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. Author manuscript; available in PMC: 2019 Oct 1.
Published in final edited form as: Stroke. 2018 Oct;49(10):2549–2554. doi: 10.1161/STROKEAHA.118.020371

Copy Number Variation and Risk of Stroke

Caspar Grond-Ginsbach 1, Philip Erhart 2, Bowang Chen 3, Manja Kloss 1, Stefan T Engelter 4,5, John W Cole 6
PMCID: PMC6209107  NIHMSID: NIHMS1503641  PMID: 30355123

Copy number variation (CNV) describes both genomic deletions, defined as “loss” of genetic material, and genomic duplications, defined as a “gain” of an additional copy of an existing DNA sequence. As illustrated in Figure 1, CNV can range in size from 50 base pairs (bp) up to several megabases (Mb) or even entire chromosomes, in contrast to a single nucleotide polymorphism (SNP) altering only a single nucleotide base. CNV occurs ubiquitously throughout the genome and constitutes an important part of the genetic diversity in the human population with increasingly recognized clinical impact.1 Presently, the identification of CNV is limited by several factors including DNA-quality, the data generation platform, and computational analysis. As a consequence, the study of CNV in the clinical setting lags far behind the analysis of SNPs.

Figure 1. Types of genetic variation, ranked according to size (length of DNA in base pairs), detection methods, clinical impact and population frequency.

Figure 1.

SNP = single nucleotide polymorphism; indel = short insertion / deletion; VNTR = variable number of tandem repeats; LINE/SINE = long / short interspersed repetitive elements; FISH = fluorescent-labeled in-situ hybridization; LM = light-microscopy. NGS = next generation sequencing.

CNV-detection and interpretation

Different data generation platforms (SNP-microarrays, chromosome microarrays (also known as comparative genomic hybridization or CGH) and next generation sequencing) allow genome-wide detection of CNV.1 The current review will focus on SNP-microarray-based CNV analysis, since large collections of stroke patients have previously been genotyped using SNP-microarrays.2 From an efficiency standpoint, these samples can be directly re-utilized for CNV-analysis without extra material costs. However, the use of SNP arrays for CNV detection has some limitations:

  1. The resolution of SNP-microarray analyses (i.e. the minimal size of the variants that can be reliably detected) is inversely related to SNP-density of the platform. Hence, low SNP-density arrays are less useful. Moreover, as shown in Figure 2, the distribution of annotated SNPs across the genome (Figure 2A) and on a typical microarray (Figure 2B) is highly non-random. The SNP density is particularly low in genomic regions with segmental duplications, as well as around the centromere (Figure 2D). These regions are prone to CNV, as indicated in Figure 2C. As a consequence, the resolution of SNP-microarray studies varies across the genome and is particularly low in regions with high frequency of CNV.

  2. Noise in microarray datasets is an important source of false-positive CNV-findings. Some noise components can be adjusted for by pair-wise comparison of samples or by more sophisticated identification of independent noise components. 3,4

Figure 2. CNV detection using SNP-microarrays.

Figure 2.

Fig. 2A. All annotated short variants from dbSNP (https://www.ncbi.nlm.nih.gov/SNP/), distributed over 100 Kb bins along chromosome 17; Fig. 2B: all SNPs from chromosome 17 of the Illumina Omni 5 exome platform; Fig 2C. All CNVs of human chromosome 17 from the Database of Genomic Variants (DGV: http://dgv.tcag.ca/dgv/app/home); Fig. 2D. Idiogram of chromosome 17. Red bars delineate regions of uncertain mapping due to segmental duplications. Arrows point to regions with low SNP density in dbSNP. The low SNP-density is not outbalanced by SNP selection for the Illumina platform. Regions with low SNP density on the Illumina array appear to be very rich in CNV. Arrowhead indicates peri-centromeric region.

