Abstract
There are several parameters that can be modulated during electrical stimulation-induced muscle contraction to obtain external work, i.e., Functional Electrical Stimulation (FES). The literature has several reports of the relationships of parameters such as frequency, pulse width, amplitude and physiological or biomechanical outcomes (i.e., torque) when these parameters are changed. While these relationships are well-described, lesser known across the literature is how changing the duty cycle (time ON and time OFF) of stimulation affects the outcomes. This review provides an analysis of the literature pertaining to the duty cycle in electrical stimulation experiments. There are two distinct sections of this review – an introduction to the duty cycle and definitions from literature (part I); and contentions from the literature and proposed frameworks upon which duty cycle can be interpreted (part II). It is envisaged that the two reviews will highlight the importance of modulating the duty cycle in terms of muscle fatigue in mimicking physiological activities. The frameworks provided will ideally assist in unifying how researchers consider the duty cycle in electrical stimulation (ES) of muscles.
Key Words: functional electrical stimulation (FES), stimulation parameters, duty cycle, review
Ethical Publication Statement
We confirm that we have read the Journal’s position on issues involved in ethical publication and affirm that this report is consistent with those guidelines.
In 1981, Moreno-Aranda and Seireg1 released a series of papers investigating force responses arising due to various electrical stimulation regimes in both humans and canines.1-3 While providing rudimentary work in quantifying the responses of muscle to sinusoidal currents, one particular comment by the authors, relating to their stimulator design is of worthy interest: The stimulator should be able to produce a muscle contraction, maintain it for a certain time and then let the muscle relax for another period of time.1 Although a seemingly obvious proposition, this quote highlights an essential paradigm in functional electrical stimulation. In between electrically-evoked contractions, relaxation is paramount to preserve muscle structure and function. Ultimately, one important electrical parameter known as the duty cycle is important for controlling and describing muscle “ON” and “OFF” times. This has been defined in various ways across the literature: Table 1 lists some of those definitions.
Table 1.
Definitions of the Duty Cycle from literature
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Selection of duty cycle in research and treatments
It has been suggested that duty cycles which utilize a shorter period are more advantageous to use in a physical therapy scenario, to shorten treatment time for the individual.12 In addition, the authors go as far to say that if the period of ES is indeed too long, then this results in other components of treatment having to be removed due to time constraints.12 If one examines their protocols though, a counter-argument could possibly be made. The authors compared a 10/50/10 protocol (6 mins total), with a 10/10/10 protocol (3 mins 20s total). These time periods are not that considerably different. One could thus question Nelson and Cowling’s12 proposition that indeed using a more fatiguing duty cycle is quicker – if there are only to be 10 contractions performed in the therapy time. In 1989, Selkowitz asserted in his paper on high frequency ES, that “duration of contractions” and “rest interval” were different across protocols, thereby implicating an early example of duty cycle variation between researchers.13 Indeed, as is the case for overall protocol variation, duty cycle is associated with much variance when compared across the current literature. This may be due to different methods of expressing times ON and OFF between authors (table 1) or the fact that various duty cycles might be employed for different clinical uses, for example in Baker et al.7 As with other stimulation parameters, insight may be drawn regarding the effect of different duty cycles on muscle responses by analyzing the literature on FES exercise. Hakansson and Hull indeed argue that there are two ways in which ON and OFF times have been examined, via “empirical” and computational means.14 Both