Abstract
Purpose
To assess the influence of the radiobiological doses, tumor, and treatment features on retinopathy, cataracts, retinal detachment, optic neuropathy, vitreous hemorrhage, and neovascular glaucoma at the authors’ institution after brachytherapy for posterior uveal melanoma.
Material and methods
Medical records of 243 eyes with uveal melanoma, treated by iodine brachytherapy between 1996 and 2016 at a single center were analyzed. Clinical and radiotherapy data were extracted from a dedicated database. Biologically effective dose (BED) was included in survival analysis performed using Kaplan-Meier and Cox regressions. Relative survival rates were estimated, and univariate/multivariate regression models were constructed for predictive factors of each item. Hazard ratio and confidence interval at 95% were determined. Variables statistically significant were analyzed and compared by log-rank tests.
Results
The median follow-up was 73.9 months (range, 3-202 months). Cumulative probabilities of survival by Kaplan-Meier analysis at 3 and 5 years, respectively, were: 59% and 48% for retinopathy; 71% and 55% for cataracts; 63% and 57% for retinal detachment; 88% and 79% for optic neuropathy; 87% and 83% for vitreous hemorrhage; 92% and 89% for neovascular glaucoma, respectively. Using multivariate analysis, statistically significant risk factors were: age, tumor apical height, dose to foveola, and location of anterior border for retinopathy; age, dose to lens, type of plaque, and tumor shape, for cataracts; age, tumor apical height, and size of the plaque for retinal detachment; age, plaque shape, longest basal dimension, and BED to optic nerve for optic neuropathy; age, tumor apical height, and tumor shape for vitreous hemorrhage; tumor apical height and BED to foveola for neovascular glaucoma.
Conclusions
Tumor factors in addition to radiation treatment may contribute to secondary effects. Enhanced clinical optimization should evaluate radiobiological doses delivered to the tumor volume and surrounding normal ocular structures.
Keywords: brachytherapy, radiobiological doses, side effects, uveal melanoma
Purpose
Uveal melanoma is a rare malignancy that arises from melanocytes within the uveal tract of the eye. It is the second-most common form of melanoma and the most common primary intraocular malignancy in adults, affecting from 2 to 8 in Europe [1] and 5.1 individuals per million per year in the World [2]. The primary goals of treating the eye tumor include sparing the eye, preventing metastasis, and preserving vision.
The management of the posterior uveal (ciliary body and choroidal) melanoma depends on tumor size and location, and includes focal transpupillary thermotherapy for small borderline melanoma, resection for anterior tumors, radiotherapy (plaque radiotherapy, external beam radiation therapy, or charged particle irradiation) for small, medium and large melanoma, and enucleation for large melanoma or those encircling the optic disc [3,4].
Plaque brachytherapy is a well-recognized treatment for uveal malignant melanoma [5]. The main purposes of brachytherapy are tumor control, eye preservation, maintenance of vision, and quality of life. The American Brachytherapy Society (ABS) recommended prescription dose is 85 Gy to the apex of the tumor and encompass small retinal margin of typically 2 mm [6] using the Collaborative Ocular Melanoma Study (COMS) dosimetry assumptions and plaque construction techniques. It is suggested a dose rate of 0.60-1.05 Gy/h delivering the total dose in 3 to 10 consecutive days [7]. Task Group 129 was formed to review the literature, re-examine the current dosimetry calculation formalism, and make recommendations for eye-plaque dosimetry, including evaluation of brachytherapy source dosimetry parameters and heterogeneity correction factors. The American Association of Physicists in Medicine (AAPM) and the ABS recommends that clinical medical physicists should make concurrent estimates of heterogeneity-corrected delivered dose to prepare for brachytherapy [8].
This technique has the advantage of preserving the globe with relatively low radiation exposure to healthy adjacent tissues but may result in significant ocular complications such as retinopathy, maculopathy, cataract, neovascular glaucoma, and nerve atrophy [9,10,11,12, 13,14,15]. The severity mainly depends on the amount of incidental irradiation to the respective tissues and ocular structures radiosensitivity [16].
Radiation induces tissue injury at the cellular level depending of the number of actively dividing cells within that organ or tissue. Although all areas of the eye are susceptible to radiation hurt, different tissues have varying tolerances for radiation exposure. Experiments have shown the effects of ionizing radiation on a cell depending on the total dose and dose exposure rate [17].
