6) 167 (67.3) 1.0 1.0 1.0
CT/CC 54 (40.3) 55 (52.9) 109 (45.8) 49 (19.8) 6.1 (3.9−9.6) 8.0 (4.4–14.6) 5.1 (2.9−8.7)
    TT + 23 (17.2) 4 (3.8) 27 (11.3) 23 (9.3) 3.3 (1.7−6.2) 7.7 (3.6–16.2) 0.7 (0.2−2.3)
CT/CC + 35 (26.1) 6 (5.8) 41 (17.2) 9 (3.6) 3.2 (1.7−7.1) 6.0 (1.7–17.9) 3.3 (1.0−10.2)
1

Adjusted for age, sex, and smoking and drinking status.

*

Age < 50 years

Age ≥ 50 years.

2

Reference group.

Association of TGF-β1rs1982073 polymorphism with HPV16-associated OSCC

Among the 325 cases, there were 170 patients to either have tissue specimens available for tumor HPV determination or have existing tumor HPV status in clinical records. We also included another 40 patients, who were recruited at the same period as those in the current study and had tissue specimens available for tumor HPV determination. These 40 patients were also genotyped for TGF-β1rs1982073 polymorphisms. Therefore, a total of 210 patients were included for this subgroup analysis. The association between TGF-β1rs1982073 polymorphism with HPV16-associated OSCC is presented in Table 5. We found that compared with those with TT genotype, the carriers with CT/CC genotypes of TGF-β1rs1982073 had approximately 3-fold significantly increased risk of OSCC (OR, 3.2; 95% CI, 1.4–7.4)) and OPSCC (OR, 3.3; 95% CI, 1.4–7.8) when our analysis was limited to only HPV16 L1 seropositive individuals. However, such a significantly increased risk was not found for OCSCC (OR, 1.3; 95% CI, 0.8–18.8). Furthermore, the genotype distribution of the TGF-β1rs1982073 polymorphism differed significantly between tumor HPV16-positive and tumor HPV16-negative patients (P < 0.0001). The patients with the CT/CC genotypes of TGF-β1rs1982073 were almost 2 times more likely to have HPV16-positive tumors than those with the TT genotype among patients with OSCC (OR, 1.9; 95% CI, 1.1–3.4), OPSCC (OR, 2.0; 95% CI, 1.3–6.1) and OCSCC (OR, 1.1; 95% CI, 0.2–2.3), respectively.

Table 5.

Associations between TGF-β1rs1982073 polymorphism and HPV16-associated OSCC

Genetic variants HPV16 L1 serology Patients (n =100) Controls(n = 42) Adjusted OR (95% CI)1
All (OSCC)
n (%)
OPSCC
n (%)
OCSCC
n (%)
n (%) All (OSCC) OPSCC OCSCC
    TT + 35 (35.0) 30 (34.5) 8 (61.5) 28 (66.7) 1.0 1.0 1.0
    CT/CC + 65 (65.0) 57 (65.5) 5 (38.5) 14 (33.3) 3.2 (1.4–7.4) 3.3 (1.4–7.8) 1.3 (0.8–18.8)
Tumor HPV16(+) patients
(n = 156)
Tumor HPV16(−) patients
(n = 54)
All (OSCC)
n (%)
OPSCC
n (%)
OCSCC
n (%)
n (%) All (OSCC) OPSCC OCSCC
    TT 53 (34.0) 46 (33.0) 7 (44.0) 26 (48.4) 1.0 1.0 1.0
    CT/CC 103 (66.0) 94 (67.0) 9 (56.0) 28 (51.6) 1.9 (1.1–3.4) 2.0 (1.3–6.1) 1.1 (0.2–2.3)
1

Adjusted for age, sex, and smoking and drinking status.

