Summary
Decreased hippocampal-prefrontal synchrony may mediate cognitive deficits in schizophrenia but it remains unclear which cells orchestrate this long-range synchrony. Parvalbumin- (PV) and somatostatin-expressing (SOM) interneurons show histological abnormalities in individuals with schizophrenia, and they are hypothesized to regulate oscillatory synchrony within the prefrontal cortex. To examine the relationship between interneuron function, long-range hippocampal-prefrontal synchrony, and cognition, we optogenetically inhibited SOM and PV neurons in the medial prefrontal cortex (mPFC) of mice performing a spatial working memory task while simultaneously recording neural activity in the mPFC and the hippocampus (HPC). We found that inhibiting SOM, but not PV, interneurons during the encoding phase of the task impaired working memory accuracy. This behavioral impairment was associated with decreased hippocampalprefrontal synchrony and impaired spatial encoding in mPFC neurons. These findings suggest that interneuron dysfunction may contribute to cognitive deficits associated with schizophrenia by disrupting long range synchrony between the HPC and PFC.
Keywords: Somatostatin, parvalbumin, interneuron, working memory, hippocampal-prefrontal, prefrontal cortex, synchrony, theta, inhibitory neuron, encoding, oscillations
eTOC Blurb
Abbas et al. examine the role of somatostatin and parvalbumin interneurons during spatial working memory. They found that, somatostatin, but not parvalbumin interneurons, support working memory performance by facilitating hippocampalprefrontal interactions and associated spatial encoding.
Introduction
Working memory, a critical cognitive function, is impaired in schizophrenia (Park and Holzman, 1992; Saykin et al., 1991; Saykin et al., 1994) and other psychiatric disorders (Arts et al., 2008; Lai et al., 2016; Landro et al., 2001; Martinussen R, 2005). Cognitive impairments contribute significantly to poor functioning (Brekke et al., 2007; Green, 2016; Green et al., 2000; Keefe et al., 1999), and available treatments do not effectively treat these impairments. Thus, elucidating the neural basis for cognitive symptoms in psychiatric disorders may inform new treatment strategies that reduce the functional impact of disease.
In rodents, working memory for spatial information is thought to be supported by interactions between multiple brain regions. Three lines of evidence implicate the mPFC and HPC. First, oscillatory synchrony between these structures, particularly in the theta (4–12 Hz) and gamma (40–80) Hz range, is enhanced during spatial working memory tasks (Hallock et al., 2016; Jones and Wilson, 2005; Lagler et al., 2016; O’Neill et al., 2013; Sigurdsson et al., 2010). Second, pharmacological inhibition of neural activity in HPC or mPFC, lesioning of these regions, and anatomical disconnection of mPFC and HPC impairs working memory performance (Churchwell and Kesner, 2011; Lee and Kesner, 2003; Urban et al., 2014; Wang and Cai, 2006). Third, selective optogenetic inhibition of the projection from the ventral HPC (vHPC) to the mPFC during spatial working memory encoding impairs the representation of spatial information in mPFC neurons and decreases task performance accuracy (Spellman et al., 2015).
These data demonstrate the significance of HPC-mPFC circuit activity, and in particular, the direct projection from the HPC to the mPFC, in the encoding of spatial representations critical for working memory. However, the cellular subtypes within the mPFC that mediate these interactions between HPC and mPFC are poorly characterized. Given that these interactions involve oscillatory activity, and that interneurons are hypothesized to play a key role in driving oscillatory synchrony, we hypothesized that interneurons, which receive hippocampal excitatory inputs (Parent et al., 2010), may be crucial for maintaining these long-range interactions.
Two types of interneurons, PV and SOM interneurons, have attracted attention because both mRNAs are decreased in the PFC of individuals with schizophrenia (Fung et al., 2014; Fung et al., 2010; Hashimoto et al., 2008; Hashimoto et al., 2003). PV interneurons target soma and perisomatic compartments of pyramidal cells thereby controlling their spiking output (Atallah et al., 2012; Kvitsiani et al., 2013). In contrast, SOM interneurons target distal dendrites, which is important for gating pyramidal cell inputs (Gentet et al., 2012; Kvitsiani et al., 2013; Silberberg and Markram, 2007). We therefore hypothesized SOM interneurons are well positioned to regulate coordination with long range inputs, whereas PV interneurons may support working memory by organizing local activity within the PFC.
To test this hypothesis, we optogenetically inhibited prefrontal PV or SOM interneurons in the mPFC of mice performing a spatial working memory task. We simultaneously recorded neural activity in the mPFC and other brain areas known to be involved in working memory, including the dorsal and ventral hippocampus (dHPC and vHPC), and mediodorsal thalamus (MD) (Parnaudeau et al., 2013). We found that inhibiting SOM but not PV interneurons impaired working memory when inhibition was performed during the encoding phase. Furthermore, by examining the above-described working memory circuit, we found that the working memory impairment that resulted from SOM inhibition was associated with decreased long range synchrony between HPC and mPFC, decreased HPC to mPFC directionality of that long range coordination, and impaired mPFC spatial encoding. We conclude that SOM interneurons facilitate hippocampal-prefrontal synchrony and support mPFC spatial encoding necessary for working memory.
Results
Somatostatin interneurons are required for spatial working memory
To examine the role of mPFC interneurons in spatial working memory, we inhibited PV and SOM interneurons during different phases of a delayed non-match to sample T-maze task (Bolkan et al., 2017; O’Neill et al., 2013; Sigurdsson et al., 2010). Each trial consists of three phases, a forced sample run in which the animal encodes the environment, a delay phase in which the animal has to maintain information, and a choice phase in which the mouse must retrieve the previously encoded and maintained information to make a correct choice – the arm not visited during the sample phase (Figure 1A and methods). To selectively target PV and SOM interneurons we injected Cre-inducible eArch3.0-YFP adeno-associated-virus (AAV5-EF1a-DIO-eArch3.0-EYFP) (Chow et al., 2010; Mattis et al., 2011) in SOM-Cre (Taniguchi et al., 2011) or PV-Cre (Lovett-Barron et al., 2012) mice, which leads to selective expression of eArch3.0-YFP in SOM (SOM-Arch, Figure S1A and S1C-1D) or PV (PV-Arch, Figure S1B and S1E-1F) interneurons. We also injected a subset of SOM-Cre and PV-Cre animals with Creinducible YFP adeno-associated-virus to control for nonspecific effects. Mice were implanted with custom optoelectrodes to permit simultaneous illumination and neural recordings within the mPFC. They were also implanted with single wire electrodes to facilitate recordings of local field potentials (LFPs) in the vHPC, dHPC, and MD.