Physical dose failed to represent the effect on biological tissues if it is delivered in different fractions of time, or at a different dose rate. The term biologically effective dose (BED), based on linear quadratic cell survival in radiobiology [18] is used in a wide range of clinical situations [19]. Dale, quantitatively evaluated (BED) of non-permanent brachytherapy implants as a function of the implant duration, the radionuclide of treatment, and radiobiological parameters for the tumor and organs at risk (OAR), related with repair rates and radiosensibility [20]. Gagne and colleagues used this model to predict theoretical outcomes [21,22].
Clinical optimization of eye plaque brachytherapy is currently limited to tumor coverage, consensus prescription dosage and dose calculations to ocular structures [23]. Unfortunately, BED is not yet being implemented in the analysis of clinical series of patients treated with brachytherapy plaques.
The aim of this study was to exam patient outcomes: retinopathy, cataracts, retinal detachment, optic neuropathy, vitreous hemorrhage, and neovascular glaucoma (NVG) by survival analysis, and to investigate the influence of radiobiological doses, tumor, and treatment features in patients treated with 125I brachytherapy at our center. We examined the same cohort of previous works, where visual outcomes were studied [24], and rates of local tumor recurrence, enucleation, and survival were considered [25]. In those papers, we also investigated the influence of radiobiological doses, tumor, and treatment features on all those items mentioned.
Material and methods
Patients diagnosis treatment, workflow, and treatment features
The patient diagnosis, data collection, patient follow-up, clinical target volume definition, treatment protocol dosimetry, inclusion and exclusion criteria, BED calculation, collected descriptive data on tumor, treatment and patient parameters, patient demographics have been described previously [25].
Event definition
Radiation retinopathy was defined as any retinal capillary bed changes (retinal hard exudates, hemorrhages, microaneurysms, cotton-wool spots, and telangiectasias), retinal exudation, edema, vascular sheathing, nerve fibre layer infarctions, or neovascularization in peripheral retina. It is considered as maculopathy, when any of the above changes in foveal area is affecting central vision [26,27,28,29]. We do not differentiate into maculopathy and retinopathy in this study. Cataract was defined as any loss of transparency of the lens in the eye as a result of tissue breakdown and protein clumping [30]. Radiation optic neuropathy was defined as any hemorrhage, peripapillary exudation, optic disc swelling, or atrophy [28]. Vitreous hemorrhage was defined as any amount of vitreous blood [31]. NVG was defined as the presence of iris and/ or angle new vessels and elevated intraocular pressure [32]. Scleral necrosis was defined as any thinning of the sclera permitting visualization of uveal tissue [33]. Pain was determined as persistent discomfort with a duration of more than three months. Diplopy was defined as the disorder of vision, in which two images of a single object are seen with a duration of more than three months. Ptosis was defined as a permanent descent of the upper eyelid scleral. Necrosis was defined as clinically evident necrosis after radiotherapy. Finally, epiretinal membrane was determined as a semitranslucent, fibrocellular membrane on the inner surface of the retina. Late side effects were recorded until death or lost to follow-up.
Statistics
Prognostic factors for each item were evaluated by Kaplan-Meier and univariate/multivariate proportional hazards analysis, as a function of dose to different tissues treatment and characteristics features of the tumor.
For each item, survival times were estimated with 95% confidence intervals (CI) by Kaplan-Meier analysis survival [34] and reported at 3, 5, 10 and 15 years follow-up. Cox regression analysis was used to evaluate the association of the prognostic factors and the estimation of relative risks in each event verifying the proportional hazards hypothesis with a test in each case. To assess toxicity, a descriptive analysis was performed and logistic regression analysis was performed to check for association between factors [35]. Hazard ratio (HR) and 95% CI for variables that showed a high degree of correlation set as p < 0.1 were determined and included in a final multivariate model fitted variables, identified as significant predictors in the backward stepwise model [36]. For simplicity, the univariate study tables were not presented.
Finally, Kaplan-Meier analysis and estimation of differences using the Log-rank test [34] was performed for those quantitative and qualitative variables, whose multivariate study of proportional hazards presented statistical significance. For quantitative variables, we shared the sample into its median value in order to ensure the same number of data in both branches. For qualitative variables, split was already made, and we analyzed each category.
Applying the most accepted scales of causality from the Council for International Organizations of Medical Sciences (CIOMS), we separated the pathologies between very frequent and frequent according to whether at the end of the study they affected more than 10% of the patients, or between 10% and 1%, respectively [37,38]. Side effects below 1% were considered infrequent and were not studied. The justification for this procedure is that survival analyzes, when there are very few affirmative events (below 10% of the cohort), do not allow a rigorous analysis using the Log-rank estimators [39].
