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. Author manuscript; available in PMC: 2019 Sep 1.
Published in final edited form as: Ann N Y Acad Sci. 2018 Jun 26;1428(1):51–70. doi: 10.1111/nyas.13913

Behavioral Interventions in Health Neuroscience

Janine M Dutcher 1, J David Creswell 1
PMCID: PMC6171339  NIHMSID: NIHMS972873  PMID: 29947058

Abstract

Many chronic health concerns (obesity, addiction, stress, chronic pain and depression) have garnered recent attention for their increasing frequency, intractability, and serious health consequences. Because they are often difficult to treat and there are not always effective pharmacological treatments for these conditions, many patients are pursuing behavioral interventions for these conditions. Experimental behavioral intervention studies have shown some efficacy for health, but the mechanisms for these treatments are not well understood. Health Neuroscience is a burgeoning field that seeks to link neural function and structure with physical and mental health. Through this lens, initial studies have begun to investigate how behavioral interventions modulate neural function in ways that lead to improvements in health markers and outcomes. Here, we provide a review of these studies in terms of how they modulate key neurobiological systems, and how modulation of these systems relates to physical health and disease outcomes. We conclude with discussion of opportunities for future research in this promising area of study.

Keywords: interventions, neuroscience, health outcomes, neural systems

Graphical abstract

Many chronic health concerns (obesity, addiction, stress, chronic pain and depression) have garnered recent attention for their increasing frequency, intractability, and serious health consequences. Initial studies have begun to investigate how behavioral interventions, many patients are pursuing for these conditions, modulate neural function in ways that lead to improvements in health markers and outcomes. Here, we provide a review of these studies in terms of how they modulate key neurobiological systems, and how modulation of these systems relates to physical health and disease outcomes, and discuss future opportunities.

Behavioral interventions in health neuroscience

The field of health neuroscience aims to link neural systems with health and disease outcomes. There has been significant growth in cross sectional and longitudinal studies linking the brain with peripheral physiological processes and biomarkers,15 as well as health and disease outcomes.6 While this emerging body of work establishes initial relationships between the brain and markers of health, it is correlational. A key strategy for advancing a causal science linking neural processes with health is to manipulate brain activity, and one way to do so is through behavioral interventions. These behavioral interventions may manipulate brain systems in ways that impact health, aiding in our ability to make inferences about how changing brain systems relate to changes in health over time. While the behavioral intervention health neuroscience literature is still in its infancy, this review describes what we know about how behavioral interventions modulate neural systems, and how these changes in neural activity relate to health.

This review is organized by neurobiological systems and focuses on studies that explore how behavioral interventions affect the brain using functional analyses (see Tables 14). Thus, we have included studies that used task-based functional analyses, or those analyses that assess brain activity during specific tasks, and resting state connectivity, or those analyses that assess dynamic brain activity while participants are not actively engaged in a specific task. While there are exemplary studies of how acute manipulations of behavior impact the brain7,8 and how trait-level tendencies affect brain activity,9,10 this review focuses exclusively on longer-term behavioral interventions (multiple days or weeks) aimed at changing the brain and health outcomes. These behavioral interventions include mindfulness meditation, cognitive behavioral therapy, diet, and exercise interventions, among others. Furthermore, we have prioritized studies in which functional magnetic resonance imaging (fMRI) scans were collected both before and after the intervention to evaluate intervention-related changes within the same participants, but there are also studies comparing brain activity at one time point following an intervention compared to a control.1113 While we describe clinical samples (e.g., obese individuals, depressed patients, fibromyalgia patients), we also highlight work using preclinical samples (e.g., healthy young adults, age-matched individuals without disease), which provide a meaningful translational step between cross-sectional or experimental studies and health interventions. After reviewing this emerging behavioral intervention health neuroscience literature, we conclude with some ideas for future research.

Table 1.

Behavioral interventions and the threat and stress system

Study Health
condition of
interest
Intervention Population Control group or
condition
Task or analysis
strategy
Findings Link to health-relevant
outcome
Felmingham et al.66 PTSD Cognitive
Behavioral
Therapy (CBT)
PTSD
patients
Baseline Viewing
threatening faces
(threat reactivity
task)
After CBT, patients showed
greater sgACC activity
compared to baseline, no
change in amygdala activity
Increased sgACC activity
correlated with a decrease
in PTSD symptoms;
decrease in amygdala
activity correlated with
decreased PTSD symptoms
Taren et al.67 Stress 3-day mindfulness
meditation training
retreat
Stressed
adults
Relaxation retreat
control group
Resting state
connectivity
From baseline to after training,
there was decreased amygdala-
sgACC connectivity at rest
compared to relaxation control
Decreased sgACC-
amygdala connectivity at
post-intervention was
associated with HPA
measures in hair samples
(cumulative marker) for
both groups
Creswell et al.72 Stress 3-day mindfulness
training retreat
Stressed
adults
Relaxation
control retreat
Resting state
connectivity
Meditation training increased
connectivity between PCC and
DLPFC compared to control
This increased connectivity
between PCC and DLPFC
meditated reductions in IL-
6
King et al.74 PTSD 16-week
mindfulness group
therapy
PTSD
patients
Present-centered
group therapy
Resting state
connectivity
Meidtation training increased
connectivity between PCC and
DLPFC compared to control
This increased connectivity
between PCC and DLPFC
was associated with PTSD
symptom reductions

Table 4.