Upon illumination of the mPFC in both SOM-Cre and PV-Cre mice, a subset of neurons exhibited a significant decrease in firing rate (Figure 1B-1C, 2A, 2C, and S2A-S2D). Firing rates increased in a larger subset of neurons (Figure 1B, 1D, 2B-2C, and S2A-S2D). The percentage of cells with increased and decreased firing rates in response to light in mPFC varied only slightly as a function of the phase of the task during which the light was delivered, and a much higher percentage of neurons was light-modulated in Arch-expressing mice compared to YFP-expressing mice (Figure 1B, 2C, and S2A-S2D). Light modulated neurons also had a larger change in firing rate in response to green light in Arch mice as compared to control YFP mice (Figure S1G-1H; Firing rate expressed as % of baseline, SOM-Arch vs SOM-YFP, Increasers: Sample – 265.2%+/−14.7% vs 127.7%+/−4.7%; Delay – 256.6%+/−13.3% vs 126.2%+/−2.4%; Choice 320.9%+/−29.4% vs 151.6%+/−4.5%; SOM-Arch vs SOM-YFP, Decreasers: Sample – 61.4%+/−2.5% vs 82.9%+/−1.2%; Delay – 62.2%+/−2.5% vs 82.8%+/−1.2%; Choice – 62.0%+/−2.7% vs 72.6%+/−1.9%; PV-Arch vs PV-YFP, Increasers: Sample – 415.7%+/−104.9% vs 144.9%+/−8.1%; Delay – 266.8%+/−24.6% vs 158.0%+/−18.9%; Choice – 352.2%+/−78.1% vs 185.3%+/−15.8%; PV-Arch vs PV-YFP, Decreasers: Sample – 66.1%+/−3.2% vs 77.6%+/−2.3%; Delay – 69.4%+/−3.1% vs 76.6%+/−2.5%; Choice – 65.5%+/−2.3% vs 60.6%+/−3.5%). These findings are consistent with lightinduced inhibition of PV- or SOM-expressing interneurons, leading to disinhibition of pyramidal neurons. Attempts to confirm cell identity by examining waveform shape (Courtin et al., 2014; Kim et al., 2016) were not successful (see Methods for details and Figure S1I-1J). We will therefore refer to these groups of neurons as putative SOM, PV, or pyramidal neurons, or more simply, “increasers” and “decreasers,” throughout the rest of the article.
Behavioral performance was measured in the same mice. During randomly interleaved trial types, SOM or PV interneurons were either not inhibited or inhibited during the sample, delay, or choice phases of the DNMTS task. The delay phase length was varied on different days of testing to either 10 or 60 seconds. We found that inhibiting SOM interneurons during the sample phase, but not the delay or choice phases, led to a significant decrease in spatial working memory performance when the delay was 60 seconds (Figure 3B-3C, SOM-Arch, N = 17 mice; SOM-YFP, N = 15 mice; 2-way repeated measures ANOVA, significant virus x light interaction, F(3,90) = 3.199, p = 0.0271; and OFF vs Sample On significant by post-hoc testing Bonferroni corrected for multiple comparisons, p=0.0001), but not 10 seconds (Figure 3A, SOM-Arch, N = 14 mice; SOM-YFP, N = 14 mice; 2-way repeated measures ANOVA, no significant virus x light interaction, F(3,78) = 0.5113, p = 0.6757). In contrast, we found that inhibiting PV interneurons in PV-Arch animals during any of the phases, sample, delay, or choice, had no effect on working memory performance at 10 second delay (Figure 3D, PV-Arch, N = 10 mice; PV-YFP, N = 7 mice; 2-way repeated measures ANOVA, no significant virus x light interaction, F(3,45) = 0.7777, p = 0.5126) or 60 second delay (Figure 3E-3F, PV-Arch, N = 10 mice; PV-YFP, N = 7 mice; 2-way repeated measures ANOVA, no significant virus x light interaction, F(3,45) = 0. 4708, p = 0. 7041).
Somatostatin interneurons facilitate long range synchrony
SOM interneurons target distal dendrites, gating pyramidal cell inputs (Gentet et al., 2012; Kvitsiani et al., 2013; Silberberg and Markram, 2007). PV interneurons target soma and perisomatic compartments of pyramidal cells thereby controlling their spiking output (Atallah et al., 2012; Kvitsiani et al., 2013). We therefore hypothesized that SOM inhibition might decrease hippocampal-prefrontal synchrony while PV inhibition might modulate local mPFC oscillatory activity. We restricted our analysis to data from the 60 second delay experiments since this was where we saw a significant behavioral effect in SOM mice. Before examining oscillatory synchrony, we began by characterizing the effect of optogenetic manipulation of SOMs and PVs on oscillatory power within the mPFC. We found that inhibiting SOMs and PVs by delivering green light in the mPFC during the sample phase led to a significant increase in broadband power locally in the mPFC, while delivering green light in SOM-YFP and PV-YFP animals did not affect mPFC power (Figure 4A-4D). More generally, inhibiting SOMs during all three phases led to a significant increase in power across a broad range of frequencies (Figure S3A), including an increase in power in the dHPC and MD (Figure S3C). In contrast, while inhibiting PVs during the sample, delay, or choice phase led to an increase in beta (12–25 Hz) and gamma (30–70 Hz) power, only delay (and not sample or choice) phase inhibition increased mPFC theta power (Figure S3B), while power in other regions was unaffected (Figure S3D). Neither SOM nor PV inhibition affected behavioral covariates of theta power including running speed or trial length during the different phases (Figure S3E-S3F). Overall, these findings support a role for both SOMs and PVs in shaping local mPFC oscillatory activity.