All variables were analyzed as discrete variables except age, apical height, longest basal dimension, activity and treatment time, plaque size, radiation doses and BED, which were analyzed as continuous variables. Data were summarized as mean, standard deviation (SD), median, and interquartile range (IQR) for continuous variables and proportions for categorical variables. Outliers data were removed.
To allow for multiple comparisons, the level of statistical significance was set at p < 0.05. All analyses were conducted using SPSS version 24.0 (IBM, Somers, NY, USA) and XLSTAT version 2016.02.28451 (Addinsoft, NY, NY, USA).
Results
Patients
From 1996 through June 2016, 714 patients with iris, choroidal, or ciliary body melanomas were diagnosed and 303 were treated by brachytherapy. Twenty patients (6.6%) were not eligible for the study because a ruthenium plaque treatment was performed and 40 (13.2%) patients were treated with transpupillary thermotherapy or loss follow-up. Ultimately, 243 patients met the inclusion criteria. The median follow-up was 74.5 months (range, 3-202 months). Doses, tumor, and treatment features can be found in Tables 1 and 2 from a previous paper with the same patient cohort [25].
Table 1.
Mortality table for retinopathy, cataracts, retinal detachment, neuropathy, vitreous hemorrhage, and neovascular glaucoma. T(yr) is the time of follow-up in years, n is the number of patients at risk, and SP is the survival probability (%)
| Event | T(yr) | 0 | 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15 | 16 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Retinopathy | n | 243 | 210 | 135 | 97 | 75 | 62 | 52 | 40 | 31 | 25 | 18 | 14 | 7 | 5 | 3 | 2 | 2 |
| SP | 100 | 92 | 71 | 59 | 52 | 48 | 43 | 41 | 39 | 39 | 36 | 36 | 32 | 32 | 25 | 25 | 25 | |
| Cataracts | n | 243 | 198 | 156 | 118 | 95 | 75 | 56 | 44 | 35 | 27 | 21 | 13 | 9 | 7 | 3 | 3 | 3 |
| SP | 100 | 87 | 81 | 71 | 61 | 55 | 49 | 45 | 45 | 45 | 45 | 38 | 38 | 38 | 38 | 38 | 38 | |
| Retinal detachment | n | 243 | 162 | 124 | 102 | 90 | 72 | 64 | 53 | 41 | 35 | 28 | 21 | 18 | 13 | 9 | 7 | 4 |
| SP | 100 | 69 | 63 | 63 | 61 | 57 | 57 | 55 | 55 | 55 | 55 | 52 | 52 | 49 | 49 | 49 | 49 | |
| Neuropathy | n | 243 | 225 | 178 | 142 | 119 | 101 | 84 | 66 | 53 | 43 | 33 | 24 | 15 | 13 | 10 | 9 | 5 |
| SP | 100 | 99 | 92 | 88 | 82 | 79 | 76 | 70 | 69 | 68 | 66 | 64 | 61 | 61 | 61 | 61 | 53 | |
| Vitreous hemorrhage | n | 243 | 211 | 177 | 146 | 130 | 109 | 92 | 77 | 61 | 50 | 40 | 31 | 23 | 16 | 9 | 7 | 5 |
| SP | 100 | 92 | 91 | 87 | 86 | 83 | 81 | 78 | 77 | 77 | 75 | 73 | 73 | 73 | 73 | 73 | 73 | |
| Neovascular glaucoma | n | 243 | 225 | 188 | 154 | 137 | 117 | 101 | 86 | 67 | 55 | 41 | 30 | 22 | 16 | 10 | 8 | 4 |
| SP | 100 | 98 | 97 | 92 | 90 | 89 | 88 | 87 | 85 | 85 | 81 | 79 | 76 | 76 | 76 | 76 | 76 |
Table 2.
