Abstract
In 2017, the American Joint Committee on Cancer announced the 8th edition of its cancer staging system. For breast cancer, the most significant change in the staging system is the incorporation of biomarkers into the anatomic staging to create prognostic stages. Different prognostic stages are assigned to tumors with the same anatomic stages according to the tumor grade, hormone receptor (estrogen receptor; progesterone receptor) status, and HER2 status. A Clinical Prognostic Stage is assigned to all patients regardless of the type of therapy used; in contrast, a Pathologic Prognosis Stage is assigned to patients in whom surgery is the initial treatment. In a few situations, low Oncotype DX recurrence scores can change the prognostic stage. The radiologists need to understand the importance of the biologic factors that can influence cancer staging.
Keywords: Breast neoplasm, TNM stage, Biomarker, AJCC, Prognostic stage
INTRODUCTION
Since 1959, the American Joint Committee on Cancer (AJCC) has published seven editions of the tumor-node-metastasis (TNM) system for cancer staging. In 2017, the 8th edition was announced, in which the revisions were based on the highest level of evidence from newly acquired clinical and pathological data (1). In a fundamental change, breast cancer is now considered as a group of diseases with different molecular characteristics that indicate different prognoses, patterns of recurrence, disseminations, and sensitivities to available therapies (2). Therefore, the committee incorporated biomarkers (histologic grade, hormone receptor, HER2 expression, and multigene panels) into the traditional anatomic TNM staging (1). Here, we introduce the major changes of the 8th edition of the AJCC staging system of breast cancer to radiologists, by presenting representative cases that will be staged differently under the new system. The changes in the 8th edition are briefly summarized in Table 1.
Table 1. Summary of Changes in 8th Edition.
Changes in anatomic stages (T, N, M) | |
Clarification of previously ambiguous definitions (T) | Maximum dimension of largest tumor is measured not adding satellite foci |
Multiple cancers are documented using (m) modifier | |
Satellite tumor nodules in skin should be separate from main mass to qualify T4b | |
Measurement of metastatic lymph node on pathology (N) | Pathologic staging of lymph node metastases uses only largest contiguous tumor deposit for pN |
Definition of distant metastasis (M) | pM0 is not valid category; cM0, cM1, and pM1 are used |
Clarification of post neoadjuvant therapy staging | |
After neoadjuvant therapy, ycTNM and ypTNM classification are used | |
Response to neoadjuvant chemotherapy is evaluated as complete response, partial response, and no response | |
Adoption of prognostic staging (Clinical and Pathologic Prognostic Stages) | |
Inclusion of biomarkers: tumor grade, hormone receptors, and HER2 | |
Inclusion of multigene panels (Oncotype DX) | |
Clinical Prognostic Stage is assigned to all patients regardless of type of therapy they receive | |
Pathologic Prognostic Stage is assigned to patients who receive surgery as initial treatment (excluding patients who receive neoadjuvant chemotherapy) |
M = metastasis, N = nodes, pN = pathologic N, T = tumor, TNM = tumor-node-metastasis
Brief Overview of the 7th Edition
The 7th edition of the AJCC staging system was mainly based on anatomical staging, which used the extent of the primary tumor (T), status of the regional lymph nodes (N), and metastasis status (M). This has remained largely unchanged in the 8th edition. The T stage is based on the size and degree of loco-regional invasion by the primary tumor and is categorized from T1 to T4. The N stage is determined by the extent of nodal involvement including axillary, internal mammary, and ipsilateral supraclavicular lymph nodes. Distant metastases are evaluated to determine the M stage. The 7th edition used nine stages (0, IA, IB, IIA, IIB, IIIA, IIIB, IIIC, and IV) based on different combinations of T, N, and M status (Table 2).
Table 2. 7th Edition of American Joint Committee on Cancer Staging System for Breast Cancer.
