Abstract
AIM
To examine the longitudinal trends of cardiometabolic diseases in a large sample of adults with cerebral palsy (CP).
METHOD
The Optum Clinformatics™ Data Mart is a deidentified nationwide claims database of beneficiaries from a single private payer. Beneficiaries were included if they had an International Classification of Diseases, Ninth Revision, Clinical Modification code for a diagnosis of CP. Adults with at least 3 years of continuous enrollment on a single plan between 2002 and 2009 were included in the final analyses (n=2659). We examined the longitudinal trends of incident diabetes mellitus, hypercholesterolemia, hypertension, cardiac dysrhythmias, and atherosclerosis, stratified by age categories: 18 to 39 years, 40 to 59 years, and 60 years and over. Kaplan–Meier product-limit survival curves were compared across age categories for each of the cardiometabolic outcomes, and a Cox proportional hazards regression was run to determine adjusted hazard ratios.
RESULTS
The cumulative incidence of each of the cardiometabolic diseases ranged from 6.0% for atherosclerosis to 34.4% for hypercholesterolemia at 3 years and over. Risk-adjusted Cox proportional hazard models revealed that age was a robust predictor of survival for each outcome, with higher hazard ratio ranges in middle age (hazard ratio 1.41–2.72) and older adults (hazard ratio 2.20–5.93) compared with young adults.
INTERPRETATION
Adults with CP have high rates of cardiometabolic diseases; and disease-free survival shortens significantly with higher ages.
Cerebral palsy (CP) is the most common pediatric-onset physical disability, with an estimated prevalence ranging from 2.6 to 3.1 cases per 1000 live births in the USA.1 Many individuals with mild to moderate CP can expect near-normal life expectancies,2 yet there is a lack of clinical follow-up for patients after they transition from pediatric to adult primary care, and insufficient cohort data to track patients with CP longitudinally.3 The vast majority of clinical research has come from small single-center interventions, and is centrally focused on symptom management for children or adolescents with CP.
Despite the shortage of research to track lifelong health and chronic disease trajectories in this population, there is ample evidence demonstrating that individuals with CP have significant and progressive motor impairment, unhealthy body composition, and excessive sedentary behavior profiles, all of which increase with age.4–6 These factors place adults with CP at a heightened risk for secondary chronic conditions7 that further worsen functional status and quality of life, as well as leading to decreased independence.8 Indeed, CP represents a significant lifetime disability for individuals, their families, and caregivers, and is associated with increased prevalent cardiometabolic diseases,9 chronic multimorbidity,10 and a shortened life expectancy.11 However, what remains to be determined are the age-related trajectories of cardiometabolic diseases among adults with CP. The objectives of this study were therefore to build upon previous findings by analyzing longitudinal trends and disease-free survival of cardiometabolic diseases (e.g. diabetes, hypertension, atherosclerosis) among adult beneficiaries with CP within a managed-care network of enrollees throughout the USA.
METHOD
Data source
The Clinformatics™ Data Mart Database (OptumInsight, Eden Prairie, MN, USA), is a deidentified nationwide claims database of all beneficiaries from a single private payer. These data comprise all enrollees who had medical and pharmacy insurance coverage at any time between January 1st, 2001 and December 31st, 2014; a total of 58 800 802 unique patients. Data are organized by a specific patient identification number, which ensures longitudinal follow-up even if there were changes in plan details or gaps in insurance coverage, as previously described.12 The data set includes information on medical claims for all conditions for the enrollees as well as demographic information. This database has been previously used to investigate other conditions and their complications, including other neurological,12 urological,13 and metabolic14 conditions. Since the data were deidentified, the University of Michigan Institutional Review Board approved this as a non-regulated study.