Multivariable Cox regression analysis of retinopathy, cataracts, retinal detachment, neuropathy, vitreous hemorrhage, and neovascular glaucoma
| Factor | p | HR | 95% CI for HR | |
|---|---|---|---|---|
| Lower | Top | |||
| Retinopathy | ||||
| Age (years) | 0.002 | 0.978 | 0.965 | 0.992 |
| Tumor apical height (mm) | 0.003 | 1.138 | 1.046 | 1.238 |
| Dose to foveola (Gy) | 0.000 | 1.005 | 1.002 | 1.008 |
| Location of anterior tumor border | ||||
| Ciliary body | 0.049 | |||
| Equator to ora serrata | 0.016 | 3.150 | 1.241 | 7.993 |
| Posterior to equator | 0.018 | 3.186 | 1.221 | 8.315 |
| Cataracts | ||||
| Age (years) | 0.049 | 1.015 | 1.000 | 1.030 |
| Dose to lens (Gy) | 0.000 | 1.154 | 1.078 | 1.236 |
| Tumor shape | ||||
| Mushroom | 0.029 | |||
| Diffuse | 0.008 | 7.790 | 1.720 | 35.279 |
| Nodular | 0.474 | 1.178 | 0.753 | 1.842 |
| Type of plaque (ROPES vs. COMS) | 0.001 | 2.065 | 1.345 | 3.170 |
| Retinal detachment | ||||
| Tumor apical height (mm) | 0.000 | 1.261 | 1.155 | 1.377 |
| Size of the plaque (mm) | 0.005 | 1.174 | 1.048 | 1.315 |
| Neuropathy | ||||
| Age (years) | 0.015 | 0.975 | 0.956 | 0.995 |
| Shape plaque (notched vs. not notched) | 0.049 | 2.025 | 1.002 | 4.094 |
| Longest basal dimension (mm) | 0.003 | 1.174 | 1.057 | 1.304 |
| BED to ON | 0.016 | 1.002 | 1.000 | 1.003 |
| Vitreous hemorrhage | ||||
| Age (years) | 0.026 | 1.030 | 1.004 | 1.057 |
| Tumor apical height (mm) | 0.049 | 1.157 | 0.999 | 1.341 |
| Tumor shape | ||||
| Mushroom | 0.048 | |||
| Diffuse | 0.978 | 0.000 | 0.000 | |
| Nodular | 0.017 | 0.422 | 0.208 | 0.855 |
| Neovascular glaucoma | ||||
| Tumor apical height (mm) | 0.000 | 1.666 | 1.386 | 2.003 |
| BED to foveola (Gy) | 0.003 | 1.001 | 1.001 | 1.002 |
BED – biologically effective dose
The studied items ordered by number of occurrences have been: radiation retinopathy, cataracts, retinal detachment, optic neuropathy, and vitreous hemorrhage. Other side effects not included in statistical analysis were: pain (6.1%), diplopy (5.7%), ptosis (2.8%), scleral necrosis (2.4%), and epiretinal membrane (0.8%). In all of them, the proportion of affirmative events in our patient cohort did not exceed 10%.
Radiation retinopathy
From our cohort of 243 patients, retinopathy was observed in 115 (47%) patients. Actuarial Kaplan-Meier curves and confidence intervals are described in Figure 1. The 3-, 5-, 10-, and 15-year probability for retinopathy-free recurrence were: 59% (95% CI: 54-64%), 48% (95% CI: 41-55%), 36% (95% CI: 28-45%), and 25% (95% CI: 11-39%), respectively (Table 1). The mean time to local failure was 88.7 months (95% CI: 76-102) and the median time was 51 months (95% CI: 36-67).
Fig. 1.
Kaplan-Meier cumulative survival functions for retinopathy, cataracts, retinal detachment, neuropathy, vitreous hemorrhage and neovascular glaucoma-free survival (blue solid line) with confidence interval (red dashed line)
Multivariate logistic regression analysis, including age, showed that age (HR: 0.978; 95% CI: 0.965-0.992; p = 0.002), tumor apical height (HR: 1.005; 95% CI: 1.002-1.008; p < 0.001), dose to foveola (HR: 1.005; 95% CI: 1.002-1.008; p = 0.000), location in equator-ora vs. ciliary body (HR: 3.150; 95% CI: 1.241-7.993; p = 0.016), and location in post-ecuad vs. ciliary body (HR: 3.186; 95% CI: 1.221-8.315; p = 0.018) were significant (Table 2).
Figure 2 shows the study of survival curves for the relevant variables of the multivariate study. All four variables (age, tumor apical, height, dose to foveola, and location of anterior tumor border) analyzed by the log-rank test reported p values less than 0.05, so the survival curves differ significantly.
Fig. 2.