Stage | Tumor | Node | Metastasis |
---|---|---|---|
0 | Tis | N0 | M0 |
IA | T1 | N0 | M0 |
IB | T0 | N1mi | M0 |
T1 | N1mi | M0 | |
IIA | T0 | N1 | M0 |
T1 | N1 | M0 | |
T2 | N0 | M0 | |
IIB | T2 | N1 | M0 |
T3 | N0 | M0 | |
IIIA | T0 | N2 | M0 |
T1 | N2 | M0 | |
T2 | N2 | M0 | |
T3 | N1 | M0 | |
T3 | N2 | M0 | |
IIIB | T4 | N0 | M0 |
T4 | N1 | M0 | |
T4 | N2 | M0 | |
IIIC | AnyT | N3 | M0 |
IV | AnyT | AnyN | M1 |
Tis = in situ, mi = micrometasis
Changes in the Anatomic Stage
The AJCC committee maintained the anatomic stages for countries in which the tests for biomarkers were unavailable and for uniformity in terminology with past studies and different researchers. In the 8th edition, the fundamental rules for anatomic staging have not been changed, but several previous ambiguous definitions have been clarified.
Tumor
In the 8th edition, lobular carcinoma in situ has been removed from the in situ carcinoma (pTis) category and classified as a benign entity. Except for invasive carcinoma and ductal carcinoma in situ (DCIS) being included in the staging system, the criteria for the T categories remain the same as those in the 7th edition. DCIS and Paget disease of the nipple, not associated with parenchymal carcinoma, are classified as Tis (DCIS) and Tis (Paget disease). Categories T1–3 have been assigned to an invasive carcinoma without loco-regional invasion according to the size of the invasive component (Table 3). For staging, the maximum invasive tumor size is measured because it is a reasonable estimate of the tumor volume (Fig. 1) (3). The 8th edition clarifies that only the maximum dimension of the largest tumor is measured, without adding small microscopic satellite foci of the tumor. In that case, multiple cancers are documented using the modifier (m) (Fig. 2). On imaging, the measurement of the largest tumor should be combined with the size of microcalcifications or architectural distortions associated with the primary tumor, because they could influence the surgical extent. The T1 category is defined as a tumor of 20 mm or less and is divided into T1mi (≤ 1 mm), T1a (> 1 mm but ≤ 5 mm), T1b (> 5 mm but ≤ 10 mm), and T1c (> 10 mm but ≤ 20 mm); T2 category are tumors > 20 mm but ≤ 50 mm; T3 category are tumors > 50 mm (1). The T4 category is assigned when there is either chest wall or skin invasion by the breast cancer cells. Extension into the chest wall is T4a category and it means invasion of the ribs, intercostal muscles, and serratus anterior muscle; however, invasion of only the pectoral muscles does not qualify as T4. Magnetic resonance imaging (MRI) provides a more accurate assessment of chest wall extension than mammography or ultrasound (4). Satellite tumor nodules in the skin are T4b, but the nodules must be separate from the primary tumor and macroscopically identified (Fig. 3). Ulceration or edema of less than one-third of the skin of the breast, which does not qualify as inflammatory breast cancer (IBC), is regarded as T4b. On the MRI, direct skin invasion causes skin thickening, multiple nodules, ulceration, and a fungating mass (5). Invasion of the dermis alone does not qualify as T4; a T4c category is determined when conditions of both T4a and T4b are met (Fig. 4). IBC (T4d) is primarily a clinical diagnosis made when diffuse erythema and edema involving at least one-third of the skin of the breast is observed (Fig. 5). It is highly aggressive with rapid evolution and is associated with poor prognosis (6,7); therefore, a neglected, locally advanced breast cancer should not be classified as IBC. On mammography, IBC presents as diffuse skin thickening and trabecular distortion, whereas, on ultrasound, it presents a mass or parenchymal distortion and diffuse skin thickening. On MRI, the primary lesions present mostly as multiple small, confluent, enhancing nodules accompanied with diffuse skin thickening (8,9). For the T staging of breast cancer on imaging, the longest diameter should be measured, multiple tumor nodules should be identified, and loco-regional invasion should be evaluated by careful examination of the nipple, skin, and underlying chest wall.
Table 3. Definition of Primary T Categories.
