Summary
The subthreshold mechanisms that underlie neuronal correlations in awake animals are poorly understood. Here, we perform dual whole-cell recordings in the visual cortex (V1) of awake mice to investigate membrane potential (Vm) correlations between upper layer sensory neurons. We find that the membrane potentials of neighboring neurons display large, correlated fluctuations during quiet wakefulness, including pairs of cells with disparate tuning properties. These fluctuations are driven by correlated barrages of excitation followed closely by inhibition (~5 ms lag). During visual stimulation, low-frequency activity is diminished, and coherent high-frequency oscillations appear, even for non-preferred stimuli. These oscillations are generated by alternating excitatory and inhibitory inputs at a similar lag. The temporal sequence of depolarization for pairs of neurons is conserved during both spontaneous and visually-evoked activity, suggesting a stereotyped flow of activation that may function to produce temporally precise “windows of opportunity” for additional synaptic inputs.
eTOC
Arroyo et al. examine the correlation of subthreshold synaptic activity in superficial neurons of primary visual cortex in awake mice, providing new insights into the function of neuronal correlations and the mechanisms that generate them.
Introduction
Correlations in the spiking of sensory neurons are thought to have a profound impact on their ability to encode and transmit information. While pairwise spiking correlations are known to depend on sensory stimulation and behavioral state (Averbeck et al., 2006; Cohen and Kohn, 2011; Ecker et al., 2010; Fries, 2005; Gregoriou et al., 2009), the mechanisms underlying these correlations are unclear, in part because previous studies have relied on extracellular recording techniques that cannot probe the synaptic inputs underlying correlated activity(Cohen and Kohn, 2011; Doiron et al., 2016). In theory, changes in spike correlation could reflect changes in excitatory, inhibitory, and/or modulatory inputs (Doiron et al., 2016; McGinley et al., 2015b). Intracellular recordings in the awake animal can provide information on the dynamics of shared changes in excitability across behavioral states, and the synaptic components which drive them (Okun and Lampl, 2008).
Several studies have demonstrated large-amplitude, slow Vm fluctuations during sleep, similar to the so-called “up/down” fluctuations reported in the anesthetized animal (Cohen-Kashi Malina et al., 2016; Cowan and Wilson, 1994; Lampl et al., 1999; Lemieux et al., 2015; Okun and Lampl, 2008; Sheroziya and Timofeev, 2014; Steriade et al., 1993; Wilson and Groves, 1981; Yu and Ferster, 2010). Originally it was suggested that these large, correlated Vm fluctuations were abolished during wakefulness, when cortex entered an asynchronous state characterized by a depolarized Vm (Steriade et al., 2001).
Surprisingly, however, whole-cell recordings in somatosensory cortex of un-anesthetized mice revealed that a synchronized state generally resembling slow wave sleep and anesthesia is also exhibited during quiet wakefulness (Crochet and Petersen, 2006). Subsequent intracellular recordings in rodents and primates have extended these findings to visual, auditory and motor cortices, demonstrating that large-amplitude, low frequency Vm fluctuations are a hallmark of cortical activity during quiet wakefulness. Interestingly, these dynamics are rapidly suppressed by arousal associated with either motor activity or pupil dilation (Bennett et al., 2013; Einstein et al., 2017; McGinley et al., 2015a; Polack et al., 2013; Reimer et al., 2014; Schiemann et al., 2015; Schneider et al., 2014).
Are Vm fluctuations during quiet wakefulness correlated across neighboring neurons? In somatosensory cortex, correlated slow (1–10 Hz) Vm fluctuations have been recorded in excitatory and inhibitory neurons during quiet wakefulness that are suppressed during whisking or movement (Gentet et al., 2010; Gentet et al., 2012; Poulet and Petersen, 2008; Zhao et al., 2016). However, these studies used transient stimuli to probe sensory responses and therefore could not investigate how subthreshold correlations are modulated during persistent sensory stimulation.
In visual cortex, dual intracellular recordings in anesthetized animals demonstrated that the membrane potential of neighboring neurons is highly correlated in the absence of visual stimulation (r > 0.5) (Lampl et al., 1999; Yu and Ferster, 2010), but that sensory stimulation largely suppresses low frequency correlations and enhances Vm correlations in a high frequency band (Lampl et al., 1999; Yu and Ferster, 2010). However, anesthesia has been shown to dramatically suppress inhibition and neuronal excitability (Haider et al., 2013), and precludes the interrogation of the impact of behavioral state. In awake macaque V1 it was shown that visual stimulation reduced slow membrane potential fluctuations and Vm/LFP coupling, but the effect on subthreshold Vm correlations between cells was not explored (Tan et al., 2014).
To investigate how visual stimulation and behavioral states affect membrane potential correlation we have performed simultaneous WC/LFP, LFP/LFP, and WC/WC recordings from the superficial layers of visual cortex in awake mice allowed to move or remain stationary on a spherical treadmill. We found that the membrane potential of L2/3 neurons in visual cortex was highly correlated over large distances and independent of preferred orientation. Visual stimulation reduced low frequency (3–10 Hz) correlations and generated correlated high frequency (20–50 Hz) oscillations. Furthermore, correlation analysis indicated that pairs of L2/3 neurons maintained consistent lead/lag during both spontaneous activity and visual stimulation. By obtaining dual current clamp/voltage clamp recordings, we investigated the excitatory and inhibitory synaptic mechanisms that underlie correlations in Vm. We found that Vm fluctuations are generated by an increase in excitation followed by an increase in inhibition. Finally, we demonstrated that fast synaptic inputs leading to action potentials were shared between pairs of cells during visual stimulation but not spontaneous activity.