Discussion

In our current study, we evaluated the association between the TGF-β1rs1982073 genotype and HPV16 L1 serology in 325 non-Hispanic white OSCC patients and 335 cancer-free controls, and found that TGF-β1rs1982073 polymorphism (CT/CC genotype) combined with HPV16 L1seropositivity increased the risk of OSCC via joint effects, most notably in OPSCC subjects who were never-smokers or never-drinkers, respectively. Younger patients with OPSCC had a higher risk than older OPSCC patients. Similar patterns were not observed in the OCSCC subjects. Moreover, the significant associations between this polymorphism and risk of OSCC and OPSCC among HPV16 L1 seropositive subjects only and between this polymorphism and tumor HPV16 status were also found. Taken together, our findings suggest that the joint effects of TGF-β1rs1982073 and HPV seropositivity can increase the risk of HPV16-associated oral cancer, particularly in OPSCC subjects who are never-smokers, never-drinkers, and young.

While HPV16 L1 seropositivity actually indicates that there has been prior HPV exposure, and this could and likely often occurred in other regions (e.g., anogenital sites, Etc), several recent studies have demonstrated that it is HPV16 E6/E7 that are associated with, or predictive of, HPV16-driven OPSCC1921. Therefore, serum anti-HPV16 L1 antibody seems to be only in a proportion of HPV16-associated OSCC in contrast to antibodies to the proteins E6 and E7, which cooperate in neoplastic transformation and clearly are linked to HPV-associated OSCC. Thus, HPV seropositivity is only likely to indicate the humoral immune response following infection by HPV16 but not presence of a HPV-associated OSCC. To demonstrate a causal link between HPV L1 seropositivity and HPV16-associated OSCC and a link between TGF-β1rs1982073 and HPV16-related OSCC, we further performed a subgroup analysis limited to only HPV16 L1 positive healthy controls and patients; and we found a significant association between TGF-β1rs1982073 and risk of OSCC. Furthermore, another subgroup analysis also demonstrated that TGF-β1rs1982073 was significantly associated with tumor HPV16 status. All these additional data might support a link of TGF-β1rs1982073 and HPV16L1 seropositivity to HPV16-related OSCC, particularly for OPSCC, while future studies with large sample sizes are need to validate these findings.

The TGF-β1rs1982073 polymorphism increases the risk of HPV16 L1-seropositive OPSCC via miR-187 regulation due to this target SNP being located in the miRNA binding sites 12, 22, 23. The polymorphism of nucleotide C to T transition decreases the binding minimum free energy of the duplex of miR-187:: TGF-β1-mRNA, thereby increasing the binding strength of that duplex22. This suggests that the TT allele is protective, while the CT/CC allele increases the cancer risk. Since high expression of miR-187 was associated with a trend toward cancer progression in breast cancer 23 and prostate cancer 24, and the TGF-β1rs1982073 CC/CT genotype could increase the binding strength of that duplex, we conclude that the TGF-β1rs1982073 CC/CT genotype could potentially increase the risk of and progression of HPV16 L1-seropositive OPSCC.

TGF-β1rs1982073 may also increase the risk of HPV16 L1seropositive OPSCC via the Leu10Pro signal peptide substitution that affects TGF-β1 secretion, structure, and function. In cytomegalovirus (CMV)-transfected HeLa cell lines, CMV-Pro10 (CC genotype) had a 2.8-fold increase in TGF-β1 secretion compared with CMV-Leu10 (TT genotype), and this increased secretion indicated that TGF-β1rs1982073 (Pro10 homozygosity CC genotype) was associated with an increased risk of breast cancer 9. Likewise, in hepatoma cell lines (HepG2, SMMU7721, LX-2, and L02), cells transfected with CMV-Pro10 had higher capacity for TGF-β1 secretion, greater anti-apoptosis effects, and stronger enhancement of cell proliferation compared with those transfected with CMV-Leu10 in vitro 25. In vivo, significantly higher serum levels of TGF-β1 have been identified in patients with gastric cancer 10, 26, hepatocellular carcinoma 25, and prostate cancer 27; however, determining whether there is an association between TGF-β1rs1982073 serum levels and those specific cancers still requires further investigation.