Kaplan-Meier cumulative survival functions for the retinopathy. For quantitative variables, we shared the sample into its median value in order to ensure the same number of data in both branches. For the qualitative variables, split was already made. The curves in each of the graphs are not overlapping and there is statistically significant difference by Log-rank test (p < 0.05)
Cataracts
From our cohort of 243 patients, cataracts were observed in 101 (42%) patients. Actuarial Kaplan-Meier curves and confidence intervals are described in Figure 1. The 3-, 5-, 10-, and 15-year probability for retinopathy-free recurrence were: 71% (95% CI: 66-76%), 55% (95% CI: 49-61%), 45% (95% CI: 37-53%), and 38% (95% CI: 28-48%), respectively (Table 1). The mean time to local failure was 104 months (95% CI: 90-118), and the median time was 68 months (95% CI: 29-107).
Multivariate logistic regression analysis including age revealed that age (HR: 1.015; 95% CI: 1.000-1.030; p = 0.049), dose to lens (HR: 1.154; 95% CI: 1.078-1.236; p = 0.000), type of plaque, ROPES vs. COMS (HR: 2.065; 95% CI: 1.345-3.170; p < 0.001), and mushroom tumor shape vs. nodular (HR: 7.790; 95% CI: 1.720-35.279; p = 0.008) were significant (Table 2).
Figure 3 shows the study of survival curves for the relevant variables of the multivariate study. Three variables (dose to lens, type of plaque, and tumor shape) analyzed by the Log-rank test reported p values less than 0.05, so the survival curves differ significantly. Log-rank test for age was not statistically significant.
Fig. 3.
Kaplan-Meier cumulative survival functions for the cataracts event. For quantitative variables, we shared the sample into its median value in order to ensure the same number of data in both branches. For the qualitative variables, split was already made. The curves in each of the graphs are not overlapping and there is statistically significant difference by Log-rank test (p < 0.05), except age
Retinal detachment
From our cohort of 243 patients, retinal detachment was observed in 100 (42%) patients. Actuarial Kaplan-Meier curves and confidence intervals are described in Figure 1. The 3-, 5-, 10-, and 15-year probability for retinopathy-free recurrence were: 63% (95% CI: 57-69%), 57% (95% CI: 50-64%), 55% (95% CI: 48-62%), and 49% (95% CI: 39-59%), respectively (Table 1). The mean time to local failure was 125 months (95% CI: 110-140).
Multivariate logistic regression analysis including age revealed that tumor apical height (HR: 1.261; 95% CI: 1.155-1.377; p < 0.001) and size of the plaque (HR: 1.174; 95% CI: 1.048-1.315; p = 0.005) were significant (Table 2).
Figure 4 shows the study of survival curves for the relevant variables of the multivariate study. All two variables (tumor apical height and size of the plaque) analyzed by the Log-rank test reported p values less than 0.05, so the survival curves differ significantly.
Fig. 4.
Kaplan-Meier cumulative survival functions for the retinal detachment event. For quantitative variables, we shared the sample into its median value in order to ensure the same number of data in both branches. For the qualitative variables, split was already made. The curves in each of the graphs are not overlapping and there is statistically significant difference by Log-rank test (p < 0.05)
Radiation optic neuropathy
From our cohort of 243 patients, radiation optic neuropathy was observed in 53 (22%) patients. Actuarial Kaplan-Meier curves and confidence intervals are described in Figure 1. The 3-, 5-, 10-, and 15-year probability for retinopathy-free recurrence were: 88% (95% CI: 83-93%), 79% (95% CI: 73-85%), 66% (95% CI: 57-75%), and 61% (95% CI: 51-71%), respectively (Table 1). The mean time to local failure was 157 months (95% CI: 142-171).
Multivariate logistic regression analysis including age revealed that age (HR: 0.975; 95% CI: 0.956-0.995; p = 0.015) notched vs. not notched shape plaque (HR: 2.025; 95% CI: 1.002-4.094; p = 0.049), longest basal dimension (HR: 1.174; 95% CI: 1.057-1.304; p = 0.003), and BED to ON (HR: 1.002; 95% CI: 1.000-1.003; p = 0.0016) were significant (Table 2).
Figure 5 shows the study of survival curves for the relevant variables of the multivariate study. All four variables (age, shape plaque, longest basal dimension, and BED to ON) analyzed by the Log-rank test reported p values less than 0.05, so the survival curves differ significantly.
Fig. 5.
Kaplan-Meier cumulative survival functions for the ON. For quantitative variables, we shared the sample into its median value in order to ensure the same number of data in both branches. For the qualitative variables, split was already made. The curves in each of the graphs are not overlapping and there is statistically significant difference by Log-rank test (p < 0.05)
Vitreous hemorrhage
From our cohort of 243 patients, vitreous hemorrhage was observed in 43 (18%) patients. Actuarial Kaplan-Meier curves and confidence intervals are described in Figure 1. The 3-, 5-, 10-, and 15-year probability for retinopathy-free recurrence were: 87% (95% CI: 82-92%), 83% (95% CI: 77-89%), 75% (95% CI: 68-82%), and 73% (95% CI: 65-81%), respectively (Table 1). The mean time to local failure was 174 months (95% CI: 162-187).