Behavioral interventions and the self and regulation system

Study Health
condition of
interest
Intervention Population Control group
or condition
Task or
analysis
strategy
Findings Link to health-relevant
outcome
Falk et al.55 Sunscreen
use
Sunscreen use
messages
Young adults Viewing ads
about the
importance of
sunscreen use
Greater MPFC activity to
sunscreen use messages
was associated with
greater sunscreen use at
follow-up
Falk et al.64 Smoking Smoking
cessation
messages
Smokers Viewing
smoking
cessation
messages
Greater MPFC activity to
smoking cessation
messages was associated
with reductions in
smoking behavior
Cooper et al.98 Smoking Smoking
cessation
messages
Smokers Smoking
cessation
messages or
self-judgments
task
Greater MPFC to smoking
cessation ads was
associated with reduced
smoking behavior, but
MPFC activity to self-
judgments task was not
Chua et al.99 Smoking Smoking
cessation
messages
Smokers Viewing tailored
anti-smoking
messages or less
tailored anti-
smoking
messages
(control)
Tailored anti-smoking
messages led to greater MPFC
and precuneus activity
compared to more generic
messages
Falk et al.100 Physical
activity
Self-affirmation Young adults Control condition Messages to
encourage
physical activity
Those in self-affirmation
condition showed greater
VMPFC activity to physical
activity messages than control
participants
Greater VMPFC activity
to physical activity
messages in self-
affirmation group was
associated with increased
physical activity
Jensen et al.102 Pain Cognitive
Behavioral
Therapy
Fibromyalgia
patients
Fibromyalgia
patients in
waitlist control
group
Pressure Pain
Stimulation
After CBT, patients showed
increased VLPFC activity to
pressure pain compared to
baseline, but not the control
group; CBT patients showed
an increase in VLPFC-
thalamus functional
connectivity after treatment,
but there was no change in the
control group
Correlation between
increases in VLPFC
activity correlated with
decreases in anxiety
Yoshimura et al.104 Depression Cognitive
Behavioral
Therapy (CBT)
Patients with
major
depressive
disorder
No therapy in
patients without
depression
Self-judgments
of descriptive
words (positive
and negative)
At baseline, MDD patients
showed greater MPFC during
self-referential processing of
negative words compared to
controls; after CBT, MDD
patients showed greater MPFC
and pACC activity to positive
words, and decreased activity
for negative words
Lower pACC activity
during processing of
negative words
corresponded with
improvements in
depressive symptoms
Riddle et al.113 Smoking Graphic health
warning labels on
cigarettes
Smokers Graphic health
warning labels
on cigarettes
Increased VMPFC to warning
labels compared to control
Increased VMPFC and
amygdala activity to labels
effectively predicted
reductions in smoking
behavior
Tang et al.114 Smoking Two-week
meditation
training
Smokers and
Non-smokers
Relaxation
training control;
non-smokers
Resting state
activity
At pre-intervention, smokers
showed less resting state
dACC and left VLPFC activity
than non-smokers; smokers in
mindfulness group showed
increased dACC, MPFC and
VLPFC activity compared to
baseline, and no significant
change in control group
Goldin, Ziv,
Jazaieri, Hahn &
Gross115
Social
anxiety
disorder
Mindfulness-
based stress
reduction
Patients with
social
anxiety
disorder
Aerobic exercise Self-belief
statements
After MBSR, compared to
exercise, participants had
decreased right VLPFC
activity to viewing statements
about their negative self-
beliefs
Goldin, Ziv,
Jazaieri & Gross116
Social
anxiety
disorder
Mindfulness-
based stress
reductions
Patients with
social
anxiety
disorder
Aerobic exercise Determining if
negative and
positive trait
words and
decided if they
describe them or
if they have a
capital letter
(control)
Compared to baseline, MBSR
led to increased VMPFC
activity to self-judging
negative words, but not for the
exercise group
Increased activity in
DMPFC to self-
endorsement of negative
words (compared to
capital letter judgments)
for MBSR participants,
but not for exercise
participants, was
associated with decreased
social anxiety disorder
symptoms
Ritchey et al.117 Depression Cognitive
Behavioral
Therapy (CBT)
Patients with
major
depressive
disorder
No therapy in
patients without
depression
Positive, neutral
and negative
images
After treatment, MDD patients
showed an overall increase in
VMPFC activity; a larger
increase from baseline in right
amygdala, right caudate and
left hippocampus activity for
emotional compared to neutral
images
Higher baseline VMPFC
was associated with
greater MDD symptom
resolution after CBT
McFadden et al.118 Obesity 6-month walking
intervention
Overweight
adults
Resting State
Activity
After the intervention,
participants showed decreased
activity in precuneus
Decreases in precuneus
activity were correlated
with reductions in fat mass
and hunger

Plausible neurobiological systems

Basic research has revealed a few critical neurobiological systems that drive health, and are important candidate neural systems that could be changed with behavioral interventions. These systems are linked to biology, health behaviors or affective states, and could serve as potential mediators for intervention effects on health. These candidate neural systems include the threat and stress system, pain system, reward system, and the self and regulation system (Fig. 1). It is important to note there is some overlap between these systems, and some regions play important roles in multiple systems. Furthermore, the role each region might play in each system may be different, and there may be specificity in spatial location within the region depending on function (e.g. the central nucleus of the amygdala for stress, and the basolateral amygdala for reward).14

Figure 1.

Figure 1.

Neural systems modulated by behavioral interventions. (A, B, C, D) Neural regions hypothesized to be part of the Threat and Stress System (blue, A), Pain System (red, B), Reward System (purple, C), and Self and Regulation System (green, D). Regions involved in threat and stress include the dorsal anterior cingulate cortex (dACC), amygdala (amyg), and subgenual anterior cingulate cortex (sgACC). Pain system regions include dACC (top), anterior insula (AI; middle), and somatosensory cortex (bottom). Regions involved in reward processing include the amygdala and ventromedial prefrontal cortex/orbitofrontal cortex (VMPFC, OFC; top) and the AI and ventral striatum (VS; bottom). Regions involved in the self and regulation system include the dACC, dorsomedial prefrontal cortex (DMPFC), medial prefrontal cortex (MPFC) and VMPFC (top), and the dorsolateral prefrontal cortex (DLPFC) and ventrolateral cortex (VLPFC; bottom).

