Abstract
Multiple fossil discoveries and taphonomic experiments have established the durability of keratin. The utility and specificity of antibodies to identify keratin peptides has also been established, both in extant feathers under varying treatment conditions, and in feathers from extinct organisms. Here, we show localization of feather-keratin antibodies to control and heat-treated feathers, testifying to the repeatability of initial data supporting the preservation potential of keratin. We then show new data at higher resolution that demonstrates the specific response of these antibodies to the feather matrix, we support the presence of protein in heat-treated feathers using ToF-SIMS, and we apply these methods to a fossil feather preserved in the unusual environment of sinter hot springs. We stress the importance of employing realistic conditions such as sediment burial when designing experiments intended as proxies for taphonomic processes occurring in the fossil record. Our data support the hypothesis that keratin, particularly the β-keratin that comprises feathers, has potential to preserve in fossil remains.
Introduction
The vast majority of data from extinct vertebrates derive from biomineralized remains (e.g. bones and teeth). Nonetheless, in exceptional fossils, originally unbiomineralized “soft tissues” have been reported, even from invertebrate fossils, dating to at least the Silurian (e.g. [1]); this suggests that natural mechanisms exist to stabilize these materials before degradation is complete [2]. Whether this exceptional morphological preservation extends to the molecular level has not, in most cases, been rigorously tested. In part, this is because existing models of fossilization assume extensive diagenetic alteration, such that original components are completely degraded or unrecognizable in their fossil form [3]. This supposition is based upon kinetic models or extrapolation of small data sets to the larger fossil record (e.g. [4–7]). However, models are hypotheses, and thus subject to testing. Empirical data are more valid than models, and can be used to either support or overturn them. We have shown, by both erecting and testing hypotheses through actualistic experiments (e.g. [8–11]) and by deriving data from fossils (e.g. [12–25]), that common assumptions about fossil preservation may be incomplete or inaccurate. Our current understanding of tissue and molecular preservation does not take into account factors that may influence preservation, such as association with mineral (e.g. [26]) or post-depositional binding of molecules to exogenous or endogenous organics [27] that can act to stabilize molecules across geological time.
The most common occurrence of “soft tissue” preservation is that of the integument, and keratinous structures (e.g. scales or feathers) derived from it ([28] and references therein). Fossilized integumentary structures derived from keratinous materials have been noted in the literature since at least the middle of the 19th century (e. g. [29]). Integumentary remains preserved with exquisite articulated specimens have been used to erect and/or test phylogenies [30, 31] based upon characters not discernable from osteological evidence alone.
Keratinous structures preserved in fossils have also been used to infer the origin of evolutionary novelties. For example, the discovery of an articulated Archaeopteryx specimen with feather impressions in a calcareous matrix [32, 33] provided a major advance for the then-new theory of evolution by natural selection [34]. Today, non-avian and avian dinosaur fossils preserved with feathers are known from many specimens within different taxa (e.g. [35–40] and references therein).
Despite recent claims that keratin has low preservation potential [41, 42], here we add to the evidence already existing that this protein is exceedingly robust, particularly the β-keratins comprising mature, extant feathers [43–46]. We build on previous work examining the molecular and microstructural characteristics of modern feathers exposed to degradation under varying conditions for seventeen years (ten years of experimental conditions, including constant high heat, then seven additional years, where samples were stored in burial sediments or in sterile, 1.5 ml tubes, at room temperature until collected for the current analysis [10]). We then apply these methods to relatively recent ‘fossil’ feathers, recovered from a previously described, approximately 10 Ka coot (Fulica americana), preserved in siliceous hot spring deposits [47].