We next examined whether SOMs supported hippocampal-prefrontal synchrony as we hypothesized. To do this, we compared long-range synchrony in SOM-Arch and PV-Arch mice. We found that coherence between oscillatory activity in the LFPs in the mPFC and LFPs in the vHPC, dHPC, or MD was globally decreased with SOM inhibition regardless of task phase, while the decrease in coherence was less consistent and smaller in magnitude with PV inhibition (Figure 4E-4F and Figure S4). To ensure that these changes in oscillatory synchrony reflect local cellular activity rather than volume conduction, we examined the phase-locking of single units in the mPFC to oscillations in the HPC using a measure of phase locking called pairwise phase consistency (PPC), focusing on theta-frequency oscillations since phase-locking to theta oscillations has been linked to spatial working memory (Hallock et al., 2016; Jones and Wilson, 2005; Lagler et al., 2016; O’Neill et al., 2013; Sigurdsson et al., 2010). Phase locking of mPFC single units to vHPC and dHPC theta decreased during SOM sample phase inhibition (Figure 5A-5D). This decrease in phase locking was frequency and pathway specific as SOM inhibition did not decrease phase-locking to MD theta or to other frequencies in vHPC, dHPC, or MD with the exception of a decrease in phase locking of “decreasers” to MD gamma (Figure S5A-5C). We also found that SOM inhibition increased phase locking of “increasers” to dHPC and MD beta oscillations and MD gamma oscillations. The effects of SOM inhibition on theta synchrony were specific for putative pyramidal neurons – we found that “increasers” decreased phase-locking to vHPC and dHPC theta after SOM inhibition, whereas the phase-locking of “decreasers” was unchanged (Figure 5C-D, middle and right column). Notably, SOM inhibition significantly increased phase locking to local mPFC theta, beta, and gamma oscillations (Figure 5E–5F and S5D), suggesting that reduced long-range input increases the degree to which mPFC neurons are driven by local activity. In contrast to SOM inhibition, we found that PV inhibition did not affect mean phase-locking to vHPC, dHPC, or MD theta oscillations either for all units, or for “increasers” or “decreasers” (Figure S6A-6C), though PV inhibition leads to an even larger increase in phase locking to local mPFC theta, beta, and gamma oscillations as compared to the significant increase seen with SOM inhibition (Figure 5G-5H and S5E). Overall, these findings suggest that inhibiting SOM interneurons has a stronger impact on hippocampalprefrontal synchrony than does inhibiting PV interneurons, whereas inhibiting both SOMs and PVs has a robust effect on local mPFC activity, with PV inhibition affecting local synchrony more than SOMs.
Somatostatin interneurons disrupt the directionality of ventral hippocampalprefrontal synchrony
To corroborate the findings of reduced hippocampal-prefrontal synchrony, we examined the directionality of hippocampal-prefrontal theta-frequency interactions during SOM inhibition. In order to assess directionality, we performed a lag analysis, calculating phase-locking of mPFC neurons to vHPC and dHPC theta oscillations at a range of lags. During light OFF trials, phase-locking to both vHPC and dHPC theta was stronger at negative lags compared to positive lags, suggesting a predominantly HPCto-mPFC directionality (Figure 6A-6B and 6D-6E). However, with sample phase SOM inhibition, phase-locking to vHPC theta at negative lags was no longer significantly different from that at positive lags (figure 6C), suggesting that SOM inhibition disrupted the net directionality between vHPC and mPFC, consistent with a disruption in vHPC-tomPFC communication. Interestingly, sample phase SOM inhibition did not affect dHPCmPFC directionality (Figure 6F), consistent with previous findings demonstrating that inhibition of vHPC terminals in the mPFC did not disrupt phase-locking to dHPC theta (Spellman et al., 2015). Overall, these findings further support a role for SOMs in facilitating information flow from the HPC to the mPFC.
Somatostatin interneurons are necessary for spatial encoding in the mPFC
Decreased hippocampal-prefrontal synchrony indicates impaired long range communication between these structures; such communication is critical for the representation of spatial information in the mPFC (Spellman et al., 2015). Indeed, a subpopulation of mPFC neurons encode the goal arm location visited by the mouse during the sample phase, and inhibition of vHPC inputs to the mPFC disrupts this goal arm encoding and later choice performance (Bolkan et al., 2017; Spellman et al., 2015). As SOM interneuron inhibition similarly impairs vHPC-mPFC synchrony and choice performance, we examined whether SOM inhibition affects goal arm encoding. During laser off trials, many mPFC neurons tended to fire more actively at one of the two goal arms (Figure 7A). This arm preference was abolished by SOM inhibition (Figure 7A). In contrast, goal arm preference was preserved with PV inhibition (Figure 7B). To understand why SOM and PV inhibition had differing effects on goal arm preferences, we compared the effects of inhibition on firing rates in spatially tuned neurons and nonspatially tuned neurons. SOM inhibition led to a more robust increase in firing rates across tuned (both preferred and non-preferred arm firing) and non-tuned neurons in comparison to PV inhibition around the time of sample goal arrival (Figure 7C-7E). We also examined whether putative SOM and PV neurons themselves entrain differently to vHPC and dHPC theta, but no difference in entrainment was observed (Figure 7F-7G). These data demonstrate that though both SOM and PV interneurons participate in HPCentrained rhythmic activity in the theta-range, SOM interneuron inhibition has a greater effect on mPFC neuronal firing rates and neuronal goal arm preferences during working memory encoding.