Threat and stress system

It is well established that the brain coordinates fight-or-flight responses to stress, and this response plays an important role in survival, but can also increase wear-and-tear on physiological systems and increase susceptibility to stress-related health and disease outcomes.15 Behavioral interventions may modulate the threat and stress system in two ways: by buffering stress reactivity responses (turning down activity in limbic structures that gate the central fight-or-flight stress response), or by increasing top-down regulatory signals (increasing activity in cortical structures that gate top-down control of central fight-or-flight stress response). If behavioral interventions can modulate neural threat system dynamics, it would be expected that mitigating hyperactive or recurrent activation of the threat system could reduce peripheral stress response cascades and their associated effects on increasing risk for stress-related disease.16,17

The primary regions involved in stress and threat responding (Fig. 1, panel A) include those regions that detect threat and stress and those that translate this signal into peripheral stress responding via the autonomic nervous system (ANS) and the hypothalamic–pituitary–adrenal (HPA) axis. These regions include the amygdala, dorsal anterior cingulate cortex (dACC) and the anterior insula (AI), along with regions such as the hypothalamus and brainstem, which coordinate physiological stress response cascades.18 The amygdala is involved in fear and stress, and plays a role in the HPA axis and ANS responses to threats, through projections to the hypothalamus and brainstem.19 Moreover, one study has found that hyperactivation of the amygdala is associated with posttraumatic stress disorder (PTSD), social phobia and other mental health conditions.20 One role of the dACC is in conflict detection and affective feelings of distress, including those following from threat or pain,21 and may affect the SNS arousal and HPA axis activity via projections to the amygdala and brainstem.22 The subgenual anterior cingulate cortex (sgACC) has also been implicated in emotional processing, and is linked to mood disorders.23,24 The sgACC has connections with the amygdala and other limbic structures, and research has shown that the stronger these functional connections, the more physiological stress reactivity to stressors.25,26 Finally, the hypothalamus and brainstem serve as critical hubs linking higher-level cortical representations of stress with the generation of peripheral physiological stress response cascades in the HPA axis272625272416 and ANS.27,28 There are some promising initial studies, described below, which suggest that behavioral interventions can reduce reactivity and connectivity in regions in the threat system.

Pain system

Similar to threat and stress, pain is an important survival signal. Indeed, pain is thought to be a signal to avoid or remove the painful stimulus.29 Experiencing pain thus activates physiological systems to help mobilize the individual to avoid the painful stimulus, but chronic neural activation can lead to burdensome hyperactivation of these physiological systems. Chronic pain conditions are thus marked by negative affect and downstream health consequences, and behavioral interventions have been shown to be helpful in reducing these consequences.30,31 Pain is often divided into four components: nociceptive/sensory signals that indicate the source and location of pain, perception (how the individual subjectively experiences the pain), the emotional experience (suffering), and the subsequent behaviors (i.e., removing or avoiding the pain stimulus).30 Behavioral interventions are most likely to affect pain perception and emotions primarily, which could lead to changes in behavioral and physiological responses to pain.

Experimental and clinical brain mapping work has demonstrated that the sensory, affective and subsequent emotions of pain interact and rely on overlapping neural regions (Fig. 1, Panel B). Specifically, nociceptive responses to pain are meditated by regions such as the somatosensory area, insula and the posterior parietal cortex, followed by arousal and autonomic activation via amygdala, hypothalamus and the supplementary motor area (SMA).32 The AI is believed to be involved in interoceptive processes that lead to pain awareness.33,34 Specifically, the AI can serve to detect physiological arousal, linking pain signals to pain responding in the brain, via projections to the amygdala.35 The affective experience of pain seems to be associated with increases in the dACC and AI activity and subsequent emotions rely on prefrontal cortex (PFC) regions including the medial PFC (MPFC).21

Reward system

Adaptive behaviors, such as eating, reproduction and social connection, are key to survival and these important behaviors are reinforced via dopaminergic and opioidergic pathways in the central nervous system, dubbed the reward system.36 While reinforcement of these survival behaviors is adaptive when helping achieve homeostasis, sometimes these behaviors are reinforced past the point of homeostasis leading to obesity, addiction and other health conditions.37 Behavioral interventions could reduce the reinforcement of unhealthy behaviors, or help maximize the reinforcement of healthy behaviors via the brain’s reward system.

The reward system is a well-characterized and conserved mesolimbic dopamine pathway,38 and human neuroimaging research has identified a few key hubs (Fig. 1, Panel C). The ventromedial PFC (VMPFC) is involved in processing valuation of a stimulus,38 and is known to inhibit threat and fear responding, including in fear extinction and pain.3941 The orbitofrontal cortex (OFC) is also involved in reward-related processing.42 (The VMPFC and OFC are sometimes labeled interchangeably in human neuroimaging studies.) The ventral striatum (VS) is a collection of regions within the basal ganglia mesolimbic system including the caudate nucleus, the caudate head, the nucleus accumbens (NAcc), and ventral portions of the putamen.43 The VS has connections to the thalamus and hypothalamus suggesting a plausible pathway from this region to downstream physiology.44 Other regions, including the insula and amygdala, have also been implicated in reward processing.4547

The regions involved in the reward system can play an important role in biological systems underlying health, and moreover, reinforce behavior. The reward system serves to reinforce important survival-related behaviors, but dysregulation in this system is linked to a variety of poor health outcomes including obesity, PTSD and addiction48.

Self and regulation system

The “self” has been studied extensively in psychology and refers to a collection of processes that aid in how an individual understands himself/herself and engages with the world around them, including behaviors and processes such as self-awareness, self-knowledge, and self-control 49. Typically, individuals are motivated to behave in ways that are consistent with their self-concept,50 and thus self-related processes are often associated with self- and emotion regulation, necessary strategies for regulating behavior. Indeed, the individual’s self-concept and regulation behaviors are critically important for mental health outcomes and important health behaviors. For example, higher self-control is predictive of healthier eating behaviors and better weight loss,51 and more positive self-perceptions about aging lead to more preventative health behaviors and improved functional health in older adults.52,53 A collection of regions in the brain (described below) have been identified as key regions involved in self and regulatory processes, and here we refer to this system of regions as the self and regulation system. Behavioral interventions can modulate the self and regulation system in important ways for subsequent behavior and health. Interventions could increase activity in this system, which could lead to better self- and emotion regulation, or reduce activity in this system to negative self-concepts. Either of these patterns of modulation within the self and regulation system plausibly leads to adjustments in behaviors and health outcomes.

