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. Author manuscript; available in PMC: 2020 Jan 1.
Published in final edited form as: Int J Radiat Oncol Biol Phys. 2018 Sep 8;103(1):229–240. doi: 10.1016/j.ijrobp.2018.09.001

Prospective Immunophenotyping of CD8+ T-cells and Associated Clinical Outcomes of Patients with Oligometastatic Prostate Cancer Treated with Metastasis-Directed SBRT

Jaden D Evans 1, Lindsay K Morris 1, Henan Zhang 2, Siyu Cao 2, Xin Liu 2, Kristin C Mara 3, Bradley J Stish 1, Brian J Davis 1, Aaron S Mansfield 4, Roxana S Dronca 4,5, Matthew J Iott 1, Eugene D Kwon 6, Robert L Foote 1, Kenneth R Olivier 1, Haidong Dong 2,6,#, Sean S Park 1,#
PMCID: PMC6301146  NIHMSID: NIHMS1513188  PMID: 30205124

Abstract

Purpose:

To study the effects of metastasis-directed stereotactic body radiation therapy (mdSBRT) on CD8+ T-cell subpopulations and to correlate post-mdSBRT immunophenotypic responses with clinical outcomes in patients with oligometastatic prostate cancer (OPCa).

Methods and Materials:

Peripheral blood mononuclear cells (PBMCs) were prospectively isolated from 37 patients with OPCa (≤3 metastases) treated with mdSBRT. Immunophenotyping identified circulating CD8+ T-cell subpopulations including: Tumor-Reactive (TTR), Effector Memory (TEM), Central Memory (TCM), Effector (TEF), and Naïve (TN) T-cells from samples collected before and after mdSBRT. Univariate Cox proportional hazards regression was used to assess whether changes in these T-cell subpopulations were potential risk factors for death and/or progression. Kaplan-Meier method was used for survival. Cumulative incidence for progression and new distant metastasis was estimated considering death as a competing risk.

Results:

Median follow-up was 39 months (IQR 34–43). Overall survival at 3 years was 78.2%. Cumulative incidence for local progression and new distant metastasis at 3 years was 16.5% and 67.6%, respectively. Between baseline and day 14 after mdSBRT, an increase in the TCM cell subpopulation was associated with the risk of death (HR 1.22 [95%CI, 1.02–1.47]; P=0.033), and an increase in the TTR cell subpopulation was protective against the risk of local progression (HR 0.80 [95%CI, 0.65–0.98]; P=0.032).

Conclusions:

An increase in the TTR cell subpopulation was protective against the risk of disease progression while an increase in the TCM cell subpopulation was associated with the risk of death in patients with OPCa treated with mdSBRT. Disease control may be further improved by better understanding the CD8+ T-cell subpopulations, and by enhancing their anti-tumor effect.

Keywords: Oligometastastatic prostate cancer, SBRT, immunophenotyping, metastasis-directed therapy

SUMMARY

It is unknown how changes in the Tumor-Reactive T-cell subpopulation (CD8+PD-1+CD11ahigh) correlate with clinical outcomes after metastasis-directed stereotactic body radiation therapy (mdSBRT) for patients with recurrent oligometastatic prostate cancer (OPCa). In this prospective trial of 37 patients with OPCa treated with mdSBRT, an increase in the Tumor-Reactive T-cell subpopulation after mdSBRT was protective against the risk of disease progression. These data have clinical implications for combining mdSBRT with anti-PD-1 therapy and/or adoptive cell transfer procedures.

INTRODUCTION

Oligometastatic prostate cancer (OPCa) recurrence after radical prostatectomy (RP) and/or radiotherapy (RT) is the most common relapse pattern observed in the modern era.14 Metastasis-directed therapy (MDT), either in the form of surgery, radiotherapy, or ablation, has been proposed to improve these patients’ clinical outcomes.57 Metastasis-directed stereotactic body radiation therapy (mdSBRT) has been shown to be well-tolerated and to lengthen androgen deprivation therapy (ADT)-free survival in hormone naïve patients as well as delay changes in systemic therapy in castration-resistant patients.1,8 Although MDT shows promise in improving clinical outcomes, subclinical metastases and the emergence of new metastatic sites remains problematic.

Combinatorial strategies using both mdSBRT and systemic agents – particularly immune-based therapies and ADT – are actively being investigated to mitigate this problem of disease escape. Many of the proposed combinations involve engaging the patient’s CD8+ cytotoxic T-cells and using mdSBRT to augment this response.911 However, little is known about how mdSBRT affects the circulating CD8+ T-cell immunophenotype and whether such phenotypic changes are associated with clinical outcomes such as overall survival, local progression, or the development of new distant metastasis. To evaluate this, we analyzed immunophenotypic changes in circulating CD8+ T-cells before and after mdSBRT in patients with recurrent OPCa and correlated these changes with clinical oncologic outcomes in a prospective manner.

