Summary
The claustrum is a small subcortical nucleus that has extensive excitatory connections with many cortical areas. While the anatomical connectivity from the claustrum to the cortex has been studied intensively, the physiological effect and underlying circuit mechanisms of claustrocortical communication remain elusive. Here we show that the claustrum provides strong, widespread, and long-lasting feedforward inhibition of the prefrontal cortex (PFC) sufficient to silence ongoing neural activity. This claustrocortical feedforward inhibition was predominantly mediated by interneurons containing neuropeptide Y, and to a lesser extent those containing parvalbumin. Therefore, in contrast to other long-range excitatory inputs to the PFC, the claustrocortical pathway is designed to provide overall inhibition of cortical activity. This unique circuit organization allows the claustrum to rapidly and powerfully suppress cortical networks and suggests a distinct role for the claustrum in regulating cognitive processes in prefrontal circuits.
Keywords: claustrum, prefrontal, NPY, PV, neocortex, feed-forward inhibition, microcircuit, neurogliaform cell, somatostatin interneuron, VIP
Graphical Abstract
Highlights
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The claustrum strongly inhibits, rather than excites, prefrontal cortex
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Prefrontal NPY and PV interneurons are activated by the claustrum
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Claustrocortical feedforward inhibition is predominantly mediated by NPY neurons
The claustrum provides a dense synaptic input to the cortex, but how claustrocortical projections modulate cortical activity is not known. Jackson et al. show that claustrocortical connections serve to inhibit cortical neural networks by activating specific subtypes of cortical interneurons.
Introduction
The hyperconnected neuroanatomical organization of claustrocortical circuits (Atlan et al., 2017, Kim et al., 2016, Wang et al., 2017, White et al., 2017) has led to intense debate over how the claustrum (CLA) contributes to cortical information processing and brain function (Crick and Koch, 2005, Goll et al., 2015, Mathur, 2014). Theoretical and experimental work has suggested the CLA plays a role in attention (Crick and Koch, 2005, Goll et al., 2015), novelty coding (Kitanishi and Matsuo, 2017), sensorimotor integration (Smith et al., 2012), and stress (Seiriki et al., 2017). A common theme that could relate these various cognitive operations is the involvement of the prefrontal cortex (PFC), and indeed the CLA connects most densely with the PFC (Atlan et al., 2017, Smith et al., 2012, White et al., 2017, Zingg et al., 2014). Given the high degree of connectivity with the PFC, the CLA is likely to play an important role in the cortical control of behavior. However, little is known about how CLA activity impacts the cortex in general or the PFC in particular. Previous studies have shown that the CLA can exert either an excitatory or an inhibitory influence on cortical activity (Cortimiglia et al., 1991, Salerno et al., 1984), leaving an unresolved picture of how the CLA influences cortical processing. While anatomical evidence shows that CLA outputs target both inhibitory and excitatory cells within cortical circuits (da Costa et al., 2010, LeVay, 1986, LeVay and Sherk, 1981), there are no physiological data demonstrating how CLA activity alters the firing dynamics of different cortical cell types. Therefore, both the overall and the specific effects of the CLA on the cortex remain unclear. To address these questions, we investigated the impact of CLA activity on the PFC and the cell-type-specific mechanisms underlying this communication.
Results
In order to specifically label and manipulate CLA cells projecting to the PFC, we injected AAVretro-syn-Cre (Tervo et al., 2016) into the anterior cingulate (ACC), prelimbic (PL), and secondary motor (M2) cortex of wild-type mice or rats. The resulting retrograde transport of Cre into neurons that project to the PFC allowed us to functionally isolate the CLA, because neighboring brain regions, such as the striatum and insula, do not project (or project very weakly) to the PFC (Figure 1A). We then injected AAV5-DIO-ChR2-eYFP into the CLA to target this restricted population of Cre-labeled claustrocortical projection neurons for optogenetic stimulation (Figure 1A). We first examined the topography of CLA axons in the brain. Axons from claustrocortical ChR2-eYFP-labeled neurons were found to densely innervate all layers of the PFC, with a preference for deep layers (Figure 1B). Axon collaterals were found throughout the retrosplenial cortex (RSC), basolateral amygdala (BLA), and perirhinal cortex (PRC), with weaker innervation of sensory cortex (Figure S1). Superficial layers were more densely labeled in midline structures relative to lateral cortical regions such as sensory cortex and PRC, which mainly received inputs to the deep layers (Figure S1). Neurons in the CLA responded robustly to ChR2 stimulation, which drove spikes with 1–2 ms latency in vitro and in vivo (Figure 1C).
To determine the influence of CLA activity on cortical firing patterns, we recorded from putative pyramidal cells (PCs) and interneurons (INs) in the PFC in awake head-fixed mice during CLA stimulation (single 5 ms-long light pulse every 5 s, <10 mW; Figures 1D–1J). The CLA sends excitatory projections to the cortex; thus we expected that activation of this pathway would yield excitation of PCs. However, we detected excitation in only 2/90 PC recordings. CLA activation evoked strong suppression of PC firing rates, and in 33% (30/90) of PC recordings activity was completely silenced (Figures 1E, 1G, 1H, and 1J). Following this initial suppression, many neurons displayed rebound excitation lasting several hundred milliseconds, while others remained suppressed (Figure 1H), and this post-inhibition rebound response was related to the baseline firing rate (Figure S1). In a subpopulation of INs (20/44), CLA activation evoked a biphasic response (excitation–inhibition), whereas the remaining INs (24/44) were inhibited (Figures 1F, 1G, 1I, and 1J), suggesting the activation of inhibitory–inhibitory connections in the cortex. Interneuron excitation occurred with short latency (9.5 ± 0.5 ms, range 7–15 ms) and high fidelity (75% ± 5% of trials, range 16%–100%; Figure S1). Overall, IN modulation index (MI, see STAR Methods) values were significantly negative (−0.38 ± 0.08), as INs were inhibited following excitation (Figures 1I and 1J). INs located in deeper layers were more likely to be excited in accordance with the greater density of CLA axons in deeper layers (Figure S1). Optogenetic stimulation of the CLA during locomotion also reduced PC firing rates, though less than during rest (MIrest = −0.81 ± 0.03; MIrun = −0.55 ± 0.05; z = 3.7, p = 1.8 ×10−4, Figure 1K). CLA stimulation also evoked inhibition under anesthesia, or when using a small volume (30 nl) of AAV1-syn-ChR2, which labels all CLA neurons near the injection site irrespective of their projection target (Figure 1K). In control experiments where eYFP was expressed in the CLA without ChR2, no modulation of neural activity was observed (MI = −0.01 ± 0.02; Figure 1L). Therefore, since essentially all excitatory neurons were inhibited, all neurons (PCs and INs) in the PFC appear to be sensitive to CLA inputs through feedforward inhibition (FFI).