Results
The spatial extent of correlated neuronal activity in the visual cortex of awake, behaving mice
The local field potential (LFP) is thought to represent the averaged activity of many neighboring neurons (Haider et al., 2016; Katzner et al., 2009). To investigate the extent to which the subthreshold membrane potential fluctuations in individual L2/3 pyramidal neurons are correlated with neighboring cells, we obtained simultaneous WC/LFP recordings during presentation of a uniform gray screen (Figure 1A). The mice were allowed to move or remain stationary on a spherical treadmill, as described previously (Dombeck et al., 2007). Under these conditions, we found a high level of correlation between Vm and the simultaneously recorded LFP (1–100 Hz) during quiet wakefulness (Figure 1B upper; Figure 1C, D, black traces; Supplemental Table 1) that was reduced during locomotion (Figure 1B lower; Figure 1C, D, red traces; Supplemental Table 1). These data suggest that the subthreshold activity in single cells is reflected in the averaged population activity of many neighboring neurons (Haider et al., 2016; Okun et al., 2010).
We next investigated the extent to which the fluctuations present in both WC and LFP recordings during quiet wakefulness were correlated as a function of distance. To accomplish this, we performed dual LFP recordings across a span of ~1.2 mm (Figure 1E). In addition to physical distance, we also measured the retinotopic distance between the two LFP recordings (see Methods; Figure 1F). The receptive fields of the recording sites moved laterally and dropped in elevation as the craniotomies moved medially on the surface of the brain, as described previously (Wang and Burkhalter, 2007). These paired LFP recordings revealed a high level of correlation that was reduced with distance (Figure 1G; space constant of ~50 deg/500 microns). These data indicate that the low frequency, high amplitude fluctuations in Vm and LFP during quiet wakefulness are correlated across a wide swath of primary visual cortex.
Spontaneous membrane potential correlations are independent of stimulus preference
In barrel cortex, the Vm of neighboring pyramidal cells in L2/3 respond to the same whisker and are highly correlated during quiet wakefulness (Poulet and Petersen, 2008). However, the Vm correlation of L2/3 cells in mouse V1, where neighboring neurons exhibit heterogeneous response properties, has not been studied. To determine the Vm correlation in primary visual cortex, we performed dual WC recordings from nearby cells (Figure 2A) in L2/3 of V1 in mice viewing a uniform gray screen. We observed that the large fluctuations observed during quiet wakefulness were highly correlated between pairs of neurons (Figure 2C), whereas the low-amplitude, high frequency activity during locomotion appeared less correlated (Figure 2B). To quantify this, we computed the cross-correlogram of the two signals. This analysis revealed high correlation during quiet wakefulness (Figure 2D, black trace, for pair shown in A; Figure 2F, black trace, for population average; Supplemental Table 1) that was reduced during locomotion (Figure 2D, red, for cell in A; Figure 2F, red, for population average). To determine whether these state-dependent correlations were driven by the low-frequency fluctuations observed during quiet wakefulness, we re-computed the cross-correlogram after high-pass filtering the signals (>20 Hz; Figure 2E for pair in A; Figure; 2G for population average). High frequency correlations were lower (Supplemental Table 1) and not sensitive to behavioral state, indicating that the state-dependent correlation in Figure 2F was primarily the result of the low-frequency, high-amplitude fluctuations during quiet wakefulness.
Which synaptic inputs contribute to correlated subthreshold activity? Previous studies have demonstrated that pyramidal neurons sharing similar stimulus preferences are highly interconnected (Ko et al., 2013; Ko et al., 2011). Thus, functionally similar neurons might be expected to exhibit higher levels of correlation due to their overlap in presynaptic partners. To test this possibility, we presented drifting gratings and calculated the preferred orientation disparity between each pair of neurons. We then plotted both the raw Pearson’s r and the high-passed filtered (>20 Hz) Pearson’s r as a function of this tuning difference (Figure 2I). We found that neither the high-passed filtered nor the unfiltered correlation was dependent on the similarity in stimulus preferences. These data suggest that the high levels of correlation across L2/3 pyramidal cells are not generated by the synaptic connections between functionally related neurons in L2/3.
The lag between slow Vm fluctuations in pairs of L2/3 neurons is consistent
The large Vm fluctuations that drive L2/3 correlations could propagate randomly through the local network. Alternatively, these depolarizing waves could travel through stereotyped pathways that preserve a temporal order of activation. Consistent with the latter possibility, we observed that the peak in the averaged cross-correlogram was offset from zero in several pairs, suggesting that some cells may lead others during shared membrane potential fluctuations (Figure 3A, B). To further explore this relationship, we calculated the cross correlogram (CCG) for individual trials and plotted the lag between the cells over time (see Methods). This analysis revealed that the sign of the offset was consistent from trial to trial, indicating a conserved order of activation for pairs of cells (Figure 3C). This offset in the peak of the CCG was significant for 6/10 pairs (Figure 3D). Lags for cells during stationary epochs were correlated with lags observed during moving epochs (Supplemental Figure 1).
The role of excitation and inhibition in generating spontaneous Vm correlations during quiet wakefulness and locomotion
The spontaneous correlated fluctuations in Vm during quiet wakefulness could result from underlying changes in the relative timing or amplitude of excitation and/or inhibition. To understand how inhibitory and excitatory inputs converge to produce correlated Vm fluctuations, we first obtained a current clamp recording to monitor membrane potential fluctuations. Because these fluctuations are highly correlated across neighboring cells (Figure 2), we used this current clamp recording as a reference for the state of the local network. We then obtained a simultaneous voltage clamp recording from a nearby cell (< 200 microns) to determine the temporal relationship between excitation/inhibition and the shared network fluctuations.