The increased risk of OPSCC associated with TGF-β1rs1982073 depends on the constitutive and extensive crosstalk of TGF-β1 pathways with other signaling pathways (MAPK, PI3K/Akt, Wnt, etc.)28. The crosstalk between the TGF-β1 and HER2/Ras/MAPK pathways often leads to auto-induction of TGF-β1 itself and other growth factors, which in turn promotes epithelial-mesenchymal transition (EMT) and cell invasion 2835. Likewise, apoptosis and/or cell-cycle arrest were dysregulated by the crosstalk between the TGF-β1 and PI3K/Akt/mTOR pathways, which can enhance cell proliferation and induce carcinogenesis 30. Moreover, TGF-β1/Smads and Wnt/β-catenin are key morphogen pathways that coordinate to influence cell division and cell differentiation so that stem cells can ultimately transform into differentiated cells; however, disrupted coordination in this process can lead to tissue-specific cancers 28. E6/E7 can consistently activate MAPK, PI3K/Akt, Wnt, and many other pathways 36, 37, and in HPV16 L1 seropositive OPSCC, these activated pathways have pleiotropic crosstalk with TGF-β1 non-canonical pathways in which activation can promote EMT and tumorigenesis. Moreover, TGF-β1rs1982073 genotypes with higher TGF-β1 production can further aggravate that disrupted coordination and disequilibrium.

OPSCC risk increases with the loss of cellular control for apoptosis and homeostasis, and TGF-β1rs1982073 risk genotypes can aggravate that control loss and thereby induce tumorigenesis. p53-mediated cellular apoptosis due to DNA damage can be disrupted in HPV16 L1 seropositive cell lines, where the HPV E6 oncoprotein can bind wild-type p53 to stimulate p53 degradation while E7 can inhibit apoptosis and enhance proliferation via Rb pathway inhibition38. Furthermore, E6/E7 can constitutively activate PI3K signaling; and PI3K activation can inhibit p53 apoptosis via Hdm2 and notch1 to sustain cellular transformation, which was induced by HPV16 E6/E7 in Hacat-Neo cells 30. Therefore, the cellular control of apoptosis and homeostasis is lost in HPV-infected cells in which the effector arm for proliferation (TGF-β1/non-canonical pathways [i.e., PI3K]) was enhanced and the suppressor arm (TGF-β1 canonical pathway) was not strengthened 39. Since unbalanced arms and loss of apoptosis have constructed the disequilibrium context, and this disequilibrium cannot be compensated for by a higher serum level of TGF-β1 (caused by TGF-β1rs1982073 risk genotypes), that increased level can aggravate the disequilibrium and facilitate tumorigenesis.

Decreased immunity associated with HPV infection increases the risk of OPSCC 36. For example, HIV/AIDS patients are at higher risk for all HPV-related cancers, including oropharyngeal cancers 40,41. In a large population-based study, Chaturvedi et al found a standardized incidence ratio of 1.6 (95% CI, 1.2–2.1) for oropharyngeal cancer among individuals with AIDS compared with the general population during the period of 1980–2004 41.

Thus TGF-β1rs1982073 can further devastate the immune microenvironment and facilitate cancer immunoediting and promote tumor evasion. During virus-host interactions, HPV16 infected epithelial cells and depended on epithelial differentiation to complete the virus life cycle. High-risk HPV E6 and E7 can drive epithelial cells into the S-phase and thereby created an environment that is conducive for viral genome replication and cell proliferation 36. Furthermore, High-risk HPV E7 can blunt or inhibit interferon regulatory factor 1(IRF-1) in a concentration-dependent manner and thereby decrease production of interferon-γ (INF-γ), which is known for antivirus and antitumor immunity 37. In contrast, TGF-β1, at high concentrations in the tumor microenvironment, can promote either Th17 or Treg cell lineage differentiation to generate more growth factors, including TGF-β1 itself, to promote tumor invasion42. Moreover, growth factor generation can be promoted by TGF-β1rs1982073, and thereby TGF-β1rs1982073 can dampen the microenvironment and promote tumor-infiltrating lymphocytes 43 that result in chronic inflammatory conditions 44, which enhance the risk of malignancy 45 and disrupt the immune system’s equilibrium to facilitate cancer immunoediting 46.