are essential to aiding our understanding of the physiology of different FES duty cycles. Moreover, in light of the suggestion that the best duty cycle to use for the best treatment is yet to be elucidated,15 it is essential that the existing literature is surveyed and gaps in knowledge are identified, effectively justifying further exploration into the physiological effects of different duty cycles of stimulation. In addition, ON and OFF periods can be controlled in order to execute needed exercise in a timed fashion. In the study of Stein et al.,16 the authors used a 40% duty cycle to conduct a fatigue test, on grounds of other authors which discusses how tibialis anterior is usually activated for that percentage of time in gait cycle. This is demonstrative of how duty cycles of stimulation may be manipulated in order to produce stimulation patterns that are in concert with the normal muscle activation pattern of exercises such as walking and cycling. The duty cycle of an electrical stimulation exercise regime is also imperative to select in the context of patient comfort. Indeed, Carmick discusses how essential it is to use appropriate ON and OFF times to allow children with cerebral palsy to become accommodated to electrical stimulation.5 The literature, on ES for cerebral palsy,5,17 is useful for understanding therapeutic uses of various duty cycles in a select patient cohort. Duty cycles may change in accordance with patient comfort (e.g., Carmick)17 over time as they habituate to the electrical stimulus. However, duty cycles can also be changed on a basis of muscle strength and fatigue progression. In Carmick’s study,17 the increase from a 1:2.5 duty cycle to a 1:1 duty cycle is also reflective of how a more fatiguing duty cycle can be used after treatment with a less fatiguing one. More generally, Doucet and Griffin assert that ON/OFF times are important for both comfort and “force development”, highlighting the importance of this parameter in the practical sense.18 There are other examples of changing duty cycle due to tolerances of stimulation as well. One recent event to occur in the FES community is the CYBATHLON,19 an event where among other competitions, an FES bike race is held.20 In this event, teams employ various strategies19 in an effort to win the race. Use of FES bikes during the race is a complex task, with several variables such as the technology, stimulation and physical preparation of the driver needing to be considered.21What is interesting is the role of the duty cycle in preparing for the event. In a report by Guimarães et al.,22 the authors discussed how duty cycle was changed from 1:3 to 1:2 to 1:1, when stimulating a pilot for pre-training. The authors discussed how duty cycle was increased based on the pilots’ tolerability of exercise. In addition, Leung, et al. compared two forms of stimulation with one being more intermittent than the other in their study from the Chinese University of Hong Kong.23 Therefore, the duty cycle can be changed to increase intensity of exercise in FES research projects or competitive events such as a cycling race preparation. The duty cycle may also be harnessed to increase therapy efficacy over time. A higher duty cycle will generally result in more force generation and fatigue, so can be increased as the endurance of muscles increases over time (however contradicting literature, namely Matsunaga et al.,24 is discussed later). Two examples of situations where this may occur are; a training study, which sees the effect of a protocol over a time period such as a few weeks, and a clinical treatment regime. Examples of both are:
Training study. Faghri et al.25 conducted a study into FES of select shoulder muscles (deltoid, supraspinatus), in conjunction with physical therapy. The authors noted that duty cycle was adjusted throughout the study from 10s ON 12s OFF, to 30s ON 2s OFF, over a 5wk period. The authors argue that the duty cycle was changed as the induced performance of the muscle was enhanced over time.
Clinical regimen. In a neuromuscular electrical stimulation (NMES) textbook, Baker et al.7 presents a sample protocol for the treatment of wrist joint range of motion deficits. The protocol commences at 4s ON, 12s OFF before increasing to 6s ON, 6s OFF. (i.e., begins at a duty cycle of 25% and increases to a duty cycle of 50%).