The medial PFC (MPFC) is the primary neural region associated with thinking about oneself, and self-knowledge,54 and this region is linked to subsequent behavior, including health behaviors.55 Research also implicates the dACC in detecting conflicting information or representations of the self.56 Self-control is an important aspect of reducing (or never beginning) unhealthy behaviors, and the dorsolateral PFC (DLPFC), has been linked to self-control and decision making.56,57 Regions involved in self-regulation include the dorsomedial PFC (DMPFC), posterior cingulate cortex (PCC), and the VMPFC (Fig. 1, Panel D).5860 Beyond self-regulation behaviors, negative affect can also have both biological and behavioral effects on health, including increases in the sympathetic nervous system (SNS) activity and impaired decision-making abilities,61,62 emphasizing the importance of effective emotion regulation arising from the self. The ventrolateral PFC (VLPFC) has been shown to be one of the central regions involved in emotion regulation, particularly the right VLPFC.63 Additional emotion regulation regions include DMPFC, DLPFC and dACC.63

Some of the most significant advances in behavioral intervention health neuroscience research consist of links between activation of the self and regulation system and health behavior outcomes (e.g., smoking).64 Importantly, as we review below behavioral interventions that affect the self and regulation system (also see Table 4), intervention research in this area has shown that activity in the neural self and regulation system is predictive of health behaviors, and that reducing activity to negative self-beliefs may have important mental health benefits.

Studies linking behavioral interventions, the brain, and health

While the study of behavioral interventions is a relatively new area of health neuroscience, there are a collection of studies linking intervention effects to proximal health markers and more distal health and disease outcomes. Here we will review this work, organized by neurobiological system.

Behavioral interventions and the threat/stress neural system

Stress is well established to have important links to poor health.17 From the perspective of neural systems, if a behavioral intervention could effectively reduce the reactivity of this system, weaken connectivity between regions in this system, or trigger down regulation of this system, it could mitigate activation of the sympathetic–adrenal–medullary (SAM) and HPA axis response cascades and the cumulative wear-and-tear they have on physiological systems and health.15 Studies of interventions have begun to examine these possibilities using neuroimaging (Table 1).

One way to explore the possibility that behavioral interventions could lead to reduced threat reactivity is to study the effect of an intervention in a highly stressed population: patients with PTSD. Typically the amygdala is involved in threat processing and the VMPFC is involved in facilitating fear extinction.40 Patients with PTSD show enhanced amygdala activity and reduced PFC activity,65 this exaggerated reactivity and diminished top-down control suggests dysregulation in the threat system. However, when PTSD patients received cognitive behavioral therapy (CBT), a 12-week intervention aimed at restructuring unhelpful cognitive patterns and building coping skills, this dysregulation was altered. Specifically, PTSD patients after CBT treatment showed an increase in sgACC activity to a threat reactivity task (viewing threatening faces), an association between increased sgACC activity and decreased symptoms, and an association between decreased amygdala activity and decreased symptoms.66 While these results suggest that a behavioral intervention can alter threat system activity to stress and lead to changes in relevant symptoms, it is not yet clear whether and how this pattern of neural activity directly leads to changes in symptoms.

If amygdala and sgACC activity are important predictors of stress outcomes, it is possible that connectivity between these regions is important as well. Indeed, higher perceived stress is associated with greater amygdala–sgACC resting state functional connectivity.67 This altered connectivity may also be an important target for behavioral interventions for threat and stress. Mindfulness meditation interventions—which foster awareness and acceptance of present moment experience—have been shown to reduce stress reactivity in behavioral studies6870 and thus may be one intervention that could alter neural threat system dynamics. Indeed, after a 3-day retreat-style mindfulness program (compared to a 3-day relaxation control program), stressed adults showed a decrease in the amygdala–sgACC connectivity at rest.67 Additionally, there was some initial indication that intervention changes in the amygdala–sgACC connectivity were associated with decreases in cumulative (hair-sampled) HPA axis activation, suggesting that altering the neural threat system may play a role in reducing peripheral stress response system dynamics over time.67

It is also possible that behavioral interventions can increase top-down regulation of the targeted neurobiological system.71 For example, there is some initial evidence that mindfulness interventions can increase resting state functional connectivity of regions known to be important in executive control and top-down regulation.72,73 We recently showed that mindfulness training increases functional connectivity at rest (i.e., the PCC in the Default Mode Network) with regulatory regions of the PFC (DLPFC), relative to a relaxation training comparison group.72 The DLPFC is a region implicated in emotion regulation,63 and as such this connectivity pattern may represent a potential strengthening of top-down executive control after mindfulness training. Notably, we found that this increased connectivity pattern was associated with intervention-driven reductions in inflammation at follow-up.72 Likewise, in a separate mindfulness intervention study with veterans with PTSD, increased connectivity between the PCC and DLPFC was also associated with reductions in PTSD symptoms,74 suggesting that these connectivity changes have important implications for both stress biology (interleukin [IL]-6) and stress-related (PTSD) symptoms.

While there is a large cross-sectional literature relating activation of the neurobiological threat system with increased stress and health risks,15,17 less is known about how behavioral interventions (or stress reduction interventions specifically) might modulate this system. We have described some initial intervention evidence suggesting that this is a promising area of inquiry, particularly since there is a large behavioral literature linking interventions with salutary stress-related health and disease outcomes.68,75,76

Behavioral interventions and the neural pain system

Pain is a common and distressing health concern that leads to significant healthcare costs, missed workdays, and decreased quality of life.77 Moreover, pain that causes patients to have difficulty completing typical daily activities is associated with poor health behaviors—including physical inactivity, sleep insufficiency, and smoking—and greater mental health symptoms.78 Thus, altering patients’ experiences of pain could boost health by helping improve quality of life and facilitating healthy behaviors. With the risks of uncomfortable side effects and addiction with opioid pain relievers and other pharmacological treatments, behavioral interventions might be an important alternative (Table 2). These interventions could lead to changes in neural responses to pain perceptions and pain affect, or could trigger increased neural coping and control mechanisms to manage pain.