Genetic alterations caused by TGF-β1rs1982073 polymorphism and HPV16 may jointly facilitated OPSCC tumorigenesis 37. Our results show that HPV16 infection plays a major and independent role in OPSCC susceptibility, whereas OCSCC etiology is mainly associated with tobacco exposure and alcohol use 4749. In our current study, we found that the significant joint effects of TGF-β1rs1982073 and HPV16 L1 seropositivity significantly increased the risk of cancer, particularly OPSCC, in patients who were never-smokers or never-drinkers or young (age <50). Since the incidence of HPV-seropositive OPSCC has grown in recent decades among subjects without high risk due to advanced age or exposure to tobacco and alcohol, this increased risk may be caused by prevalent oral HPV16 infection in young adults with hereditary susceptibility to cancer development. However, this question still requires further study.

Therefore, in the context of HPV16 infection, E6/E7 dose-dependent carcinogenic effects, and the oropharyngeal infection prevalence, TGF-β1 loss of pathway regulations causes systemic disequilibrium of cell differentiation 36, 45, 46. This disequilibrium would dysregulate hundreds of genes 39 and increase the risk of OPSCC. However, our results have 3 main limitations: 1) the exact molecular mechanisms for TGF-β1rs1982073 binding at the miRNA site and its effects on the protein structure of TGF-β1, canonical and noncanonical pathways, the immune system, and tumorigenesis have not been evaluated; 2) crosstalk and effects between TGF-β1 and many other pathways require bioinformatics analysis with big data; and 3) in this case-control study, a possible selection bias was generated due to the design limit, with only non-Hispanic whites included in the study so that our results cannot be extrapolated to other ethnic groups.

Taken together, our results suggest that the TGF-β1rs1982073 polymorphism at the miRNA-187 binding site increases OSCC susceptibility, and this polymorphism (genotype CT/CC) combined with HPV16 L1 seropositivity can jointly increase the risk of OSCC, particularly in OPSCC subjects who are never-smokers, never-drinkers, and young. Therefore, this result can help us understand the tumorigenesis process and improve early detection which are critical for prevention and intervention strategies. However, to confirm our findings and elucidate the underlying mechanisms, additional larger population or functional studies are warranted for further validation.

Novelty and Impact statements:

TGF-β1rs1982073 polymorphism at the miRNA-187 binding site combined with HPV16 L1 seropositivity may have a joint effect on oral cancer susceptibility, particularly in never smokers and never drinkers, young subjects, and patients with oropharyngeal cancer, suggesting that this genetic variant may be a susceptible biomarker for risk of HPV16-associated oral cancer.

Acknowledgments:

The authors gratefully thank Ms. Yingdong Li for laboratory support.

Grant Support: NIEHS R01 ES-11740 (to Q.W.), N.I.H. CA 135679 (to G.L.), CA133099 (to G.L.), and CA186261–01A1 (to G.L.)

Abbreviations:

TGF-β1/TGFB1

transforming growth factor-β1

OPSCC

oropharyngeal squamous cell carcinoma

HPV

human papillomavirus

OR

odds ratio

CI

confidence intervals

HR

hazard ratio

OSCC

oral squamous cell carcinoma

OCSCC

oral cavity squamous cell carcinoma

SNP

single nucleotide polymorphism

Footnotes

Disclosure of potential conflicts of interest: No potential conflicts of interest were disclosed.

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