Materials and methods
Feathers taken from a single specimen of Hungarian (gray) partridge (Perdix perdix) were subjected to three different burial conditions for a period of 10 years, then recovered and kept for an additional seven years at room temperature until analyzed (see [10] and S1 File for detailed discussion). Briefly, feathers were (1) buried in sands taken from the Judith River formation (Montana, USA), watered intermittently with distilled water, and incubated at 60°C for three years, then allowed to dry, but kept buried at room temperature (RT) until analyzed (condition 1); (2) buried, covered and (dry) heated to 350°C for 10 years (in a sterilization oven used for microbiological processing, and in continual use), then stored, still buried, or in sealed, sterile 1.5 ml tubes at RT an additional seven years until analyzed (condition 2); (3) kept covered but unburied at RT for the full 17 years (control).
To test the durability of keratin epitopes (small regions of a protein to which an antibody binds), we included feathers from an unusually preserved, three-dimensional specimen of American coot (Fulica Americana, National Park Service Accession number YELL 147421, ~10Ka), entombed in hot springs sinter deposits from Yellowstone Park, USA [47]. This specimen was preserved in a naturally occurring, but extreme environment, and the high heat and low pH experienced by these feathers adds support to the durability of keratin we show in our experiments. The feathers were encrusted in silica (identified by X-ray diffraction as opal-A), and initially identified as external molds [47].
Re-examination of the experimental feathers using transmission (TEM) and scanning (SEM) electron microscopy, time of flight secondary ion mass spectrometry (ToF-SIMS), and in situ immunology [immunofluorescence (IF) and immunogold (IG)], show ultrastructural preservation in these feathers, and support the hypothesis that at least some original organic material consistent with protein remains associated with these tissues even after exposure to extreme conditions.
Time-of-flight secondary ion mass spectrometry (ToF-SIMS) was used for molecular characterization of the 350°C (condition 2) and control feathers. ToF-SIMS is a mass spectrometry method capable of identifying and localizing molecular species to solid surfaces [48, 49]. Thus, this method can identify amino acids and small peptides (up to ~1500 Da), and localize them to specific tissues with high resolution; however, it does not specifically identify source proteins or sequence.
A focused, high energy (primary) ion beam was directed onto the sample surface, causing secondary ions to be emitted, resulting in mass spectra containing molecular information. Spatial information was obtained by scanning the primary ion beam over a specified analysis area and recording separate mass spectra in each pixel, allowing the generation of ion images that display the signal intensity of specific molecular signals across the analysis area or of mass spectra of specific regions of interest. For further details of methods and sample preparation, see S1 File.
Results
Light microscopy
Feathers exposed to the above conditions were examined using light microscopy (LM; Fig 1). No apparent alteration can be detected from the living state in the control feather (Fig 1A–1C); both pigmented (Fig 1B) and non-pigmented (Fig 1C) regions appear unaltered. Fig 1D–1F shows LM images of feathers from the same bird under test condition 1 (60°C, watered). Twisted barbs, fraying, and slight loss of integrity can be observed, but the feathers remain virtually intact, with little evidence of damage at this relatively low resolution. However, the colors are less distinct; “white” regions (Fig 1F) show evidence of yellowing, perhaps from oxidation or pigment leaching, when compared to the control feathers at the same magnification (Fig 1C). The feathers kept under condition 2 (high heat, Fig 1G–1L) have completely lost all indications of original color or color patterns, and are reduced to blackened fragments. Surprisingly, however, the microstructure remains. The rachis is hollow and preserved in three dimensions. Remnants of pith (p) can still be detected as lighter colored, textured regions, distinct from the darkened cortex (c) (Fig 1G). Barbs can be seen arising from a preserved rachis (Fig 1H, 1I, 1K and 1L —arrows). The asymmetric distribution (Fig 1H, 1K and 1L) allows us to state that these are remnants of remiges (flight feathers). In some cases, isolated barbules with presumed hooklets are retained as long, filamentous structures (Fig 1J—arrow). Light micrographs of silicified fossil coot feathers are seen in Fig 1M–1O. The fibrous structure is evident in feathers still attached to the siliceous matrix (Fig 1M–1O), and Fig 1N shows a small region where overlapping barbs form a vane that is seemingly intact.