METHODS AND MATERIALS

Study Design and Patients

The protocol was developed as a single-institution, prospective study approved by the Institutional Review Board at our institution. Written informed consent was obtained from all study participants. Eligible patients included male subjects ≥18 years of age; pathologically confirmed PCa patients who had previously undergone curative intent radical prostatectomy (RP), definitive radiotherapy (RT), or both and have prostate-specific antigen (PSA) biochemical relapse per AUA or Phoenix definitions defined by two consecutive PSA levels >0.2 ng/mL after RP or >2 ng/mL above the nadir after RT 12,13; and three or fewer extracranial metastatic lesions diagnosed by 11C choline positron emission tomography-computed tomography (CholPET-CT) and/or CT-guided biopsy. Patients were excluded if life expectancy was <3 months. Patients identified as having castrate-resistant disease, defined as testosterone level <50 ng/mL, were allowed to enroll on the study. This prospective trial is registered at ClinicalTrials.gov, number NCT01777802.

Isolation of Peripheral Blood Mononuclear Cells

Whole blood samples of 30–50 mL were collected via venipuncture using anticoagulant, spray-coated K2EDTA purple-top tubes (BD Biosciences, San Jose, CA) at four time points: baseline prior to mdSBRT, and post-mdSBRT on days 1, 7, and 14. Peripheral blood mononuclear cells (PBMCs) were isolated from buffy coat preparations by density gradient centrifugation using Lymphoprep™ (Stemcell Technologies, Vancouver, BC) according to well-established immunologic methods.14,15 Time points were chosen to analyze PBMCs during the window of greatest presumed change in phenotypic expression, which was estimated to occur between 1–2 weeks post-SBRT.16

Immunophenotyping of CD8+ T-cells

Immunophenotyping was performed on isolated PBMCs after cell staining with the appropriate monoclonal antibodies (mAbs) (BioLegend®, San Diego, CA) using fluorescence-activated cell sorting (FACS) flow cytometry to identify subpopulations of circulating CD8+ T-cells. Antibody information used for analysis can be found in Supplementary Table 1. Cell surface staining with mAbs targeting CD8, CD11a, and PD-1 were used to identify tumor-reactive T-cells (TTR; CD8+PD-1+CD11ahigh).17,18 Cell surface staining with mAbs targeting CCR7 and CD45RA were used to identify effector memory (TEM; CD8+CCR7-CD45RA-), central memory (TCM; CD8+CCR7+CD45RA-), effector (TEF; CD8+CCR7-CD45RA+), and Naïve (TN; CD8+CCR7+CD45RA+) T-cells, respectively. Samples were initially gated on CD8+ T-cells, and the purity of isolated CD8+ T-cells was quantified by the FlowJo® analysis platform (FlowJo LLC, Ashland, OR). Within the CD8+ T-cell population, cells were gated on CCR7 and CD45RA and T-cell subpopulation statistics were calculated using the FlowJo® analysis platform. Representative flow cytometry gating strategies used are shown in Supplementary Figure 1. Isotype antibodies were used as negative controls for all experiments.

Metastasis-Directed Stereotactic Body Radiation Therapy

Patients were treated with metastasis-directed stereotactic body radiation therapy (mdSBRT) to all oligometastatic lesions. Patients underwent contemporary volumetric planning after CT-based simulation; 4-dimensional CT (4DCT) was used when tumor motion was estimated to be ≥1 cm. Patients were simulated and treated in the BodyFIX® vacuum immobilization system (Elekta, Stockholm, Sweden) using a TrueBeam® linear accelerator (Varian, Palo Alto, CA). Target definition and radiotherapy planning have been described previously.19,20 In brief, the gross tumor volume (GTV) was defined as all radiographically visible gross disease. For spine lesions, the clinical target volume (CTV) was designed consistent with international consensus guidelines.21 For non-spinal osseous lesions, GTV was expanded by 0.5 to 1.0 cm to include contiguous high-risk bone to create the CTV. For soft tissue or nodal lesions, CTV equaled GTV. CTV was expanded by 0.2 to 0.5 cm to the planning target volume (PTV). Dose of mdSBRT was determined by the treating radiation oncologist and personalized according to the patient’s surrounding normal tissue dose constraints as recommended by the American Association of Physicists in Medicine Task Group 101 (AAPM TG 101).22 Four dose regimens were used including 16 Gy in 1 fraction, 18 Gy in 1 fraction, 24 Gy in 1 fraction, or 30 Gy in 3 daily consecutive fractions. Dose was prescribed so that 90% of the target volume received ≥100% of the prescription dose (D90% [%] ≥100%). Target localization was performed with daily cone-beam CT.

Androgen Deprivation Therapy

ADT was given concurrent with and adjuvant to mdSBRT in patients with castrate-resistant disease, wherein patients were routinely receiving ADT prior to mdSBRT. ADT was most commonly given as an intramuscular (IM) injection of leuprolide acetate (7.5 mg per month) delivered as 3, 4 or 6 month injections. Other ADT regimens used for castrate-resistant disease included oral abiraterone (1,000 mg daily) in combination with oral prednisone (5 mg daily), or oral enzalutamide (160 mg daily). Cytotoxic chemotherapy and/or immunotherapy were not used with mdSBRT.