PFC inputs from the basolateral amygdala (BLA) and medial dorsal thalamus (MD) also recruit cortical inhibitory circuits (Cruikshank et al., 2012, Delevich et al., 2015, Floresco and Tse, 2007, McGarry and Carter, 2016). To test whether these subcortical inputs to the PFC exert a similarly strong FFI suppression of cortical activity, we optogenetically activated BLA or MD neurons in vivo (Figures 1L and S2; see STAR Methods). We found that activation of these other pathways did not yield strong inhibition of PC neural activity. Instead, similar to previous reports (Dilgen et al., 2013, Klavir et al., 2017), we found that activation of the BLA produced excitation in 29% (6/21) of PC recordings, while the other cells were inhibited or not modulated. Activation of MD resulted in excitation in 63% of PCs (36/57), despite the fact that MD inputs are known to evoke strong FFI in the PFC (Cruikshank et al., 2012, Delevich et al., 2015). The CLA produced significantly greater inhibition of PFC activity in awake mice (MI = −0.81 ± 0.03) and anesthetized mice or rats (MI = −0.61 ± 0.07) compared to the BLA (MI = −0.02 ± 0.10) and MD (MI = 0.19 ± 0.07) (Figures 1L and S2). The claustrocortical FFI also appears to be stronger than the direct GABAergic input from the globus pallidus (Saunders et al., 2015). Therefore, compared to other major subcortical inputs, the CLA provides a uniquely strong form of FFI to the PFC.
To study the circuit mechanisms underlying CLA inhibition of the cortex, we performed patch-clamp recordings from PCs and a diversity of molecularly defined INs while stimulating CLA–ChR2 fibers in acute slices from PV-Cre-TOM, SOM-Cre-TOM, VGAT-Cre-TOM, and NPY-hrGFP mice (Figures 2A and 2B; see STAR Methods). CLA fiber activation produced short-latency excitatory currents in PCs, followed by larger inhibitory currents at a delay of 2.0 ± 0.2 ms; Figure 2C). The ratio between the size of excitatory currents (43 ± 20 pA) and inhibitory currents (226 ± 62 pA) ratio was strongly weighted in favor of inhibition (E/I ratio = 0.25 ± 0.07, n = 8). PCs showed strong inhibitory postsynaptic responses that were abolished by ionotropic glutamatergic antagonists, demonstrating CLA inputs evoke inhibitory potentials through local INs (Figure 2D). The excitatory CLA→PC synapses were depressing (adaptation ratio = 0.53 ± 0.17), as measured in response to 20 Hz stimulation (Figure 2E). To determine the cell-type-specific source of the inhibition, we surveyed somatostatin (SOM), fast-spiking parvalbumin (FS-PV), and neuropeptide Y (NPY) interneurons while activating CLA fibers (Figure 2F-L). SOM cells received very weak, nearly absent inputs during CLA fiber stimulation (0.65 ± 0.02 mV, and 3.3 ± 0.6 pA, n = 20; Figures 2F and 2J–2L). In contrast, fast-spiking FS-PV cells were strongly depolarized (10.5 ± 0.2 mV, n = 19), had large excitatory currents (108 ± 35pA), and were driven to spike in 37% of cells at a latency of 5.0 ± 2.5 ms (range, 4.4–15.4 ms) (Figures 2G and 2J–2L). Synaptic responses in PV neurons were also depressing in response to 20 Hz stimulation (adaptation ratio = 0.27 ± 0.05). Next, we used the NPY-hrGFP mouse line (Chittajallu et al., 2013, Krook-Magnuson et al., 2011, van den Pol et al., 2009) to record the subpopulation of NPY neurons known as neurogliaform (NGF) cells. NGF cells have a strong, widespread inhibitory influence on cortical PCs and INs (Chittajallu et al., 2013, Jiang et al., 2015, Tamás et al., 2003), using slow GABAA-mediated inhibition, that is separable from fast inhibition arising from FS-PV cells (Fuentealba et al., 2008, Overstreet-Wadiche and McBain, 2015, Szabadics et al., 2007). We identified putative NPY-NGF cells as those with weakly adapting spike trains in response to supra-threshold current injection (Karagiannis et al., 2009, Kawaguchi and Kubota, 1997, Overstreet-Wadiche and McBain, 2015, Simon et al., 2005, Tamás et al., 2003, Tricoire et al., 2010) (Figure S3). This basic categorization yielded 17/26 NPY cells, 11 of which had the classic NGF phenotype showing late spiking in response to “just past threshold” depolarization (Figures 2H and S3). These NPY-NGF cells were also strongly depolarized by CLA inputs (4.9 ± 1.1mV), had moderate-sized excitatory current (29 ± 6pA), had depressing responses to 20 Hz pulse trains (adaptation ratio = 0.27 ± 0.10), and showed CLA-evoked action potentials in 29% of cells at a latency of 9.8 ± 1.5ms (range, 6.7–15.6 ms) (Figures 2H and 2J–2L). We also sampled interneurons in the VGAT-Cre-TOM mouse (labeling all interneurons) to investigate the possibility that interneurons not specifically labeled in other experiments would be excited by CLA inputs. When we excluded clear FS cells (<0.2 ms spike width, peak firing rate >100 Hz), the magnitude of responses in these randomly sampled interneurons was small (EPSP = 0.96 ± 0.32 mV; EPSC = 7.3 ± 2.6 pA, n = 19) (Figures 2I–2L). Therefore, FS-PV and NPY cells were the two main classes of interneurons depolarized by CLA inputs. The latency to optical activation was shorter in NPY-NGF cells (4.5 ± 0.3 ms) and FS-PV cells (4.6 ± 0.2 ms) than in PCs (6.4 ± 0.7 ms) (Figure 2M), suggesting the postsynaptic AMPA receptor composition is different between INs and PCs as in the thalamocortical system (Cruikshank et al., 2007, Hull et al., 2009). The smaller and slower kinetics of excitatory responses in PCs helps explain why they rarely fire action potentials in response to CLA activation in vivo, as their excitation would be quenched by the more rapidly acting inhibition. Collectively, these experiments show that two main types of interneurons—PV and NPY—are responsible for claustrocortical FFI.
