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. 2018 Aug 31;142(3):e20180938. doi: 10.1542/peds.2018-0938

Behavioral Health and Adult Milestones in Young Adults With Perinatal HIV Infection or Exposure

Elaine J Abrams a,b,, Claude A Mellins c, Amelia Bucek c, Curtis Dolezal c, Jeannette Raymond c, Andrew Wiznia d, Andrea Jurgrau e, Mahrukh Bamji f, Cheng-Shiun Leu c, Yiu Kee Warren Ng e
PMCID: PMC6317560  PMID: 30097528

PHIVYAs are achieving adult milestones but have high rates of psychiatric, substance use, and cognitive problems that may affect health outcomes.

Abstract

BACKGROUND:

Young adults living with perinatally acquired HIV infection (PHIVYAs) are at risk for poor biomedical and behavioral health outcomes. Few studies offer a comprehensive overview of the functioning of this population in young adulthood and the role of HIV.

METHODS:

Data come from the Child and Adolescent Self-Awareness and Health Study, a longitudinal behavioral health cohort study of PHIVYAs and perinatally HIV–exposed but uninfected young adults (PHEUYAs) who are compared on psychiatric and neurocognitive functioning, sexual and substance use behaviors, health and reproductive outcomes, and young adult milestones.

RESULTS:

Overall, 27% of participants met criteria for a psychiatric disorder, including mood (11%), anxiety (22%), and substance use (28%), with no HIV status differences. PHIVYAs performed worse on 2 neurocognitive tests. There were no HIV status differences in condomless sex (41%) or pregnancies (41% women; 38% men). Both groups exhibited similar adult milestones: 67% graduated high school or an equivalent, 19% were in college, and 42% were employed. However, 38% were neither in school or working, 12% reported incarceration, and 16% were ever homeless. Among PHIVYAs, 36% were viremic (>200 copies per mL), and 15% were severely immunocompromised (CD4+ cell count <100 cells per mm3).

CONCLUSIONS:

Many PHIVYAs achieve adult milestones related to school, employment, sexual relationships, and starting families. However, they and PHEUYAs have high rates of psychiatric and substance use disorders and behavioral risks, which can jeopardize long-term health and adult functioning, particularly in the context of HIV. These findings underscore an urgent need to escalate interventions.


What’s Known on This Subject:

Globally, large numbers of individuals with perinatally acquired HIV are aging into adolescence and young adulthood, when they are at increased risk for poor health and behavioral health outcomes, including death, HIV disease progression, mental illness, and neurocognitive deficits.

What This Study Adds:

This is one of the first studies on young adult functioning among individuals with perinatally-acquired HIV, providing new insights into adult transitions, behavioral health, and health outcomes. We demonstrate high rates of behavioral health risks among perinatally HIV–exposed uninfected young adults.

Efforts to prevent mother-to-child HIV transmission in the United States have had remarkable success.1 After decades of scientific discovery, coupled with effective program implementation, there were an estimated 69 new cases of perinatally acquired HIV infection (PHIV) in 2013.2,3 New York City (NYC) reported only 6 new perinatal infections from 2012 to 2015, a decrease from >300 annually in the early 1990s.4 In parallel, treatment advances have resulted in decreased mortality and morbidity and an aging population of adolescents and young adults living with perinatally acquired HIV infection (PHIVYAs).58 In NYC, where ∼22% of individuals in the United States with PHIV reside, the majority are now in their 20s.9,10 New concerns have arisen around the health and wellbeing of this population as they reach adulthood11 given that researchers in several studies document an uptick in mortality, opportunistic infections, and hospitalizations as well as poor engagement in care, challenges with antiretroviral treatment (ART) adherence, and low rates of viral suppression (VS) with advancing age.8,1214

An array of neurocognitive deficits, mental health problems, and behavioral health risks have been described among PHIVYAs.1517 Many had delayed ART initiation or suboptimal regimens early in life, resulting in periods of HIV viremia during critical stages of brain development.1821 Furthermore, most PHIVYAs in the United States are from ethnic minorities and impoverished communities with high rates of substance use, mental health problems, and disparities in educational, vocational, and economic opportunities.22

From 2003 to 2008, we established a cohort of children with PHIV and perinatally HIV–exposed but uninfected (PHEU) children in NYC to study long-term outcomes of children born to women living with HIV.23,24 We report on and compare behavioral, mental health, biomedical, and adult transition milestone outcomes among PHIVYAs and perinatally HIV–exposed but uninfected young adults (PHEUYAs).