Scanning electron microscopy
Scanning electron microscopy (Fig 2) demonstrates that all feathers are preserved in three dimensions. Feather microstructure is essentially intact under control conditions (Fig 2A–2D). Barbs (b) and barbules (bu), some with hooklets (Fig 2B—arrows) can be seen. Inner pith (p) is easily differentiated from the feather cortex (Fig 2C—arrows), and structure of the original keratin fibers can be seen in some regions of the feather internal to the proximal cortex after 17 years (Fig 2D). Under condition 1, fraying and disintegration of the barbs and barbules, as well cracking and loss of integrity of the cortex is visible (Fig 2E—arrows). Barbs are distorted (Fig 2F), and debris is visible on barbs and barbules (Fig 2F and 2G —**), but in some cases hooklets can still be seen at the ends of the barbules (Fig 2F—arrowheads). Fig 2H shows curved barbules coming off the barb (arrows), and a surface littered with flattened plates/flakes of material (f).
Preserved and intact microstructure in condition 2 feathers from the 10 year-experiment is seen in Fig 2I–2L. The cortex (c) and pith (p) are clearly visible and distinct (Fig 2I and 2J), and small remnant barbs can be seen, evenly spaced and arising from the cortex (arrows). Fragmented and compressed barbules can be seen arising from barbs (Fig 2K—arrows) and fibrous structures (Fig 2L) very similar to those seen in the control feather (Fig 1D) are visible.
Fig 2M–2P show silicified feathers recovered from the fossil coot. Fungal hyphae (fu) and other debris are intertwined with the feather barbs (Fig 2M). Although a thin layer of precipitated minerals is seen (Fig 2N and 2O—**), underlying feather structure is still visible in detail. What we interpret to be remnant feather cortex (c) and underlying pith (p), are visible in Fig 2P.
Immunohistochemistry
Affinity-purified antibodies (abs) raised against chicken feather protein [10] react specifically with all feathers tested in in situ immunohistochemical assays (Fig 3). Overlay (Fig 3A, 3C, 3E and 3G) and fluorescent images (Fig 3B, 3D, 3F and 3H) show that antibody-antigen (ab-ag) complexes localize specifically to the feather tissues, and are not randomly distributed. Specificity of binding is supported by controls, including: (1) omitting primary abs, but keeping all subsequent steps identical to control for non-specific binding of the secondary ab or fluorescent label (S1 Fig and [10]); (2) Incubating antibodies with excess source protein (e.g., feather keratin) to block specific binding sites, then exposing them to samples controls for non-specific binding of primary antibody [10]; (3) incubating feather specimens with a non-relevant protein (human alpha keratin, [10]) controls for non-specific binding of primary antibodies. Although binding is greatly reduced and patchy in the condition 2 feather (Fig 3E and 3F) relative to control and condition 1 feathers, it is specific, not observed where tissue is lacking; this pattern compares favorably with previously published results [10], showing repeatability and thus validating original results. Fluorescent signal is also reduced in fossil feathers (Fig 3G and 3H) when compared to the less altered control (Fig 3A and 3B) and condition 1 feathers (Fig 3C and 3D), but binding is nonetheless both specific and highly localized to microstructural features of the feathers.
Transmission electron microscopy (TEM)/Immunogold (IG) labelling
Extant feathers under all three conditions and the mineralized coot feather are shown in Fig 4 after exposure to antibodies raised against feather keratin. Here, we use a secondary antibody tethered to a small (18nm) electron-dense gold bead, to detect antibody-antigen complexes in situ at high resolution. At all levels of magnification, gold beads are clearly visible on the keratin matrix of the control feather kept at RT (Fig 4A–4C), and very few are found on the surface of electron-dense melanosomes visible in the same sections. These data support the specificity of these antibodies, and show that they can be used to distinguish between tissue types. Intact melanosomes are seen embedded in and surrounded by a keratinous matrix, to which the gold-labeled antibodies bind exclusively (Fig 4C).