The clinical interpretation of a specific CNV-finding may be difficult or uncertain.5 In general, very large (> 500 kilobase) and rare (<1%) CNVs are more likely to be disease-associated than small and common ones, but size alone is not crucial. Large CNVs can be benign while small ones can be clinically important.5,6 Rather than the physical length, the total number of genes within the CNV, as well as the function of the affected genes (protein-coding or non-coding, coding for dosage-sensitive or dosage-insensitive proteins) are likely to determine the clinical importance.5,7 Currently, the clinical interpretation of many CNV-findings remains unclear.7,8 Moreover, in large CNVs covering many different genes, it may be difficult to pinpoint the specific disease-causing gene.

Anticipating the disclosure of incidental (“unsolicited”) pathogenic findings is an ongoing challenge for all genome-wide diagnostic methods, including CNV detection. For example, well-established pathogenic variants may be found in genes not related to the phenotype of interest. Genetic counseling of patients prior to CNV analysis, as usually offered to patients in a clinical context, could anticipate and assist with incidental findings as well as unclear findings (variants of unknown significance).9 However, patient-data in large epidemiologic studies are usually anonymized –with neither the scientists nor participants well prepared to deal with incidental findings.

CNV in stroke patients

As listed below and as demonstrated in Table 1, ischemic stroke has been associated with several different types of CNV-findings:

  1. Common risk-variants: The lipoprotein (a) gene (LPA) contains a repeated domain of 114 amino-acids that occurs in a highly variable number of copies (1 to >40). Individuals with lower copy numbers (<22 repeats) have an approximately two-fold higher risk of ischemic stroke than those with larger isoforms.25 Multiplex ligation-dependent probe amplification (MLPA) is the gold-standard to analyze this CNV.

  2. Rare disease-causing variants: A large (749,000 bp) duplication encompassing six protein-coding genes (COL4A1, COL4A2, RAB20, NAXD, CARS2, ING1) genes as well as several non-protein-coding genes was found in a young patient with recurrent lacunar infarcts due to small vessel disease and in eleven affected family members.16 The CNV was identified during next-generation sequencing analysis and was confirmed by array comparative genome hybridization.

  3. Global genomic imbalance: An excess burden of large, gene-disrupting CNVs was found in stroke patients with unfavorable functional outcome after three months, compared to patients with favorable outcome.26 SNP-microarrays from previous GWAS were re-utilized to study CNV.

  4. Variants of unknown significance (VUS): a large (> 3.1 Mb) duplication encompassing eight protein-coding genes (SCOC, CLGN, ELMOD2, TBC1D9, RNF150, ZNF330, IL15, INPP4B) was detected in a 19-year-old boy with ischemic stroke due to spontaneous carotid artery dissection.11 This finding should be conservatively considered as variant of unknown significance (VUS), since the variant was novel and sporadic (i.e. non-familial) and since none of the duplicated genes are known candidate genes for cervical artery dissection.

Table 1. CNV-findings associated with ischemic stroke.

CADASIL: Cerebral Autosomal Dominant Arteriopathy with Subcortical Infarcts and Leukoencephalopathy; EDS: Ehlers Danlos syndrome; SAO: small arterial occlusive disease; LVD: large vessel disease; CeAD: cervical artery dissection; CCM: cerebral cavernous malformations; VNTR: variable number of tandem repeats.

Phenotype CNV affected/disrupted genes Ref
CNV-findings in stroke due to a Mendelian disorder
    CADASIL 100 bp deletion NOTCH3 [10]
    vascular EDS 2q32 deletion COL3A1, COL5A2 [11]
CNV associated with subtypes of ischemic stroke
    CeAD enrichment of various CNVs affecting arterial development [12]
    CeAD 16p13.1 duplication MYH11 /ABCC6 locus [12]
    Moya-moya 6pter duplications [13,14]
    CCM exonic CNVs CCM1; CCM2; CCM3 [15]
    SAO 13q34 duplication COL4A1/COL4A2 locus [16,17]
    SAO low (<4) copy number DEFB4 [18]
    LVD low (<4) copy number DEFB4 [18]
CNV associated with complex developmental retardation phenotypes and pediatric stroke
1q24 /10q26 deletions SERPINC1 [19]
CNV associated with stroke risk factors
    Atrial fibrillation intronic duplication KCNIP1 [20]
    Obesity CNV burden [21]
    Obesity 16p11.2/22q11.2 deletion [22]
    Obesity low copy number AMY1 [23]
    Hyperlipidemia VNTR LDLR, LPA [24]