Statistical Analyses

The data are reported using summary statistics such as mean (± standard deviation [SD]) or median (interquartile range [IQR]) for continuous variables and count (percentage) for categorical variables. Paired t-tests were used to compare baseline blood samples with blood samples after mdSBRT, including in a propensity score matched pair analysis for: 1) patients’ TTR cell changes who experienced local progression compared with a matched non-local progression group, and 2) patients’ TCM cell changes who experienced death compared to a matched cohort. Progression-free survival was used as the matching covariate using nearest neighbor matching to reduce bias from this potential confounding variable. A two-sample t-test assuming unequal variance was used in exploratory post hoc subgroup analyses. The survival rates for the outcome of death were estimated using the Kaplan-Meier method. The cumulative incidence for the time-to-event outcomes of local progression and new distant metastasis were estimated considering death as a competing risk for the outcome. Cox proportional hazards regression was used to assess the association of the changes in subpopulations of T-cells with each time-to-event outcome. Hazard ratios (HR) are presented with 95% confidence intervals (CI). Statistical significance was set at P ≤ 0.05. All reported P values are unadjusted. To account for multiple comparisons, a Bonferroni type I error level of 0.01 (=0.05/5) could be used. All analyses were conducted using SAS version 9.4 (SAS Institute Inc., Cary, NC) and R version 3.2.3 (R Core Team, R Foundation for Statistical Computing, Vienna, Austria).

RESULTS

The study included 37 patients between January 2013 and October 2014 with recurrent OPCa. Patient, tumor and treatment characteristics are outlined in Table 1. The median follow-up was 39 months (IQR 34–43). The majority of patients had a single oligometastatic lesion treated (n=31, 84%). The most commonly treated sites by mdSBRT were non-spinal osseous lesions (n=25, 68%). The most common dose regimen was 18 Gy in a single fraction (n=20, 54%). Median PSA at oligorecurrence was 4.4 ng/mL (IQR 1.3–6.2) with a median doubling time of 3 months (IQR 1.9–6.2). Primary tumor treatment consisted of radical prostatectomy (n=27, 73%), definitive radiotherapy (n=5, 13.5%), and prostatectomy followed by adjuvant radiotherapy (n=5, 13.5%). ADT concurrent with and adjuvant to mdSBRT was administered in nonrandomized fashion to 19 (51%) patients versus delayed until additional progression in 18 (49%) patients.

Table 1.

Patient, Tumor and Treatment Characteristics

Characteristic All Patients (n=37)
Age at oligorecurrence before mdSBRT, years
    Mean (± SD) 67.6 (7.6)
    Median (IQR) 69 (63–73)
Time between PCa diagnosis and mdSBRT, months
    Mean (± SD) 63.2 (43.7)
    Median (IQR) 54 (31–85)
PSA at PCa diagnosis, ng/ml
    Mean (± SD) 21.9 (44.5)
    Median (IQR) 6.75 (4.7–16.2)
Treatment at PCa diagnosis
    RT 5 (13.5)
    RP 27 (73.0)
    RP + Adjuvant RT 5 (13.5)
Primary Tumor (T) at PCa diagnosis
    p/c T1 3 (8.1)
    p/c T2 15 (40.5)
    p/c T3a 6 (16.2)
    p/c T3b 13 (35.1)
Lymph Nodes (N) at PCa diagnosis
    p/c N0 32 (86.5)
    p N1 5 (13.5)
Gleason score at PCa diagnosis
    ≤ 6 1 (2.7)
    7
    ≥ 8
PSA at oligorecurrence, ng/ml
    Mean (± SD) 6.9 (16.3)
    Median (IQR) 4.4 (1.3–6.2)
PSA doubling time at oligorecurrence, months
    Mean (± SD) 4.6 (4.0)
    Median (IQR) 3 (1.9–5.9)
PSA velocity at oligorecurrence, ng/ml/yr
    Mean (± SD) 13.0 (35.1)
    Median (IQR) 4.1 (1.3–10.4)
Castrate-resistant at oligorecurrence
    Yes 12 (32.4)
    No 25 (67.6)
Number of mdSBRT treated site(s)
    1 31 (83.8)
    2 4 (10.8)
    3 2 (5.4)
Location of mdSBRT treated site(s)
    Non-spinal osseous 25 (67.6)
    Spinal 5 (13.5)
    Lymph node 1 (2.7)
    Spinal + Non-spinal osseous 6 (16.2)
Dose and Fractionation of mdSBRT
    30 Gy in 3 Fractions 11 (29.7)
    24 Gy in 1 Fraction 2 (5.4)
    18 Gy in 1 Fraction 20 (54.1)
    16 Gy in 1 Fraction 4 (10.8)
Androgen Deprivation Therapy
    Concurrent with and adjuvant to mdSBRT 19 (51.4)
    Delayed until additional progression 18 (48.6)

Abbreviations: mdSBRT, metastasis-directed Stereotactic Body Radiation Therapy; PSA, prostate specific antigen; SD, Standard Deviation; IQR, Interquartile Range.