Methods

Study Population

Children with PHIV and PHEU children 9 to 16 years old were recruited into the Child and Adolescent Self-Awareness and Health (CASAH) study from 4 NYC medical centers from 2003 to 2008.25 Inclusion criteria were (1) perinatal HIV exposure, (2) cognitive capacity to complete an interview (excluding severe intellectual deficits), (3) residing with a caregiver who could provide legal consent, and (4) being able to speak English or Spanish. Participants and caregivers completed an assessment battery at enrollment and an 18-month follow-up (FU). The CASAH study received additional funding to add yearly interviews (CASAH 2: 2008–2013; CASAH 3: 2013–2018). In this analysis, we use data from the sixth interview (CASAH 3; FU 5), which was conducted from 2014 to 2017. Caregivers participated in the CASAH and CASAH 2 studies; only young adults (YAs) participated in the CASAH 3 study. At FU 5, a 2- to 3-hour interview consisting of validated measures was administered by trained research assistants. Measures affected by social desirability were assessed by using an audio computer-assisted self-interview (ACASI).

This study was approved by the Columbia University–New York State Psychiatric Institute Institutional Review Board. At FU 5, YAs provided written consent for interviews and collection of data from their medical providers.

Study Measures

Sociodemographic Data

Data were collected at each interview, including from caregivers at enrollment and YAs at FU 5.

Psychiatric and Neurocognitive Functioning

Psychiatric functioning was assessed with the Diagnostic Interview Schedule for Children, a structured diagnostic instrument that asks about symptoms of common psychiatric diagnoses as defined by the American Psychiatric Association’s Diagnostic and Statistical Manual of Mental Disorders system.2628 We examined specific diagnoses within the categories of anxiety, mood, and disruptive behavior disorders and substance use disorders (SUDs).

Neurocognitive executive function was assessed with the Trail Making Test (TMT) and Weschler Adult Intelligence Scale Digit Span subtest.29,30 The TMT is a timed, 2-part measure that requires participants to use visual search, scanning, mental flexibility, and executive function to sequentially connect encircled numbers (TMT A) and encircled numbers and letters (TMT B). The time, in seconds, required to complete TMT A and TMT B is reported. The Weschler Adult Intelligence Scale Digit Span is a 3-part measure of working memory; scores from 3 tests are converted to a Digit Span standard score.

Sexual Risk and Substance Use Behaviors

Participants answered questions via ACASI about (1) lifetime and recent (past 3 months) oral, vaginal, or anal sex; (2) recent condomless vaginal or anal sex; (3) recent types of sex partners; and (4) 30-day use of cigarettes, alcohol, and marijuana. Sexual behavior questions came from the Adolescent Sexual Behavior Assessment31,32; cigarette, alcohol, and marijuana use came from the Monitoring the Future study.33,34

Reproductive and Other Sexual Health Outcomes

Using the Adolescent Sexual Behavior Assessment and via ACASI, participants reported pregnancy history and pregnancy outcomes, contraception use, and sexually transmitted infections (STIs) in the past year.

YA Milestones

Participants reported on education, employment, incarceration, housing, romantic relationships, current living situation (including financing), and history of homelessness.

PHIV Health Information

HIV RNA viral load (VL) and CD4+ cell counts from the 12 months before FU 5 and current ART regimen were obtained from participants’ health care providers.

Statistical Analysis

Descriptive data (means, SDs, and frequencies) were presented for the total sample and separately by HIV status. Outcomes for PHIVYAs and PHEUYAs were compared by using χ2 tests for categorical variables and t tests for continuous variables. For days hospitalized, a nonparametric test was used (Mann–Whitney) because of a skewed distribution. The CD4+ and VL values obtained closest to the interview were selected, with values dichotomized as CD4+ count <100 and >500 cells per mm3 and VL <50, <200, and >1000 copies per mL. ART regimens were categorized by drug class, number of pills, and frequency of administration. We declared findings to be statistically significant if the corresponding P values were ≤.05. Data were analyzed by using IBM SPSS Statistics 23 (IBM SPSS Statistics, IBM Corporation).

Results

Characteristics of the Study Population

At enrollment, participants included 340 youth, 9 to 16 years old, and their caregivers (206 PHIV and 134 PHEU; Table 1). At FU 5, 248 (151 PHIV and 97 PHEU) YAs completed interviews (Supplemental Fig 1); 1 PHEUYA was excluded from analysis because of HIV seroconversion before FU 5. At enrollment, participants were on average 12.6 years old (SD 2.25), 51% were of female sex, 65% were African American and/or black, and 42% were Latino. Average household income was $27 718, with PHEU youth coming from significantly lower-income homes compared with participants with PHIV ($24 090 vs $30 111; P = .009). Most participants had a female primary caregiver (88%), but PHEU patients were twice as likely to be living with a birth parent (P < .001), and thus, their caregivers were more likely to be living with HIV (P < .001).

TABLE 1.