Multivariate logistic regression analysis including age revealed that age (HR: 1.030; 95% CI: 1.004-1.057; p = 0.026), tumor apical height (HR: 1.157; 95% CI: 0.999-1.341; p = 0.049), and mushroom tumor shape vs. nodular (HR: 0.442; 95% CI: 0.208-0.855; p = 0.017) were significant (Table 2).
Figure 6 shows the study of survival curves for the relevant variables of the multivariate study. Two variables (tumor apical height and tumor shape) analyzed by the Log-rank test reported p values less than 0.05, so the survival curves differ significantly. Log-rank test for age was not statistically significant.
Fig. 6.
Kaplan-Meier cumulative survival functions for the vitreous hemorrhage event. For quantitative variables, we shared the sample into its median value in order to ensure the same number of data in both branches. For the qualitative variables, split was already made. The curves in each of the graphs are not overlapping and there is statistically significant difference by Log-rank test (p < 0.05), except age
Neovascular glaucoma
From our cohort of 243 patients, NVG was observed in 29 (12%) patients. Actuarial Kaplan-Meier curves and confidence intervals are described in Figure 1. The 3-, 5-, 10-, and 15-year probability for retinopathy-free recurrence were: 92% (95% CI: 88-96%), 89% (95% CI: 85-93%), 81% (95% CI: 73-89%), and % (95% CI: 66-86%), respectively (Figure 3). The mean time to local failure was 186 months (95% CI: 173-198).
Multivariate logistic regression analysis including age revealed that tumor apical height (HR: 1.666; 95% CI: 1.386-2.003; p = 0.002) and BED to foveola (HR: 1.001; 95% CI: 1.001-1.002; p = 0.003) were significant (Table 2).
Figure 7 shows the study of survival curves for the relevant variables of the multivariate study. All two variables (tumor apical height and BED to foveola) analyzed by the Log-rank test reported p values less than 0.05, so the survival curves differ significantly.
Fig. 7.
Kaplan-Meier cumulative survival functions for the retinal neovascular glaucoma. For quantitative variables, we shared the sample into its median value in order to ensure the same number of data in both branches. For the qualitative variables, split was already made. The curves in each of the graphs are not overlapping andt here is statistically significant difference by Log-rank test (p < 0.05)
Discussion
Posterior uveal melanomas are very resistant tumors, so doses to eradicate them are associated with a substantial risk of radiation damage to the structures attached, mainly the lens, retina, fovea, and optic nerve. In addition, the necrotic tumor tissue is a powerful irritant. These facts, together with the weakness of the structures of the eyeball, means that small necrotic areas may cause great inflammatory reactions [40].
The volume within the eyeball, on which the tumor grows, will inevitably be within 100% of the prescription dose; thus, the underlying area, retina and sclera, usually suffers a total atrophy due to radiation. These effects are particularly important in tumors that involve situations close to the macula and/or the optic nerve.
In this report, we present our experience after plaque brachytherapy and the possible relationship with clinical features including radiobiological doses, among others, in a large series of patients from a single center. A homogeneous group of patients affected by posterior uveal melanoma was selected.
This study is the first to correlate delivered radiobiological dose and side effects by means Dale’s equations and Cox’s proportional hazards models. Previous studies have been developed by these same authors for the loss of visual acuity [24], local control, eyeball conservation, and mortality [25]. A multi-center study involving larger patient population may confirm or disprove the findings.
The complications studied here for treatment with episcleral brachytherapy were the result of the late effects of ionizing radiation. Although some of them have appeared in low percentages, they are still important. While it is true that there are complications that are attributable to radiation, others will be closely linked to the geographical location of the tumor as well as its morphology.
Radiation retinopathy
The incidence of radiation retinopathy varies widely according to the authors, and it is a slowly evolving vasculopathy with a manifestation in varying degrees. The uncertainty regarding its definition can cause lack of precision when establishing the diagnosis and register it as such [26].
The regression of proportional risks finds the greatest age and the most anterior location of the tumor as protective factors. Specifically, the location of the anterior border in the ciliary body presents 3 times less risk than if it is located in the posterior segments of the eye. As unfavorable factors, we found the highest tumor height and the highest dose in the fovea. A more anterior location, away from the fovea, is compatible with a lower dose.