TX | Primary tumor cannot be assessed |
T0 | No evidence of primary tumor |
Tis (DCIS) | Ductal carcinoma in situ |
Tis (Paget's) | Paget's disease of nipple NOT associated with invasive carcinoma and/or carcinoma in situ (DCIS) in underlying breast parenchyma. Carcinomas in breast parenchyma associated with Paget disease are categorized based on size and characteristics of parenchymal disease, although presence of Paget disease should still be noted |
T1 | Tumor ≤ 20 mm in greatest dimension |
T1mi | Tumor ≤ 1 mm in greatest dimension |
T1a | Tumor > 1 mm but ≤ 5 mm in greatest dimension (round any measurement 1.0–1.9 mm to 2 mm) |
T1b | Tumor > 5 mm but ≤ 10 mm in greatest dimension |
T1c | Tumor > 10 mm but ≤ 20 mm in greatest dimension |
T2 | Tumor > 20 mm but ≤ 50 mm in greatest dimension |
T3 | Tumor > 50 mm in greatest dimension |
T4 | Tumor of any size with direct extension to chest wall and/or to skin (ulceration or macroscopic nodules); invasion of dermis alone does not qualify as T4 |
T4a | Extension to chest wall, not including only pectoralis muscle adherence/invasion |
T4b | Ulceration and/or ipsilateral macroscopic satellite nodules and/or edema (including peau d'orange) of skin, which do not meet criteria for inflammatory carcinoma |
T4c | Both T4a and T4b |
T4d | Inflammatory carcinoma |
Lymph Nodes
Unlike T categories, nodal staging uses separate clinical N (cN) and pathologic N (pN) categories. For the clinical evaluation of the node status, the 8th edition does not contain any significant changes from the 7th edition (Table 4). Although the clinical stage can be determined without an imaging evaluation, imaging is valuable in assessing regional lymph node metastases. The method of confirmation of metastatic lymph nodes should be noted: cN, confirmed by clinical findings; cN(f), confirmed by fine-needle aspiration or core biopsy; or cN(sn), confirmed by sentinel node biopsy. The regional lymph nodes occur in the ipsilateral axillary, ipsilateral internal mammary, and ipsilateral supraclavicular areas. The levels of axillary lymph nodes are defined using the pectoralis minor muscle as a landmark: level I lymph nodes are on the lateral border of the pectoralis minor muscle, level II nodes are between the medial and lateral borders of the pectoralis minor muscle, and level III nodes are on the medial border of pectoralis minor muscle. Imaging findings for metastatic axillary lymph nodes include loss of fatty hilum, eccentric cortical thickening, round shape, extranodal extension, and marked hypoechoic cortex on the ultrasound (10); round or irregular shape, increased density, or loss of fatty hilum on mammography (11); and loss of fatty hilum (12), round shape (13), and eccentric cortical thickening on MRI (13,14). The cN1 indicates metastases to one or more movable, ipsilateral, levels I and II axillary lymph nodes. The cN2a indicates metastases to fixed, ipsilateral, levels I and II axillary lymph nodes; cN2b indicates metastases to ipsilateral internal mammary lymph nodes without evidence of axillary lymph node metastases. The cN3a indicates ipsilateral level III lymph nodes regardless of the status of levels I and II axillary lymph (Fig. 6); cN3b indicates both ipsilateral internal mammary and axillary lymph node metastases (Fig. 6); and cN3c indicates ipsilateral supraclavicular lymph node metastases (Fig. 6).
Table 4. Definition of Clinical Regional Lymph N Categories.