Demographic Characteristics of CASAH Participants at Enrollment and FU 5

Total (N = 340)a PHIV (N = 206) PHEU (N = 134) Pb
Age, y, mean (SD) 12.58 (2.25) 12.70 (2.16) 12.40 (2.37) .218
Age range, y 9–16 9–16 9–16
Annual household income, $, mean (SD) 27 718 (20 761) 30 111 (21 687) 24 090 (18 783) .009
Annual household income range, $ 0–126 000 0–121 200 0–126 000
Female sex, n (%) 172 (51) 104 (51) 68 (51) .963
African American and/or black race, n (%) 221 (65) 135 (66) 86 (64) .798
Latino ethnicity, n (%) 142 (42) 79 (38) 63 (47) .113
Caregiver type, n (%)
 Biological parent 167 (49) 73 (35) 94 (70) <.001
 Relative 80 (24) 59 (29) 21 (16)
 Nonrelative 93 (27) 74 (36) 19 (14)
Caregiver is of female sex, n (%) 298 (88) 179 (87) 119 (89) .600
Caregiver HIV status, with PHIV, n (%) 150 (46) 61 (31) 89 (69) <.001
Total (N = 248) PHIV (N = 151) PHEU (N = 97)
Age, y, mean (SD) 22.38 (2.68) 22.79 (2.63) 21.72 (2.65) .002
Age range, y 18–28 18–28 18–28
Female sex, n (%) 133 (54) 83 (55) 50 (52) .598
African American and/or black race, n (%) 170 (69) 106 (70) 64 (66) .485
Latino ethnicity, n (%) 124 (50) 73 (48) 51 (53) .515
Household enrolled in housing assistance program, n (%) 114 (48) 81 (56) 33 (36) .002
Disability and/or SSI, n (%) 41 (17) 38 (25) 3 (3) <.001
Public assistance and/or HASA, n (%) 61 (25) 58 (38) 3 (3) <.001
Food stamps and/or WIC, n (%) 96 (39) 79 (52) 17 (18) <.001
Medicaid, n (%) 204 (82) 132 (87) 72 (74) .008
Medicare, n (%) 10 (4) 8 (5) 2 (2) .206
Private only, n (%) 14 (6) 7 (5) 7 (7) .390
Other only, n (%) 14 (6) 8 (5) 6 (6) .768
None, n (%) 9 (4) 1 (1) 8 (8) .002

HASA, HIV/AIDS Service Administration; SSI, Social Security Insurance; WIC, Special Supplemental Nutrition Program for Women, Infants, and Children; —, not applicable.

a

Some variables had missing data; only household income was missing for >15 (15 PHIV and 8 PHEU) participants. Percentages are based on those without missing data.

b

P values are from t tests (continuous variables) or χ2 tests (dichotomous and/or categorical variables).

At FU 5, participant ages ranged from 18 to 28 years, with PHIVYAs being older than PHEUYAs (mean age 22.8 vs 21.7 years; P = .002). Between enrollment and FU 5, participants completed a mean of 5 interviews (range 1–6). Eleven deaths were reported, 10 among those with PHIV (4 attributed to HIV, 1 to systemic lupus erythematosus, and 5 unknown) and 1 PHEU patient (from an accident). There were no significant differences in enrollment characteristics (eg, age, race, sex, income, HIV status, and caregiver type) among YAs retained versus not retained for FU 5. However, YAs without a psychiatric disorder in both groups were more likely to be lost to FU, although the difference was only significant for PHEUYAs (data not shown).

At FU 5, significantly more PHIVYAs received housing assistance (P = .002), public assistance (P < .001), food stamps (P < .001), and disability payments (P < .001) compared with PHEUYAs. Most had health insurance, with more PHIVYAs receiving Medicaid (P = .008) and fewer PHIVYAs than PHEUYAs being uninsured (P = .002). Significantly more PHIVYAs than PHEUYAs reported deaths of birth parents (61% vs 35%; P < .001) or other caregivers (eg, grandparents; 25% vs 13%; P = .033).

Biomedical Health Outcomes

Laboratory data were available for 126 of 151 PHIVYAs. Mean CD4+ was 491 cells per mm3 (range 2–1430 cells per mm3); 44% had a CD4+ of >500 cells per mm3, 20% had a CD4+ of <200 cells per mm3, and 15% had a CD4+ of <100 cells per mm3 (Table 2). Approximately two-thirds (64%) were virally suppressed to <200 copies per mL (range undetectable to >2 000 000 copies per mL; mean 2.4 log10 copies per mL; SD 1.66). ART regimen data were available for 132 of 151 PHIVYAs, including 8 who were not prescribed ART. Among 124 who were prescribed ART, 67% received a 1-drug– or 2-drug–class regimen, and 31% received a 3-class combination. Fifty-eight percent received a regimen that included a boosted protease inhibitor (bPI), and half (50%) received an integrase inhibitor. Most PHIVYAs (87%) were on once-daily regimens, but only 33% took a single fixed-dose combination pill; 34% were taking 4 or more pills daily.

TABLE 2.