Clinical oncologic outcomes are presented in Figure 1. Estimates of overall survival at 1, 2, and 3 years were 97.3% (95% CI, 92.2–100), 91.9% (95% CI, 83.5–100), and 78.2% (95% CI, 64.9–94.3), respectively (Fig 1A). Cumulative incidence for any progression, distant or local, at 1, 2, and 3 years were 59.5% (95% CI, 40.1–72.6), 64.9% (95% CI, 45.6–77.3), and 73.0% (95% CI, 54.1–84.1), respectively (Fig 1B). Cumulative incidence for new distant metastasis (NDM) at 1, 2 and 3 years were 54.1% (95% CI, 34.8–67.6), 59.5% (95% CI, 40.1–72.6), and 67.6% (95% CI, 48.4–79.6), respectively (Fig 1C). Cumulative incidence for local progression at the mdSBRT site at 1, 2, and 3 years were 5.4% (95% CI, 0–12.4), 10.8% (95% CI, 0.2–20.3), and 16.5% (95% CI, 3.5–27.8), respectively (Fig 1D). Curves were further dichotomized by castrate-resistant versus hormone-sensitive status, which revealed worse clinical outcomes for patients with castrate-resistant disease (Fig 1). No significant difference in local progression rates by mdSBRT dose and fractionation were observed (P=0.96, Table 2).

FIGURE 1. Survival and Cumulative Incidence Curves.

FIGURE 1.

Kaplan-Meier survival plot (A) and cumulative incidence curves with competing risk of death (B-D) showing clinical outcomes for the entire study group (left) and dichotomized by castrate-resistant status (right).

Table 2.

Local Progression Rates by mdSBRT Dose and Fractionation

Dose and Fractionation No. of Local Progressions (n=7) No. of Patients per Dose Regimen (n=37) Local Progression Rate by Dose Regimen*
30 Gy in 3 Fractions 2 (28.6) 11 (29.7) 18.2%
24 Gy in 1 Fraction 0 (0.0) 2 (5.4) 0.0%
18 Gy in 1 Fraction 4 (57.1) 20 (54.1) 20.0%
16 Gy in 1 Fraction 1 (14.3) 4 (10.8) 25.0%

Abbreviations: mdSBRT, metastasis-directed Stereotactic Body Radiation Therapy; No., number.

*

No difference between groups by Cox regression (P=0.96).

Prospective CD8+ T-cell immunophenotyping was performed on the entire cohort before and after mdSBRT at four distinct time points. Upon evaluating T-cell subpopulations from each patient’s circulating CD8+ T-cell pool; TTR, TEM, TCM, TEF, and TN cell subpopulations did not significantly change between baseline and day 1, 7, or 14 after mdSBRT for the entire study group as a whole (Table 3). Results were confirmed with the data normalized to the baseline value for each patient’s respective T-cell subpopulation (P >0.05 for all subpopulations; data not shown). An exception was for TEF cells between baseline and day 14 after mdSBRT wherein the mean percent change in TEF dropped from 32.6 (SD ±17.82) to 27.8 (SD ±17.27) (P = 0.039; Table 3), which did not persist after normalization to the baseline value (P = 0.113).

Table 3.

Percentage of CD8+ T-cell Subpopulations at the Four Evaluable Time Points

CD8+ T-cell Subpopulation Baseline (n=37) Day 1 after mdSBRT (n=37) P Value * Day 7 after mdSBRT (n=37) P Value Day 14 after mdSBRT (n=37) P Value §
%TN
    Mean (± SD) 12.5 (11.7) 12.5 (13.6) 0.55 14.4 (14.0) 0.07 14.2 (15.7) 0.18
    Median (IQR) 8.8 (3.4–16.9) 8.8 (3.6–13.4) 11.3 (3.3–17.5) 9.6 (3.0–16.2)
%TEF
    Mean (± SD) 32.6 (18.3) 33.4 (18.9) 0.50 31.1 (18.5) 0.08 27.8 (17.3) 0.04
    Median (IQR) 28.8 (17.5–41.2) 30.0 (18.6–44.4) 24.5 (17.5–41.6) 26.1 (15.9–32.6)
%TCM
    Mean (± SD) 11.1 (7.6) 10.1 (6.5) 0.16 12.9 (8.1) 0.12 11.5 (7.0) 0.99
    Median (IQR) 10.1 (5.9–14.0) 8.9 (5.5–14.8) 11.4 (7.3–18.6) 10.6 (6.7–15.9)
%TEM
    Mean (± SD) 27.7 (14.3) 27.5 (13.0) 0.55 25.7 (11.2) 0.22 29.9 (13.8) 0.58
    Median (IQR) 28.2 (16.6–39.8) 27.9 (18.6–35.2) 26.4 (19.0–34.1) 29.7 (20.7–38.9)
%TTR
    Mean (± SD) 17.4 (11.4) 16.6 (12.8) 0.56 16.7 (12.8) 0.56 18.5 (14.2) 0.51
    Median (IQR) 14.6 (9.6–20.0) 13.4 (10.6–21.5) 12.2 (8.3–22.0) 14.0 (9.0–23.7)

Abbreviations: mdSBRT, metastasis-directed Stereotactic Body Radiation Therapy; TN (CD8+CCR7+CD45RA+), Naïve Tcell; TEF (CD8+CCR7CD45RA+), Effector T-cell; TCM (CD8+CCR7+CD45RA), Central Memory T-cell; TEM (CD8+CCR7CD45RA), Effector Memory T-cell; TTR (CD8+PD-1+CD11ahigh), Tumor-Reactive T-cell; SD, Standard Deviation; IQR, Interquartile Range.