First, we examined the changes in excitation and inhibition that accompanied the depolarized, or “up,” and hyperpolarized, or “down,” phases of fluctuations (see Methods). During quiet wakefulness, large depolarizations were correlated with concomitant increases in excitation (Figure 4A, left) and inhibition (Figure 4A, right). Indeed, when we averaged the mean excitatory and inhibitory currents during “up” phases and compared these currents to those measured during “down” phases, we found a significant increase in both excitation and inhibition during the “up” phase (Figure 4B, Supplemental Table 2). Similar to Vm-Vm correlations, we found that Vm/excitation correlation did not depend on turning similarity (Supplemental Figure 3B).
To compute the lag between excitatory and inhibitory conductances, we computed the CCGs for excitation-Vm and inhibition-Vm, using the current clamp recording as a temporal reference. We then compared the offsets in the peaks of these mean CCG waveforms (Figure 4C). We also calculated the median offset between CCGs calculated for individual trials (Figure 4D). Both of these analyses revealed that inhibition lagged excitation by ~ 5 milliseconds (mean CCG offset 3 ms ± 1.1, n=8; median CCG offset 4.9 ± 1.1 ms, n=8).
We also analyzed the lag between excitation and inhibition by manually identifying transitions to the “up” and “down” phases of the fluctuations. Over our population of cells, we found that excitation led inhibition on transitions to the “up” phase (Supplemental Figure 2A, left). In contrast, we did not observe significant latency between excitation and inhibition for transitions to the “down,” suggesting that this transition reflects a gradual dwindling of synaptic inputs and not an active process that is initiated by an increase in inhibition (Supplemental Figure 2A, right; Supplemental Figure 2B).
During locomotion, the large, coordinated changes in excitation and inhibition that accompanied Vm fluctuations were suppressed (Figure 4E) and the variance in both excitatory and inhibitory inputs was reduced (p=0.03 and 0.02, respectively; Figure 4F). Thus, the Vm decorrelation we observe during locomotion likely reflects reduced synchronization of both excitatory and inhibitory synaptic inputs.
Visual stimulation diminishes low-frequency and enhances high-frequency correlations
How does sensory stimulation affect correlations between neurons in visual cortex? To address this question, we examined subthreshold Vm correlations between V1 neurons during the presentation of drifting sinusoidal gratings (Figure 5A). During quiet wakefulness, visual stimulation reduced overall Vm correlations (Figure 5B, C) but introduced high-frequency, synchronous oscillations (Figure 5D). Similar to spontaneous Vm correlations, correlations during the visual stimulus did not depend on tuning similarity (Supplemental Figure 3A). To estimate the average amplitude of the visually evoked oscillations we detected large events (> 2.75 mV) in band-filtered (20–80 Hz) traces. We then used the detected events to align and average segments of traces recorded in the two cells (Figure 5D, inset). We found that the ratio of the event amplitude in the paired cell to the event amplitude in the trigger cell was significantly larger than shuffled data (ratio = 0.39 ± 0.05 vs. ratio = 0.05 ± 0.001; P = 0.0078, n = 8 pairs; Wilcoxon signed rank 2-tail test).
We compared the coherence of the membrane potentials of the two cells during visual stimulation to the coherence during presentation of a gray screen (Figure 5E). This analysis (averaged across 10 pairs) revealed both a significant decrease in coherence at low frequencies (1–10Hz) and an increase in coherence at high frequencies (15–40 Hz) (n=10; Figure 5F; Supplemental Table 1). In individual cells, power in this band (15–40 Hz) was significantly less tuned for orientation than spiking (spiking OSI: 0.63 +/− 0.05, high frequency power OSI: 0.17 +/− 0.02, p = 9e-5). High frequency coherence between cells in a pair was not tuned for orientation (OSI= 0.05 +/− 0.01).
We next asked how visual stimulation affected the temporal relationship between pairs of cells. Despite reducing the coherence between cells at low frequencies, we often observed that slow, correlated Vm fluctuations persisted during visually-evoked activity (Supplemental Figure 4A). These fluctuations did not reflect F1 modulation as they were not time-locked to the stimulus. To analyze the timing between cells for both fast and slow Vm fluctuations, we first filtered the signals (1) with a high-pass filter above 3 Hz to remove F1 stimulus-evoked modulations but preserve low-frequency (< 10 Hz) fluctuations and (2) a band pass filter (15–50 Hz) to a capture the high frequency activity elicited by visual stimulation. We then analyzed the CCG offset as described in Figure 2 using these two filtered signals. Interestingly, we found that the lag between cells during visually-evoked activity was significantly correlated with the lag during spontaneous activity when both were filtered at > 3 Hz (Supplemental Figure 4B). In turn, the lag between cells during spontaneous activity, when filtered to capture high frequency activity (15–50 Hz), was also highly correlated with the lag computed using the > 3 Hz filter (Supplemental Figure 4C). Moreover, neither the lag during spontaneous activity nor during visual stimulation was sensitive to behavioral state (Supplemental Figure 1). Thus, while visual stimulation alters the spectral pattern of correlations by enhancing high-frequency and diminishing low-frequency fluctuations, the temporal relationship between pairs of neurons at both high and low frequencies is preserved and correlated with the temporal lag observed during quiet wakefulness.