Health Status and ART of PHIVYAs and PHEUYAs

Total (N = 248) PHIV (N = 151) PHEU (N = 97) χ2 (df)a P
Self-reported health conditions, n (%)b
 Asthma or allergies 115 (46) 74 (49) 41 (42) 1.08 (1) .299
 Arthritis 13 (5) 6 (4) 7 (7) 1.25 (1) .263
 Diseases of the heart 10 (4) 7 (5) 3 (3) 0.38 (1) .540
 Hepatitis 4 (2) 4 (3) 0 (0) 2.61 (1) .106c
 Diabetes 3 (1) 3 (2) 0 (0) 1.95 (1) .163c
 Cancer 2 (1) 2 (1) 0 (0) 1.30 (1) .255c
 Inpatient medical care (past y) 47 (19) 33 (22) 14 (14) 2.12 (1) .146
 No. d in hospital (past y), mean (SD); range 2.42 (11.75); 1–120 3.62 (14.89); 1–120 0.57 (1.84); 1–10 −1.64d .100
 Any nonpsychopharmocologic mental health services 82 (33) 63 (42) 19 (20) 13.07 (1) <.001
 Psychotropic mental health treatment 30 (12) 24 (16) 6 (6) 5.24 (1) .022
 Drug or alcohol treatment 4 (2) 2 (1) 2 (2) 0.20 (1) .653c
HIV disease status (N = 126)
 CD4+ <100 cells per mm3, n (%)b 19 (15)
 CD4+ <200 cells per mm3, n (%)b 26 (20)
 CD4+ >500 cells per mm3, n (%)b 56 (44)
 CD4+ cells per mm3, mean (range) 491.42 (2–1430)
 VL <50 copies per mL, n (%)b 65 (52)
 VL <200 copies per mL, n (%)b 80 (64)
 VL >1000 copies per mL, n (%)b 40 (32)
 VL log copies per mL, mean (median) 2.41 (1.66)
ART regimens (N = 132), n (%)b
 Not prescribed ART 8 (6)
 No. drug classes (N = 124)
  ≤2 83 (67)
  3 38 (31)
  4 3 (2)
 Most common drug class combinations
  NRTI + bPI 26 (21)
  NRTI + NNRTI 22 (18)
  NRTI + bPI + INSI 21 (17)
  NRTI + bINSI and/or INSI 16 (13)
  INSI-containing regimen 62 (50)
  bPI-containing regimen 72 (58)
 No. pills per d (N = 118)
  1 39 (33)
  2 10 (8)
  3 29 (25)
  ≥4 40 (34)
 Dosing regimen (N = 115)
  Once daily 100 (87)
  Twice daily 15 (13)

bINSI, boosted integrase strand transfer inhibitor; df, degrees of freedom; INSI, integrase strand transfer inhibitor; NNRTI, nonnucleoside reverse transcriptase inhibitor; NRTI, nucleoside reverse transcriptase inhibitor; —, not applicable.

a

Statistics shown are χ2 and df from χ2 tests (dichotomous variables).

b

Percentages are based on those without missing data.

c

Unreliable test statistic because of low N meeting criteria.

d

z score from the Mann–Whitney test.

Asthma and allergies were the most prevalent health conditions, with no significant HIV status differences seen (Table 2). In the past year, 19% of participants received inpatient medical care (22% PHIV; 14% PHEU), with PHIVYAs averaging 3.6 hospital days (range 1–120 days) compared with <1 day reported by PHEUYAs. Significantly more PHIVYAs than PHEUYAs (1) were prescribed psychotropic medication treatments (16% vs 6%; P = .022) and/or (2) received any nonpsychopharmacologic mental health services (42% vs 20%; P < .001). Few (2 per group) reported substance use treatment.

Psychiatric Disorders, Substance Use, and Neurocognitive Functioning

There were few HIV status differences in psychiatric disorder rates; 27% of all participants met criteria for any non-SUD psychiatric disorder (Table 3). Anxiety disorders (22%; particularly generalized anxiety disorder) and mood disorders (11%; particularly major depression) were the most prevalent.

TABLE 3.