Physiological Remarks
The mechanisms underlying recovery and fatigue as related to ON and OFF times are important to understand in the design of protocols with potential clinical translation. In terms of practical applications, it has been argued that if OFF times are increased, so too must be the total time which the protocol runs for.7 However, ON and OFF time manipulation is also useful to control muscles from a metabolic point-of-view. Giat et al.26 discuss for example, the metabolic importance of recovery between muscle contractions. They note that the recovery period stalls reduction in metabolites, while at the same time giving the muscle enough time to restore metabolites such as phosphocreatine (PCr) and adenosine triphosphate (ATP).26 Appropriate choice of OFF times of stimulation are essential should these important metabolites be restored, facilitating further multiple contractions. In addition, it is important that duty cycles are chosen to minimized fatigue, that would also facilitate such contractions. In a rather straight-forward manner, it has been put forward by Moreno-Aranda and Seireg: In order to allow enough resting time for the muscle cells it is necessary to vary the duty cycle of the ON-OFF frequency.1 The obvious implication of this claim is that a muscle must be allowed ample rest should fatigue be attenuated, which could reduce future contractile efficacy. However, this resting period is essential to allow for the neuromuscular synapsis to have enough time to prepare for another delivery of acetylcholine, the messanger that trigger post-synaptic muscle plasmalemma and thus muscle contraction. “Preparation” in this context refers to allowing the natural refractory period of the nerve to pass before another contraction is to take place. Moreno-Aranda and Seireg1 stipulate, indeed that rest periods should be at least 5 ms in length, as motor neurons and skeletal muscle cells have a 4-5 ms refractory period. By “rest period”, one could assume this comment is referring to the interpulse interval (IPI) as 5 ms is too quick for a normal OFF segment in a duty cycle. Explanation of the importance of relaxation times as related to the refractory period may be highlighted be examining studies which have been conducted on various “rest” periods between muscle contractions. It has been shown for example, that the maximum force and rate of force development of rat soleus and extensor digitorum longus after a bout of 30 tetanic contractions changes differently depending on the intertetanus interval (i.e., OFF time).27 If stimulation is carried out using smaller OFF times between contractions for example, there is an increase in fatigue.28 In a peripheral fatigue context, one reason which may explain this increased fatigue is that the refractory period of axons increases according to fatigue.29 Therefore, training at the same duty cycle will result in increase in fatigue if muscles are not given ample time to relax between pulse trains. There is a range of other metabolic results reported in the literature on duty cycle. In a study by Ko and Joung for example, 30 “blood lactate rate” in a group of 20 Korean house rabbits was much higher following twenty minutes of stimulation at a 20% duty cycle, as opposed to a 50% one (as an aside, this is interesting as would not lactate be greater for 50% because of more muscle fatigue?). Therefore, the choice of duty cycle may have an effect on acid metabolites accumulation in muscle. In addition, the duty cycle may also have an effect on tissue oxygenation, as stimulation ON/OFF times dictate the relative amount of contraction and relaxation that will occur. Takuma and Shimada for example,31 argue that in spite of relaxation times between muscle contractions in intermittent isometric exercise, over time there can be increasing levels of deoxygenation. The authors assert that anaerobic metabolism is utilized due to the occlusion of blood flow which occurs during isometric exercise.31 Consequentially, the duty cycle is also a paramount consideration in determining what energy store is used. Shorter relaxation times ensue due to augmentation of fatigue,28 and following on from the comments of Takuma and Shimada,31 it would seem that this could also accelerate the relative switch from aerobic to anaerobic metabolism.
State of the Art: Duty Cycle studies of pulsed current
Following on from the work of Liberson et al.32 on foot-drop stimulation, the plethora of papers on functional electrical stimulation have investigated several aspects of ES treatment – stimulation parameter studies an important example. Some authors have focused on the effects of different duty cycles on muscle force generation, and this is often assessed by examining decrease in torque or force over time.33-36 It should be noted also that some studies express their aim rather as to investigate the effect of relaxation time on fatigue, for example Duchateau and Hainaut,37 or continuous versus intermittent stimulation, for example Spriet et al.34 In the context of this paper, both are related to understanding the effect of duty cycle modulation on fatigue. Select literature pertaining to duty cycle investigations is presented in the following Table 2. For the purposes of orderly discussion, studies have been listed in chronological order. Annotations for Table 2 are listed in the successive Table 3.
Table 2.
Select Pulsed Current Studies of Duty Cycle [Parameters, Some Conclusions] and Critical Commentaries (in [ ])
Study Summaries
|
Table 3.