Trial-to-trial variability in the correlation and frequency of visually evoked Vm fluctuations
The above data suggest that, on average, the fast Vm fluctuations during visual stimulation are highly correlated between cells. However, even within the same behavioral state of quiet wakefulness, we often noticed wide variability in the amplitude and frequency of these visually-evoked fluctuations. To illustrate this, we computed the trial-to-trial Pearson’s correlation on filtered Vm (15–50 Hz) for one pair of neurons during presentation of visual gratings while the animal remained stationary (Figure 5G, left). Under these conditions, the filtered Vm correlation varied widely between ~0.3 and ~0.7; CCGs illustrating the two extremes of this spectrum are depicted to the right (Figure 5G, right). Furthermore, we also noted trial-to-trial variability in the frequency of these fluctuations. To visualize the frequency components of Vm waveforms during visual stimulation, we computed spectrograms for each cell for individual trials. We noticed a striking variability in the power between 15–50 Hz in these spectrograms, with some trials exhibiting predominant power in the lower beta frequency range (Figure 5H, top) while others showed peaks at higher frequencies (Figure 5H, bottom), despite the fact that all trials were taken from the same behavioral state and stimulus contrast. To quantify this we calculated the frequency center of mass (COM) for each pair of recorded neurons from trial to trial. This analysis revealed that the COM for visually evoked fluctuations was variable and correlated with the COM of the simultaneously recorded neuron (Figure 5I). Together, these data demonstrate that the amplitude and the frequency of visually-evoked oscillations are dynamic and correlated across L2/3 cells.
Inhibition lags excitation during visually-evoked Vm oscillations
What synaptic conductances drive the high-frequency oscillations induced by visual stimulation? To address this question, we analyzed paired current-clamp/voltage-clamp recordings during the presentation of drifting gratings. We observed rhythmic excitatory (Figure 6A, B) and inhibitory (Figure 6C, D) post-synaptic currents that were phase-locked to the Vm oscillations measured in the paired current-clamp recording (Figure 6B,D). Indeed, both excitatory and inhibitory inputs exhibited a dramatic increase in coherence with Vm in the 15–40 Hz frequency band during visual stimulation (Figure 6E; Supplemental Table 2), consistent with our paired current-clamp recordings (Figure 5F; Supplemental Table 1).
We next examined the relative timing of excitatory and inhibitory currents during these high frequency oscillations. For each VC/CC pair, we first bandpass-filtered the signals at 15–40 Hz to isolate visually evoked oscillations. We then computed the CCG for excitation-Vm and inhibition-Vm. By comparing the offsets in the peaks for these CCGs, we were able to determine the relative timing of excitatory and inhibitory inputs. This analysis revealed that inhibition significantly lagged excitation by ~4 ms (Figure 6F,G; Supplemental Table 2).
Visual stimulation is followed by large, highly correlated Vm fluctuations
During quiet wakefulness, we often observed a bout of several high-amplitude Vm fluctuations following visual stimulation (10/13 pairs; Figure 7A, upper; Supplemental Figure 5) lasting for several hundred milliseconds. These fluctuations were reduced during moving (Figure 7A, lower). The magnitude of these fluctuations varied from trial to trial but was highly correlated between simultaneously recorded neurons (Figure 7B), suggesting that these fluctuations reflected shared synaptic inputs. Moreover, when quantified as the power in the 2–10 Hz frequency band, these post-stimulus fluctuations were significantly more prominent than those observed during quiet wakefulness (Figure 7C). Locomotion increased spike probability during visual stimulation (Bennett et al., 2013; Niell and Stryker, 2010; Polack et al., 2013) but suppressed spike probability during the post-stimulation period (Fig. 7D). Interestingly, we observed an increased spike rate during the crests of the post-stimulus period that was significantly greater than the baseline spontaneous firing rate and comparable to the peak firing rate during visual stimulation (Figure 7D).
To investigate the synaptic mechanisms underlying these post-stimulation fluctuations, we recorded from one neuron under current clamp while simultaneously recording a second neuron under voltage clamp held at the reversal potential for excitation (Figure 7E, left) or inhibition (Figure 7E, right). We found that immediately following visual stimulation there was a short ~50 ms window of hyperpolarization which corresponded to a decrease in both excitatory and inhibitory inputs (Figure 7E, inset). Following this epoch, Vm depolarizations corresponded to large barrages of both excitation and inhibition, similar to the pattern of conductances underlying spontaneous Vm fluctuations during quiet wakefulness.
We then asked whether the temporal relationship between cells during this pattern activity was preserved when compared to other conditions. As described previously, we calculated the cross correlogram between the Vm of simultaneously recorded cells, and computed the CCG offset to determine the temporal lag between them (Figure 7F, G). We found that the CCG offset between pairs during post-stimulation was correlated with the CCG offset during spontaneous activity, though this correlation did not reach significance (p = 0.06). Overall, the level of Vm correlation observed during the post-stimulus epoch during both quiet wakefulness and locomotion exceeded those observed with or without visual stimulation (Figure 7H).
Synaptic inputs leading to action potentials are more coordinated across cells during visual stimulation
The membrane potential correlations we have described may provide windows of opportunity for coordinated spiking in neighboring cells. The precision of this synchrony depends on the temporal relationship of the synaptic inputs that are associated with action potentials across cells.
To address whether Vm correlations occur within narrow temporal windows surrounding the generation of action potentials, we computed the spike triggered average (STA) of the membrane potential for both the spiking cell and the simultaneously recorded cell in each pair. This method allowed us to compare the patterns of inputs that drive spontaneous and visually-evoked spiking activity (by examining the spiking cell STA), and to measure the temporal relationship of inputs in neighboring cells (by examining the paired cell STA).
Analysis of the pre-spike depolarization (PSD) revealed that the majority of excitation preceding spikes was not shared across cells (Figure 8A and B, Supplemental Figure 6A and B), similar to what has been reported in barrel cortex (Poulet and Petersen, 2008). The paired PSD was significantly attenuated during movement and visual stimulation relative to stationary epochs, likely reflecting the suppression of correlated membrane potential fluctuations (Figures 2 and 5, respectively).