Psychiatric and Neurocognitive Functioning of PHIVYAs and PHEUYAs

Total (N = 248) PHIV (N = 151) PHEU (N = 97) Pa
Any psychiatric disorder, excluding substance use, n (%)b,c 64 (27) 38 (26) 26 (27) .943
Any mood disorder, n (%)b,c 26 (11) 16 (11) 10 (10) .844
 Major depression 20 (8) 12 (9) 8 (8) .956
 Hypomania 8 (3) 4 (3) 4 (4) .574d
Any disruptive behavior disorder, n (%)c 7 (3) 2 (1) 5 (5) .088d
 ADHD 5 (2) 1 (1) 4 (4) .068d
 Conduct disorder 2 (1) 1 (1) 1 (1) .778d
Any anxiety disorder, n (%)b,c 53 (22) 31 (22) 22 (23) .832
 Agoraphobia 25 (10) 16 (11) 9 (9) .647
 Generalized anxietyb 29 (12) 16 (11) 13 (13) .592
 Panic 5 (2) 4 (3) 1 (1) .351d
 PTSD 13 (5) 7 (5) 6 (6) .655
 Social phobia 12 (5) 4 (3) 8 (8) .056
Any SUD, n (%)b,c 66 (28) 36 (25) 30 (31) .327
 Alcohol 35 (15) 19 (13) 16 (17) .490
 Marijuana 47 (20) 27 (19) 20 (21) .739
Smoked cigarettes in past 30 d, n (%)c 69 (28) 42 (28) 27 (28) .977
Had alcohol in past 30 d, n (%)c 154 (63) 93 (63) 61 (64) .911
Been drunk in past 30 d, n (%)c 77 (35) 42 (32) 35 (40) .226
Used marijuana in past 30 d, n (%)c 115 (47) 70 (47) 45 (47) .987
Used marijuana daily in past 30 d, n (%)c 58 (24) 34 (23) 24 (25) .695
TMT A, mean (SD); range 26.29 (11.44); 12–127 28.26 (13.24); 12–127 23.17 (6.79); 12–47 <.001
TMT B, mean (SD); range 73.05 (45.78); 21–427 76.53 (49.05); 27–427 67.56 (39.72); 21–255 .155
Digit span standard score, mean (SD); range 8.00 (2.73); 1–17 7.62 (2.86); 1–17 8.59 (2.40); 3–15 .009

ADHD, attention-deficit/hyperactivity disorder; PTSD, posttraumatic stress disorder.

a

P values are from χ2 tests (dichotomous variables) or t tests (continuous variables).

b

Diagnoses with ≤2 cases (dysthymia, mania, specific phobia, and other SUD) are excluded.

c

Percentages are based on those without missing data.

d

Unreliable test statistic because of low N meeting criteria.

There were no significant HIV status differences for substance use or SUD (Table 3). Overall, 28% reported cigarette use, 63% reported alcohol use, and 47% reported marijuana use in the past 30 days. Nearly one-quarter (24%) reported daily marijuana use, and 35% reported being drunk in the past 30 days. High rates of YAs met SUD criteria (28%), with marijuana (20%) and alcohol (15%) use disorders being the most prevalent. Finally, 10% of participants met criteria for both a psychiatric disorder and SUD (data not shown).

Neurocognitive function differed by HIV status (Table 3). They required a significantly longer time to complete TMT A (28.3 vs 23.2 seconds; P < .001) and obtained significantly lower Digit Span standard scores (7.6 vs 8.6; P = .009); there were no HIV group differences on TMT B.

Reproductive and Sexual Health Outcomes

We found no significant HIV status differences in sexual behaviors (Table 4). The majority had initiated sex (93%); in the past 3 months, 63% had vaginal, 12% had anal, and 41% had condomless sex. In the past 3 months, 60% reported sex with opposite-sex partners only, 12% had at least 1 same-sex partner, and 28% reported no partnered sex.

TABLE 4.

Reproductive and Sexual Health Outcomes Reported by PHIVYAs and PHEUYAs

Total (N = 248) PHIV (N = 151) PHEU (N = 97) Pa
N (%b) N (%b) N (%b)
Sex
 Ever had sex (oral, vaginal, and/or anal) 222 (93) 136 (93) 86 (92) .633
 Vaginal sex, past 3 mo 152 (63) 88 (60) 64 (67) .214
 Anal sex, past 3 mo 28 (12) 16 (11) 12 (13) .651
 Vaginal and/or anal sex, past 3 mo 153 (62) 89 (60) 64 (67) .274
 Condomless vaginal and/or anal sex, past 3 mo 101 (41) 56 (38) 45 (47) .149
 Sexualc partners, past 3 mo
  None 66 (28) 44 (30) 22 (23) .365
  Opposite-sex only 144 (60) 84 (58) 60 (64)
  Same-sex only 17 (7) 12 (8) 5 (5)
  Same- and opposite-sex partners 13 (5) 6 (4) 7 (7)
Female responses
 Ever been pregnant 53 (41) 31 (39) 22 (45) .491
 Any pregnancy ending in live birth 30 (23) 20 (25) 10 (20) .549
 Any pregnancy ending in miscarriage 20 (16) 10 (13) 10 (20) .228
 Any pregnancy ending in abortion 24 (19) 11 (14) 13 (27) .070
 Currently pregnant 3 (2) 3 (4) 0 (0) .170d
 Currently living with child 27 (20) 18 (22) 9 (18) .609
Male responses
 Ever gotten someone pregnant 43 (38) 25 (37) 18 (38) .915
 Any pregnancy ending in live birth 20 (18) 16 (24) 4 (9) .034
 Any pregnancy ending in miscarriage 13 (11) 8 (12) 5 (11) .830
 Any pregnancy ending in abortion 16 (14) 7 (10) 9 (19) .188
 Mother currently pregnant 4 (4) 1 (2) 3 (6) .162d
 Currently living with child 7 (6) 7 (10) 0 (0) .023d
Methods of Birth Controle
 Male condom, ever 189 (91) 118 (92) 71 (90) .566
  Past y 156 (76) 99 (78) 57 (72) .345
 Female condom, ever 36 (18) 24 (19) 12 (15) .496
  Past y 25 (12) 17 (13) 8 (10) .486
 Male condom 135 (70) 85 (71) 50 (68) .569
 Withdrawal 93 (49) 50 (42) 43 (59) .026
 Oral sex instead of vaginal 40 (21) 21 (18) 19 (26) .184
 Oral contraceptive 37 (19) 17 (15) 20 (26) .042
 Emergency contraception 27 (14) 12 (10) 15 (20) .058
 Depo Provera 26 (14) 19 (16) 7 (9) .166
 Rhythm 14 (7) 7 (6) 7 (10) .364
 Female condom 13 (7) 10 (8) 3 (4) .241
 IUD 13 (7) 7 (6) 6 (8) .538
Sexually Transmitted Infections (STIs)f
 Any STI 29 (12) 26 (17) 3 (3) .001
Chlamydia 13 (5) 11 (7) 2 (2) .076
 HPV 10 (4) 9 (6) 1 (1) .052
 Genital herpes 9 (4) 9 (6) 0 (0) .013