To confirm the effects of SOM inhibition on spatial encoding, we used a maximum margin linear classifier to decode mouse location from vectors of binned firing rates of recorded mPFC units (Rigotti et al., 2013; Spellman et al., 2015). The decoder was trained to extract mouse location using a subset of the trials in which the laser was off during the sample phase. Decoder accuracy was tested on another subset of the laser off trials and compared to accuracy when testing in trials in which the laser was on during the sample phase (as in Spellman, 2015). In SOM-Arch animals, decoder accuracy was degraded when tested in laser on sample trials as compared to laser off trials (Figure 7H). No such degradation was seen in SOM-YFP or PV-Arch mice (Figure 7I-7J; two-way repeated measures ANOVA comparing decoder performance between off and sample on trials across SOM-Arch, SOM-YFP, and PV-Arch mice, significant effect of virus, F (2, 78) = 44.49, and laser condition, F (1, 78) = 48.17, with significant virus x laser condition interaction, F (2, 78) = 20.64, p<0.0001 for all three; there was a significant decrease in decoder accuracy by Bonferroni-corrected post-hoc testing in SOM-Arch, but not SOM-YFP or PV-Arch mice, p<0.0001).
We also examined prospective sample goal coding, which has previously been reported (Guise and Shapiro, 2017), during the sample phase (at the time the mouse is entering the intersection and is able to discern which goal will be the sample goal), and we found that it was impaired during laser on sample trials as compared to off trials or trials in which the laser will subsequently be on during the choice phase (Figure S7A, see below for statistical summary). In contrast, we found that prospective chosen goal coding during the choice phase was not affected by preceding sample phase or concurrent choice phase laser illumination (Figure S7B, two-way repeated measures ANOVA comparing decoder performance between off, sample on, and choice on trials across the sample and choice phases, significant effect of laser condition, F (2, 40) = 7.783, p=0.0014, and task phase, F (1, 20) = 5.93, P=0.0244, with significant virus x task phase interaction, F (2, 40) = 33.39, p<0.0001; there was a significant decrease in decoder accuracy by Bonferroni-corrected post-hoc testing with sample phase inhibition, p<0.0001, but not in other laser conditions or during the choice phase). These findings support a role for somatostatin interneurons in supporting representations of spatial information specifically during sample phase encoding.
Somatostatin interneuron activity during working memory encoding is necessary for subsequent delay period activity
We have previously reported that during working memory maintenance, groups of neurons transiently increase their firing rate sequentially across the delay phase, and this activity is necessary for normal working memory performance (Bolkan et al., 2017). Because SOM inhibition impairs the formation of spatial representations during working memory encoding, we hypothesized that impaired working memory encoding would disrupt subsequent sequential delay phase activity. We found that SOM inhibition during the sample phase did indeed disrupt sequential activity during the subsequent delay phase (Figure 8A). SOM inhibition during the delay phase itself appears to lead to a robust increase in overall firing in a subset of cells across the delay period (consistent with Figures 1–2 and S1-S2), making it difficult to visualize transiently elevated cells. Sequential activity during the delay not surprisingly appeared unaffected during choice trials, in which the SOM inhibition occurred after the delay.
We compared the distributions of times at which the peak firing rate occurred in delay-elevated cells across the population of recorded neurons in the different conditions – OFF, On Sample, On Delay, and On Choice – using the Kolmogorov-Smirnov test. This revealed that the tiling was altered in the On Sample condition only – (OFF vs On Samp, P value = 0.0002; OFF vs On Del, P value = 0.1192; OFF vs On Choice, P value = 0.8752). Thus, SOM inhibition during the sample phase disrupts subsequent delay tiling, whereas concurrent SOM inhibition during the delay does not, despite dramatically altering firing rates. Since we have previously reported that disruptions of delay-elevated firing also decreased the firing rate at peak, we grouped cells by the timing of their firing rate peaks and calculated the mean firing rate over the period of the delay around the peak. One-way ANOVA followed by Bonferronicorrected pairwise comparisons over the whole delay (excluding directly manipulated on delay trials for the analysis) indicated that there was a significant effect of laser condition on the firing rate of delay-elevated cells (F(2,702) = 8.271, P-value = 0.0003; off vs on sample post-hoc p-value < 0.0002). When we grouped cells by the timing of their peak firing and calculated mean firing rate over the period around that time, we found that sample phase SOM inhibition (On Samp) preceding the delay phase significantly decreased normalized firing rates in delay-elevated neurons after the first 10 seconds of the delay phase (Figure 8B; one-way ANOVA to examine the effect of laser condition; 1–10 s – F(2,309) = 1.115, P-value = .3293; 11–20 s – F(2,102) = 8.533, P-value = 0.0004; 21–40 s – F(2,177) = 19.23, P-value < 0.0001; 41–60 s – F(2,105) = 5.189, P-value = 0.0071).
In contrast, when we performed the same analysis in our PV-Arch animals, PV inhibition during the preceding sample phase did not affect subsequent delay period activity, whereas PV inhibition had a similar effect to SOM inhibition during the delay itself, increasing the baseline firing rate in a large subset of delay-elevated cells. Unlike SOM inhibition, with PV inhibition there was no significant effect of laser condition on the firing rate of delay-elevated cells (by one-way ANOVA, F (2, 183) = 0.109, P-value = 0.8968). PV inhibition did not disrupt the timing of delay period tiling (Figure S8A; not significant by Kolmogorov-Smirnov test; OFF vs On Samp, P value = 0. 3081; OFF vs On Del, P value = 0.0914; OFF vs On Choice, P value = 0.9207) or mean firing rate at peak (Figure S8B; one-way ANOVA to examine the effect of laser condition, 1–10 s – F (3, 68) = 0.06114, P-value = .9800; 11–20 s – F (3, 24) = 0.422, P-value = 0.7389; 21–40 s – F (3, 76) = 0.08662, P-value < 0.9672; 41–60 s – F (3, 64) = 0.1419, P-value = 0.9345). Together, these findings suggest that, unlike PV inhibition, SOM inhibition during the sample phase not only impairs hippocampal-prefrontal synchrony and spatial encoding during the sample phase, but also disrupts sequential firing patterns during the subsequent delay period.