To better examine the inputs that immediately precede action potentials, we band-pass filtered the STAs for each pair in the 15–40 Hz range. Filtering in this band removed slow covariation and revealed high frequency activity on the time scale of synaptic inputs. Filtered STAs showed that a small depolarization prior to spiking was shared in the paired cell (trough-to-peak amplitude of ~0.4 mV) during visually-evoked but not spontaneous activity (Figure 8C), consistent with the increase in coherence seen at high frequencies during visual stimulation (Figure 5). Plotting the size of the shared depolarization against the disparity in orientation preference for the cells in each pair revealed no dependence of the PSD on tuning similarity at fast or slow timescales (Supplemental Figure 6C and D).
Discussion
We investigated neuronal correlations of layer 2/3 neurons in primary visual cortex of awake mice using dual whole-cell recordings. We find that the membrane potentials of cortical cells in L2/3 are highly correlated, including cells with disparate tuning preferences, largely due to slow Vm fluctuations that are detectable in the LFP for up to 0.5 mm. Both locomotion and visual stimulation diminished spontaneous, low-frequency Vm correlations. Large, correlated fluctuations in Vm during quiet wakefulness are mediated by increases in synaptic excitation followed by inhibition (lag of ~5 ms). Visual stimulation generates high-frequency (20–50 Hz), large amplitude (5–10 mV) correlated membrane potential oscillations. These visually-evoked high frequency oscillations are driven by excitatory inputs followed by inhibition with a delay ~5 ms. Visual stimulation is followed by highly correlated ~4 Hz oscillations lasting about 1 second. Across all conditions we examined, the pairwise temporal relationship between neurons is preserved, suggesting a conserved pattern of activation in cortical networks. Finally, we showed that during visual stimulation fast synaptic inputs leading to action potentials were partially shared between pairs of cells. Together, these data provide new insights into the function of Vm correlations in cortical networks of the awake, behaving animal, as well as the mechanisms that generate them.
Functional implications for layer 2/3 network structure
Previous studies have demonstrated that L2/3 neurons in visual cortex form interconnected subnetworks defined by their tuning preferences and subfield overlap (Hofer et al., 2011; Ko et al., 2013; Ko et al., 2011). We found that slow Vm correlations are independent of stimulus preference. These data suggest that L2/3 Vm fluctuations are driven primarily by external, correlated synaptic inputs rather than local inputs from functionally related neighboring cells. This network property is further supported by the fact that we found a high level of correlation between Vm and LFP. Moreover, we show that the LFP is highly correlated across visual cortex with a space constant of ~500 microns, suggesting Vm correlations extend across more than 50 degrees of visual space. Note, however, that the passive spread of the LFP signal may increase the measured correlation between electrodes; nonetheless, the value we report may be considered an upper bound on the true correlation driven by local neuronal activity. These findings are consistent with the principle that Vm correlations are governed primarily by anatomical distance rather than response preference. It was reported that in anesthetized cat pairwise correlations of Vm in L2/3 neurons can be related to orientation preferences (Yu and Ferster, 2010). The difference between our findings and those of Yu and Ferster may be related to anesthesia or cortical organization. For example, in the mouse visual cortex cells of disparate tuning properties are interspersed, whereas in the cat nearby cells likely belong to the same orientation column, confounding the effects of distance and tuning similarity on correlation.
Cortical slow waves (a.k.a. up/down states) have been previously observed during non-REM sleep (Steriade et al., 2001; Timofeev et al., 2001). It was suggested that the depolarized phase (i.e., up state) of these waves can synchronize activity between cortical and hippocampal circuits and drive synaptic plasticity during memory consolidation (Rothschild et al., 2017; Siapas and Wilson, 1998; Sirota et al., 2003). However, the role of the slow fluctuations in the awake state is not known. We propose that strong correlation of cells, independent of their properties, within V1 and perhaps across other brain areas, would allow efficient processing of spikes generated during the up state. In contrast, sensory stimulation and other external inputs that are not phase locked to the internal fluctuations may arrive during the down state and will be suppressed (Bennett et al., 2013; Einstein et al., 2017). Therefore, the correlated fluctuations may be a mechanism to distinguish inputs generated by the local network from inputs originating from sensory organs or distal brain areas that are not phase locked to the slow fluctuations.
Previous studies, using extracellular recordings or imaging, have demonstrated that ensembles of cortical cells can spike in predictable sequences that are preserved across stimulation protocols and behavioral states (Euston et al., 2007; Harvey et al., 2012; Jermakowicz et al., 2009; Ji and Wilson, 2007; Luczak et al., 2007). It was proposed that temporally precise sequences of cortical activity underlie communication across cortical areas (Abeles, 1991) and are important for short term (Harvey et al., 2012) or long term memory (Euston et al., 2007; Ji and Wilson, 2007). However, the mechanisms that can generate consistent sequences of activation in the cortex are not understood. In theory, sequential spiking could be generated by temporally patterned synaptic inputs, whereby cells firing early in a sequence receive inputs prior to cells that fire late. Conversely, sequential spiking could reflect differences in excitability, whereby all cells receive coincident synaptic input and spike timing is determined by the time needed to reach threshold. Here we show that upper layer cortical cells receive a pattern of sequential synaptic inputs that is conserved across behavioral states and visual stimuli. These data suggest that synaptic activity flows through the cortical network in a stereotyped fashion, and may form the basis for sequential cortical computations.