Interneurons containing NPY and PV are by and large non-overlapping cell types with distinct layer distributions in the PFC (Figure 3A). PV cells are mainly located in layer 5, while NPY cells are distributed throughout all cortical layers (Xu et al., 2010). We compared the CLA-evoked disynaptic IPSP kinetics in PCs with FS→PC and NPY→PC kinetics to determine if one GABAergic subtype may be more responsible for CLA-controlled FFI (Figures 3B–3G). To begin with, the NPY→PC connection probability (16/34 pairs synaptically connected) was greater compared to FS-PV→PC (7/33 connected, Figure 3C), suggesting that NPY cells have a stronger influence on PCs (Jiang et al., 2015). Moreover, NPY-NGF cells provide slow GABAA and GABAB-mediated inhibition in the cortex and have slower kinetics than fast GABAA receptors activated by FS-PV cells (Banks et al., 2000, Capogna and Pearce, 2011, Szabadics et al., 2007, Tamás et al., 2003). We confirmed that FS→PC synapses have shorter IPSP rise times (5.6 ± 1.1 versus 22.3 ± 3.5 ms; p = 0.004) and decay half-widths (46.3 ± 10.6 versus 118.6 ± 21.9 ms, p = 0.008; Figures 3D–3F) than NPY→PC IPSPs. In many cases, the CLA-evoked IPSP kinetics in PCs matched those of the NPY→PC synapse (43%, 10/23), implying NPY cells were determining FFI in these cells (Figure 3E). In other cases, the CLA-evoked IPSP kinetics in PCs fit the dynamics of FS→PC synapses (35%). In the remainder of cases we observed a fast IPSP rise time with a slow decay suggesting co-innervation from both FS and NPY cells (22%, Figure 3F), and averaged across all cells the decay time of CLA mediated IPSPs (90 ± 12 ms) was better fit by the slower NPY–NGF inhibition. Finally, in vivo, the kinetics of spike suppression followed a time course more similar to NPY-PC IPSPs (Figure 3G), again suggesting the CLA-to-NPY interneuron circuit could play a special role in the strong inhibition seen in awake mice. To test the in vivo inhibitory drive from PV or NPY interneurons to PCs, we directly activated each interneuron type using ChR2 in PV-Cre and NPY-Cre mice and compared the dynamics of PC spike inhibition with CLA activation (Figures 3H–3L). Brief (1–5 ms) activation of PV or NPY neurons elicited powerful suppression of PC firing (Figures 3H and 3I). However, the spike inhibition recovery with PV activation was significantly faster (119 ± 5 ms) than with NPY activation (240 ± 19 ms, z = 4.64, p = 3.5 × 10−6) or CLA activation (244 ± 10 ms; z = 5.38, p = 7.8 × 10−8). The recovery from inhibition during CLA or NPY activation was not different (z = 0.02, p = 0.98; Figure 3J). Therefore, CLA-mediated inhibition cannot be explained by PV-mediated inhibition alone, and appears to be better correlated with the dynamics of NPY-mediated inhibition. In addition, NPY activation also potently suppressed FS firing in vivo (n = 5/5 cells; Figures 3K and 3L), confirming the presence of NPY-to-FS-mediated inhibition described previously in vitro (Jiang et al., 2015).