Discussion
In this study we show differential roles of SOM and PV interneurons with respect to spatial working memory performance, long range synchrony, and spatial representations in the mPFC. We found that SOM, but not PV, interneurons were required during the sample phase of a spatial working memory task, suggesting a requirement for this neuronal subtype in encoding spatial information. Inhibition of either interneuron subtype during the delay (maintenance) or choice (retrieval) phases of the spatial working memory task had no effect on memory performance. Furthermore, we found that while both SOM and PV inhibition led to a global enhancement in local mPFC power and phase locking to local oscillations, only SOM inhibition impaired hippocampal-prefrontal synchrony and associated hippocampal-to-prefrontal directionality, encoding of prefrontal spatial representations, and sequential activity of mPFC neurons during the subsequent delay period of the spatial working memory task. Our results demonstrate the importance of SOM, but not PV, interneurons in spatial working memory, suggesting that they subserve working memory encoding by facilitating information flow from the HPC to the mPFC.
Somatostatin interneurons during working memory
Our results show a previously unreported role for SOM interneurons during working memory. While previous studies have focused on a role for mPFC SOM interneurons during working memory maintenance, we found that mPFC SOM interneurons appear to be required only during spatial working memory encoding in the DNMTS T-maze task. A previous study reported that SOM interneurons encode spatial location during the delay phase of a similar spatial working memory task, and that activating these neurons during the delay impaired performance (Kim et al., 2016). We suspect that the discrepancy in behavioral findings is because optogenetic activation of SOM interneurons induces artificial patterns of activity which may confer a disruptive potential that does not reflect the normal role of SOM interneurons during working memory. Alternatively, task-specific differences may underlie the differing effects. Consistent with our previous results (Bolkan et al., 2017; Spellman et al., 2015), we found no evidence of retrospective coding of sample goal location during the delay period in our task, unlike in Kim et al. (Figure S6D-6F).
Task and brain region differences may explain differences between our data and those in a recent report examining the role of SOM interneurons in anterior cingulate cortex in a non-spatial Go/No-Go task (Kamigaki and Dan, 2017). In this study, optogenetic inhibition of SOM neurons during the whole trial or the delay phase improved performance, while optogenetic excitation impaired performance. Recent studies have suggested that the mPFC supports maintenance via MD input-dependent sequentially and transiently activated neuronal ensembles that are linked to attention or rule encoding rather than spatial encoding (Akhlaghpour et al., 2016; Bolkan et al., 2017; Fujisawa et al., 2008; Horst and Laubach, 2012; Rajan et al., 2016; Schmitt et al., 2017). It may be that such rule-encoding is susceptible to artificial SOM excitation (as in Kim et al., 2016) or inhibition during non-spatial tasks (as in Kamigaki et al., 2017). We found that delay phase SOM inhibition increases the overall delay firing rate such that it is difficult to resolve transient delay-elevated firing as previously reported. Despite this we find no effect of delay phase SOM inhibition on performance, suggesting the possibility that delay SOM inhibition increases background activity during the delay without disrupting information content or maintenance of memory traces. In contrast, we find that SOM inhibition preceding the delay during encoding disrupts delay-elevated firing, suggesting that without normal sample phase spatial encoding there is decreased progression to normal working memory maintenance-associated activity.
Parvalbumin interneurons during working memory
Our findings suggest that PV interneurons do not appear to be required for working memory, HPC-mPFC phase locking, spatial encoding, or delay-elevated firing. The failure of PV inhibition to influence these parameters is not due to an inadequate degree of PV manipulation as evidenced by robust effects of PV inhibition on mPFC firing rates, LFP power, and phase locking to local oscillations. The PV interneuron data are somewhat surprising given previous findings that PVs exhibit a range of taskrelated activity patterns and synchronize with HPC theta oscillations (Lagler et al., 2016). Previous studies have attempted to address the role of PV interneurons in working memory by manipulating mPFC PV interneuron function in various ways, though not using optogenetic inhibition. Results from these studies are inconsistent, with some suggesting a potential role for PV neurons in working memory (Gandal et al., 2012; Murray et al., 2015) and others arguing against such a role (Canetta et al., 2016; Carlen et al., 2012). Consistent with our findings, optogenetic activation of mPFC PV interneurons during the delay phase also did not significantly affect performance in a Figure-8 spatial working memory task (Kim et al., 2016). In contrast, during the above mentioned Go/No-Go task, where PV interneurons exhibit choice-biased activity, optogenetically stimulating PV interneurons in the nearby anterior cingulate cortex (ACC) during the delay period severely impaired task performance, whereas inhibiting them improved performance (Kamigaki and Dan, 2017).
As discussed above, this may be because different working memory tasks were used or because interneurons were recorded in ACC in the Go/No-Go task rather than PL/IL. It may also be a matter of sensitivity, in that although the effects of PV inhibition and SOM inhibition on mPFC firing rates are comparable, relatively more PV inhibition may be required to affect working memory. Furthermore, since SOMs and PVs arborize differently, it is also possible that the similar impact we see in terms of the proportion of neurons modulated by light and other parameters may nonetheless be associated with a lesser effect of PVs on local mPFC network activity in comparison to SOMs. We found that, although SOM and PV inhibition affect local mPFC power similarly and PV inhibition has a greater effect on phase locking to local mPFC oscillations in comparison to SOMs, PV inhibition has a lesser impact on the firing of mPFC neurons as compared to SOM inhibition around the time of sample goal arrival. Finally, PV interneurons are a heterogenous population and we may be suppressing two different subpopulations of PV interneurons, basket cells and chandelier cells, which could have opposing effects. Further work in targeting specific subpopulations of PV interneurons, or specific inputs to PV cells, and examining their role in different behaviors in different prefrontal regions should help illuminate their role in cognition more clearly.