Finally, we show that excitation and inhibition are tightly coupled in the awake cortex during both spontaneous and visually-evoked activity, with excitation leading inhibition by ~5 ms. Previous in vitro studies showed tight synchronization and correlation of excitation and inhibition (Salkoff et al., 2015). Moreover, studies in anesthetized animals found similar E-I coupling (Haider et al., 2013; Haider et al., 2016; Okun and Lampl, 2008), but the network effects of anesthesia (Haider et al., 2013) have called into question whether these results can be generalized to the awake state. However, how excitation and inhibition interact to produce the synchronous, high-frequency oscillations frequently observed during visual stimulation has remained unclear. Here we demonstrate that both the slow fluctuations during spontaneous activity and the high frequency oscillations during visual stimulation are initiated by an excitatory barrage followed rapidly by inhibition. Our data thus suggest that stimulus-induced high frequency (beta and gamma) oscillations are generated by the interplay of excitatory and inhibitory networks, similar to the E-I model previously proposed (Buzsaki and Wang, 2012). We found that although the amplitude of the synchronous high-frequency oscillations was several mV (Figure 6), they rarely generated action potentials. These data suggest that additional depolarizing inputs are required to convert visually-evoked Vm synchrony to spike synchrony.
Circuit mechanisms underlying Vm correlations
In theory, eye movements could cause a coordinated signal across visual cortex, contributing to what we observe as spontaneous Vm correlations. However, we think this is unlikely for several reasons. First, spontaneous correlations were highest during quiet wakefulness, when mice rarely saccade (Bennett et al., 2013; Niell and Stryker, 2010). Second, mice saccade at a rate of less than 1 Hz, while the spontaneous correlated fluctuations we observed are shifted towards higher frequencies (~ 2–4 Hz). Finally, spontaneous correlations were measured during presentation of an isoluminant gray screen, for which saccades would not generate visual flow.
The insensitivity of Vm correlations during quiet wakefulness to stimulus preference suggest that some external input may drive many local sub-networks in parallel during transitions to “up” phases. Thalamic inputs could provide this drive; however, studies in the anesthetized cat and awake mouse suggest that slow, correlated cortical fluctuations persist in the absence of thalamic input (Timofeev et al., 2000). Others have demonstrated that silencing of layer 5 pyramidal neurons terminates the slow fluctuations seen in L2/3 during anesthesia (Beltramo et al., 2013), suggesting a cortical origin for shared Vm fluctuations. However, given that anesthesia has been shown to alter the cortical network (Adesnik et al., 2012; Haider et al., 2013), whether the mechanisms that generate up/down states during anesthesia underlie the slow fluctuations observed during quiet wakefulness needs further investigation.
Recent studies in several cortical areas have shown that locomotion is accompanied by a state transition in individual cells from slow, large-amplitude Vm fluctuations to a depolarized Vm with low variance (Bennett et al., 2013; Einstein et al., 2017; McGinley et al., 2015a; Polack et al., 2013; Reimer et al., 2014; Schiemann et al., 2015; Schneider et al., 2014). Here we show that this state transition decorrelates the membrane potential of neighboring cells. What mechanisms underlie this decorrelation? In the auditory cortex, projections from motor cortex have been shown to mediate the state transition at locomotion onset (Schneider et al., 2014). Similarly, in the barrel cortex, optogenetic activation of feedback projections from whisker motor cortex can reduce low-frequency activity (Zagha et al., 2013). However, it is unclear whether a similar mechanism underlies the locomotion-associated decorrelation we observe. Both noradrenergic and cholinergic fibers in V1 are activated during locomotion (Polack et al., 2013; Reimer et al., 2016), either of which could mediate a reduction in Vm correlation. Indeed, activation of cholinergic pathways has been shown to reduce low frequency LFP power (Goard and Dan, 2009), and noradrenaline is necessary for the transition from synchronous to asynchronous dynamics during recovery from anesthesia (Constantinople and Bruno, 2011). Further work is needed to understand how these pathways converge to produce state transitions in V1.
During presentation of a prolonged visual stimulus of high contrast sinusoidal gratings, we observe the emergence of high frequency Vm oscillations in the 20–50 Hz frequency range. Similar visually-evoked ~30 Hz oscillations were previously demonstrated using paired intracellular recording in anesthetized cat and Vm-LFP recordings in V1 of awake mouse (Veit et al., 2017; Yu and Ferster, 2010). Modeling work has suggested that the frequency of Vm oscillations may be modulated by the delay between excitatory and inhibitory networks (Buzsaki and Wang, 2012; Tiesinga and Sejnowski, 2009). Interestingly, our voltage clamp recordings reveal concordant excitatory and inhibitory oscillations that accompany the fast visually-evoked Vm fluctuations, with inhibition lagging excitation by a similar lag (~5 ms) to the much slower oscillations observed during quiet wakefulness. Voltage clamp measurements of distal synaptic currents are significantly attenuated and slowed. Thus, somatic and proximal inhibitory inputs, originating mostly from PV-expressing neurons, would be less affected by voltage-clamp errors relative to excitatory inputs onto the distal dendritic arbor. As a result, under our experimental conditions, it is likely that the true lag of inhibition relative to excitation is larger than the one we measured. Moreover, distal inhibitory input from interneurons that target dendrites may be out of phase with somatic inhibition, as has been described in the barrel cortex (Gentet et al., 2012).
We show that fast Vm oscillations are highly correlated between pairs of neurons, suggesting that they reflect a global network phenomenon and may contribute to synchronized spiking. Indeed, we demonstrate that spike triggered average of Vm in the paired cell reveals a sharp depolarizing transient. Although these fast oscillations are typically of significant amplitude (5–10 mV), they remain below threshold and do not lead directly to the generation of action potentials. However, they may function to produce temporally precise “windows of opportunity” for additional synaptic inputs.
Following presentation of visual stimuli during quiet wakefulness, we show that L2/3 neurons exhibit a profound hyperpolarization, mediated by a reduction in both excitation and inhibition, followed by several low-frequency, high amplitude Vm fluctuations. These fluctuations were similar in appearance to the spontaneous fluctuations observed during quiet wakefulness, but were more rhythmic, more highly correlated, and drove spiking activity above baseline (Figure 7D). Similar visually-evoked fluctuations were recently reported in visual cortical neurons of awake behaving mice (Einstein et al., 2017). However, unlike Einstein et al., the post-stimulation fluctuations we observed occurred rarely during locomotion and, when they did occur, were significantly diminished in amplitude.