To test the role of different interneuron subtypes in claustrocortical FFI in vivo, we activated the CLA using ChR2 while pharmacogenetically suppressing specific interneuron subclasses using the corresponding Cre mice with AAV5-CAG-FLEX-hM4D injected into the PFC (Figures 4A–4I). CLA modulation of PFC neurons was compared pre- and post-clozapine–N–oxide (CNO) administration, which induces hyperpolarization and reduces the probability of synaptic release in Cre-hM4D cells (Stachniak et al., 2014, Sternson and Roth, 2014). As the claustrocortical projection is excitatory, we predicted that suppressing interneurons would reduce FFI and unmask claustrocortical excitation. First, the suppression of all GABAergic interneurons in VGAT-Cre-hM4D mice converted claustrocortical inhibition to excitation (MIpre, −0.55 ± 0.1; MIpost, 0.58 ± 0.08, z = 3.8, p = 1.5 × 10−4), demonstrating that the direct excitatory CLA inputs were sufficient to drive PC bursts in the cortex (Figures 4G and 4H and S4). Next, suppression of PV interneurons led to an overall reduction of FFI following CLA activation (MIpre, −0.65 ± 0.05; MIpost, −0.19 ± 0.04; z = 5.7, p = 9.39 × 10−9; Figures 4D and 4H). However, only 7% of the PC recordings showed short latency (5–30 ms) excitation following PV suppression, and robust inhibition was still observed (Figures 4G and 4H), suggesting PV interneurons are not the major contributor to the suppression of excitation in the claustrocortical circuit. The pharmacogenetic suppression of NPY interneurons converted claustrocortical inhibition to excitation (MIpre, −0.48 ± 0.05; MIpost, 0.51 ± 0.08; z = 6.8, p = 8.3 × 10−12; Figures 4E, 4G, and 4H), a change that was significantly greater than in PV cell-suppression experiments (z = 5.8, p = 7.3 × 10−9). These data suggest that NPY cells are responsible for suppressing short latency excitation of PCs through FFI. Following the increase in PC activity during NPY suppression, there was delayed inhibition that occurred concomitantly with an increase in FS interneuron activity (Figures 4E and S4). During NPY suppression, FS cells showed an increased CLA modulation index (baseline = −0.63 ± 0.13; NPY suppression = 0.58 ± 0.11; z = 3.25, p = 0.001), an increase in maximum firing rate (baseline = 15.5 ± 4.4 Hz; NPY suppression = 27.9 ± 5.6; z = 2.01, p = 0.04), and an increased proportion of cells excited by CLA activation (baseline = 50%, n = 8/16; NPY suppression = 78%, n = 7/9). When we optogenetically activated FS-PV cells with long trains of light (80 ms) mimicking the increased duration of FS activity, PCs were inhibited in a manner similar to the late inhibition in NPY suppression experiments (Figure S4). Therefore, this late inhibition remaining following NPY blockade is most likely explained not by direct feedforward CLA-mediated effects but by feedback inhibition from local circuit interneurons that increase their CLA evoked activity in the absence of NPY activity. Similar experiments suppressing SOM interneurons (MIpre, −0.58 ± 0.06; MIpost, −0.51 ± 0.10; z = 0.3, p = 0.9) or VIP interneurons (MIpre, −0.76 ± 0.05; MIpost, −0.71 ± 0.06; z = 0.3, p = 0.8) did not alter claustrocortical FFI (Figures 4F–4H). These VIP-Cre-hM4D and SOM-Cre-hM4D experiments also demonstrate that any nonspecific actions of CNO itself (Gomez et al., 2017) are not responsible for changes in inhibition. Although NPY neurons can express VIP and SOM (Karagiannis et al., 2009, Kawaguchi and Kubota, 1997), the fact that suppression of these other cell types did not change claustrocortical FFI suggests the effects we describe here do not arise from VIP or SOM interneurons.
Discussion
The CLA is connected to most cortical regions, yet very little was known about the physiology of claustrocortical connections. To explore how CLA activity affects cortical networks, we used pathway-specific optogenetic activation to show that claustrocortical projections drive robust feedforward inhibition (FFI) of excitatory pyramidal cells (PCs) within the PFC. Although many structures provide long-range FFI to PFC networks (Cruikshank et al., 2012, Delevich et al., 2015, Dilgen et al., 2013, Floresco and Tse, 2007, Gabbott et al., 2006, McGarry and Carter, 2016), the efficacy of the claustrocortical projection for the suppression of cortical activity appears to be stronger than other afferents. This is likely due to several unique features of the claustrocortical circuit. First, we found that the strength of CLA excitation onto PV and NPY interneurons (INs) is stronger than onto neighboring excitatory pyramidal cells (PCs). Studies describing the ratio of excitation to feedforward inhibition from the BLA and MD have shown that these inputs evoke an excitation/inhibition ratio of ∼1 for BLA (McGarry and Carter, 2016) and 0.76 for MD (Collins et al., 2018), whereas with the CLA input we observed a reduced ratio of 0.25. Therefore, the CLA inputs evoke an imbalanced and excess level of FFI, which would favor net inhibition. Second, we found that the excitatory dynamics of CLA synapses onto INs were faster than onto PCs, preventing them from reaching spike threshold. Such fast FFI also arises in the thalamocortical pathway (Cruikshank et al., 2007), but there the excitatory inputs to PCs are convergent enough to allow them to fire action potentials in response to input in vivo (Bruno and Sakmann, 2006, Gabernet et al., 2005). Third, we demonstrated that the claustrocortical FFI is highly dependent on NPY INs, whereas thalamocortical FFI is thought to depend predominantly on FS-PV cells (Bruno, 2011, Cruikshank et al., 2007, Delevich et al., 2015, Gabernet et al., 2005). These differences in strength, timing, convergence of excitation, and postsynaptic cell types may differentiate the claustrocortical pathway from the thalamic and BLA inputs.
Previous work on the physiology of claustrocortical projections was carried out using electrical stimulating electrodes (Cortimiglia et al., 1991, Salerno et al., 1984, Salerno et al., 1989). Given that the CLA is situated adjacent to the external capsule, off-target and/or antidromic effects cannot be entirely ruled out when interpreting the results of these early experiments. In addition, this prior work was performed under deep anesthesia, which can alter neurotransmission (Nishikawa and MacIver, 2001). These reports found that CLA stimulation could result in either inhibition or excitation followed by inhibition. Our approach circumvents the caveats associated with electrical stimulation by specifically activating the cell bodies of CLA neurons projecting to the PFC. With this approach, we observed a near-uniform inhibition of PC spiking in response to CLA activation. Interestingly, in a human patient, unconsciousness was evoked by stimulation of the CLA (Koubeissi et al., 2014). Our data suggest that the loss of consciousness may arise from the inhibition of cortex. The use of optogenetics here does allow for specific activation of CLA output neurons; however, further in vivo recording data are required from these neurons to determine the endogenous firing patterns of CLA circuits. Work in primates has shown that CLA neurons can display brief 30–40 Hz bursts lasting 50–200 ms following sensory stimulation (Remedios et al., 2010). Therefore, although the optogenetic activation is artificial, it may mimic the large increase in CLA activity in some natural contexts. Future work performing dual CLA–PFC recordings will enable the assessment of how the dynamics of natural CLA activity correlates with ongoing context dependent PFC activity.