Stroke patients with chromosome aberrations

Chromosome aberrations that are large enough to be analyzed by microscopy are rare in patients with non-syndromic cardiovascular diseases or stroke.27,28 An abnormal chromosome 13 was detected by light microscopic analysis of lymphocyte metaphase chromosomes in a young patient with recurrent stroke. Parallel SNP-microarray analysis revealed a complex rearrangement with multiple duplications.29 Some studies associated stroke with numerical aberrations including trisomy 21,30 Klinefelter syndrome31 and Turner syndrome.32 Somatic loss of the Y-chromosome is a common acquired aberration in male blood cells associated with age and smoking.33 An association between loss of the Y-chromosome and cardiovascular outcomes is suspected,34 but rigorous analysis of mosaicism in cardiovascular patients is lacking.

CNV and ischemic stroke

Common CNV in several candidate genes was tested for association with ischemic stroke. A lower copy number of the DEFB4 gene was associated with ischemic stroke in a single study.18 A meta-analysis of four CNV studies did not replicate prior CNV associations of GSTM1 and GSTT1 with stroke.35 Positive associations with ischemic stroke were reported with common CNVs in LPA and LDLR.36

As early as 2008, the impact of CNV was explored in 263 ischemic stroke patients and 275 control subjects by analyzing microarray data from the first GWAS in ischemic stroke.37 A total of 408,000 SNPs were genotyped in each study subject, resulting in a resolution of CNV-detection of about 50,000 bp. In the stroke cohort, 231 CNVs were identified, widely distributed throughout the genome, with sizes up to 2.1 Mb. All reported variants were low-frequency findings. None of the observed variants were unequivocally linked to ischemic stroke. In the stroke cohort, ischemic strokes were classified according to TOAST criteria,38 but subtype analysis was not performed as the numbers were small and power was deemed insufficient.

CNV and cervical artery dissection (CeAD)

Dissection of the carotid or vertebral artery is a major cause of ischemic stroke in patients younger than 50 years. Dissection can occur spontaneously in young adults without known vascular risk factors, suggesting an underlying structural defect of the arterial wall, which was subsequently confirmed by electron-microscopic investigation of arterial biopsies.39 Genetic analysis revealed rare point-mutations in different candidate genes associated with inherited connective tissue diseases, but this was only in a minority of the patients.40,41

In an early CNV study, 70 CeAD patients were phenotyped by an electron-microscopic analysis of a skin biopsy in order to detect connective tissue alterations.11 One patient with carotid artery dissection and a history of aortic disease had a large deletion covering the entirety of the COL3A1 and COL5A2 genes.11 Another patient carried a large recurrent duplication of chromosome 16p13 including the MYH11 and ABCC6 genes, a rare finding in the normal population that predisposes to aortic aneurysm and dissection.42,43 Four further patients with CNV of the MYH11/ABCC6 locus were identified in a subsequent exploration of 833 CeAD patients.12 This latter CNV-study of CeAD did not detect association with variation in a particular locus, but found association with variation in a predefined set of genes involved in cardiovascular system development.

CNV and hemorrhagic stroke

CNV was studied in 23 Korean patients with ruptured intracranial aneurysms by comparative genomic hybridization (CGH) with 4,030 BAC (bacterial artificial chromosome)-clones covering the entire human genome at a resolution of 1 Mbp. Each patient was analyzed separately and compared with a pooled reference DNA sample from 10 gender-matched healthy subjects, but no definitive risk CNVs were detected.44 The CGH system used in this study was designed for the detection of very large (>1Mb) variants, which are usually rare. Further, for the study of rare variants, the sample size was notably small.

In another study, high-density (300K Illumina) SNP-microarrays from a GWAS of 191 Japanese patients with aneurysmal subarachnoid hemorrhage and 282 controls were used for CNV exploration.45 CNV-findings were carefully validated by visual examination of the genoplot images and overlapping analysis with the Database of Genomic Variants (DGV - http://dgv.tcag.ca/dgv/app/home ). Moreover, selected findings were validated by quantitative PCR. Most CNV findings were distributed evenly across the chromosomes, but common variants in two regions (chr4:153210505–153212191 and chr10:6265006–6267388) were significantly associated with the risk of SAH. These findings are pending replication in independent studies. No subsequent genome-wide CNV-studies of intracranial aneurysm have been published. Systematic explorations of the impact of CNV on intracerebral hemorrhage have yet to be published.