Stage | Definition |
---|---|
cNX | Regional lymph nodes cannot be assessed (for example, previously removed) |
cN0 | No regional lymph node metastases |
cN1 | Metastases to movable ipsilateral level I, II axillary lymph node(s) |
cN2 | Metastases in ipsilateral level I, II axillary lymph nodes that are clinically fixed or matted; or in clinically detected ipsilateral internal mammary nodes in absence of clinically evident axillary lymph node metastases |
cN2a | Metastases in ipsilateral level I, II axillary lymph nodes fixed to one another (matted) or to other structures |
cN2b | Metastases only in clinically detected ipsilateral internal mammary nodes and in absence of clinically evident level I, II axillary lymph node metastases |
cN3 | Metastases in ipsilateral infraclavicular (level III axillary) lymph node(s) with or without level I, II axillary lymph node involvement; or in clinically detected ipsilateral internal mammary lymph node(s) with clinically evident level I, II axillary lymph node metastases; or metastases in ipsilateral supraclavicular lymph node(s) with or without axillary or internal mammary lymph node involvement |
cN3a | Metastases in ipsilateral infraclavicular lymph node(s) |
cN3b | Metastases in ipsilateral internal mammary lymph node(s) and axillary lymph node(s) |
cN3c | Metastases in ipsilateral supraclavicular lymph node(s) |
The 8th edition clearly indicates that pathologic staging of lymph node metastases uses only the largest contiguous tumor deposit for pN. Pathologic classification is defined by the regions of lymph nodes involved and the number of ipsilateral axillary lymph node metastases (Table 5). The American College of Surgeons Oncology Group Z0011 trial sparked debates about whether an imaging evaluation of axillary lymph nodes should be performed (15,16). Since patients with T1 or T2 tumors, undergoing only a sentinel node biopsy, did not have an inferior survival rate compared to those who received a complete axillary node dissection, some researchers argued that an imaging evaluation of axillae for early stage breast cancer was unnecessary (16). However, the axillary evaluation retained its importance in other studies (17,18). An evaluation of the axillary lymph nodes should cover both levels I and II. When lymph node metastases are suspected, the level III internal mammary chain, and supraclavicular area should also be evaluated.
Table 5. Definition of Pathologic Regional Lymph N Categories.
Stage | Definition |
---|---|
pNX | Regional lymph nodes cannot be assessed (e.g., not removed for pathological study or previously removed) |
pN0 | No regional lymph node metastasis identified or ITCs only |
pN0 (i+) | ITCs only (malignant cell clusters no larger than 0.2 mm) in regional lymph node(s) |
pN0 (mol+) | Positive molecular findings by reverse transcriptase-polymerase chain reaction; no ITCs detected |
pN1 | Micrometastases; or metastases in 1–3 axillary lymph nodes; and/or clinically negative internal mammary lymph nodeswith micrometastases or macrometastases by sentinel lymph node biopsy |
pN1mi | Micrometastases (approximately 200 cells, larger than 0.2 mm, but none larger than 2.0 mm) |
pN1a | Metastases in 1–3 axillary lymph nodes, at least one metastasis larger than 2.0 mm |
pN1b | Metastases in ipsilateral internal mammary sentinel lymph nodes, excluding ITCs |
pN1c | pN1a and pN1b combined |
pN2 | Metastases in 4–9 axillary lymph nodes; or positive ipsilateral internal mammary lymph nodes by imaging in absenceof axillary lymph node metastases |
pN2a | Metastases in 4–9 axillary lymph nodes (at least one tumor deposit larger than 2.0 mm) |
pN2b | Metastases in clinically detected internal mammary lymph nodes with or without microscopic confirmation; with pathologically negative axillary lymph nodes |
pN3 | Metastases in 10 or more axillary lymph nodes; or in infraclavicular (level III axillary) lymph nodes; or positiveipsilateral internal mammary lymph nodes by imaging in presence of one or more positive level I and II axillary lymphnodes; or in more than 3 axillary lymph nodes and micrometastases or macrometastases by sentinel lymph node biopsyin clinically negative ipsilateral internal mammary lymph nodes; or in ipsilateral supraclavicular lymph nodes |
pN3a | Metastases in 10 or more axillary lymph nodes (at least one tumor deposit larger than 2.0 mm); or metastases to infraclavicular (level III axillary lymph) nodes |
pN3b | pN1a or pN2a in presence of cN2b (positive internal mammary lymph nodes by imaging); or pN2a in presence of pN1b |
pN3c | Metastases in ipsilateral supraclavicular lymph nodes |
ITCs = isolated tumor cells
Metastasis
Stage M1 is designated when distant metastases are found, including contralateral lymph node metastases (Table 6). Metastases can be detected in various imaging studies. The 8th edition clarifies that pM0 is not a valid category; benign biopsy of a suspicious lesion does not guarantee the absence of metastatic lesions elsewhere, and therefore, only cM0, cM1, and pM1 grades are used. The most common sites of breast cancer metastases are bone, lung, brain, and liver (19). Category M1 indicates stage IV disease regardless of T or N status and shows the poorest prognosis. For patients with stage I-IIB, systemic evaluation including bone scan, abdominal computed tomography (CT), or chest CT is only recommended when there are clinical signs, symptoms, or laboratory abnormalities suggesting metastases. For patients with a locally advanced disease, screening systemic evaluation using positron emission tomography can be performed (Fig. 7) (20).