Table 2.

Behavioral interventions and the pain system

Study Health
condition of
interest
Intervention Population Control group
or condition
Task or
analysis
strategy
Findings Link to health-relevant
outcome
Lowén et al.80 IBS pain Gut-directed
hypnotherapy
IBS patients Educational
intervention;
healthy control
subjects
High and low
intensity rectal
distensions
Patients that responded to
hypnotherapy treatment
showed reduced anterior insula
activity to high intensity
distension compared to
baseline, and more of a
decrease in anterior insula
activity to low intensity
distension compared to the
education group
Flodin et al.83 Pain 15-week exercise
intervention
Fibromyalgia
patients
Healthy controls Resting state
connectivity
At baseline: fibromyalgia
patients showed decreased
connectivity between pain and
sensorimotor regions
compared to controls.
At post: patients showed
greater connectivity between
anterior insula and primary
sensorimotor areas, looking
more similar to controls
Not associated with
changes in symptoms
Zeidan et al.85 Pain 4-day mindfulness
training
Healthy
adults
Heat pain
stimulation
After mindfulness training,
pain intensity rating reductions
were associated with greater
dACC and anterior insula
activity, and reduced pain
unpleasantness ratings
associated with increased OFC
activity compared to baseline
Zeidan et al.86 Pain 4-day mindfulness
training
Healthy
adults
Sham
mindfulness,
placebo, book-
listening control
Heat pain
stimulation
Pain relief in the mindfulness
group was associated with
increased OFC, sgACC and
anterior insula activity;
placebo pain relief was
associated with increases in
DLPFC and somatosensory
cortex activity; sham
mindfulness pain relief was not
associated with neural activity;
no pain relief in control

In order to explore whether a behavioral intervention could alter perceptions of pain and subsequent affect, some work has used experimentally manipulated pain relevant to a patient’s diagnosis. Irritable bowel syndrome (IBS) is a chronic gastrointestinal disorder with abdominal pain as one of the hallmark symptoms. Some over-the-counter pain medications can cause irritation in the gut; therefore, many patients seek out alternative therapies for their pain. Gut-directed hypnotherapy has been shown to have some efficacy in alleviating IBS symptoms for patients.79 To explore the neural mechanism, IBS participants did either a gut-direct hypnotherapy intervention or educational intervention, and completed baseline and post-therapy scans while experiencing high- and low-intensity rectal distensions. Regardless of condition, IBS patients felt similar symptom reduction after treatment.80 Patients who responded to hypnotherapy treatment showed reduced AI activity to the high intensity distention after treatment compared to baseline, and more of a decrease in AI activity to the low-intensity distention compared to the education group.80 While this suggests that both hypnotherapy and patient education can reduce symptom burden for IBS patients, hypnotherapy may alter neural pain responding differently than patient education interventions, particularly for experiences of low-intensity pain.

Relatedly, interventions that affect connectivity within this system could also lead to changes in pain symptoms. Fibromyalgia—a condition characterized by chronic, widespread pain—has increasingly become a condition of interest for intervention studies, as it is difficult to treat. Recent work has found that physical exercise interventions may be effective in reducing pain and fatigue in patients, but the neural mechanisms are poorly understood.81 Fibromyalgia patients and healthy controls engaged in a 15-week exercise intervention, and completed a resting state scan before and after the intervention. At baseline, the patients showed decreased connectivity between pain and sensorimotor brain regions compared to healthy controls.82 However, after the intervention, patients showed greater connectivity between the AI and primary sensorimotor areas, and this connectivity looked more similar to healthy controls.83 This suggests that an exercise intervention can lead to stronger connectivity between pain and sensorimotor regions; however, these changes in neural connectivity were not associated with changes in symptoms. While it is currently unclear how changes in resting state connectivity in the pain system might be linked to changes in chronic pain symptoms, one possibility is that this increase in neural connectivity between a nociception region and a feedback loop may provide for more efficient regulation to decrease pain.

Finally, behavioral interventions for pain could also increase activity in regions associated with cognitive control that could facilitate down regulation of pain responding. One intervention of interest is mindfulness meditation, as there is evidence that mindfulness training can lead to pain relief.84 In healthy adults, reductions in self-reported pain intensity ratings to a thermal pain probe after a 4-day mindfulness training intervention were associated with increased activity in the ACC and AI; similarly, reductions in self-reported pain unpleasantness after the intervention were associated with increased OFC activity.85 These findings were replicated again following another 4-day mindfulness training intervention and these effects were observed above and beyond placebo or sham mindfulness meditation comparison groups.86 Across these two studies, mindfulness meditation pain relief was associated with changes in activity in cognitive control regions, suggesting that mindfulness may also promote activity in top-down regulatory systems to help individuals cope with pain.

Based on these findings, it is possible that behavioral interventions for pain could be relying on neural mechanisms to modify pain responding or to enhance coping to the pain experience. Across two studies with chronic pain patients, interventions were shown to reduce neural pain processing or enhance connectivity within the pain system. Preclinical work found that behavioral interventions could also enhance neural coping resources, although the correlation with pain in daily life for chronic pain sufferers is not yet known. As these two interventions elicited slightly different changes in the pain system (decreasing responding or increasing coping), it is possible that there are multiple mechanisms by which behavioral interventions could affect pain. Moreover, it is possible that certain types of pain or certain patient characteristics could influence which neural mechanisms could lead to beneficial health effects. Understanding the mechanisms for each intervention could provide greater insight into which interventions might be most effective under certain circumstances.