CNV and stroke pharmacokinetics

CNV occurs in many genes associated with drug absorption, distribution, metabolism and excretion, but until recently the influence of CNV on drug response was not well recognized.46,47 Currently, the impact of CNV on drug response is increasingly perceived as a potential driver of drug efficacy. This may lead in the near future to more precise pharmacological targeting, including stroke-specific medications.

Outlook

Worldwide, stroke researchers have collected large numbers well-characterized stroke patients and genotyped them on high-density SNP-microarrays for genome-wide association studies of common SNPs.2 These microarrays could be re-analyzed to detect CNV without the need for extra material costs. Unfortunately, several obstacles may prevent scientists from initiating such large-scale CNV studies using these data, including: 1) the high proportion of false positive CNV-calls when using current CNV-detection algorithms; 2) the huge work-load of pair-wise comparing each sample with a referent sample; 3) the uncertain clinical interpretation of many CNV-findings, and; 4) the lack of a universally accepted reference set of CNV-findings (size, frequency) across ethnically-diverse human populations. Moreover, a significant fraction of the large CNV-findings seen in SNP-microarray based CNV studies is expected to be rare (i.e. population frequency <0.01), which may have power implications regarding associations with specific phenotypes.48,49

In closing, the concept of CNV describes a large and highly heterogeneous set of genomic variants, including rare vs. common, benign vs. pathogenic, and inherited vs. de-novo. While current genetic epidemiological methods for the analysis of common variants with small relative risks are well-suited for large patient populations, optimal analytical methodologies for rare disease-causing mutations such as CNV remain uncertain. Rather than mere risk factors, pathogenic CNVs may also be considered as “inborn errors”. Thus, the study of rare pathogenic CNVs may lead stroke genetics back to a more individual or patient-centered clinical focus.

Acknowledgments

Sources of funding

Dr. Cole’s efforts on this project were supported in part by NIH grants U01 NS069208, R01 NS100178, and R01 NS105150; the U.S. Department of Veterans Affairs, and the American Heart Association Cardiovascular Genome-Phenome Study (Grant# 15GPSPG23770000), and an American Heart Association Discovery Grant supported by Bayer Group (Grant# 17IBDG33700328).

Abbreviation of gene names

ABCC6

ATP Binding Cassette Subfamily C Member 6

AMY1

Amylase, Alpha 1A (Salivary)

CARS2

Cysteinyl-TRNA Synthetase 2, Mitochondrial

CLGN

Calmegin

COL3A1

Collagen Type III Alpha 1 Chain

COL4A1

Collagen Type IV Alpha 1 Chain

COL4A2

Collagen Type IV Alpha 2 Chain

COL5A2

Collagen Type V Alpha 2 Chain

DEFB4

Defensin Beta 4A

ELMOD2

ELMO Domain Containing 2

GSTM1

Glutathione S-Transferase Mu 1

GSTT1

Glutathione S-Transferase Theta 1

IL15

Interleukin 15

ING1

Inhibitor Of Growth Family Member 1

INPP4B

Inositol Polyphosphate-4-Phosphatase Type II B

KCNIP1

Potassium Voltage-Gated Channel Interacting Protein 1

LDLR

Low Density Lipoprotein Receptor

LPA

Lipoprotein(A)

MYH11

Myosin Heavy Chain 11

NAXD

NAD(P)HX Dehydratase

NOTCH3

Notch (Drosophila) Homolog 3

RAB20

RAB20, Member RAS Oncogene Family

RNF150

Ring Finger Protein 150

SCOC

Short Coiled-Coil Protein

SERPINC1

Serpin Family C Member 1

TBC1D9

TBC1 Domain Family Member 9

ZNF330

Zinc Finger Protein 330

Footnotes

Conflict of Interest Disclosures

None.

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