Table 6. Definition of Distant M Categories.
Stage | Definition |
---|---|
M0 | No clinical or radiographic evidence of distant metastases |
cM0 (i+) | No clinical or radiographic evidence of distant metastases, but deposits of molecularly or microscopically detected tumor cells in circulating blood, bone marrow, or other non-regional nodal tissue that are no larger than 0.2 mm in patient without symptoms or signs of metastases |
cM1 | Distant metastases detected by clinical and radiographic means |
pM1 | Any histologically proven metastases in distant organs; or if in non-regional nodes, metastases greater than 0.2 mm |
Post-Neoadjuvant Therapy Staging
Neoadjuvant therapy is widely performed in locally advanced breast cancer, IBC, and even operable breast cancer (21). After neoadjuvant therapy, the y prefix is used. The ycT is determined by measuring the largest single focus of the residual tumor by examination or imaging (Fig. 8). When there is no residual disease, it is classified as ycT0. IBC (cT4d) retains the same classification stage even if complete resolution of the tumor is observed. The ycN is determined by clinical or radiographic findings of residual lymph nodes. Pre-treatment M1 disease is designated as M1 throughout treatment. When surgery is performed after neoadjuvant chemotherapy, the yp classification is applied. The response to neoadjuvant chemotherapy is evaluated as complete response (CR), partial response, or no response. CR is designated to the tumor when residual invasive cancer is not found in the breast tissue and lymph nodes, clinically or pathologically (Fig. 9). The presence of in situ cancer constitutes a pathologic CR. Partial response is defined as a decrease in the T or N category without any evidence of increase in either the T or N category. No change or an increase in the T or N category is defined as no response.
Adoption of the Prognostic Stage
For the 8th edition, the AJCC committee created the prognostic staging protocol. This integrates biomarkers into the TNM staging system, making use of the results from large cohort studies, which shows that not only pathologic stage, but also different biomarkers could affect survival (1,22). The biomarkers indicate tumor grade, hormone receptor status, and HER2. Multigene panel status is also incorporated into the staging system in limited sub-groups. The 8th edition defines clinical and pathologic prognostic stages that combine anatomic staging with tumor grade, hormone receptor status, and HER2 status (Figs. 10, 11).
Tumor Grade
Tumor grade is an important prognostic factor independent of the tumor size and number of positive lymph nodes (23). Tumor grade reflects tumor differentiation with worse prognosis observed in tumors with a high histologic grade or poor differentiation, than those with a low grade or well-differentiated (Fig. 12) (24). A modified Scarff-Bloom-Richardson system measuring tubules (glands), nuclear pleomorphism, and mitotic counts is used to evaluate the tumor grade (24,25).