Salient Commentaries on Table 2 Literature
| *The authors argue that their protocol allowed for tetanic contractions. Yet, fusion can occur at a much lower frequency than 200Hz. **[Regarding Baker and colleagues]: Commentary on a related paper. Baker et al.7 Do the authors refer to fatigue? Baker et al. argued at the time of their publication that how long a contraction goes for, is just as imperative to understand as are ON/OFF ratios. For example, [do they say the next comment on a basis of refs 6 and 136?]: the authors note that while a duty cycle of 1:3, in the 4s domain may be appropriate, 1:3 in the 12s may not be acceptable (“…is generally too high…”). Why? For fatigue? Or resting time too high in between contractions? ***Perhaps a useful experiment would be for one to repeat the work of Cox et al.41 over a much longer period of time. Then, long-term torque decreases could be ascertained for each of the rest intervals analysed. ****It should be noted that these observations from the work of Krajl et al.42: a) May be from FES standing data, b) are based on observation, rather than statistical comparisons of duty cycle profiles over time, c) are from a case study, n = 1. Evidently such observations suggest that there is more work to be done in this field to clarify the relative effects of different duty cycles of stimulation on torque responses. The authors argue that 1:3 at 30Hz was used “…for standardization” purposes. Meaning of this is unclear. +Should this be a +/- instead, in their paper? ++The continuous data they used for comparative purposes [they refer to reference 5] was taken from a study which used a different sample size to their work. This could potentially have impact on the conclusions drawn from the results? +++The general trend of Packman-Braun’s data is that a 1:1 results in most patients reaching <50% quickly, whereas with a duty cycle of 1:5, this occurs later on.45 1:3 mixed though; so perhaps investigating intermediate DC’s warrants further results. Too general to propose that as the duty cycle increases, force time also does. ++++Duty cycle defined relative to the continuous protocol. +++++Three-phase was a permutation of stimulation between the three muscles RF, VL, VM for one-third of the total time. The authors also conducted a two-phase permutation with RF ON for half the time, VL+ VM ON for the other half of the time. ^Other authors don’t justify their choice of parameters, so this is a comprehensive comment by the authors. ^^The authors found no differences in torque/time integral across groups. What does this physiologically represent? ^^^The whole “10/50/10” notation may have become common in the literature following the work of authors such as Selkowitz13 and further stemming from early work by Russian Kots52 whom Selkowitz discusses. Nelson and Cowling used pulsed current with this notation. 12 However, if this notation is used for high frequency alternating current studies (e.g., the early Russian studies), then how can comparisons be made between such studies if the same notation is used for stimulation patterns which differ in frequency by a factor of 102 – 103? ^^^^Different sample sizes were used for each duty cycle (1:1, n = 13; 1:5, n = 7). Perhaps a more sound methodology would use; a) the same sample size for each group, or b) both protocols on each subject, one on one leg, one on the other (e.g., Bergström and Hultman).35 ^^^^^If a similar experiment was conducted, where more than 10 isometric contractions were performed, one would hypothesize that a 1:1 duty cycle would be undesirable to use because of significant muscle fatigue over time. $The author of this paper was only able to discern this information from the abstract, as translation would be requisite for a full understanding of the authors’ methodology. $$Namely, references 19, 57 and 58. |
The duty cycle has also been looked at as a parameter of interest in studies of pressure sore attenuation, and select studies from the literature will be presented in table 5 [of Part II of this review].53
Concluding Remarks of Part I
It is clear that duty cycle definitions vary across the literature. In addition, the relative ability of intermittent and continuous stimulation to fatigue muscle is, at best, contentious across literature. In following from the literature and concepts discussed in this Review Part I,54 we will propose a series of frameworks to help unify duty cycle analysis in stimulation protocols. These will be explored extensively in the Part II of this review. 53
We are confident that our suggestions will be followed in the training of those thoracic-level SCI persons after their enrollment in the future studies on intrethecal approach of FES.55-67
Acknowledgments
MJT is a PhD student at the University of Sydney, Australia. He wish to acknowledge Professor Ugo Carraro, M.D. for his advice on structuring of the manuscript.
List of acronyms
- ATP
adenosine triphosphate
- DC
duty cycle
- ES
Electrical stimulation
- FES
Functional Electrical Stimulation
- Hz
Hertz
- IPI
inter pulse interval
- ISO
isometric
- KJM
knee joint moment
- MVIC
maximal voluntary isometric contraction
- NMES
neuromuscular electrical stimulation
- PCr
phosphocreatine
- Pps
pulses per second
- PW
pulse width
- RF
rectus femoris
- SDH
succinate dehydrogenase
- V
volts
- VL
vastus lateralis
- VM
vastus medialis
Funding Statement
Funding: None.
Contributor Information
Ché Fornusek, Email: che.fornusek@sydney.edu.au.
Andrew J. Ruys, Email: andrew.ruys@sydney.edu.au.
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