Behavioral interventions and the neural reward system

A broad range of health conditions, including obesity, and substance abuse and addiction, have been linked to reward system dysfunction.87 Some behavioral interventions have been shown to be modestly effective at treating these disorders and unhealthy behavior patterns.88,89 If interventions could reduce neural reward responding to poor health behaviors, or enhance reward responding to healthier behaviors, this could lead to improvements in these health conditions (Table 3).

Table 3.

Behavioral interventions and the reward system

Study Health
condition of
interest
Intervention Population Control group or
condition
Task or
analysis
strategy
Findings Link to health-relevant
outcome
Deckersbach et al.93 Obesity 6-month weight
loss intervention
Obese or
Overweight
adults
Waitlist control
group
Reactivity to
high and low
calorie foods
Intervention participants
showed reduced VS activity to
high vs. low calorie foods; the
opposite was true for control
subjects
No correlation between
neural activity and weight
loss
Murdaugh et al.94 Obesity Weight loss
intervention
Obese and
overweight
individuals
Normal weight
controls
Reactivity to
high and low
calorie foods
and neutral
images
Compared to baseline,
intervention subjects showed
less MPFC to high-calorie food
images
The more VS activity to
high calorie foods at
baseline, the less
successful the weight loss;
decreased insula activity
at post compared to pre-
intervention was
associated with more
successful weight
maintenance
Cornier et al.96 Obesity 6-month walking
intervention
Overweight
or obese
adults
Reactivity to
highly
rewarding food,
neutral food and
non-food images
After the intervention,
participants showed reduced
insula, visual cortex and
parietal cortex activity to
rewarding food images
compared to baseline
Decreases in insula
response to food cues was
correlated with greater
decreases in body weight
and fat mass
Froeliger et al.112 Smoking 8-week
mindfulness
meditation-based
intervention
(MORE)
Smokers No intervention Reactivity to
smoking cues,
emotion
regulation to
smoking urges
task
Following the mindfulness
intervention, participants
showed decreased VS and
VMPFC activity to smoking
cues, and increased VS and
VMPFC activity to emotion
regulation; results not shown in
control group
Greater VS to emotion
regulation was associated
with reductions in
smoking and urges to
smoke
Feldstein Ewing et al.108 Substance
abuse
Motivational
interviewing
Adults with
alcohol
dependence
Viewing
statements
consistent with
change (change
talk)and
statements
inconsistent with
change
(counterchange
talk)
Increased OFC, insula and VS
activity to an alcohol cue
following counterchange talk
statements, but not following
change talk statements

Studies have explored the possibility that behavioral interventions might affect the neural reward reinforcement of unhealthy behaviors. For example, an individual’s reward system is implicated in both obesity and resistance to weight loss, as there appears to be relative hyperactivation in the reward system to anticipating high-calorie foods for obese individuals compared to lean individuals.90 High-calorie foods are known to be more rewarding than low-calorie foods,91 but individuals who show increased reward activation to viewing these foods are more likely to gain weight.92 However, recent work from two intervention studies demonstrates that, after a weight loss intervention, obese individuals showed a significant decrease in VS activity to high-calorie versus low-calorie food images at follow-up,93 and a decrease in activation to high-calorie food images in the MPFC from baseline to follow-up.94 Moreover, participants who had relatively low insula activity to high-calorie food images at post-intervention, compared to baseline, tended to be more successful at weight maintenance.94 Similar to weight-loss interventions, acute exercise (compared to no exercise) has been shown to lead to reduced activity to food cues (vs. control) in the OFC, insula and VS,95 suggesting that an exercise intervention could effectively reduce neural reward responding to unhealthy food. Furthermore, following a walking-based exercise intervention, individuals showed reduced activity in the insula when viewing food cues compared to baseline, and this decrease in insula activity was correlated with greater decreases in body weight and fat mass.96 In concert, these findings demonstrate that restructuring reward-related neural responding to food cues might be one plausible neural mechanism by which behavioral interventions could lead to changes in obesity-related health outcomes.

Taken together, it seems that, for a health condition (obesity) characterized by exceptionally difficult to change behaviors, interventions that reduced neural reward activity to these unhealthy behaviors may help to lessen the reinforcing nature of them in ways that enhance health. It will be important to investigate whether other behavioral interventions can reduce reward system activity to unhealthy behaviors and lead to improvements in other health conditions. Some behavioral interventions have also been shown to lead to greater engagement in healthy behaviors, such as eating more vegetables.97 Cross-sectional work has found that reward-related activity is associated with increases in physical activity, suggesting that interventions could also affect health by increasing the reinforcement value of healthy behaviors that may be difficult to maintain over time.98 Future work in this area could explore whether enhanced reward-related neural activity to engaging in healthier behaviors like this may be a mediator for downstream health benefits.

Behavioral interventions and the self and regulation system

Critical to our health is the ability to understand whether information is relevant to us, as well as the ability to regulate the thoughts, feelings and behaviors that arise during daily life. The role of the self and regulation system in these behaviors is central, and changes in patterns of neural activity in this system may lead to increases in subsequent healthy choices. Behavioral interventions could affect the self and regulation system in important ways for health by increasing activity or connectivity in the system, supporting greater self- and emotion regulation. It is also possible that behavioral interventions could reduce activity in this system to change problematic self-perceptions and reduce negative self-concepts (Table 4).

From public health messaging campaigns to receiving medical advice from a physician, humans are regularly provided important and potentially life-saving health information. In order for the person to engage in the healthy behaviors promoted in these messages, they must see the message as being self-relevant. Recent research has found the more self-related MPFC activity to these health messages, the more people are likely to change their behavior. Specifically this has been demonstrated in health messages to encourage sunscreen use,55 reduce smoking,64,99,100 and increase physical activity.98 The MPFC activity was also shown to be effective in predicting behavior above and beyond self-reports.64 Importantly, when these health messages are tailored to the individual they are more effective than when they are more generic,100 supporting the idea that this self-relevance is important for the subsequent behavior change. It may also be the case that other varieties of health messaging (e.g., patient-provider communication or patient health education materials) have similar neural mechanisms, and further research can help explore these possibilities.