HPV, human papillomavirus; IUD, intrauterine device.

a

P values are from χ2 tests.

b

Percentages are based on those without missing data.

c

Sex includes vaginal, oral, or anal (opposite sex); oral or anal (same-sex, male); and oral (same-sex, female).

d

Unreliable test statistic because of low N meeting criteria.

e

Methods with N <10 are excluded.

f

STIs with N <5 are excluded.

Among women, 41% reported lifetime pregnancy, 23% had a pregnancy end in a live birth, and 20% were currently living with their child (Table 4). Among men, 38% reported lifetime pregnancy in a partner, 18% reported a pregnancy ending in a live birth, and 6% were living with a child. There were few HIV group differences in contraceptive use and STIs. Almost all sexually active participants reported lifetime (91%) and past-year (76%) use of condoms. Male condoms were the most common birth control method used in the past year (70%); other methods included withdrawal (49%), having oral instead of vaginal sex (21%), and oral contraceptives (19%). Methods used varied by HIV status, with more PHEUYAs reporting withdrawal (P = .026) and oral contraceptive use (P = .042).

Adult Milestones

There were no statistically significant HIV status differences in educational achievement or employment status (Table 5). Sixty-seven percent of YAs had graduated high school (HS), obtained a general equivalency diploma, or were on track to graduate HS, and 19% attended college. Less than half were working (42%), but 62% were either working or in school. Twelve percent of YAs reported ever being incarcerated, 2% in the past year, with no HIV status differences.

TABLE 5.

Adult Milestones Reported by PHIVYAs and PHEUYAs

Total (N = 248) PHIV (N = 151) PHEU (N = 97) Pa
Highest degree earned, n (%)b
Less than HS degree, n (%)b 61 (25) 34 (23) 27 (28) .700
HS diploma or GED,c n (%)b 166 (67) 103 (68) 63 (65)
Associate’s degree, n (%)b 10 (4) 6 (4) 4 (4)
Bachelor’s degree, n (%)b 11 (4) 8 (5) 3 (3)
In school, n (%)b 75 (30) 40 (27) 35 (36) .108
Currently in college, n (%)b 48 (19) 24 (16) 24 (25) .085
Currently employed, n (%)b 103 (42) 59 (39) 44 (45) .327
Employed and/or in school, n (%)b 154 (62) 88 (58) 66 (68) .122
Ever incarcerated, n (%)b 29 (12) 15 (10) 14 (14) .282
Incarcerated, past y, n (%)b 5 (2) 2 (1) 3 (3) .334d
Living rent free with family and/or friends, n (%)b 124 (50) 58 (38) 66 (68) <.001e
Renting a room and/or apartment with others or paying rent to family, n (%)b 106 (43) 81 (54) 25 (26)
College dormitory, n (%)b 8 (3) 3 (2) 5 (5)
Homeless, n (%)b 2 (1) 1 (1) 1 (1)
Specialty HIV housing or other, n (%)b 8 (3) 8 (5) 0 (0)
Household size,f mean (SD) 3.47 (2.21) 3.25 (2.51) 3.80 (1.60) .037
Ever homeless, n (%)b 39 (16) 25 (17); 7 in past y 14 (15); 7 in past y .663
Ever in a romantic relationship, n (%)b 231 (93) 142 (94) 89 (92) .487
Currently in a relationship, n (%)b 120 (48) 68 (45) 52 (54) .187
Marital status, n (%)b
 Married 6 (2) 2 (1) 4 (4) .155g
 Engaged 8 (3) 4 (3) 4 (4)
 Separated and/or divorced 0 (0) 0 (0) 0 (0)
 Widowed 0 (0) 0 (0) 0 (0)
 Single 234 (94) 145 (96) 89 (92)

GED, general equivalency diploma; —, not applicable.

a

P values are from χ2 tests (dichotomous and/or categorical variables) or t tests (household size).

b

Percentages are based on those without missing data.

c

Inclusive of 18- and 19-y-old students in their senior y of HS.

d

Unreliable test statistic because of low N meeting criteria.

e

Two statistical tests (lives rent free versus others; renting a room versus others; both P < .001).

f

Excluding dormitory, homeless, and other.

g

χ2 test used to compare married and/or engaged versus single.