Sample selection
We obtained access to data for all enrollees with CP, aged at least 18 years, during the period from 2001 to 2014. Enrollees were included in the data set if they had an International Classification of Diseases, Ninth Revision, Clinical Modification (ICD-9-CM) code for a CP diagnosis (ICD-9-CM codes 343 and 333.71) (all ICD-9 codes are provided in Table I). Individuals with pre-existing cardiometabolic disease (at least one diagnosis of cardiometabolic disease in the 3mo preceding the index diagnosis of CP) were excluded, as were those with non-continuous enrollment, and those younger than 18 years of age at the time of index CP diagnosis. Enrollees with at least 3 years of continuous enrollment on a single plan from the index diagnosis of CP, between 2002 and 2009, were included in the final analyses (n=2659). A sensitivity analysis was conducted for two reasons: (1) we evaluated the sample size at 3, 6, and 12 months before the index diagnosis for continuous enrollment and proportion with previous disease diagnoses; and (2) we evaluated 3, 4, and 5 years of continuous enrollment on a single plan for follow-up post-index CP diagnosis to determine the appropriate sample for final analysis.
Table I.
Diseases | ICD-9 codes |
---|---|
Primary defining disease | |
| |
Infantile CP | 343 |
Congenital diplegia | 343.0 |
Congenital hemiplegia | 343.1 |
Congenital monoplegia | 343.3 |
Infantile hemiplegia | 343.4 |
Other specified infantile CP | 343.8 |
Other and unspecified CPa | 343.9 |
Athetoid CP | 333.71 |
| |
Outcomes: cardiometabolic diseases/conditions | |
| |
Diabetes mellitus | 250 |
Hypercholesterolemia | 272 |
Hypertension | 401, 402 |
Cardiac dysrhythmias | 427 |
Atherosclerosis | 440 |
Other CP include mixed CP and spastic monoplegia.
Covariates
Enrollee information included as covariates was limited to the available socio-demographic data provided in the insurance claim. Enrollee demographic information for sex, ethnic group (white, black, Latino, Asian, other), education level (less than high school, high school diploma, some college, college diploma, or advanced degree), and household net worth (0 to <US$40 000, US$40000 to <US$50 000, US$50 000 to <US$60 000, US$60 000 to <US$75 000 to <US$100 000, or ≥US$100 000) were included. Age was categorized as young (18–<40y), middle-aged (40–<60y), and older (≥60y) adults.
Outcomes
The study outcomes were diagnoses of any of the following five cardiometabolic diseases/conditions, using ICD-9-CM codes (all ICD-9 codes are provided in Table I), after the CP diagnosis/index date: (1) diabetes mellitus, (2) hypercholesterolemia, (3) hypertension, (4) cardiac dysrhythmias, and (5) atherosclerosis. These conditions were selected in accordance with guidance from the literature pertaining to cardiometabolic diseases in adults and adults with disabilities,15,16 and availability of the diagnosis within the claims data.
Statistical analysis
All analyses were performed using SAS version 9.4 (SAS Institute, Cary, NC, USA). Enrollee characteristics were summarized using means (standard deviations [SDs]) for continuous variables, and frequencies and percentages for categorical variables. Bivariate analysis was conducted using χ2 tests or Fisher’s exact test in the case of small sample size for categorical variables, or an analysis of variance or non-parametric tests for continuous variables. The analysis of variance assumptions required us to check continuous variables based on quantile–quantile plots, assessing degrees of skew and kurtosis, and evaluating whether normally distributed errors were evident. We also reviewed the histogram of the distribution for visual inspection for any strong departures from normality. Event-free survival was estimated for young, middle-aged, and older adults using the Kaplan–Meier product-limit survival curves for at least 3 years of follow-up. Cumulative incidence was determined as 1 minus the survival probability. Cox proportional hazards regression was used to estimate adjusted hazard ratios with the dependent variable as the time to first occurrence for each of the six cardiometabolic outcomes. Proportional hazards assumption was assessed using log-rank tests and evaluation of the Kaplan–Meier product-limit survival curves. Adjusted failure rates were estimated using the Cox model. Patients were right censored at the date they discontinued enrollment or at the end of the follow-up period in the database (i.e. December 31st, 2014). We conducted a sensitivity analysis by fitting Cox regression models without household income to examine whether the significance of adjusted hazard ratios changed as a result of its omission from our final models. For each cardiometabolic outcome, we determined that household income did not change overall significance; therefore, it seems final model estimates were sufficiently unbiased and determined income was an important socio-demographic covariate to include in the adjustment. A two-tailed p value of less than 0.05 was used as the threshold for statistical significance in all tests.