Our results show that the CLA functions as an inhibitory brake on the output of the prefrontal cortex, providing a uniquely strong FFI input via NPY and PV INs. How might this “blanket-like” inhibition contribute to the representation and processing of information in the PFC? One possibility is that CLA inputs provide a large-scale form of lateral inhibition, whereby context-specific populations of CLA neurons suppress designated cortical regions, while leaving others free to encode stimuli according to specific behavioral demands. In support of this idea, a recent study has shown that suppression of CLA renders mice unable to ignore distracting sensory stimuli (Atlan et al., 2018). In this work, mice undergoing CLA suppression performed normally on attention-based tasks and were only impaired when they were required to ignore irrelevant auditory stimuli. Our work suggests that the suppression of extraneous stimuli may be accomplished by the CLA driving cortical NPY cells. Another recent study has shown that cortical inputs to the CLA also evoke strong FFI within the CLA itself (Kim et al., 2016), suggesting that the cortex may select the CLA circuit to activate, and this corticoclaustral selection may then dictate which cortical ensemble to suppress. The CLA may also serve a more generalized function by dampening background activity rates and reducing network noise, ensuring that excitatory inputs from other pathways, such as the MD or BLA, can activate the appropriate PFC ensemble required in a particular behavioral context.
Feedforward inhibition is a fundamental feature of many cortical circuits (Isaacson and Scanziani, 2011). In the thalamocortical system, fast-spiking PV cells are thought to be the critical interneuron class responsible for FFI (Cruikshank et al., 2007, Cruikshank et al., 2012, Delevich et al., 2015). Surprisingly, we found that suppressing PV cells did not lead to much excitation with claustrocortical stimulation. Rather, the NPY interneuron class appears to be largely responsible for claustrocortical inhibition. In the cortex, NPY cells include the class of interneuron known as neurogliaform cells, which are known to elicit slow forms of inhibition using slow GABAA and GABAB receptors (Capogna, 2011, Szabadics et al., 2007, Tamás et al., 2003). Given that NPY cells provide inhibitory modulation of all other cell types, especially PV cells and PCs (Chittajallu et al., 2013, Jiang et al., 2015, Oláh et al., 2009, Szabadics et al., 2007, Tamás et al., 2003), it is perhaps not surprising that these cells can exert such strong modulation of cortical circuits. Although PV cell suppression only modestly reduced claustrocortical FFI, these interneurons clearly play a role in this circuit. It is possible that PV cells relay CLA signals to a specific subset of cortical PCs, whereas NPY cells have a more global role in cortical inhibition, or different PC networks may be controlled by CLA→NPY→PC and CLA→PV→PC circuits, or the two interneurons types may act synergistically to control PC networks. While much remains to be learned about how NPY interneurons control activity within neural circuits, our data provide evidence that the CLA plays an important role in modulating these cells in the cortex. Although we identify NPY and PV cells as mediators of CLA-evoked FFI, other less-well-studied interneuron populations may also be activated by CLA inputs. For example, PFC chandelier cells (ChC) inhibit the firing of PCs (Lu et al., 2017). However, these interneurons only inhibit a subpopulation of PCs and on average elicit weaker inhibition than that observed with CLA activation; therefore, it is unlikely that these cells play a dominant role in CLA-mediated FFI. Although PV, NPY, SOM, and VIP interneurons comprise the vast majority of all cortical interneurons, there are other interneuron classes that were not targeted in our slice recording and interneuron suppression experiments. Future work using more refined transgenic mouse lines will be required to explicitly test if and how strongly these interneuron subpopulations are activated by the CLA.
The balance between excitation and inhibition in the PFC is critical for a wide range of neural processes and behaviors such as reward (Otis et al., 2017), fear/anxiety signaling (Courtin et al., 2014, Do-Monte et al., 2015, Likhtik et al., 2014, Tovote et al., 2015), and social behaviors (Felix-Ortiz et al., 2016, Gunaydin et al., 2014, Yizhar et al., 2011). NPY cells in the cortex are active during slow-wave sleep (Gerashchenko et al., 2008) and UP-states (Neske et al., 2015), and they help prevent seizure generation during these “offline” states (Hall et al., 2015). Given the strong modulation of PFC neural networks by the CLA, future investigation should seek to understand how claustrocortical FFI facilitates information processing in these different brain states and behavioral contexts.
STAR★Methods
Key Resources Table
REAGENT or RESOURCE | SOURCE | IDENTIFIER |
---|---|---|
Antibodies | ||
Goat anti-parvalbumin | Swant | Cat# Pvg213; RRID: AB_10000345 |
Rabbit anti-NPY | Abcam | Cat# 30914; RRID: AB_1566510 |
Chicken Anti-GFP | Aves Labs | Cat# GFP-1020; RRID: AB_10000240 |
Donkey anti-goat Alexa Fluor-647 | Thermoscientific | Cat# A-21447; RRID: AB_2535864 |
Donkey anti-rabbit Alexa Fluor-594. | Thermoscientific | Cat# A-21207; RRID: AB_2556547 |
Bacterial and Virus Strains | ||
AAVretro-CAG-tdTomato | Janelia Virus services | N/A |
AAVretro-Syn-cre | Janelia Virus services; Tervo et al., 2016 | N/A |
AAV-EF1a-DIO-hChR2(H134R)-EYFP | UNC vector core | N/A |
AAV5-CAG-DIO-hM4d-gfp | Janelia Virus services | N/A |
AAV1.hSyn.ChR2(H134R)-eYFP.WPRE.hGH | UPENN | N/A |
Chemicals, Peptides, and Recombinant Proteins | ||
CNQX | Sigma Aldrich | Cat# C127 |
APV | Caymen chemical | Cat#14539 |
Gabazine (SR 95531) | Sigma Aldrich | Cat# S106 |
CNO | Enzo life sciences | Cat# BML-NS105-0005 |
Vectashiled | Vectorlabs | Cat# H-1000 |
Prolong gold | Thermofisher | Cat# P36931 |
Experimental Models: Organisms/Strains | ||
C57BL/6N | Charles River, https://www.criver.com/ | N/A |
NPY-ires-Cre | Janelia Gene Targeting and Transgenics | N/A |
NPYhr-GFP | Jackson Laboratory | RRID: I MSR_JAX:006417 |
PV-ires-cre | Jackson Laboratory | RRID: IMSR_JAX:008069 |
SOM-ires-cre | Jackson Laboratory | RRID: IMSR_JAX:013044 |
VIP-cre | Jackson Laboratory | RRID: IMSR_JAX:010908 |
Ai9 | Jackson Laboratory | RRID: IMSR_JAX:007909 |
Rat/Long Evans | Charles River, https://www.criver.com/ | N/A |
Software and Algorithms | ||
ImageJ | NIH | https://imagej.nih.gov/ij/ |
MATLAB | Mathworks | N/A |
Other | ||
Fiber optic cannulas | Doric Lens | MFC_200/245-0.37_4mm_ZF1.25 |
Microelectrodes | Microprobes | Cat# WE30030.5A3 |
Contact for Reagent and Resource Sharing
Further information and requests for resources and reagents should be directed to and will be fulfilled by the Lead Contact, Albert K. Lee (leea@janelia.hhmi.org).