Hormone Receptor and HER2 Expression
Evaluating the expression of estrogen receptors (ERs) and progesterone receptors (PRs) in breast cancer is important, because selective ER modulators slow the progression of ER-positive and PR-positive tumors (26,27). Furthermore, breast cancer is related to several oncogenes including HER2. The presence of HER2 is associated with a poor prognosis in untreated patients (28,29,30). However, HER2 targeting agents (trastuzumab) improve the prognosis for patients with HER2 positive tumors (31,32). A high Ki-67 level reflects rapidly dividing tumor cells, although there is no universal cut-off for measuring Ki-67 levels (33,34). According to the ER/PR and HER2 status and with additional information about Ki-67, the 8th edition identifies four subtypes: luminal A (hormone receptor-positive, HER2-negative, low Ki-67), luminal B (hormone receptor-positive, HER2-negative, high Ki-67), HER2 (HER2-positive regardless of the hormone receptor status), and basal (both hormone receptor and HER2 negative) (35,36). The luminal A type has the best prognosis, with excellent response to endocrine therapies. The luminal B type is less responsive to endocrine therapies and has worse prognosis than the luminal A type. The HER2 type responds to HER2 targeting agents and proper treatment improves the prognosis. The basal type, also known as a triple-negative tumor, has the worst prognosis (Fig. 13).
Multigene Panel Status
Multigene panel tests measure the expression levels of a large number of genes in breast cancer tissue, and several panels are available for the same. Among them, Oncotype DX has the best available evidence, and thus, it is the one incorporated into the 8th edition (37,38,39,40,41). Based on this evidence, patients with hormone receptor-positive, HER2-negative, and lymph node-negative tumors with a recurrence score less than 11 on the Oncotype DX, are placed into stage I (T1a-T1bN0M0) regardless of T size. Other multigene panels, including Mammaprint (42), EndoPredict (43,44), PAM50 (45,46), and the Breast Cancer Index (47,48) have shown results similar to those of Oncotype Dx, but at present they are not included in the TNM staging system.
Prognostic Stage Groups
Two large cohorts, the MD Anderson Cancer Center study (22) and the National Cancer Data Base (NCDB) study (David JW, unpublished data), were analyzed to incorporate biomarkers into prognostic staging (1). The first study identified risk profiles using not only pathologic stages, but also high tumor grade, ER-negative status, and HER2-negative status (22,49). The second unpublished study used the NCDB to reveal that patients with triple-negative tumors, regardless of grade, should be categorized at least one stage higher than other sub-types (David JW, unpublished data). Grade-3 tumors, HER2-negative, and ER-negative or PR-negative tumors should also have a higher stage (Fig. 14). Patients whose tumors expressed both ER and PR, with or without HER2 over-expression, had better survival (Fig. 15). Based on that study, the 8th edition defines Clinical and Pathologic Prognostic Stages that combine anatomic staging with tumor grade, hormone receptor (ER/PR) status, and HER2 status. A Clinical Prognostic Stage is assigned to all patients regardless of the type of therapy they received (Fig. 10). A Pathologic Prognostic Stage is assigned to patients who receive surgery as the initial treatment, excluding patients who receive neoadjuvant chemotherapy (Fig. 11). Using the NCDB data, three-year overall survival rate was calculated with the inclusion of grade, hormone receptor, and HER2 status. These results were compared with the 7th edition, and downstaging or upstaging was performed for the 8th edition. Additionally, pT1-T2, pN0, M0, ER-positive, and HER2-negative cancers were assigned as Pathologic Prognostic Stage group IA, when the Oncotype Dx recurrence score was less than 11 (Fig. 16).
CONCLUSION
In the 8th AJCC staging system of breast cancer, anatomic staging is maintained and the traditional role of radiology remains important. Anatomic staging is still the main system when immunohistochemical examinations are unavailable. However, radiologists should understand the importance of biomarkers in breast cancer staging. Different prognostic stages are assigned to tumors with the same anatomic stage depending on the histologic grade, hormone receptor status, HER2 status, and multigene panels. Different prognostic stages will call for different therapies for breast cancers with the same anatomic stage; therefore, radiologists' role in evaluating tumor response after appropriate therapies is also important.
Footnotes
This study was supported by the Basic Science Research Program of the National Research Foundation of Korea funded by the Ministry of Science, ICT & Future Planning, Republic of Korea (grant 2017R1A2B4010407).
Conflicts of Interest: The authors have no financial conflicts of interest.
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