RESULTS
A total of 2659 adults with CP met the inclusion criteria. The mean time in the plan for eligible enrollees was 7 years plus or minus 2 years 10 months, ranging from 3 years (inclusion criterion) to 11 years (maximum available data from 2001 to 2011). The sample included 1285 females (48%); among those with known ethnic group, there were 1996 whites (75.0%), 256 blacks (9.6%), 204 Hispanics (7.7%), and 59 Asians (2.2%). Of the 2659, 735 enrollees (27.6%) came from a household with incomes of more than US$100,000, and 454 enrollees (17.1%) had a college diploma or higher education level (presented in Table II).
Table II.
Females | Males | |
---|---|---|
| ||
n=1285 | n=1374 | |
Age, ya | 36 (25, 48) | 36 (25, 48) |
Number of years on health plana | 7 (5, 9) | 7 (5, 9) |
Ethnic group, % | ||
Missing | 2.1 | 1.7 |
White | 74.6 | 75.5 |
Black | 10.2 | 9.1 |
Latino | 7.4 | 7.9 |
Asian | 2.3 | 2.2 |
Other/unknown | 3.4 | 3.6 |
Education, % | ||
Unknown/missing | 2.3 | 1.8 |
Less than high school | 0.5 | 0.4 |
High school diploma | 24.8 | 28.7 |
Some college | 53.8 | 53.4 |
College | 18.6 | 15.7 |
Advanced degree | ||
Household annual income, % | ||
Unknown/missing | 27.7 | 27.1 |
<US$40 000 | 15.5 | 12.3 |
US$40 000–49 999 | 5.9 | 6.2 |
US$50 000–59 999 | 5.5 | 6.5 |
US$60 000–74 999 | 7.7 | 8.7 |
US$75 000–99 999 | 11.1 | 10.6 |
>US$100 000 | 26.6 | 28.6 |
Continuous variables expressed as medians with 25th and 75th centiles
The cumulative incidence of each of the cardiometabolic diseases in all enrollees ranged from 6.0% to 34.4% at 3 years and over, and was 11.6% for diabetes mellitus, 34.4% for hypercholesterolemia, 28.9% for hypertension, 13.2% for cardiac dysrhythmias, and 6.0% for atherosclerosis.
Kaplan–Meier curves for the unadjusted disease-free survival for each of the cardiometabolic outcomes in young, middle-aged, and older adults are shown in Figure 1. Mean disease-free survival rates varied greatly between outcomes and were generally significantly less for middle-aged and older adults compared with young adults. Specifically, disease-free survival (mean ± standard errors) was 1728.5 plus-minus 14.4 days, 1629.5 plus or minus 18.9 days, and 1472.9 plus or minus 33.6 days for diabetes mellitus; 1487.5 plus or minus 21.5 days, 1165.7 plus or minus 26.2 days, and 943.0 plus or minus 34.4 days for hypercholesterolemia; 1553.2 plus or minus 20.7 days, 1243.2 plus or minus 26.6 days, and 960.3 plus or minus 36.6 days for hypertension; 1645.3 plus or minus 17.8 days, 1568.0 plus or minus 20.6 days, and 1452.1 plus or minus 33.0 days for cardiac dysrhythmias; and 1507.0 plus or minus 5.2 days, 1736.2 plus or minus 11.0 days, and 1623.7 plus or minus 22.3 days for atherosclerosis among young, middle-aged, and older adults with CP respectively.
Fully adjusted multivariable survival analyzes demonstrated a significant effect of higher hazard ratios in middle age (hazard ratio 1.41–2.72) and older adults (hazard ratio 2.20–5.93) compared with young adults. Further, risk-adjusted Cox proportional hazard models revealed that sex and ethnic group were also associated with various incident outcomes (Tables SI–SV, online supporting information).