Experimental Models and Subject Details
All procedures were conducted in accordance with protocols approved by the Janelia Institutional Animal Care and Use Committee and The Crick Institute animal welfare committee. Mice (60-200 days old) of both sexes were used for in vivo and in vitro electrophysiology and neuronal tracing. Male Long-Evans rats weighing 300-400 g were also used. Rats and mice were housed in a temperature controlled environment on a reverse 12-12 hour light-dark cycle. Rats and C57BL6 mice were obtained from Charles River Laboratories. PV-Cre, SOM-Cre, VIP-Cre, NPY-Cre, and VGAT-cre, NPYhr-GFP, and Ai9 reporter mice were obtained from Jackson Laboratory (https://www.jax.org/) and bred at Janelia Research Campus, and NPY-Cre (Milstein et al., 2015) were generated and bred at the Janelia Research Campus. Ai9 mice were crossed with PV-cre, SOM-cre, NPY-cre and VGAT-cre mice to generate PV-cre-TOM, SOM-cre-TOM, NPY-cre-TOM, and VGAT-cre-TOM mice where the respective interneuron populations were labeled with tdTomato.
Method Details
Viruses and surgery
Mice were injected with 150-200 nl of AAVretro-syn-Cre or AAVretro-CAG-tdTomato (Tervo et al., 2016) into the PFC, specifically targeting areas of the anterior cingulate and prelimbic cortex. Anterior-posterior (A/P) and medio-lateral (M/L) coordinates are measured relative to bregma, and all dorsal-ventral (D/V) coordinates are from brain surface at the site of injection. PFC coordinates were A/P: 1.7 mm, M/L: 0.4 mm, and D/V: −1.5 mm and −0.5 mm. The PFC injections in rats were made with a single injection at A/P: 3.0 mm, M/L: 1.0 mm, D/V: 2.0 mm. The CLA injections in mice were made with a single injection at A/P: 1.3 mm, M/L: 2.4 mm, and D/V: −2.3-2.5 mm. The CLA injections in rats were made at A/P: 1.5 mm, M/L, 4.5 mm, and D/V: 5.0 mm. Basolateral amygdala injections in mice were made bilaterally at A/P: −1.5 mm, M/L 3.0 mm, and D/V: −3.0 mm. For medio-dorsal (MD) thalamus experiments in mice, virus was injected at A/P:-1.6 mm, M/L: 0.5 mm, D/V: −3.0 mm. The MD injections in rats were made at A/P: −2.5 mm, M/L: 1.0 mm, D/V: −5.5 mm. AAV5-EF1a-DIO-hChR2-EYFP (UNC) (100-120 nl) or AAV1-syn-ChR2-eYFP (30-40 nl) was injected into the CLA. For the direct activation of PV or NPY cells in vivo, AAV5-EF1-DIO-hChR2-EYFP (300 nl) was injected into the PFC of either PV-Cre or NPY-Cre mice. For slice physiology experiments, AAV1-syn-ChR2(H134R)-eYFP (UPENN Vector core) was injected in small volumes (30-40 nl) into the CLA. In some of these experiments we observed some virus leakage into the neighboring ventrolateral striatum. However, as the neighboring striatum does not project to the PFC, and our cannula was located over the CLA, we included these animals. If no CLA fibers were observed in the PFC, or if the injection was predominantly in the striatum, the animal was removed from the study. For interneuron suppression experiments, 300 nl of AAV5-CAG-FLEX-hM4D-GFP (Janelia Research Campus Virus Services) was injected into the PFC coordinates of mice at two depths (−1.5 mm and −0.5 mm from brain surface) in PV-Cre, SOM-Cre, VIP-Cre, VGAT-Cre, and NPY-Cre mice, together with 30-40 nl of AAV1-syn-ChR2-eYFP into the CLA. Experiments were performed after 4-6 weeks of recovery time. For all mice, 5 mg/kg of CNO (Enzo Life Sciences) was administered to activate the hM4D receptor.
In vivo physiology
For awake recordings, animals with previous virus injections were implanted chronically with optic fibers and a head plate for head fixation, and singly housed with a running wheel. Habituation of head fixation was initiated 7-10 days following surgery. Animals were head-fixed and allowed to run on a custom-made linear treadmill. Animals were habituated to the treadmill for twenty minutes to one hour each day for 3-5 days. After habituation, a small craniotomy was made over the PFC region where the initial AAVretro-syn-Cre injection had been made (1.7 mm anterior to bregma). Sharpened tungsten microelectrodes (tapered 2 μm tip, ∼0.5 MΩ, Microprobes, Gaithersburg, Maryland) were advanced into the PFC using stereotaxic coordinates. The electrode was advanced and single neuron or multi-neuron recordings were made at several depths. At this medio-lateral location, mainly layer 2-3 neurons were sampled from anterior cingulate, and layer 5 neurons were sampled from prelimbic cortex. The dependence of neural responses as a function of depth along this axis is reported in Figure S1. Several days (3-8 days) of recording could be obtained from the same animal. Signals were referenced to a screw placed in the cerebellum and filtered between 1 Hz – 10 kHz or 0.3 kHz – 10 kHz (A-M systems, model 1700), then sampled at 25 kHz (Heka ITC-1600 and Patchmaster). For interneuron suppression experiments using AAV5-FLEX-hM4D-GFP, animals were injected with virus (as described above), and after 4-6 weeks, mice were lightly anesthetized with isoflurane (0.9%–1% isoflurane and 1.5% oxygen) and an optic fiber inserted acutely into the left CLA while recording responses in the left PFC. After obtaining recordings to confirm CLA evoked inhibition, CNO was delivered (5 mg / kg, I.P. in saline), and the resulting CLA-mediated responses were obtained. Recordings were only used when they were obtained less than 1.5 hours following CNO delivery. No effect of CNO was observed in VIP-Cre-hM4D and SOM-Cre-hM4D experiments, so these experiments also served as CNO controls, confirming that CNO did not have a direct influence on CLA evoked inhibition.