One form of self-regulation is emotion regulation, an important strategy that has implications for mental health and behavior.101 It is possible that behavioral interventions can lead to increases in emotion-regulation activity to negative events; for example, increasing emotion regulation to experiences of pain in fibromyalgia patients. One such study examined the effect of CBT on emotion regulation activity in fibromyalgia patients. Patients were randomly assigned to either CBT or waitlist control; before and after treatment, they completed fMRI scans while receiving pressure pain stimulation. After CBT, fibromyalgia patients showed increased VLPFC activity to pressure pain compared to baseline, but the control group did not see this increase.102 CBT also led to increased VLPFC–thalamus connectivity, but there was no change in the control group.102 If the thalamus serves as a major relay hub in the brain, and the VLPFC is an emotion regulation region, increased connectivity between these regions could lead to changes in how pain affects downstream consequences for patients. Indeed, there was a correlation between increased VLPFC activity to pain and decreases in anxiety after CBT treatment.102 These findings suggest that behavioral interventions could modulate the self and regulation system activity in emotion regulation regions, enhance regulation region connectivity with an important physiological communication hub, and this modulation in activity could be associated with improvements in associated symptoms.

Some health conditions, including major depressive disorder (MDD) have been linked to a bias towards negative social information and pervasive, negative self-thoughts.103 Thus, reducing activity in the self and regulation system to these negative stimuli might have implications for mental health outcomes by reducing the likelihood that they continue the cycle of negative thoughts characterized by this disorder. For example, patients with MDD often have shown greater activity in the MPFC during self-referential processing of negative words, whereas healthy controls showed greater MPFC activity to positive self-referential processing.104 CBT, a well-established treatment for MDD, may help MDD patients restructure negative thoughts about themselves. Following a 12-week CBT program, the activity in MPFC and ventral ACC increased for positive, self-related stimuli and decreased for negative, self-related stimuli compared to baseline in MDD patients.104 Moreover, improvements in depressive symptoms corresponded with the lower ventral ACC activity during negative self-referential processing.104 These findings suggest that effective interventions for mood disorders may include decreasing negative self-beliefs, and the neural mechanism for these improvements is likely through self and regulation systems.

The exciting early work showing that MPFC activity is predictive of changes in health behaviors presents the self and regulation system as a prime candidate for studying the neural mechanisms for how interventions may change subsequent behavior. Here, behavioral interventions led to increased activity or connectivity in emotion and self-regulation regions that related to changes in health markers or outcomes, suggesting that increased self and regulation system activity may be one way behavioral interventions influence health. Another mechanism described was reduced self and regulation system activity to negative self-beliefs, which had important downstream health benefits as well. Thus, modulating activity in the self and regulation system is an important area of interest for future studies exploring links between interventions and health behaviors.

Discussion and future directions

Health neuroscience is a relatively new research domain,105 and there is still much work to be done linking behavioral interventions to the brain and health. The initial studies we have reviewed here suggest that evaluating intervention effects for health, using a neurobiological systems approach, will help reveal how these interventions enact change and elucidate the biological mechanisms and cascades that drive health outcomes over time. In addition, manipulating behavioral processes can be quite informative. As the father of social psychology, Kurt Lewin, once said, “If you truly want to understand something, try to change it.”106 Thus, interventions can be one tool for expanding knowledge on the associations between neural processes and health, and can provide information on the best intervention method for targeting the specific behavioral processes of interest. Specifically, by working to change behaviors, knowledge can be gained about the etiology and persistence of the behavior; similarly, by identifying mechanisms for interventions, the key components or boundary conditions of the intervention can be identified and lead to improvements in intervention delivery and efficacy. The work in this area has just begun, and future research should continue to investigate the health neuroscience of behavioral interventions, as there is significant value in moving toward causal models of health and behavior by manipulating the brain with interventions.

Our review (also see Tables 14) provides some initial promising indications for how behavioral interventions affect neurobiological systems and health. Quite a bit of research has pointed to stress as a potent detriment to health, and many behavioral interventions aim to reduce stress to improve health.17 Decreased activity in the threat system following a CBT treatment for PTSD patients was associated with improvements in PTSD symptomatology.66 Mindfulness intervention led to reductions in connectivity within this system in stressed adults, and this shift in connectivity was associated with reduced measures of cumulative activation of the HPA system.67 Finally, mindfulness also led stressed adults to show enhanced connectivity within cognitive control regions, and this served as a mediator for reductions in inflammation.72 This final study was one of the few to explicitly test neural changes as a mediator for biological health markers. However, it is still unclear exactly what these changes in connectivity mean or how they are associated with health outcomes. Considering the interest in stress reduction interventions, the threat system is still understudied. However, the work reviewed here shows that behavioral interventions can modulate the neural threat system in ways that influence stress and stress physiology, and future research can determine how these pathways may influence disease outcomes.

Chronic pain is a complex and difficult diagnosis and many pharmaceutical treatments are ineffective or produce side effects, leading to a recent increase in attention to behavioral interventions for pain. Here, we reviewed a few studies investigating the neural mechanisms of these interventions, two of which were conducted with chronic pain samples. Gut-directed hypnotherapy led to reduced pain system activity to pain stimulation for IBS patients, and exercise led to greater connectivity between nociception and pain regions for fibromyalgia patients, showing that behavioral interventions might alter how individuals respond to pain neurally.80,83 In healthy adults without a chronic pain diagnosis, mindfulness training led to greater activity in cognitive control regions in response to pain stimulation, providing a foundation for future work exploring the effect of mindfulness interventions on chronic pain.85 However, so far this work has not linked changes in neural activity or connectivity with changes in chronic pain symptoms for patients, an important avenue for future research.