Almost all participants had ever been in a romantic relationship (93%), with nearly half (48%) being currently in one. The vast majority (94%) were single and never married.

Significant HIV status differences were found in living situations: more PHEUYAs were living rent free with family or friends compared with PHIVYAs (68% vs 38%; P < .001), whereas PHIVYAs were more likely to be renting a room or apartment or contributing rent (54% PHIV vs 26% PHEU; P < .001), likely because of HIV-related subsidies and/or housing assistance. Overall, 16% of the cohort had ever been homeless, with no HIV status differences.

Discussion

Using data from CASAH, 1 of the first and largest behavioral health studies in the United States that includes a highly representative cohort of PHIVYAs from NYC and a comparison cohort of PHEUYAs from similar backgrounds, we report on long-term behavioral, psychosocial, and biomedical outcomes among individuals who were born at the height of the perinatal HIV epidemic in United States. We found that despite the challenges of living with a chronic, stigmatized illness, behavioral health and psychosocial outcomes among PHIVYAs appear to be comparable to those of PHEUYAs who grew up in similar circumstances. As they reach adulthood, many PHIVYAs are achieving normal adult milestones, completing school, securing employment, engaging in relationships, and starting families. At the same time, both PHIVYAs and PHEUYAs have high rates of psychiatric disorders and SUDs, incarceration, homelessness, and high-risk sexual behaviors at rates that are similar to those of YAs living in poor, urban communities throughout the United States.3537

The biomedical health outcomes of PHIVYAs were mixed. Ten PHIVYAs were known to have died since enrollment, with only 1 PHEUYA death occurring. Furthermore, more than one-third of the PHIVYAs with available data had viremia (>200 copies per mL), and 15% were severely immunocompromised, putting them at high risk for disease progression and HIV transmission to sexual partners. An analysis of youth with PHIV in the United States revealed that the proportion of time spent viremic and with a low CD4+ cell count is substantially higher among adolescents with PHIV and PHIVYAs compared with 7- to 12-year-old children with PHIV.8 Low rates of VS (45.9%) have been reported among PHIVYAs on ART at US adolescent centers.13 In NYC, VS rates among PHIVYAs were lower compared with nonperinatally HIV–infected YAs (61% vs 72%).10 In our cohort, among those on treatment, most received potent regimens with bPIs and/or integrase inhibitors given once daily. Nonetheless, we know that many PHIVYAs have had periods of inadequate adherence,14,38,39 harbor a multidrug-resistant virus,40 and are subject to a variety of risk factors, including high rates of psychiatric disorders23,41,42 that put them at continued risk for suboptimal adherence, viremia, and poor health outcomes.

Unique to our study, we used a well-validated diagnostic psychiatric interview, the Diagnostic Interview Schedule for Children, to evaluate psychiatric disorders, whereas researchers in most studies use symptom checklists. We found that 27% of YAs had a psychiatric disorder, with no significant group differences seen. Rates of psychiatric disorders were similar to or slightly greater than in cohorts of uninfected YAs in the United States.4345 Importantly, rates of depression are similar to those reported for African American and/or black, Latino, and low-income YAs (6%–10%) in the United States.46 Rates of anxiety disorders are also consistent with those reported among college-aged individuals.47 That being said, given that PHIVYAs were more likely to have received mental health treatment, including psychotropic medications, it is possible that they may be at greater risk, but treatment has improved their mental health to the level of the PHEUYAs who have less access to mental health services.

Both groups reported high rates of cigarette, alcohol, and marijuana use, and 28% met diagnostic criteria for SUD, which is notably higher than what has been reported from a national study of YAs, in which 21% of white, 17% of Hispanic, and 16% of black 18- to 24-year-old respondents met criteria for drug or alcohol dependence or abuse.48,49 Although there were no group differences in substance use generally, given that most PHIVYAs were engaged in long-term comprehensive HIV care and had higher rates of mental health treatment, it is of concern that rates were not lower.50,51

CASAH participants performed below average on tests of executive function and planning ability, with lower performance being among PHIVYAs than among PHEUYAs. Differences in executive function between patients with PHIV and PHEU patients have been attributed to the cumulative impact of late ART initiation with suboptimal regimens, periods of incomplete adherence and sustained viremia, and both the direct and indirect impact of HIV on the central nervous system.52,53 Compromised neurocognitive function may exacerbate difficulties with transitioning to adulthood. Cognitive remediation interventions may be helpful, as has been demonstrated in adults with other brain insults.54

Almost all participants reported having engaged in sexual intercourse, 41% of women reported a pregnancy, and 38% of men reported a partner’s pregnancy, with no notable HIV group differences seen. Pregnancy outcomes were similar (miscarriage, abortion, and live birth) for women with PHIV and PHEU women. Researchers in several cohort studies have reported on pregnancies among PHIVYAs, but we are the first to demonstrate that pregnancies among PHIVYA women were no greater than among PHEU women.49,5557 Among partners of young men with PHIV, a higher proportion of pregnancies resulted in the birth of a child, and more PHIVYA men (7 of 16; 44%) compared with PHEUYA men (0 of 4; 0%) were living with their child. It is possible that surviving childhood with HIV motivates a desire to be involved with one’s children and that financial subsidies provided to PHIVYAs in NYC enable more child support.