Optogenetic activation
Light stimulation was performed using a 473 nm laser (Shanghai Dream Laser), using TTL pulses controlled by a Master-9 (AMPI). For the 0.2 mm, 0.37 NA fibers (Doric Lenses, Quebec City, Canada) used in vivo, light measured from the fiber tip was < 10mW, and in most cases 7 mW. Five-millisecond pulses were used for CLA activation in vivo and delivered at a frequency of 0.2 Hz. Higher frequencies of stimuli (1 Hz – 20 Hz) were also used for some recordings after the initial 0.2 Hz frequency stimuli were delivered. For experiments testing the direct activation of PV and NPY interneurons, light (1-5 ms, 2-3 mW) was delivered through a 0.1 mm optic fiber attached to the recording electrode ∼0.5 mm above the recording tip. Light stimuli were synchronized with the recordings and stored for analysis offline. For in vitro slice recordings, light was delivered through the microscope objective (Olympus 40x 0.8 NA water immersion) through a GFP excitation filter cube and pulses were controlled by a fluorescence unit (Sutter Lamdba DG-4). Light intensity was 1.8 mW at the specimen. For current clamp experiments, 3 ms pulses were used, and for voltage clamp recordings 50-100 ms pulses were used. Only the initial amplitude and latency (< 20 ms) response was analyzed in the case of voltage clamp experiments.
In vitro slice preparation and recording
Coronal brain slices from P67-120 animals were prepared after cervical dislocation and decapitation. The brain was rapidly dissected and cooled in continuously gassed (95% O2 and 5% CO2), icy cutting solution containing (in mM): 90 N-methyl-D-glucamine, 20 HEPES, 110 HCl, 3 KCl, 10 MgCl2, 0.5 CaCl2, 1.1 NaH2PO4, 25 NaHCO3, 3 pyruvic acid, 10 ascorbic acid and 25 D-glucose. 350 μm thick coronal brain slices were cut on a vibratome (Microm) and allowed to recover for 15 min at 37°C in cutting solution, then transferred to 22°C in standard artificial cerebrospinal fluid (ACSF) containing (in mM): 126 NaCl, 3 KCl, 2 MgSO4, 2 CaCl2, 1.1 NaH2PO4, 26 NaHCO3, 0.1 pyruvic acid, 0.5 L-glutamine, 0.4 ascorbic acid and 25 D-glucose, continuously gassed with 95% O2 and 5% CO2. Patch-clamp recordings were performed in a submerged chamber with 5-10 ml/min superfusion of ACSF. 4-7 MΩ patch pipettes were filled with intracellular solution containing (in mM): 130 K-gluconate, 5 NaCl, 2 MgSO2, 10 HEPES, 0.1 EGTA, 4 Mg-ATP, 0.4 Na-GTP, 7 phosphocreatine, 2 pyruvic acid, 0.1 Alexa594, 0.2% biocytin, and ∼10 mM KOH (to set pH to 7.3). Gabazine (SR-95531, Sigma), CNQX (Sigma) and D-AP5 (Caymen Chemical) were dissolved in ACSF. Whole-cell recordings were not analyzed if the access resistance was > 25 MΩ. Cells were identified with an upright microscope with 40X water immersion objective (0.8 NA, Olympus) and fluorescence optics. Voltage and current recordings were low-pass filtered at 3.3 kHz and sampled at 10 kHz (HEKA EPC10 amplifier and Patchmaster). Recordings were performed at 32°C.
Immunohistochemistry
Mice were perfused through the heart with phosphate buffered saline (PBS), followed by 4% paraformaldehyde (PFA). Brains were stored in PFA for 24-48 hours before sectioning (50 μm) on a vibrotome. Slices were washed three times with PBS and incubated in blocking buffer (2% bovine serum + 0.4% triton) for one hour, then incubated in primary antibodies + blocking buffer for 18-24 hours at room temperature. Secondary antibodies were applied for 3-4 hours in the blocking buffer and slices were washed, mounted, and coverslipped using Vectashield with DAPI or ProLong Gold (Life Technologies). Images were collected on a TissueGnostics slide scanner using a 10x objective with wide field illumination, or a 20x objective for confocal images, and analyzed in ImageJ and MATLAB using built-in toolboxes. Primary antibodies included chicken anti-GFP (1:1000, Aves Labs), and goat anti-PV (1:1000, Swant), and rabbit anti-NPY (1:500, Abcam Catalog #30194). Secondary antibodies (Thermo Fisher Scientific) were used at a concentration of 1:500, and included donkey anti-chicken Alexa Fluor-488, donkey anti-goat Alexa Fluor-647, and donkey anti-rabbit Alexa Fluor-594.