Multivariate studies carried out by some authors obtained as significant values in many different features, depending on the variables analyzed: dose to the macula higher than 90 Gy [31], a shorter distance to the fovea [31], distance of the tumor from the optic disc, male gender [31], higher radiation doses [31], tumor thicker than 4 mm [31,41], younger age [9,42], older age [43], diabetes [42,43], dose at 5 mm of the tumor [41], higher dose to sclera [41], dose to the apex [41], hypertension [42], anterior localization [44,45], closer distance to the macula [46], and temporal localization [47] were statistically significant risks factors for developing radiation retinopathy.
The dose in the fovea is the only factor that, as far as possible, we can control, so that its optimization can have favorable clinical repercussions for the patient. Even when the risk of optic neuropathy due to radiation can be reduced by personalized dosimetry and treatment planning, there are certain conditions such as the height of the tumor and the location of the anterior border that are not controllable.
Cataracts
Cataract disorder is a very common side effect after the treatment. The lens are the most radiosensitive structures and shows clinically visible damage with 0.5 Gy within 2 to 3 years [48]. The latent period between exposure and onset appears to be inversely related to dose [49]. Cataract surgery after radiotherapy is a completely safe procedure and not exposed to additional risks [50]. Approximately, one third of patients suffered from cataract at 3 years, progressively increasing to 60% at 15 years. Comparable, and even better, with values already reported by COMS [51] (n = 532), 68% at 5 years.
Age, tumor shape, type of plaque, and dose to lens were relevant in ours study. A higher physical dose to the lens as statistically significant factor is compatible with the process of cataract formation that is stochastic, and the most important fact to avoid it is to minimize the time of exposure to the implant as well as the total dose.
With regards to other studies with patients treated with episcleral brachytherapy, most agree to associate the highest dose in the lens with greater toxicity [31,41,52,53,54], and also pole posterior affectation [54], male [55], higher age [55], longest basal dimension [55], posterior localization [44], and anterior localization [56].
Retinal detachment
Retinal detachment often resolves spontaneously in the first 6 months after radiotherapy. In some cases, it may be persistent, possibly due to the large inflammation in the area of the irradiated tumor and vascular damage because of the treatment.
This side effect can put at risk the visual function either by causing loss of visibility due to the lack of vasculature in the retina (with subsequent necrosis) or by contributing to the development of NVG. Some authors point out that persistent or recurrent retinal detachment after radiotherapy can be a sign of disease activity [57,58] and even constitutes itself as a prognostic factor for failure of local control and enucleation [51,57].
The survival of the event at 3 years was about two thirds, and half of the patients had suffered at 10 years stabilizing its figure from this point. Retinal detachment varies widely according to the authors from 3% [9] (n = 156) to 71% [54] (n = 96) depending on the authors at 5 years. The high incidence during the first year, almost 30% of the patients, is due to the fact that many of them present retinal detachment before the treatment during the first revisions. It often resolves favorably through the first months. Due to characteristics of the statistical analysis, once the event has occurred, the patient leaves the study, so the number of real patients affected by a retinal detachment maintained over time may be overestimated. In addition, exudative retinal detachments resulting from radiation retinopathy have been included in our database. They are frequent in the evolution associated with tumor necrosis and it disappears later over the years.
Tumor apical height and size of the plaque, related with longest basal dimension, were the only statistically significant factors. In literature, there are very few references in relation to the proportional risk analysis that allow us to compare the prognostic variables found in our study with the results of other authors. Higher size of the tumor [59,60], posterior localization [59,60], and the presence of loops and microvascular networks [59,60], younger age [9], higher dose-rate to the optic disc [9], smaller diameter of the base [54], and ciliary body tumors [54].
Radiation optic neuropathy
Optic neuropathy often causes a severe and irreversible loss of vision for the patient who suffers from the disease and there is no effective treatment. 18% of patients present it after 3 years of treatment and the number increases to 50% at 15 years of follow-up. It is comparable to some series as Puusaari [54] (n = 96) 46% at 5 years.
Regarding the multivariable analysis of proportional risks, older age is a protective factor. The longest basal diameter and the higher biological dose were factors of worse prognosis. It is noteworthy that the juxtapapillary involvement, which includes the optic nerve, has not been statistically significant.