DISCUSSION
We calculated the longitudinal trends and disease-free survival of cardiometabolic diseases and risk factors in a large sample of adults with CP. The principal findings were that adults with CP have high rates of incident cardiometabolic diseases; and that disease-free survival shortens significantly with higher age stratification. Specifically, we determined that the cumulative incidences (3+ years) of type 2 diabetes, hypercholesterolemia, hypertension, cardiac dysrhythmias, and atherosclerosis were between 6% and 34% in adults with CP within a nationwide claims database. The highest rates observed were for hypercholesterolemia and hypertension, at 34.4% and 28.9% respectively, which are similar to the lifetime risk of these outcomes in the otherwise healthy, general population without CP.17 It is plausible that the lower rates observed for atherosclerosis may be due in part to the irregularity of clinical cardiovascular screening in the population with CP. Indeed, there is a well-established literature describing the disparities in healthcare access and use among persons with intellectual and physical disabilities,18 and particularly affecting preventive health services use and screening rates. With the relatively high incidence for atherosclerosis risk factors described in this study (i.e. hypercholesterolemia), and the additional risk factors related to obesity and decreased physical activity noted elsewhere,19,20 the true rate for undetected atherosclerosis in CP is likely much higher. This may also reflect a selection bias towards higher-functioning individuals with CP and an underrepresentation of overall cardiometabolic disease burden, as it is plausible that many individuals with more severe physical and intellectual disabilities or complex diagnoses may be using social healthcare coverage. With the emergence of and improvements in novel and non-invasive methods of screening for subclinical atherosclerotic plaques (e.g. high-resolution ultrasound can provide images of the arterial wall and plaques at a resolution of 0.2mm,21 as well as intima-media thickness),19 future efforts to encourage adoptions of these measurements as a feature of standard clinical care for individuals with CP are certainly warranted.
Nevertheless, these findings raise critical questions about preventable cardiometabolic health complications in CP through the lifespan. We and others have proposed a rationale for development of registries to better understand and prevent age-related chronic disease risk in the CP population;5,8,22 however, this is the first study to examine the longitudinal trends and disease-free survival of primary cardiometabolic diseases among adults with CP. Based on these findings and those of other recent reports showing increased risk of prevalent chronic cardiometabolic conditions and other non-communicable diseases among adults with CP,19,20,23 future efforts are needed not only to better understand the healthcare burden associated with these conditions in CP, but, more importantly, to facilitate the development of appropriate clinical screening algorithms and design of early behavioral interventions to reduce risk of disease onset/progression in this population.
Among individuals with CP, many more deaths are attributed to diseases of the circulatory and respiratory systems compared with the general population.24 A recent analysis indicated that the mortality rate of orally fed adults with CP has increased over the past 30 years, in contrast to a decline in mortality rates of the general population.25 The factors contributing to this trend have not been thoroughly investigated; however, records reveal that mortality caused by ischemic heart disease and cancer is higher among adults with CP,24 as is the risk for incident stroke.26 There is substantial evidence that individuals with CP have lower cardiovascular fitness, less muscle mass, increased inter- and intramuscular fat deposition, diminished bone density and increased marrow adiposity, and reduced functional reserve throughout childhood and into adulthood.4–6,27–29 These factors place individuals with CP at a heightened risk for secondary health concerns such as accelerated functional losses, early sarcopenia, and obesity-related cardiometabolic diseases.9,22 Yet, despite the overwhelming attention and evidence about function and participation changes among individuals with CP throughout the lifespan, there has been a complete paucity of information about longitudinal changes to cardiometabolic health status in this population. McPhee et al. recently demonstrated that age was significantly associated with decreased endothelial function and arterial stiffness in CP, independent of central adiposity and mobility status.19 Their findings support those of ours and others, which indicate that adults with CP have an elevated risk of many cardiometabolic conditions.9,20 We have also recently demonstrated that the prevalence of multimorbidity among middle-aged adults with CP (40–60y) was nearly 60%,15 which is similar to older adults without CP.