The condition 1 (60°C) feather (Fig 4D–4F) shows a similar pattern; however, the melanosomes have lost electron density when compared to the control, and exhibit hollow regions at their centers, not seen in the control condition. These features may indicate beginning breakdown and loss of melanin from these organelles, or alternatively, increasing electron density of the keratin matrix resulting in less contrast between organelle and matrix. Gold beads are seen between melanosome bodies and localized to the matrix, confirming specific binding as demonstrated in Fig 3. At higher magnifications (Fig 4F), the matrix is again seen to be filamentous, as indicated by the short and interwoven electron-dense fibers. The edge of a melanosome is seen in Fig 4F (arrow) but no gold beads are associated with this structure.
Fig 4G–4I are increasing magnifications of the condition 2 feather, kept at 350°C. No melanosomes are observed, but antibody-antigen complexes are visible, though reduced in density from condition 1 and control feathers (Fig 4G—arrows). Gold beads are seen interspersed on the filamentous structures, and are not randomly distributed. Higher magnification (Fig 4I) shows the same filamentous pattern to the matrix as seen in previous examples; the filaments are less distinct than in the control and condition 1 samples but ab-ag complexes are specifically associated with microstructures and again, not random in distribution. However, not all visible filaments bind antibodies, testifying to loss of antigenicity in most of the keratin fibers.
The silicified feather from the Yellowstone coot shows a similar filamentous, electron lucent, but patchy background (Fig 4J–4L). The antibodies bind in a pattern similar to the 350°C feather, in that binding is non-random, and less concentrated than in the control and condition 1 feathers (Fig 4A–4F), but it is specific and distributed only to the filamentous matrix. No obvious melanosomes are seen in this feather; this may be due to complete degradation, or it may be that the original feather never had them, and was white in color. However, extant coots are darkly pigmented, so the latter is unlikely.
The condition 2 and coot feathers were also visualized under lower magnification TEM to identify ultrastructural similarities remaining after induced (condition 2) and natural (coot) heat degradation. S2 Fig shows that both retain open, thin-walled pith, although there is some distortion in the coot. Both show filamentous structures that are thicker at the pith wall junctions, but laminae are seen in the coot (S2C and S2D Fig) that are not so apparent in the condition 2 feather (S2A and S2B Fig).
Time of flight secondary ion mass spectrometry (ToF-SIMS)
ToF-SIMS was used for molecular characterization of the 350°C (condition 2) and (control) feathers, to compare preservation (or loss) of proteinaceous structures in the 350°C feather relative to the control. Although specific proteins (e.g. keratin) cannot be identified in ToF-SIMS, material consistent with protein/peptides are recognized by the presence of fragment ion peaks in mass spectra that represent various amino acids [50]. In particular, positive ToF-SIMS spectra of proteins are often dominated by peaks corresponding to nitrogen-containing organic fragment ions, such as CH4N+ (m/z 30), C2H6N+ (m/z 44), and C4H8N+ (m/z 70) [51].