Comparison with previous studies
Several studies have shown that neighboring cortical neurons exhibit a high degree of membrane potential correlation in the anesthetized state (Lampl et al., 1999; Petersen et al., 2003; Volgushev et al., 2006). Under these conditions, large coordinated Vm depolarizations or “up” states were shown to be driven by an increase in excitatory conductance followed by a concomitant increase in inhibitory conductance (Haider et al., 2006; Okun and Lampl, 2008). Similarly, we find that Vm fluctuations in the awake animal during quiet wakefulness are generated by an increase in both excitatory and inhibitory inputs, with inhibition lagging excitation by roughly 5 milliseconds.
To date, the only studies investigating Vm correlations between cortical neurons in the awake animal have been carried out in the somatosensory cortex (Poulet and Petersen, 2008; Zhao et al., 2016), where pairwise correlations are reduced during active behaviors. However, since somatosensory cortex has been shown to participate in motor control (Mathis et al., 2017; Matyas et al., 2010), the mechanisms generating decorrelation in somatosensory cortex during movement may be unique to this system. Furthermore, the relationship between Vm correlations and functional properties of L2/3 neurons was not investigated in these studies. Here we show that Vm correlations are not strongly dependent on stimulus preference in the visual cortex, indicating that tuning-dependent local connectivity among L2/3 V1 neurons (Ko et al., 2013; Ko et al., 2011) does not strongly contribute to spontaneous membrane potential dynamics during quiet wakefulness.
Taken together, the decreased Vm correlations during active sensing in S1 (Poulet and Petersen, 2008; Zhao et al., 2016) and locomotion in V1 suggest that this effect may be a common feature of activated states in many cortical areas. Indeed, studies in auditory cortex (McGinley et al., 2015a; Schneider et al., 2014), and motor cortex (Schiemann et al., 2015) have all shown similar transitions to asynchronous membrane potential dynamics during movement in single cells. Further work is needed to determine whether common mechanisms underlie these transitions across cortex.
Future directions
We show that activity in visual cortex propagates through L2/3 in highly correlated membrane potential fluctuations. During both spontaneous and visually-evoked activity, cells depolarize in a conserved sequence. These structured patterns of activation are attenuated but not abolished when the animal engages in active behavior. Ordered Vm fluctuations may underlie sequences of spiking activity that have been previously described awake parietal cortex of mice, anesthetized auditory cortex of mice, and anesthetized visual cortex of primate (Euston et al., 2007; Harvey et al., 2012; Jermakowicz et al., 2009; Ji and Wilson, 2007; Luczak et al., 2007). Further work is needed to determine whether cells that fire early or late during these fluctuations represent cell-types participating in distinct stages of visual computation. Ultimately, it will be important to understand how the low and high frequency fluctuations we observe here participate in visual perception by performing multi-cell patch-clamp recordings during behavior.
STAR Methods
CONTACT FOR REAGENT AND RESOURCE SHARING
Further information and requests for resources and reagents should be directed to and will be fulfilled by the Lead Contact, Shaul Hestrin (shestrin@stanford.edu).
EXPERIMENTAL MODEL AND SUBJECT DETAILS
All procedures were approved by the Administrative Panel on Laboratory Animal Care at Stanford University. Male and female C57BL6J mice (JAX Laboratory, stock number 000664) aged 6–12 weeks were used in this study.
METHOD DETAILS
Animals and surgery
To attach headplates, mice were anaesthetized with isoflurane and placed in a stereotaxic frame. Headplates were centered above V1 on the left hemisphere and fixed to the skull with C&BMETABOND® Quick! Cement (Parkell). After surgery, mice were injected with buprenorphine (0.05 mg/kg) and given at least 2 days to recover before the day of recording.
In vivo recording
For whole-cell/whole-cell and whole-cell/LFP recordings, mice were anaesthetized with isoflurane and 2 craniotomies (~100 microns diameter) were made over monocular V1 (2.5–3 mm lateral from lambda). For the LFP-LFP experiments, one reference craniotomy at ~3 mm lateral from lambda was made together with a row of craniotomies ~350 microns anterior and 3 – 1.8 mm lateral to lambda (spaced every ~300 microns). A thin layer of Kwik-Sil (World Precision Instruments) was then applied to the skull until the time of recording. After this procedure, mice were returned to their home cage and given at least two hours to recover before being placed on a spherical treadmill. For whole cell recordings, glass electrodes (4–8 MΩ) were filled with an internal solution composed of the following (in mM): 8 KCl, 115 potassium methyl sulfate (KMS), 9 HEPES, 0.18 EGTA, 4 MgATP, 0.3 NaGTP, 20 sodium phosphocreatine, pH 7.3, 295 mOsm/L. In a subset of recordings, 0.3% biocytin was included in the pipette for post hoc cell staining and reconstruction. For LFP recordings, the same electrodes were filled with saline (0.9% sodium chloride). For voltage clamp recordings, KCl and KMS were exchanged for CsCl and CsMS. For the dual WC experiments, standard blind patching techniques were used. Briefly, two pipettes were lowered into the brain under visual guidance with high positive pressure (2.5 PSI). Once in the brain, positive pressure was reduced (0.4 PSI) and both pipettes were advanced simultaneously along a 60-degree axis in short 1–2 μm pulses. If the pipette resistance increased abruptly by 10–20%, positive pressure was released. Only recordings made at a depth of less than 400 μm were included in this study, and depth was confirmed for a subset of recordings by subsequent biocytin staining and cell re-construction. Cell depth measured by distance from the pia in re-constructions was well-matched to the estimates obtained from distance travelled in the micromanipulator. Recordings were performed with a Multiclamp 700B amplifier (Molecular Devices) and digitized by an ITC-18 (InstruTECH). Data acquisition was controlled by custom software written in Igor Pro (Wavemetrics).