*

P Values based on paired sample t-test comparing means between baseline and day 1*, 7†, or 14§ after mdSBRT, respectively.

P Values based on paired sample t-test comparing means between baseline and day 1*, 7†, or 14§ after mdSBRT, respectively.

§

P Values based on paired sample t-test comparing means between baseline and day 1*, 7†, or 14§ after mdSBRT, respectively.

The associated risk between changes in the percentage of circulating CD8+ T-cell subpopulations before and after mdSBRT and clinical outcomes was studied (Fig 2A-D). Immunophenotypic changes between baseline and day 14 after mdSBRT revealed that an increase in the TCM cell subpopulation was associated with the risk of death (HR, 1.22 [95% CI, 1.02–1.47], P = 0.033; Fig 2A), and an increase in the TTR cell subpopulation was protective against the risk of local progression (HR, 0.80 [95% CI, 0.65–0.98], P = 0.032; Fig 2D). Raw mean percentage changes of TTR and TCM cell subpopulations as a function of time are presented in Figure 3 for time-to-event outcomes of local progression, death, and any progression – local or distant. The general trend observed is a decrease in TTR cells for patients who experienced local progression versus an increase in TTR cells for patients with locally controlled mdSBRT sites. Furthermore, an observed increase in the TCM cells beyond 7 days was seen in the cohort of patients who experienced death. All raw percentage changes for CD8+ T-cell subpopulations between baseline and day 14 post-mdSBRT for each time-to-event outcome are shown in Supplementary Table 4.

FIGURE 2. Association between the Post-mdSBRT Immunophenotypic Responses in Circulating CD8+ T-cell Subpopulations and Clinical Outcomes.

FIGURE 2.

Forest plots demonstrating the association between changes in the relative percentage of circulating CD8+ T-cell subpopulations and clinical outcomes including (A) death, (B) any disease progression, local or distant, (C) new distant metastasis, and (D) local progression. All plots shown convey the results of immunophenotypic changes that occurred between baseline and day 14 after metastasis-directed stereotactic body radiation therapy. Hazard ratios are per 1 unit increase in the variable. TN (CD8+CCR7+CD45RA+), Naïve T-cell; TEF (CD8+CCR7-CD45RA+), Effector T-cell; TCM (CD8+CCR7+CD45RA-), Central Memory T-cell; TEM (CD8+CCR7-CD45RA-), Effector Memory T-cell; TTR (CD8+PD-1+CD11ahigh), Tumor-Reactive T-cell; CI, Confidence Interval.

FIGURE 3. Changes in CD8+ T-cell subpopulations that correlate with significant clinical outcomes.

FIGURE 3.

Graphs demonstrate the mean percentage change in (A) Tumor-Reactive (TTR) T-cells as a function of time at baseline before metastasis-directed SBRT and 1, 7 and 14 days after SBRT for patients that experienced local progression (blue), did not experience local progression (red), and all patients (green). (B) Mean percentage change in Central Memory (TCM) T-cells as a function of time at baseline before metastasis-directed SBRT and 1, 7, and 14 days after SBRT for patients that died (blue), remain alive (red), and all patients (green). (C) Mean percentage change in Tumor-Reactive (TTR) T-cells as a function of time at baseline before metastasis-directed SBRT and 1, 7, and 14 days after SBRT for patients that experienced any progression (blue), did not experience progression (red), and all patients (green).

Flow cytometry dot plots of TTR cell changes for all patients that experienced local progression have been compared to a propensity score matched pair cohort with progression free survival (PFS) as the matching covariate using nearest neighbor matching (Supplementary Figure 2). Raw flow cytometry outputs for TTR cell changes from baseline to day 14 are included in Supplementary Table 2. The total mean percent change in TTR cells for the matched pair was −3.81% for local progressors versus 9.47% for non-local progressors (P = 0.076). The general trend observed in the dot plots is a decrease in TTR subset in the 7 patients with local progression versus an increase in the non-local progressing matched cohort.

Flow cytometry dot plots of TCM cell changes for all patients that experienced death have been compared to a propensity score matched pair cohort with PFS as the matching covariate (Supplementary Figure 3). Raw flow cytometry outputs for TCM cell changes from baseline to day 14 are included in Supplementary Table 3. The total mean percent change in TCM cells for the matched pair was 2.61% for patients who died versus −2.23% for patients still alive (P = 0.071). The general trend observed in the dot plots is an increase in the TCM subset in the 7 different patient patients who died versus a decrease in the no death matched cohort.