Key cellular elements and connectivity in working memory
We provide here strong evidence for a requirement of SOM interneurons for spatial working memory. When SOM interneuron firing is suppressed during the sample period of a spatial working memory task, hippocampal-prefrontal synchrony and associated hippocampal to prefrontal directionality, prefrontal spatial encoding, and subsequent delay-elevated neuronal firing are impaired, resulting in decreased working memory performance. These findings build on previous studies showing that vHPCmPFC and dHPC-mPFC theta band synchrony support spatial working memory (Jones and Wilson, 2005; O’Neill et al., 2013), and vHPC inputs to the mPFC are required for spatial encoding during the sample period of a spatial working memory task (Spellman et al., 2015). Thus, the findings we present here suggest that SOM interneurons are one of the specific cellular elements of the HPC-mPFC circuit that are required for information flow from the hippocampus to the prefrontal cortex.
As SOM interneurons gate apical dendrites of pyramidal neurons (Silberberg and Markram, 2007; Urban-Ciecko and Barth, 2016; Yavorska and Wehr, 2016), they are well positioned to coordinate long range synchrony between the HPC and the mPFC, thereby regulating HPC-mPFC information flow. SOM interneurons in some cortical areas receive direct long range inputs (Wall et al., 2016), suggesting the possibility that feedforward inhibition from the HPC to SOM interneurons in mPFC may mediate long synchrony between the two regions. In fact, recent work has shown that SOMs facilitate long range coherence within visual cortex (Veit et al., Nat Neurosci, 2017) and are important for synchronizing low frequency activity (Chen et al., Neuron, 2017), supporting a role for SOMs in coordinating neural activity. Furthermore, in addition to the monosynaptic projection from vHPC to mPFC already discussed, a direct projection from the dHPC to mPFC has also been reported (Ye et al., 2017). Future studies will be useful in examining whether SOM interneuron mediated feedforward inhibition or feedback inhibition predominates in supporting long-range synchrony between the HPC and mPFC during spatial working memory.
STAR METHODS
CONTACT FOR REAGENT AND RESOURCE SHARING
Further information and requests for resources and reagents should be directed to and will be fulfilled by the Lead Contact, Atheir Abbas (aia2114@cumc.columbia.edu).
EXPERIMENTAL MODEL AND SUBJECT DETAILS
All procedures were conducted in accordance with the US NIH Guide for the Care and Use of Laboratory Animals and approved by the New York State Psychiatric Institute Institutional Animal Care and Use Committee at Columbia University. All experiments were carried out in male PV-Cre or SOM-Cre mice. The PV-Cre mice used in these studies had been generated as described previously(Lovett-Barron et al., 2012) and were obtained as a hybrid C57BL/6–129/SV strain. PV-Cre mice used in experiments were hemizygous offspring of hemizygous hybrid PV-Cre mice that had been backcrossed to C57BL/6J mice (Jackson Labs, stock number 000664) for 1–3 generations. SOM-Cre mice were also a hybrid C57BL/6–129/SV strain obtained from Jackson Labs (stock number 013044). Hemizygous SOM-Cre offspring of SOM-Cre x C57BL/6J breeding pairs were used for experiments. Mice were 8–12 weeks of age at the start of experiments and housed under a 12-hour light-dark cycle in a temperatureand humidity-controlled environment with food and water available ad libitum except when food restricted for spatial working memory. Implanted mice were individually housed. During behavioral habituation, training, and testing, mice were food restricted and maintained at 80–85% of their initial weight.
METHOD DETAILS
Surgical Procedures
Mice were anesthetized with 1–3% vaporized isoflurane in oxygen (1L/min) and placed in a stereotaxic apparatus. For immunochemistry and microdrive implantation experiments PV-Cre or SOM-Cre mice were injected with Cre-inducible Archaerhodopsin (AAV5-EF1a-DIO-eArch3.0-EYFP, UNC vector core) or control EYFP virus (AAV5-EF1a-DIO-EYFP, UNC vector core) at two locations within the mPFC bilaterally (+/−0.35 ML, +1.85 AP, 1.3 and 1.7 depth below brain surface; 0.5 μL virus per injection site). For immunochemistry experiments, mice were first anesthetized with a ketamine (100 mg/kg) and xylazine (7 mg/kg) mixture. The animals were then perfused with 4% paraformaldehyde (Thermo Fisher Scientific) 6–8 weeks after viral injection, and the brains were extracted and cryoprotected in 30% sucrose in 1X PBS until they sank. 40 micron sections were taken in a cryostat and stored in 1X PBS at 4°C until they were used for immunochemistry experiments. The following antibodies and dilutions were used: guinea pig polyclonal anti-parvalbumin (1:2500, Synaptic Systems, 195–004), goat polyclonal anti-somatostatin (1:50, Santa Cruz Biotechnology SC-7819), chicken polyclonal anti-GFP (1:500, Abcam, ab13970), Alexa Fluor 488 goat anti-chicken (1:200, Thermo Fisher Scientific, A-11039), Cy3 donkey anti-guinea pig (1:200, Jackson ImmunoResearch, 706–165-148), Cy3 donkey anti-goat (1:200, Jackson ImmunoResearch 705–166-147). For microdrive implantation experiments, animals were habituated, shaped, and trained as described below, taken off food restriction, and then about 4 weeks after initial viral injection, underwent a second surgery to implant the microdrive. Animals were again anesthetized and placed in a stereotaxic apparatus. Craniotomies were made to allow for implantation of a bundle of 14 stereotrodes (13 micron tungsten wire, California Fine Wire) and a 200 micron optical fiber in the left mPFC (−0.35 ML, +1.85 AP, 1.3 below brain surface); a 200 micron optical fiber in the right mPFC; local field potential (LFP) wires (76 micron tungsten wire) in the vHPC (−3.0 ML, −3.15 AP, 3.9 below brain surface), dHPC (−1.25 ML, +1.82 AP, 1.45 below brain surface), and MD (−0.3 ML, −1.22 AP, 2.7 below brain surface); a ground screw over the cerebellum; and a reference screw over the orbitofrontal cortex. Electrodes were connected to a 32 channel omnetics board, and the board and wires were fixed to an advanceable custom microdrive. Electrode placements were confirmed by passing current through an electrode at each site (5 mA, 10 seconds) to generate an electrothermolytic lesion. Mice were anesthetized with ketamine/xylazine prior to generating the lesions and were then perfused. The brains were extracted, cryoprotected, sectioned, mounted, stained, and examined under a microscope to determine lesion placements and characterize YFP and Arch expression in PL/IL.