Dysregulation in the neural reward system is linked to health conditions such as obesity and addiction.87 Behavioral interventions that aim to change these health conditions would therefore logically target the reward system. Indeed, we reviewed work showing that various interventions reduced reward system activity to cues related to the health condition of study (i.e., food images for individuals with obesity).93,94,96,107,108 Importantly, some of these studies found associations between changes in neural activity and important health markers. For example, after a weight loss intervention, decreased insula activity to high calorie food images was associated with more successful weight maintenance.94 Behavioral interventions can reduce reward activity to unhealthy behaviors, but less work has yet examined how interventions might increase reward activity to healthy behaviors to reinforce them. Although there are some promising initial studies showing higher neural reward activity is linked to better health behavior,13,98 future work can assess changes in neural reward activity from before to after treatment. In addition, it is not clear how long-lasting these effects are, with the obvious implication that the longer the effects persist, perhaps the more powerful the behavior change, particularly for those behaviors that are tenaciously difficult to modify (e.g., exercise). These studies provide a compelling foundation for future behavioral intervention work that aims to adjust neural reward activity to change health behavior.

The self and regulation system is the most studied system in the health neuroscience of behavioral interventions, perhaps because behavioral interventions often aim to change how individuals cope with or regulate their behaviors and emotions—two essential roles of the self and regulation system. Critically, there is a body of work showing that the activity within this system is predictive of a variety of health behaviors, underscoring the value of interventions that affect this system.55 For patients who completed CBT, greater activity in emotion regulation regions to pain stimulation was linked to changes in anxiety, an important symptom of fibromyalgia that can exacerbate disability.102 In a population of MDD patients, CBT led to greater decreases in self and regulation system activity to negative information and parallel improvements in depressive symptoms.104 Together, these results identify self-related processes as important contributors to health, and that interventions that help promote changes in neural activity underlying these processes may serve as a mechanism for health enhancement. Future work can provide a greater understanding of how behavioral interventions change activity within this system, how they are linked to behavior and affect, and, importantly, whether these changes are associated with improvements in health outcomes.

To date, most research has focused on examining how behavioral interventions alter brain function (and functional connectivity), while less research has evaluated how behavioral interventions impact brain structure. This is an exciting area, and some initial studies show experiences can affect brain structure (e.g., stress can increase amygdala volume), but also that some therapies and medications can alter brain structure as well.109 It is reasonable to hypothesize that some behavioral interventions could change brain structure in ways that confer health benefits, and a few initial studies have explored this possibility.110 Structural changes in the brain have been found to drive some functional effects in the brain as well,26 therefore building out these structural-functional relationships when studying the health neuroscience of behavioral interventions is of value.

There are some methodological considerations in this new area of inquiry. First, much of the intervention research focuses on changes in neural activity and links to more proximal health outcomes (e.g., weight loss, anxiety, IL-6), but less work has been conducted linking intervention related changes in neural activity or connectivity with more distal health outcomes (e.g., diabetes, cardiovascular disease outcomes). Relatedly, most studies did not test changes in neural activity or connectivity as a statistical mediator of health, although there is some initial work adopting this approach.72 New toolboxes and methods for conducting brain-based mediation analyses are now available for accelerating research in this area.111 Additionally, as this area of study is still developing, it will be important to continue to replicate and extend these findings to related populations. A good example of this model is the work that explores the MPFC activity as a predictor for health behaviors; this effect has been replicated across a variety of studies, with varying health message formats and targeted health behaviors.55,64,112 Indeed, converging, replicable evidence is still needed to fully identify the neural mechanisms of interest for health interventions.

Increasingly, patients are turning to behavioral interventions for helping manage some of their health concerns. Indeed, some patients are faced with potential medication side effects, treatments that only target the specific biological concern (i.e., chemotherapy targets the tumor but does not alleviate psychological distress from the cancer diagnosis), or health concerns that are marked by behaviors that are extremely difficult to change. Behavioral interventions may address some of these concerns, and importantly, can be used in combination with most pharmacological or procedural treatments. Health neuroscience has begun to explore the neural mechanisms that might underlie the health benefits of these behavioral interventions. Here, we have reviewed work that has explored how long-term behavioral interventions modulate neural activity in ways that lead to improvements in health outcomes. We organized these findings by the neural system intervention modulates, which helps to identify the target neural systems for future work. Indeed, this review suggests that interventions that are built to change stress physiology might reasonably look to connectivity within the threat system as a candidate system to affect. Although many of the interventions that found changes in neural pain system activity did not link this activity to a health outcome specifically, it is likely that modulating this system could lead to changes in how individuals perceive and respond to their pain, which could have important long-term benefits for chronic pain patients. If a behavioral intervention were intended to restructure the reinforcing nature of certain health behaviors, to reduce poor health behaviors or increase good health behaviors, the results we presented would point to the reward system as an important mechanism to explore. And finally, the self and regulation system appears to be an important marker of self-relevance and regulation success. Therefore, interventions that want to shift the individual’s beliefs about their self or help them regulate their emotions and behaviors to be consistent with their view of self could reasonably hypothesize that the intervention should modulate self and regulation system activity. While the health neuroscience of behavioral interventions is still a young area of study, identifying the neural mechanisms that lead to changes in health has importance for a wide range of individuals interested in complementary treatments for their health. With increased knowledge of the neural mechanisms of behavioral interventions, more effective interventions can be developed. Future work on interventions can continue to explore theoretically sound possible neural mediators, investigate these patterns in clinical populations of interest, and link these neural mechanisms to relevant health markers and outcomes for maximum impact.

Acknowledgements

This research was supported by grants from the National Center for Complementary & Integrative Health (NCCIH) of the National Institutes of Health (NIH) (R21AT008493, R01AT008685) awarded to the last author (JDC). This funding source had no involvement in study design; data collection, analysis, or interpretation; writing of this report; or the decision to submit this article for publication. The content is solely the responsibility of the authors and does not necessarily represent the official views of the NIH. The authors would like to thank Gowri Sunder for help designing the figure.

Footnotes

Competing interests

The authors declare no competing interests.

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