ToF-SIMS was used to investigate the presence of proteins in the control and 350° (condition 2) feathers. The ToF-SIMS data from both feathers share features in common with the spectrum of a keratin reference sample (K0253, Sigma-Aldrich), including strong signal from the protein peaks at m/z 30, 44 and 70, consistent with the presence of proteinaceous material on both feather surfaces (Fig 5). However, neither feather sample produced ToF-SIMS spectra that in detail mimic the keratin spectrum, indicating that other molecular components may also be contributing to the spectra. This difference can be explained for the control feather in part by the presence on the feather surface of not only keratin but also of preen waxes, which are used by birds to protect their feathers from environmental influences [52–54]. These waxes are identified in the negative ion spectra as monoester molecular ions in the mass range m/z 290–460 and diester molecular ions at m/z 680–800 (S3 Fig), corresponding to the main components of bird feather preen waxes [52]. The assignment to preen waxes is based on the exact mass agreement of the observed peaks with reported molecular weights of the most abundant monoesters and diesters in red knot [52, 53] and herring gull [53]. The presence of preen waxes on the control feather is also reflected in the positive ion spectrum by enhanced signal from hydrocarbon fragment ions (m/z 27, 29, 39, 41, 43, 55, 57), which are not present at the same high intensities in the pure keratin reference spectrum (Fig 5). The presence of keratin in the control feather is further supported by enhanced protein signal along the longitudinal (green) area of the three-color overlay image (Fig 5A), which is matched by reduced signal from the hydrocarbon fragment ions (red) and from the monoesters (S3 Fig), suggesting that this area was generated by the removal of preen wax while pressing the feather sample during sample preparation. The peaks assigned to preen waxes were only observed for the control feather, and not for the heat-treated feather under condition 2.
The condition 2 feather, like the control feather, was crushed to access interior surfaces not likely to be subject to environmental contamination. Enhanced signal from protein peaks at m/z 30 and 70 is observed primarily in certain regions, whereas other regions are devoid of these protein signals (Fig 5, S4 Fig), indicating that proteins (i.e., keratin) were better preserved in some structures, but effectively decomposed in others, consistent with all immunological data. The negative ion data of the 350°C feather is dominated by N-containing organic fragment ions indicative of a nitrogen-rich organic material, as expected from proteins degraded without loss of nitrogen (S5A Fig). The presence of degraded proteins is further supported by the observation of a broad distribution of peaks in the mass range m/z 100–500 (S5 Fig), corresponding to protein fragments of various sizes, and by the enhanced signal from organic fragment ions with low hydrogen content, indicating loss of hydrogen, as compared to the keratin reference spectrum (Fig 5). The ToF-SIMS results of the 350°C feather are thus consistent with keratin being effectively degraded in the main part of the feather, but also relatively well preserved in certain structures.
Discussion
Actualistic taphonomy is important for accurately interpreting data from the fossil record. Understanding the processes of degradation in natural environments allows us to constrain, within reason, conditions that may arrest these processes or, alternatively, that may result in stabilization of fossil remains before degradation is complete [2]. If stabilization does not occur, degradation goes to completion, and all evidence of organic remains is lost, as happens in the vast majority of cases.
“Soft” (i.e., originally unbiomineralized) tissues in ancient fossil material provide information about past life that is disproportionate to their occurrence. The longevity and high preservation potential of keratin is supported by the fact that keratin-derived structures are second only to biomineralized remains (bone, teeth and eggshell) in the vertebrate fossil record ([28] and references therein), indicating that this protein is capable of resisting degradation long enough for these materials to enter the rock record. The processes that result in this preservation are not completely known, and probably vary with source tissues and burial environments; however, certainly part of this resistance is imparted by the structure of the β-keratin molecule itself.
β-keratins are specific to sauropsids, arising after the divergence of mammals from this lineage [44, 46, 55–59]; therefore, mammals employ only α-keratins in epidermal structures. Multiple studies have capitalized on the specificity and sensitivity of the vertebrate immune system, using antibodies capable of differentiating between keratin proteins to study regional expression of β-keratin [43, 46, 55, 60, 61], expression during development [45, 62–64] and co-expression of α- and β-keratins in various tissue types [43, 60, 61].
Far from being “impossible” [41], we have validated and added to a previous study [10] supporting the durability of β-keratin proteins and their potential for preserving across geological time. We replicated previous experiments, showing that macro- and microstructure is conserved to some degree in these heat-altered materials, using transmitted light, scanning and transmission electron microscopy. We employed in situ immunohistochemistry (IHC) to support the hypothesis that high heat, often used as a proxy for time in degradation studies (e.g. [4, 65]), is insufficient to completely destroy the molecular and microstructural characteristics of these tissues, even over long durations, although the molecules are greatly altered, as evidenced by reduced, though still specific, binding of antibodies to tissues. We support these IHC data using immunogold labelling to localize antibody-antigen complexes at very high resolution, and employ ToF-SIMS to support the presence of protein moieties localized to these tissues.