Optogenetics
532 nm wavelength light (OEM laser) was delivered at 10 mW via 200 μM diameter, 0.22 NA optical fibers. There were four different trial types: laser off, laser on sample (laser was on the entire sample phase - from when the mouse left the start box to when the mouse returned to the start after retrieving the reward), laser on delay (for the entire delay phase, 10 or 60 seconds), and laser on choice (for the entire choice phase -from when the mouse leaves the start box at the end of the delay phase to when it reaches the reward port) trials. Because prolonged Arch inhibition has been shown to induce rebound activity (Madisen et al., 2012), we measured post-inhibition firing. Even after SOM inhibition during 60 second delay periods, we did not measure rebound firing that was greater than the baseline firing rate prior to the delay period (Figure S2E).
Behavior
1 week after viral injection, mice were placed on a food-restricted diet and received 2–3 g of food daily as needed to maintain their weight at 80–85% of their day pre-restriction weight. The experimenter monitoring the mice during behavior in a custom, automated T-maze was blinded as to whether the mouse received Arch or control YFP virus. Mice underwent two days of habituation in which they were allowed to freely visit all the baited arms (condensed milk diluted 1:3 in deionized water) in the T-maze for 10 min. They subsequently underwent 2 consecutive days of shaping in which mice were forced to alternate runs to each goal arm (20 runs total) to obtain a reward. Then mice were then transitioned to training, in which they underwent 10 trials daily. During training trials, mice are forced randomly during the sample (working memory encoding) phase to one of the goal arms to obtain milk reward. They then return for a ten second delay period (working memory maintenance). After the delay, both goals are accessible during the choice phase (working memory retrieval), but in order to obtain a reward the mouse has to choose the arm not visited during the sample phase. Mice are considered to have reached criterion once they have achieved three consecutive days of 70% or better performance with respect to making correct choices. Mice underwent 40 testing trials daily for 3–5 days at each delay (10s and 60s), with 10 each of laser off, sample laser on, delay laser on, and choice laser on trials, randomly interleaved for trial type and sample arm. Stereotrodes were advanced at least 40 μM after testing in order to record new single units each day.
Neural Recordings
A Digital Lynx system (Neuralynx, Bozeman, MT) was used to amplify, bandpass filter (1–1000 Hz for LFPs and 600–6000 Hz for spikes), and digitize the electrode recordings. LFP sampling rates were 2 kHz and spikes were collected at 32 kHz. Single units were clustered based on the first two principal components (peak and energy) from each channel using Klustakwik (Ken Harris) and visualized in SpikeSorter3D (Neuralynx). Clusters were then visually inspected and included or eliminated based on waveform appearance, inter-spike interval distribution, isolation distance, and L-ratio.
Power, coherence, phase locking analysis, and directionality analysis
To calculate power, after normalizing the raw LFP data to the root mean square of the voltage signal over the whole testing session, the power spectra of the LFPs were calculated with a Chronux MATLAB function that used the multi-taper method. For band-specific coherence, the mean coherence over the range was calculated (theta 412 Hz, beta 12–25 Hz, gamma 30–70 Hz). For phase locking analysis, we started by digitally band-pass filtering the raw LFPs using a zero phase delay filter (K. Harris and G. Buzsaki). The phase was calculated using a Hilbert transform, and then a corresponding phase was assigned to each spike. We limited our analysis to units that fired at least 100 times over the period analyzed. Pairwise Phase Consistency (PPC) was calculated as the mean of the cosine of the absolute angular distances between all unique pairs of spike phases. Delta PPC was calculated by subtracting the PPC calculated during trials in which SOM or PV interneurons were not inhibited from the PPC calculated during trials in which SOM or PV interneurons were inhibited during sample, delay, or choice phases (delta PPC). Negative delta PPC values indicate that PPC has a decrease in phase locking whereas positive delta PPC values indicate an increase in phase locking after SOM or PV inhibition.
Functional directionality was calculated based on PPC of mPFC spikes assigned corresponding spike phases of vHPC and dHPC theta oscillations. We successively calculated PPC of mPFC spikes to vHPC and dHPC theta signals that were shifted in 2.5 ms steps +/− 100 ms. We compared the mean PPC at negative lags to the mean PPC at positive lags, with negative lag PPC > positive lag PPC signifying HPC-->mPFC directionality.
Single Unit Analysis Including Preferred Arm Firing Analysis, Delay-Elevated Analysis, and Decoding
Significantly light-modulated units were identified by bootstrapping. Laser on and laser off spikes were combined, binned, and randomly shuffled 30,000 times. Units were considered light-responsive if the observed laser off vs laser on firing rate difference was greater than 99% of the firing rate differences from the shuffled data. To distinguish between excitatory projection neurons and inhibitory interneurons, which likely account for most of the inhibited neurons, we attempted to utilize unbiased clustering using two or three waveform parameters as previously reported (Courtin et al., 2014; Kim et al., 2016). We attempted this first with the PV-Arch data. However, we were unable to achieve clear cell separation (Figure S1I, top and bottom panel). We also plotted the waveform parameters of “increaser” (putative pyramidal neurons) and “decreaser” (putative PV interneurons) cells, and we found that first sorting cells by response to light and then plotting waveform parameters also does not result in two distinct clusters on 2 dimensional or 3 dimensional waveform parameter plots (Figure S1J, top and bottom panel). This is consistent with a prior study showing that over 50% of PV interneurons as identified by optical tagging with channelrhodopsin are broadspiking and/or have slow after-hyperpolarizations (Moore and Wehr, 2013). Because of these findings we did not attempt clustering with the SOM-Arch data, and we used response to light (significant increase or decrease in firing rate) as the criteria to separate cells in SOM-Arch and PV-Arch animals for further analysis.