Analysis of axon density
Following expression of DIO-ChR2 for 4-8 weeks, animals were perfused with ice cold PBS, and 4% paraformaldehyde. Brain tissue was cut in 50 μm coronal sections, washed with PBS, incubated in 0.4% Triton-X and bovine serum (BSA, 2%) for 1h followed by 24-hour incubation in chicken anti – GFP (Aves Labs) at 4°C. Anti-chicken Alexa Fluor-488 was used as the secondary antibody and slices were incubated for 24 hours at 4°C. The tissue was then mounted with Vectashield or ProLong Gold, stained with DAPI, and imaged on a TissueGnostics slide scanner. Images were analyzed in ImageJ, and the ChR2 axon density was measured as the mean fluorescence across a 200 μm line profile drawn from the white matter to pia, or through the BLA, hippocampus, or striatum. The axon density was calculated as a function of white matter to PIA distance.
Analysis of electrophysiology data
All data were analyzed in MATLAB using custom scripts and functions. For in vivo spiking, data were band – pass filtered between 0.3 kHz-5 kHz, and events with a signal to noise ratio of at least 4 were detected and treated as multiunit activity or single unit activity depending on the interspike interval distribution. Units with > 0.1% of events occurring with an interspike interval < 2ms were considered multiunit, and others were considered single unit. Spike widths were calculated as the time from spike peak to trough, and putative interneurons were considered to be those with < 0.4 ms widths. The CLA modulation index (MI) was calculated as (FRpost – FRpre) / (FRpost + FRpre), thus a value of −1 would be complete suppression, and a value approaching 1 strong activation. The FRpre was taken as the mean firing rate in the 1 s prior to CLA activation, and FRpost as the mean firing rate from 0-0.1 s after CLA activation. Note that this metric can still yield negative values even if the cell is initially excited. Therefore, we also report the percentage of recordings showing excitation. Spike recordings were considered to show excitation if any 5 ms bin in the 30 ms period following CLA activation had a firing rate greater than 4 standard deviations above the mean baseline firing rate. To determine the latency of spike activation for interneurons, 1 ms bins were used, and the peak in the PSTH following CLA activation was detected. For temporal jitter analysis and spike probability, the first spike in the 2-20 ms period following CLA activation was used. For presentation, data were normalized by dividing all bin values of the PSTH by the mean firing rate in the 2 s prior to CLA stimulation. In Figure 1H, the cells were sorted according to their firing rate in the 200-500 ms period post CLA activation, and the upper and lower quartiles were used to identify late activated and late suppressed cells.
For in vitro patch-clamp recording analysis, trials where single optogenetic pulses (3 ms, 0.2 Hz), or 20 Hz pulses (3 ms pulses, delivered every 10 s) were analyzed. The mean voltage- or current-clamp response was averaged over 5-50 trials. For determining the latency to optical activation, voltage-clamp responses were obtained while cells were held at −60 mV. Only cells with at a mean response (10-50 trials of 100 ms light activation) of > 10 pA were used to calculate latency. The onset latency was calculated as the start of the 10%–90% rise in the mean response. Since in SOM-Cre mice some FS-PV cells are also labeled, SOM-TOM cells and VGAT-TOM cells with high frequency firing (> 100 Hz with supra-threshold current injection) and narrow spike widths (< 0.4 ms) were treated as fast spiking (FS) neurons. NPY cells had a mean spike width of 1.2 ± 0.03 ms and never had a spike width < 0.6 ms.
For obtaining connectivity measurements, 50 Hz bursts of spiking were driven in the presynaptic cell, while measuring the change in voltage in 1-3 other neurons. The 50 Hz burst was used to ensure the detection of small facilitating connections and avoid false negatives. For the analysis of kinetics and magnitudes of IPSPs, a subset of cell pairs was tested using only single action potentials in the presynaptic cell. The analysis of NPY cell firing characteristics were performed on ‘just above spike threshold’ and ‘suprathreshold’ depolarization current steps. The adaptation ratio for EPSPs during 20 Hz CLA axon stimulation was calculated as PSPlast/PSPfirst, where the PSPs refer to the postsynaptic potential (in mV) of the first and last pulse.
Quantification and Statistical Analysis
Wilcoxon rank sum tests or paired t tests were used for unpaired and paired data (respectively). All tests were considered significant if the p value was < 0.05. For multiple comparisons, the threshold for statistical significance was adjusted using the Bonferroni-Holm correction; however, the original p value is reported throughout.
Data and Software Availablilty
Data presented in the manuscript are available from the corresponding authors upon request.
Acknowledgments
We thank Salvatore DiLisio for assistance with virus injections; Monique Copeland with histology; Sarah Erwin for animal care; Steve Sawtelle and Jon Arnold for help with the design and construction of the mouse treadmill; Jim Cox and Amanda Zeladonis for facilitating collaboration between The Crick and Janelia; Janelia Virus Services for producing viruses; Joshua Dudman, Adam Hantman, and Jeremy Cohen for comments on the manuscript; and Laura Hart for administrative assistance. The work was supported by the Howard Hughes Medical Institute (J.J. and A.K.L.); The Francis Crick Institute, which receives its core funding from Cancer Research UK, the UK Medical Research Council, and the Wellcome Trust (D.B.); and a European Union Horizon 2020 Research and innovation program Marie Skłodowska-Curie grant (M.M.K.). This work was supported by The Francis Crick Institute, which receives its core funding from Cancer Research UK (FC001055), the United Kingdom Medical Research Council (FC001055), and the Wellcome Trust (FC001055).
Author Contributions
Conceptualization, J.J. and A.KL.; Methodology, J.J. and M.M.K.; Investigation, J.J. and M.M.K.; Writing – Original Draft, J.J. and A.K.L.; Writing – Review & Editing, J.J., M.M.K., B.V.Z., D.B., and A.K.L.; Funding Acquisition, D.B. and A.K.L.; Resources, D.B., B.V.Z., and A.K.L.; Supervision, A.K.L.
Declaration of Interests
The authors declare no competing financial interests.
Published: August 16, 2018
Footnotes
Supplemental Information includes four figures and can be found with this article at https://doi.org/10.1016/j.neuron.2018.07.031.
Contributor Information
Jesse Jackson, Email: jackson4@ualberta.ca.
Albert K. Lee, Email: leea@janelia.hhmi.org.
Supplemental Information
References
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