In an exploratory post hoc analysis, clinical outcome associations with the following variables were examined: PSA doubling time (PSA-DT) at oligorecurrence, PSA velocity (PSA-V) at oligorecurrence, castrate-resistant status, timing of ADT relative to mdSBRT, and the number of mdSBRT treated sites.

There were 12 (32.4%) patients in the study group identified as having castrate-resistant disease at the time of study enrollment. Of these patients, 9 (75%) received ADT concurrent with and adjuvant to mdSBRT. The other 3 (25%) did not receive ADT until additional progression after mdSBRT was observed. For the entire cohort, the practice of receiving ADT concurrent with and adjuvant to mdSBRT was found to be protective against the risk of NDM relative to those patients that did not receive ADT until additional progression (HR, 0.44 [95%CI, 0.200.96], P = 0.039). Mean progression-free survival was significantly improved in patients who had PSA-V ≤4 ng/ml/year (23.6 vs. 12.0 months, P = 0.042), non-castrate-resistant disease (21.9 vs. 8.8 months, P = 0.012), and in patients who received ADT concurrent with and adjuvant to mdSBRT (24.1 vs. 10.9 months, P = 0.018). Non-significant improvements in mean progressionfree survival were observed in patients who had PSA-DT ≥3.5 months (21.8 vs. 13.2 months, P = 0.090), and in patients who had 1 compared to ≥2 mdSBRT treated site(s) (19.2 vs. 9.5 months, P=0.081).

DISCUSSION

We report on a prospective series of 37 patients with oligometastatic prostate cancer treated with metastasis-directed SBRT who underwent immunophenotyping of identified circulating CD8+ T-cell subpopulations including: Tumor-Reactive (TTR), Effector Memory (TEM), Central Memory (TCM), Effector (TEF), and Naïve (TN) T-cells from samples collected before and after radiation. This is the first report, to our knowledge, which demonstrates that an increase in the TTR cell subpopulation after mdSBRT is associated with OPCa disease control in a prospective human study. Patients with an increase in TTR cells from baseline to day 14 after mdSBRT were less likely to have local progression. We also observed that an increase in the TCM cell subpopulation during this same time interval was associated with the risk of death. These novel findings have implications for designing combinatorial strategies with mdSBRT and immune-based technologies such as adoptive cell transfer and checkpoint blockade therapies. These data support testing the hypothesis that by expanding and modulating the TTR cell pool – either in vivo or ex vivo – the risk of OPCa disease progression may be further reduced. Additional studies are needed to test and validate this hypothesis.

Previous work has shown that CD11a expression is required for the rejection of tumors by CD8+ T cells.23 CD8+CD11ahigh T-cells accumulate within the tumor microenvironment and represent tumor associated antigen (TAA)-specific and tumor-reactive functional cytotoxic T-cell lymphocytes.17 The proliferative capacity of TTR cells is essential to mount an optimal in vivo antitumor response.24 Furthermore, programmed cell death protein 1 (PD-1) expression has been shown to be elevated on CD8+CD11ahigh T-cells compared with CD8+CD11alow T-cells,17 and these TTR cells (CD8+PD-1+CD11ahigh) presumably represent the cellular target for anti-PD-1 therapy.17 Preclinical models have demonstrated that the capacity of TTR cells to control disease is constrained by the persistent expression of PD-1 along with T-cell exhaustion from chronic antigen exposure within the tumor microenvironment.17,25,26 Despite these preclinical observations, we have observed that clinical disease control in a prospective human study was improved when there was an increase in this TTR cell subpopulation after mdSBRT.

These observations raise the question: “Does the influence of mdSBRT on TTR cells alter their antitumor effect?” Preclinical data coupled with our current clinical experience has provided important insights into this question. SBRT has been shown to enhance tumor-specific function of CD8+CD11ahigh T-cells in PD-1 knockout mice; moreover, in these same experiments PD-1 expression restrained the immune-mediated abscopal effect induced by SBRT, which was mitigated by anti-PD-1 therapy.27 Previous prospective data showed that combined checkpoint inhibition and palliative radiotherapy to patients with castrate-resistant PCa improved progression-free survival compared to radiotherapy alone.28 The mechanisms driving the synergistic effect between radiotherapy and checkpoint inhibition are a topic of active investigation and continue to be elucidated.9,10,29 Nevertheless, the present study contributes understanding of how mdSBRT influences CD8+ T-cell immunophenotypic changes and how such changes are associated with clinical outcomes. These TTR cells’ function and associated disease control could, in theory, be further potentiated by anti-PD-1 therapy in addition to their clonal expansion. Clonal expansion could be explored using adoptive cell transfer procedures wherein the identified TTR cell subpopulation would be expanded ex vivo.30,31 One of the many challenges facing immuno-oncology currently deals with the appropriate selection of patients for checkpoint inhibition therapy, and which patient population will derive the greatest benefit. One possible solution would be to improve drug delivery to the cellular target, which in the case of anti-PD-1 therapy would be the TTR cell. Therefore, by improving anti-PD-1 drug delivery to TTR cells or by expanding the number of TTR cells upon which anti-PD-1 therapy may target, the therapeutic benefit could be enhanced.