That is compatible with some authors suggesting that doses of optic nerve tolerance are between 30 and 60 Gy [28,29,61,62,63] for iodine treatments to guarantee treatment with low complication of optic neuropathy. Multivariate studies carried out by some authors obtained significant values in many different features depending on the variables analyzed: higher dose to the macula [41], higher dose to optic nerve [9,41,53], tumor proximity to the optic nerve [9,31,54], fewer basal diameter [9], secondary retinal detachment [9], and higher age [31].
Vitreous hemorrhage
Once the treatment with brachytherapy has been carried out, the vitreous hemorrhage can appear either as a consequence of the induced tumor necrosis or by the vascular alterations produced by the radiation. It is remarkable that bleeding makes it one causes of acutely or subacutely decreased vision. Fortunately, it can be approached very effectively by the ophthalmological team. At 3 years, 13% of the patients suffered it and the number is doubled when we analyze the results at 10 years, when it remains constant and there are no new registered events.
Our study has found as unfavorable variables for the vitreous hemorrhages: the older age, the greater height, and the shape of mushroom. It seems that the erosion in the Buch membrane (characteristically produced by a mushroom-shaped tumor) is binding.
In the literature, there are only two studies that attempt to relate the dose variables with the appearance of vitreous hemorrhage. Some studies have not found correlations with the dose to risk organs [54]; nevertheless, other authors claim that vitreous hemorrhages occurred in those eyes that had received high doses of sclera and crystalline [53].
Neovascular glaucoma
NVG can also develop in healthy eyes and not treated spontaneously. Its incidence after brachytherapy treatment is especially remarkable. Ischemia associated with radiation-induced retinopathy may cause proliferation of new vessels in the iris and, as a last consequence, NVG. Although, the mechanisms are not fully understood [64], NGV often causes a profound and irreversible loss of vision. In addition, it can cause a great sensation of pain in the eye and finally end up with a secondary enucleation.
Twelve percent of patients present NVG in the first 5 years after treatment. The number of NGV described by the authors varies widely. Shields [65] (n = 354) found 21% after treatment for the same period of time.
The highest tumor apical height and the highest biological dose in the foveola were the two variables statistically significant in multivariate studies. The first variable increases the risk by 70% per millimeter. Multivariate studies carried out by some authors obtained significant values in many different features depending on the variables analyzed: higher the dose in the opposite retina [54], high preoperative intraocular pressure [54], a previous retinal detachment [54], larger tumor size [65,66], high-dose to sclera [53], high-dose to lens [41,53], high-dose to fovea [53], and male gender [30].
Study limitations
Our retrospective study reports results of the treatment of patients with choroidal melanoma in Spain from 1996 to 2016. This study has several limitations. Only clinical factors have been considered but posterior uveal melanoma prognosis has been shown to be dependent as well as histopathologic and cytogenetic factors and chromosomal mutations [67].
The main limitations of the radiobiological modeling are the lack of control of all the biological mechanisms involved in the expression of a certain radiation effect, and the uncertainties in the formulation of the models from clinical data [68]. Therefore, these models may not reflect normal tissue complications properly and as result, the analysis could fail. Secondly, Kaplan-Meier curves behave poorly in the tails and the reliability of the estimates is intuitively bad, when there are less than 10% patients remaining in the cohort [39].
Cox models using maximum probability can perform poorly when there are few events. Specific problems include predictions that are too extreme and poor discrimination between low-risk and high-risk patients. The model can be unreliable if the datasets contain few events, which may be the case if either the disease or the event of interest is rare [69].
Despite these weaknesses, this review still provides valuable information regarding treatment factors that predict side effects after epiescleral brachytherapy.
Conclusions
Complications and radiation-related side effects are common among patients treated with iodine brachytherapy for posterior uveal melanoma. The risk for those largely depends on individual tumor parameters in most cases.
Development of complications was related to the tumor location and dose to non-tumor structures. Toxicity in our series was moderate; brachytherapy is a good conservative treatment for medium-sized posterior uveal melanoma and is a reasonable alternative to enucleation.
Our findings support earlier reports that tumor factors in addition to radiation treatment may contribute to abnormalities.
Complications demands an adequate understanding of the biological effects of the brachytherapy on the target tumor as well as on healthy ocular tissues.
Acknowledgements
This study was partially supported by Varian Medical Systems Ibérica, S.L.
The authors would like to thank the referees for the valuable comments on our manuscript. D. Miguel’s contributions as a part of his PhD thesis under the supervision of F. López-Lara and J. de Frutos-Baraja at the University of Valladolid.
Disclosure
The authors report no conflict of interest.
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