We have also demonstrated that, at least for samples subjected to the conditions described herein, keratin seems to have higher preservation potential than melanosomes, which are not seen in TEM of either the feathers exposed to high heat (condition 2) or the coot feathers. We did not test for the presence of melanin pigment, and it may be present; but melanosomes, the intracellular organelles used to propose color in extinct organisms (e.g. [66–68]) were not observed. It may be that both specimens preserved only feathers lacking melanosomes to begin with, but extant coots are darkly pigmented, and most of the feathers of the partridge were originally colored; this seems an unlikely explanation for the absence of these organelles. Therefore, when microbodies or imprints of microbodies proposed to be melanosomes have been identified in fossil feathers, the chemical identification of keratin may independently support the identification of these pigment-containing organelles in fossil remains even when no melanin is chemically identified.
However, keratin preservation under extreme conditions is uneven. A possible explanation for this apparent selective preservation may be related to macromolecular aggregation and hydrophobic interactions, as previously proposed for protein preservation in marine systems [69]. Macromolecular crosslinking, mitigated by certain microenvironmental factors (e.g iron, [70]), may also play a role in this selective preservation, as may the structure of feather keratin molecules, which incorporate multiple crosslinks and hydrophobic residues ([71], [72] and references therein) that contribute resistance to degradation. Finally, although most keratins are not normally biomineralized in life (contra [41] and cited references), and extant feathers have not been shown to contain biominerals, keratins are negatively charged [73, 74]; thus post-mortem micromobilization of minerals may deposit on the surface, and may contribute to the stabilization of these molecules [16, 17].
Conclusions
We have shown, repeatedly and using multiple lines of evidence [16, 17, 75, 76], that sauroposid β-keratin products are extremely resistant to degradation under some conditions, and survive at the molecular level such that they are recognizable by specific antibodies over geological time. This resistance is not limited to tissue type [77]; thus, antigenic properties of sauroposid β-keratins can be used to differentiate β-keratin matrices from the more widespread and basal α-keratin products [16, 17], as well as from microbial exopolysaccharides [9]. We show here that, contrary to [41, 42], β-keratin tissues may indeed outlast melanin-containing organelles in some cases, and have potential to survive across geological time spans. To be applicable to the fossil record, taphonomic experimental design must take the following factors into account: (1) stabilization of the molecules prior to heating; (2) influence of sediments; (3) potential stabilizing changes occurring when heating occurs more slowly over millions of years; (4) effects of polymerization and increased crosslinks and their ability to protect proteinaceous materials, to accurately approximate processes undergone by keratinous material in naturally occurring conditions. However, we can say with some certainty that any keratin-derived structure that does persist into the fossil record has never been exposed to temperatures of 250°C, in combination with pressures of 250 bar, unless it has been first stabilized in early diagenesis by one of these factors [41].
Supporting information
Acknowledgments
This work was performed in part at the AIF at North Carolina State University, which is supported by the State of North Carolina and the National Science Foundation. The AIF is a member of the North Carolina Research Triangle Nanotechnology Network, a site in the National Nanotechnology Coordinated Infrastructure. Research was also conducted at the ICAL Facility, Montana State University, and through the Dept of Plant Pathology, Montana State University. We thank N. Equall, and S. Brumfield for help in analyses, R. Sawyer for helpful discussions.
Data Availability
All relevant data are within the paper and its Supporting Information files.
Funding Statement
This study was supported by: National Science Foundation, INSPIRE, EAR- 1344198 and The David and Lucile Packard Foundation (MHS); Swedish Research Council, Grant for Distinguished Young Researchers, 642-2014-3773 (JL); Lynn and Susan Orr, Vance and Gayle Mullis (MHS). The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.
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