The significance of the association between an increase in the TCM cell subpopulation and the risk of death is uncertain. A concept previously introduced by investigators has suggested that some therapeutic cancer vaccines fail because they amplify the corrupted, as opposed to the beneficial, CD8+ memory T-cell subpopulation formed during states of chronic antigen exposure like the tumor-bearing state.24 The observed association between TCM and the risk of death may indeed represent the deleterious clinical effects of a corrupted memory T-cell subpopulation being amplified post-mdSBRT, resulting in worse clinical outcomes. This is an area of active investigation with the aim of better understanding this subset of T-cells, which may also represent a T-cell subpopulation that could be targeted to improve clinical outcomes.

Once metastatic prostate cancer has been established, oligometastatic biopsies are not commonly performed in routine clinical oncology. In the modern era, advanced imaging techniques using prostate-specific PET radiotracers (e.g. C-11 Choline, PSMA, Fluciclovine) are beginning to influence treatment decisions without histologic confirmation.35 However, this monomodal assessment of disease progression and response is flawed by inherent false positive results without histologic confirmation. Liquid biopsies can be sampled non-invasively from a patient’s blood and holds the potential to monitor treatment response and relapse in combination with advanced imaging. Some of the most promising actionable biomarkers for metastatic prostate cancer, apart from PSA, include proteomic/genomic biomarkers, circulating tumor cells (CTC), cell-free tumor DNA (CtDNA) and immunologic biomarkers.36,37 Historically, prostate cancer has not been considered an immunogenic tumor. Recent data suggests that prostate cancer expresses multiple tumor-associated antigens (TAAs) including PSA, PSMA, and prostatic acid phosphatase, which may be more immunogenic than previously thought.38 To this point, phase III clinical trials, including the landmark IMPACT trial evaluating Sipuleucel-T, have exploited prostate cancer’s immunogenicity into an overall survival benefit for asymptomatic or minimally symptomatic metastatic castrate-resistant prostate cancer (mCRPC) patients.39,40 Most of the cellular immune response studies to immunotherapeutic agents have been cancer vaccine trials that use biomarkers based on T-cell response to TAAs. Heiser et al showed that human autologous dendritic cells which were genetically engineered to express PSA stimulated prostate-specific cytotoxic T-cells in vitro.41 Marshall et al reported a Th-1 skewed response utilizing an in vivo PSA-specific DNA vaccine.42 In the Onyvax phase II vaccine trial in mCRPC, patients that responded to re-stimulation with vaccine lysate were found to have a Th-1 cytokine release profile.43 In the PROSTVAC phase II vaccine trial, patients with a 6-fold increase in T-cell response trended towards improved overall survival.44 Similar to the vaccine trials, we observed an augmented specific T-cell response after the therapeutic intervention which resulted in improved oncologic outcomes. In contrast to these vaccine studies, our study did not evaluate the CD4+ compartment, including Th-1 or Th-2, but rather focused on the major CD8+ T-cell subpopulations. Updated technology such as mass cytometry or CyTOF allows provision for multiple probes (i.e. >30) to be employed on a single biologic sample which may allow more comprehensive immunophenotyping.45 A similar experiment employing deep immune profiling in patients treated with metastasis-directed SBRT using mass cytometry could add important information to our results by allowing simultaneous monitoring of all major T cell subsets including T helper (Th) cell subsets (CD4+ and CD8+ naïve, central memory, effector, and effector memory), CD4+ regulatory T cells, B cell subsets (naïve, memory, and transitional), plasmablasts, natural killer (NK) cells, gamma delta (gd) T cells, monocytes, dendritic cells, and granulocytes.

The first randomized trial to compare surveillance against metastasis-directed therapy in patients with OPCa recently reported an improvement in ADT-free survival with metastasis-directed therapy.1 Metastasis-directed therapy was comprised predominantly of SBRT (n=25), but also included metastasectomy (n=6). The present study compliments the work of Ost et al. by furthering the field’s understanding of the immunologic changes observed with mdSBRT. Building on these prospective experiences, phase III trials should be designed to further improve both oncologic outcomes and quality of life in OPCa using mdSBRT.