Achievement of adult milestones was also mixed, with few differences by HIV status seen. Almost all reported romantic relationships, with few being married, which corresponds with national data for this age group.48 Two-thirds had received an HS diploma or the equivalent, but only 19% were in college.58 High rates of incarceration (12%) and homelessness (16%) were reported, reflecting the challenges faced by many YAs in poor, urban communities.59

There are several limitations of our study. Our findings may not be broadly generalizable because we only included NYC participants. However, we believe that the participants are representative of PHIVYAs and PHEUYAs because NYC has been an epicenter for the US perinatal HIV epidemic, participants were recruited from 4 large HIV centers, recruitment criteria were broad, and the enrollment of eligible subjects was high (77%).23 In addition, demographics from CASAH participants correspond with those of several national studies of populations from across the United States, in which the majority of youth with PHIV and PHEU come from inner-city families whose lives were impacted by poverty and substance use, with similar sociodemographic milieus and family contexts.18,40,60 Another limitation of this analysis is that CD4+ and VL data were missing for 17% and ART regimen data were missing for 13% of participants with PHIV. Additionally, we do not have data on drug resistance. Also, there was some participant attrition from enrollment, although 75% were retained for 10 to 14 years, and we found few differences on key enrollment characteristics between those who did and did not complete FU 5, thus limiting attrition bias. Counter to expectation, those YAs without a psychiatric diagnosis were less likely to continue in both groups, but the effect was only significant among PHEU patients.23 This finding, in combination with PHIVYAs having higher rates of treatment, may have masked a mental health vulnerability of PHIVYAs. Finally, the absence of an HIV-unexposed cohort in this study limits our ability to fully discern the impact of HIV on the health outcomes of PHEUYAs and PHIVYAs.

Conclusions

CASAH represents 1 of the few longitudinal studies in which researchers assess health, behavioral health, and psychosocial outcomes of PHIVYAs. Many are successfully achieving YA milestones and positive health outcomes despite inherent socioeconomic and psychosocial challenges. However, high rates of psychiatric disorders, SUDs, and cognitive problems may place many PHIVYAs at risk for poor long-term outcomes. Although we found few group differences, the range of psychosocial problems in the context of PHIV can lead to devastating consequences. Given the staggering numbers of PHIVYAs worldwide, our findings reveal a critical need for integrated mental health, substance use, and health services for HIV-affected populations.61 With our findings, we also draw attention to the growing population of PHEUYAs that warrants similarly urgent opportunities for prevention and treatment.

Glossary

ACASI

audio computer-assisted self-interview

ART

antiretroviral treatment

bPI

boosted protease inhibitor

CASAH

Child and Adolescent Self-Awareness and Health Study

FU

follow-up

HS

high school

NYC

New York City

PHEU

perinatally HIV–exposed but uninfected

PHEUYA

perinatally HIV–exposed but uninfected young adult

PHIV

perinatally acquired HIV infection

PHIVYA

young adult living with perinatally acquired HIV infection

STI

sexually transmitted infection

SUD

substance use disorder

TMT

Trail Making Test

VL

viral load

VS

viral suppression

YA

young adult

Footnotes

Drs Abrams and Mellins conceptualized and designed the study, drafted the initial manuscript, and reviewed and revised the manuscript; Ms Bucek coordinated and supervised data collection, drafted portions of the initial manuscript, and reviewed and revised the manuscript; Dr Dolezal conducted the initial analyses and reviewed and revised the manuscript; Ms Raymond collected data, coordinated and supervised data collection, and reviewed and revised the manuscript; Dr Leu interpreted data and reviewed and revised the manuscript; Drs Wiznia, Bamji, and Ng and Ms Jurgrau facilitated data acquisition and critically reviewed the manuscript for important medical and intellectual content; and all authors approved the final manuscript as submitted and agreed to be accountable for all aspects of the work.

FINANCIAL DISCLOSURE: The authors have indicated they have no financial relationships relevant to this article to disclose.

FUNDING: Supported by National Institute of Mental Health grant R01-MH069133 (principal investigator: Dr Mellins) and National Institute of Mental Health center grant P30-MH43520. Funded by the National Institutes of Health (NIH).

POTENTIAL CONFLICT OF INTEREST: The authors have indicated they have no potential conflicts of interest relevant to this article to disclose.

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