This evidence collectively lends strong support for the need to approach healthcare delivery for persons with CP within the context of a life-course health development model.30 Indeed, chronic health is a set of capacities that evolve over a lifetime and allow or prevent individuals to interact within their environments and achieve well-being. The framework that encompasses clinical care for patients with CP has been largely confined to issues that arise during childhood and adolescence, with little to no focus on understanding life-course health development. Our findings demonstrate that age is a robust risk factor for incident type 2 diabetes, hypercholesterolemia, hypertension, cardiac dysrhythmias, and atherosclerosis among adults with CP. These five conditions represent the primary risk factors for several leading causes of death in the USA (i.e. diabetes, heart disease, and stroke), yet there are various other important age-related health outcomes that have yet to receive adequate attention in the CP population. Thus, future research is needed to better describe the pattern of age-related trajectories for other common, non-communicable diseases in CP, such as cancer, Alzheimer disease, depression and other psychiatric disorders, osteoporosis, frailty, etc. Regardless, given the interrelationships between age-related declines in physical and cognitive function, muscle atrophy, and risk for obesity, there is a dire need for early behavioral interventions in this population with a priority focus on supporting lifelong physical activity participation and healthy nutritional habits.
Strengths/limitations
As with all cohort studies, there are several important limitations to this study. First, we did not include a comparison group for cumulative incidence estimates, as this was not the primary aim of the study. However, a formal statistical comparison with a propensity-matched cohort of typically developed adults would provide subsequent support for altered risk patterns in this population. Second, we cannot rule out time-varying confounding since baseline measurements of all covariates were included in our final models. We were unable to determine whether other competing risks or unmeasured confounding (i.e. other risk factors [e.g. smoking], protective factors [e.g. physical activity], or existing diseases [e.g. cancer]) may have influenced the observed survival trajectories. Third, as with any long-term prospective study, losses to follow-up may have resulted in an underestimation of the true association if individuals who were sicker or more impaired were more likely to drop out. Lastly, our sample included adults with CP from a nationwide claims database of all beneficiaries from a single private payer. Therefore, our lack of an association between low socio-economic status indices with incident cardiometabolic outcomes may have been caused by an underrepresentation of adults with CP having lower socio-economic status. Future studies are certainly needed to examine the extent to which disparities exist across federal healthcare-covered versus privately insured individuals with CP. Despite these limitations, this study has various strengths. Most notably, this is the first study to examine changes in primary cardiometabolic health outcomes in a large, nationally representative sample of adults in the USA with CP. This is particularly important since adults with CP represent a growing population with unique and poorly understood clinical and preventive healthcare needs.
CONCLUSIONS
The cumulative incidence (3+ years) of cardiometabolic diseases in adults with CP ranged from 6.0% to 34.4%, and was 11.6% for diabetes mellitus, 34.4% for hypercholesterolemia, 28.9% for hypertension, 13.2% for cardiac dysrhythmias, and 6.0% for atherosclerosis. Risk-adjusted Cox proportional hazard models revealed that age was a robust predictor of survival for each outcome, with higher hazard ratio ranges in middle age (hazard ratio 1.41–2.72) and older adults (hazard ratio 2.20–5.93) compared with young adults. Therefore, adults with CP have high rates of incident cardiometabolic diseases; and disease-free survival shortens significantly with higher age. On the basis of these findings, future efforts are needed not only to better understand the healthcare burden associated with these conditions in CP, but, more importantly, to facilitate the development of appropriate clinical screening algorithms and design of early behavioral interventions to reduce risk of disease onset/progression in this high-risk population.
Supplementary Material
What this paper adds.
Adults with cerebral palsy have high rates of cardiometabolic diseases.
Disease-free survival of all cardiometabolic diseases shortens significantly with higher ages.
The highest rates were for hypercholesterolemia and hypertension.
Acknowledgments
We acknowledge the expertise and assistance of Ryan Jakubowski in creating the manuscript figure. MDP is funded by the National Institutes of Health (1KO1 HD074706) and the National Institute on Disability, Independent Living, and Rehabilitation Research (90IF0102-01). The authors have stated that they had no interest that could be perceived as posing a conflict or bias.
ABBREVIATION
- ICD-9-CM
International Classification of Diseases, Ninth Revision, Clinical Modification
Footnotes
The following additional materials may be found online:
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