In order to measure the strength and reliability of the neural representation of Tmaze spatial location, we first separated arm-preferring neurons as those with a greater than 20% increase in the mean firing during the period from 5 seconds before to 5 seconds after sample goal arrival, using z-scored firing rates calculated in 100 ms bins - mean firing rate within a bin was z-scored to the mean firing rate across a 5 second period of the ITI; standard deviation was calculated within bins as well. We also used a maximum margin linear classifier to decode goal location from binned population firing rate vectors as previously described (Spellman et al., 2015). Analysis was performed on units with at least one training and one testing trial and with 100 repetitions at each time bin. Spike bin size was 200 ms.
Delay-modulated activity was determined based on a previous report (Bolkan et al., 2017). Briefly, it was delay-elevated cells were identified using z-scored firing rates for each neuron calculated in 1 second bins and z-scored to the ITI and standard deviation across bins. Delay-modulated units were defined as those with a change in the z-scored firing rate that is +/− 2 standard deviations for two or more consecutive bins. To assess the effect of SOM and PV inhibition on delay-modulated activity, we compared the distribution of timing of peak firing rates across neurons between the different laser conditions using the Kolmogorov-Smirnov test and also sorted delaymodulated units in laser off trials into neurons whose transient peak took place from 110 s, 11–20 s, 21–40s, and 41–60s. We then compared the mean firing rate across trial types (laser off, laser on sample, laser on delay, and laser on choice).
QUANTIFICATION AND STATISTICAL ANALYSIS
Statistical analysis was performed in Graphpad Prism 7 or MATLAB. For behavioral experiments and decoding, two-way repeated measures ANOVA was used to assess, depending on the experiment, the effect of light condition (laser off, sample laser on, delay laser on, or choice laser on) and virus type (Arch-EYFP vs EYFP) or light condition and task phase (sample laser on, choice laser on) and the interaction between the two factors in behavioral experiments. Other analyses that required statistically comparing more than two groups in which there was only one factor (for example, laser condition), one-way ANOVA was performed. For both one- and two-way ANOVA analyses, Bonferroni corrected two-tailed tests were performed to make posthoc paired comparisons. For paired laser off and laser on comparisons we used the non-parametric Wilcoxon matched-pairs signed-rank test Bonferroni corrected for multiple comparisons - for example comparing the average power or coherence within a frequency band or the mean across the entire spectrum. To determine the effect of SOM inhibition during the delay period on delay tiling, we used a Kolmogorov-Smirnov to compare the distributions of timing of peak firing across delay-modulated neurons during the delay period to assess whether they were significantly different. For determining which neurons exhibited a significant change in firing rate in response to light, the alpha level was 0.01; for all other analyses, the alpha level was 0.05. For power spectra and coherence, correction for multiple comparisons was performed for all comparisons within a group of animals (i.e., SOM-Arch, PV-Arch, SOM-YFP, PV-YFP). Error bars represent the standard error of the mean. Shaded error bands represent 95% confidence intervals.
Supplementary Material
Highlights.
mPFC PV and SOM inhibition modulates neuronal activity and synchrony within mPFC
PV inhibition does not impair spatial working memory
SOM inhibition during working memory encoding decreases choice accuracy
SOM inhibition decreases long-range HPC-mPFC synchrony and spatial encoding
Acknowledgements
We thank members of the Gordon and Kellendonk labs for technical assistance and discussions. This work was supported by grants from the NIMH (R01 MH096274 to J.A.G. and T32 MH018870–29 to A.I.A.); by the Leon Levy Foundation (to A.I.A.); a BBRF/NARSAD Young Investigator Grant (A.I.A.); and by the Irma Hirschl Trust (to C.K.).
Appendix
KEY RESOURCES TABLE.
REAGENT or RESOURCE | SOURCE | IDENTIFIER |
---|---|---|
Antibodies | ||
guinea pig polyclonal anti-parvalbumin | Synaptic Systems | cat #: 195-004; RRID:AB_2156476 |
goat polyclonal anti-somatostatin | Santa Cruz Biotechnology | cat #: SC-7819 |
chicken polyclonal anti-GFP | Abcam | cat #: ab13970; RRID:AB_300798 |
Alexa Fluor 488 goat anti-chicken | Thermo Fisher Scientific | cat #: A-11039; RRID:AB_2534096 |
Cy3 donkey anti-guinea pig | Jackson ImmunoResearch | cat #: 706-165-148; RRID:AB_2340460 |
Cy3 donkey anti-goat | Jackson ImmunoResearch | cat #: 705-166-147; RRID:AB_2307351 |
Bacterial and Virus Strains | ||
AAV5-EF1a-DIO-eArch3.0-EYFP | UNC Vector Core | https://www.med.unc.edu/genetherapy/vectorcore/in-stock-aav-vectors/deisseroth |
AAV5-EF1a-DIO-EYFP | UNC Vector Core | https://www.med.unc.edu/genetherapy/vectorcore/in-stock-aav-vectors/deisseroth |
Experimental Models: Organisms/Strains | ||
SOM-Cre | Jackson Laboratories | stock #: 013044; RRID: IMSR_JAX:013044 |
PV-Cre | a gift from Rene Hen, mice originally generated by Boris Zemelman | N/A |
C57BL/6 | Jackson Laboratories | stock #: 000664; RRID: IMSR_JAX:000664 |
Software and Algorithms | ||
Matlab | Mathworks | https://www.mathworks.com/products/matlab/; RRID:SCR_001622 |
Graphpad Prism 7.02 | GraphPad Software | https://www.graphpad.com/scientific-software/prism/; RRID:SCR_002798 |
Footnotes
Declaration of Interests
The authors declare no competing interests.
The opinions expressed in this article are the authors’ own and do not reflect the view of the National Institutes of Health, the Department of Health and Human Services or the United States government.
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