Visual Stimulation
Visual stimuli were presented on a gamma-corrected, LED ASUS VK278Q monitor (60 Hz refresh rate, ~75 cd/m2). Stimuli were generated by custom scripts written in Presentation (Neurobehavioral Systems). The monitor was placed 30 cm from the mouse and subtended ~90 degrees of visual space.
For all of the paired LFP recordings and a subset of the paired WC recordings, the receptive fields were first mapped by presenting a pseudorandom sequence of white squares (20 degrees per side) on a black background. Responses to 5–20 stimuli at each location were acquired and averaged, and a 2D Gaussian was fit to the data to obtain an RF center.
For LFP/LFP and LFP/WC experiments a uniform grey screen was presented for the duration of the experiment after RF mapping. The stimuli for all visual stimulation experiments were full-screen sinusoidal gratings (spatial frequency: 0.05 cycles/degree, velocity: 40o/second, 8 directions) presented for 2 seconds followed by 4–6 seconds of isoluminant gray screen.
Behavioral data acquisition
To monitor speed, we placed an optical mouse on the anterior pole of the spherical treadmill (Fig. 1a). The output from the optical mouse was read with custom software written in Presentation (Neurobehavioral Systems) and converted to an analog signal by a National Instruments NI USB-6008 board.
QUANTIFICATION AND STATISTICAL ANALYSIS
For speed analysis, the raw speed signal was first convolved with a 100 ms boxcar filter. The speed threshold for moving was 5 cm/s. Stationary epochs were defined as periods during which the mean speed was less than 0.5 cm/s. For analysis of spontaneous activity, 2 second epochs were used either (1) between visual stimuli at least ~3 s after the visual stimulus ceased or (2) during prolonged recording with an isoluminant gray screen. Epochs were then binned as stationary or moving based on the speed during these epochs only. For visual stimulation experiments, moving and stationary trials were classified by the mean speed over the visual presentation only.
In Figure 1, LFP signals were band-pass filtered at 1–100 Hz before analysis. Shift predictions in panel G were calculated by calculating CCGs between trial t and t+1.
In Figure 2, raw tuning curves were calculated by averaging the number of spikes elicited by each orientation over the entire duration of the stimulus (~2 s). Double-Gaussian curves were then fit to these data such that the peaks of the Gaussians were separated by 180 degrees. In Supplemental Figure 3, raw tuning curves were calculated by averaging the mean current during the presentation of visual stimulus; double-Gaussian curves were then fit as in Figure 2. OSI was defined from the fit as the (Response(preferred) – Response(opposite))/(Response(preferred) + Response(opposite)).
To compute the temporal offset between current-clamp/current-clamp (CC/CC) and current-clamp/voltage-clamp signals (CC/VC), a cross-correlogram (CCG) was first computed in Matlab for each trial. The lag was then defined as the median offset between the peak of the cross-correlogram from zero. To compute the temporal lag between excitatory and inhibitory conductances, we used a current clamp recording as a reference and computed the CCG for excitation/CC and inhibition/CC separately. Lag between excitation/inhibition was then calculated by calculating the offset between the peaks of the excitation/CC and inhibition/CC CCGs.
In Supplemental Figure 2, depolarized “up” and hyperpolarized “down” phases of fluctuations were identified manually. Points preceding and following a transition were identified in the current clamp recording and used to generate pre- and post-transition mean values. A 25 ms line was then fit centered around the half-amplitude point of the transition. From this transition slope, an onset time was calculated by extrapolating back from the half-amplitude point to the first point that crossed baseline. This onset time was then used to align both the current clamp and voltage clamp recordings.
For spike-triggered analysis, traces were aligned by the time point at which the membrane potential crossed −20 mV and averaged. Threshold was defined as the membrane potential when dVm/dt reached 3% of its maximum (Azouz and Gray, 2000).
All paired statistical comparisons were performed with the non-parametric Wilcoxon signed-rank test. Non-paired comparisons were performed with the non-parametric Wilcoxon rank-sum test. Coherence and power spectra were calculated using the Chronux package in Matlab. Band pass filtering was computed using the Igor (Wavemetrics) finite impulse response filter (FilterFIR) operation with 4000 coefficients or with a Butterworth filter in Matlab or Python elsewhere.
To detect correlated Vm fluctuations during visual stimulation, the two traces were bandpassed (20–80 Hz) and fluctuations larger than 2.75 mV were used to align and trigger averaging of the two traces (Figure 5D).
DATA AND SOFWARE AVAILABILITY
Analysis was performed using custom software in Matlab which can be made available upon request.
Supplementary Material
Highlights.
Vm correlations in V1 depend on behavioral state but not tuning similarity
Visual stimulation reduces low-frequency and generates high-frequency Vm coherence
Inhibition lags excitation by ~5 ms during correlated Vm fluctuations
Neurons activate in a conserved sequence across stimulus and behavioral states
Acknowledgements
This work was supported by the NIH (EY012114 and EY027087 to S.H., Ruth L. Kirschstein Graduate Fellowship and the Medical Scientist Training Program to S.A.), the NSF (Graduate Research Fellowship Program to C.B.), and the Stanford Graduate Fellowship to C.B.
We would also like to thank Alexandar Ortiz for his help with placement of headplates for a subset of these experiments.
Footnotes
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Declaration of Interests
None
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