There are limitations with the current study. First, although the study was prospectively conducted, there was significant heterogeneity in the recurrent OPCa patient population. We allowed inclusion of castrate-resistant disease and did not mandate the use or disuse of ADT. The study population was balanced with approximately half the patients receiving ADT concurrent with and adjuvant to mdSBRT compared to half the patients not receiving ADT until additional disease progression. This treatment variation presented an opportunity for interesting exploratory analyses relating to the recent trial of metastasis-directed therapy versus surveillance in the OPCa space.1 However, these analyses are hypothesis-generating only, and were not planned subgroup analyses. Therefore, conclusions regarding these subgroups should be tempered until properly designed prospective studies formally address clinical outcomes and their associations with PSA-DT at oligorecurrence, PSA-V at oligorecurrence, castrate-resistant status, timing of ADT relative to mdSBRT, and the number of mdSBRT treated sites. Furthermore, although we are confident that the correlative lab analysis was not influenced by steroids, enzalutamide, or abiraterone given that none of the ADT-receiving patients received these systemic agents sooner than 3 months post-SBRT, which was after the blood collection period. We recognize that the effects Lupron may have on T-cell phenotype are uncertain, which could have influenced our results since there were approximately half the patients receiving this form of ADT concurrent with and immediately adjuvant to mdSBRT. Second, diagnosis of oligorecurrence using CholPET-CT has been shown to have high operational characteristics. However, other prostate-specific PET radiotracers including 68Ga/18F prostate-specific membrane antigen (PSMA) and fluciclovine PET-CT may be better suited in certain situations to detect and appropriately target PCa oligorecurrence that may not be as readily identified by CholPET-CT.35

CONCLUSIONS

In summary, this prospective human study is the first report to demonstrate that an increase after mdSBRT in the TTR cell subpopulation, which is the cellular target of anti-PD-1 therapy, is associated with OPCa disease control. Further improvements in disease control could be gained by better understanding the CD8+ T-cell subpopulations, and by enhancing their antitumor effect.

Supplementary Material

1

Supplementary FIGURE 1. Flow cytometry gating strategies.

Flow cytometry gating strategies for (A) Tumor-Reactive (TTR) T-cell subpopulation frequency and for (B) Central Memory (TCM), Effector Memory (TEM), Effector (TEF), and Naïve (TN) T-cell subpopulation frequencies.

2

Supplementary FIGURE 2. Flow cytometry plots for propensity score matched pair comparison of patients that experienced local progression vs. non-local progressing matched cohort.

Flow cytometry plots for the 7 patients with local progression compared with a propensity score matched pair cohort with progression-free survival as the matching covariate using nearest neighbor matching to reduce bias from this potential confounding variable. Comparisons of flow cytometry changes in Tumor-Reactive (TTR) cells are shown before and 14 days after metastasisdirected SBRT for every patient with local progression and their respective matched pair (A-G). The general trend to observe is a decrease in the TTR subset in the 7 patients with local progression versus an increase in the non-local progressing matched cohort.

3

Supplementary FIGURE 3. Flow cytometry plots for propensity score matched pair comparison of patients that experienced death vs. no death matched cohort.

Flow cytometry plots for the 7 patients who died compared with a propensity score matched pair cohort with progression-free survival as the matching covariate using nearest neighbor matching to reduce bias from this potential confounding variable. Comparisons of flow cytometry changes in Central Memory (TCM) cells are shown before and 14 days after metastasis-directed SBRT for every patient who died and their respective matched pair (A-G). The general trend to observe is an increase in the TCM subset in the 7 patients who died versus a decrease in the no death matched cohort.

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Acknowledgments

Funding: This work was supported by the National Cancer Institute [NCI Grant R01CA200551]; the National Institute of Health [NIH Grant K12CA090628]; the Richard M. Schulze Family Foundation; and the Mayo Clinic Center for Individualized Medicine Biomarker Discovery (IMPRESS) program.

Footnotes

Conflicts of interest: The authors declare no potential conflicts of interest.

Trial registration: This prospective study is registered at ClinicalTrials.gov, number NCT01777802.

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Associated Data

This section collects any data citations, data availability statements, or supplementary materials included in this article.

Supplementary Materials

1

Supplementary FIGURE 1. Flow cytometry gating strategies.

Flow cytometry gating strategies for (A) Tumor-Reactive (TTR) T-cell subpopulation frequency and for (B) Central Memory (TCM), Effector Memory (TEM), Effector (TEF), and Naïve (TN) T-cell subpopulation frequencies.

2

Supplementary FIGURE 2. Flow cytometry plots for propensity score matched pair comparison of patients that experienced local progression vs. non-local progressing matched cohort.

Flow cytometry plots for the 7 patients with local progression compared with a propensity score matched pair cohort with progression-free survival as the matching covariate using nearest neighbor matching to reduce bias from this potential confounding variable. Comparisons of flow cytometry changes in Tumor-Reactive (TTR) cells are shown before and 14 days after metastasisdirected SBRT for every patient with local progression and their respective matched pair (A-G). The general trend to observe is a decrease in the TTR subset in the 7 patients with local progression versus an increase in the non-local progressing matched cohort.

3

Supplementary FIGURE 3. Flow cytometry plots for propensity score matched pair comparison of patients that experienced death vs. no death matched cohort.

Flow cytometry plots for the 7 patients who died compared with a propensity score matched pair cohort with progression-free survival as the matching covariate using nearest neighbor matching to reduce bias from this potential confounding variable. Comparisons of flow cytometry changes in Central Memory (TCM) cells are shown before and 14 days after metastasis-directed SBRT for every patient who died and their respective matched pair (A-G). The general trend to observe is an increase in the TCM subset in the 7 patients who died versus a decrease in the no death matched cohort.

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