Abstract
The well-known deactivation of the default mode network (DMN) during external tasks is usually thought to reflect the suppression of internally directed mental activity during external attention. In three experiments with human participants we organized sequences of task events identical in their attentional and control demands into larger task episodes. We found that DMN deactivation across such sequential events was never constant, but was maximum at the beginning of the episode, then decreased gradually across the episode, reaching baseline towards episode completion, with the final event of the episode eliciting an activation. Crucially, this pattern of activity was not limited to a fixed set of DMN regions but, across experiments, was shown by a variable set of regions expected to be uninvolved in processing the ongoing task. This change in deactivation across sequential but identical events showed that the deactivation cannot be related to attentional/control demands which were constant across the episode, instead, it has to be related to some episode related load that was maximal at the beginning and then decreased gradually as parts of the episode got executed. We argue that this load resulted from cognitive programs through which the entire episode was hierarchically executed as one unit. At the beginning of task episodes, programs related to their entire duration is assembled, causing maximal deactivation. As execution proceeds, elements within the program related to the completed parts of the episode dismantle, thereby decreasing the program load and causing a decrease in deactivation.
Keywords: control, deactivation, default mode network, hierarchy, task episodes
Significance Statement
We prepare breakfasts and write emails, and not individually execute their many component acts. The current study suggests that cognitive entities that enable such hierarchical execution of goal-directed behavior may cause the ubiquitously seen deactivation during external task execution. Further, while this deactivation has previously been associated with a defined set of the so-called default mode regions, current study demonstrates that deactivation is shown by any region not currently involved in task execution, and in certain task episodes can even include attention related fronto-parietal regions as well as primary sensory and motor regions.
Introduction
Default mode network (DMN) regions are well known to deactivate during external task execution (Raichle et al., 2001). This deactivation has been attributed to their being specialized for internally directed cognitive activities like mind wandering, theory of mind, and autobiographical memories, which causes them to deactivate when attention and control is directed to external stimuli (Buckner et al., 2008; Spreng et al., 2009). These regions are contrasted with multiple demands (MDs) regions, a set of fronto-parietal regions that are thought to always activate during external task executions (Duncan, 2013). Here, we show that task-related deactivation is primarily related to cognitive entities through which task episodes are executed as one unit, not to external attention or control per se.
Attention and control are always instantiated in the context of task episodes, i.e. extended periods during which cognition is focused on a particular goal and generates a sequence of actions to complete it, e.g., preparing breakfast, writing email, a run of trials in experimental sessions, etc. Task episodes, despite being temporally extended and consisting of a sequence of smaller acts, are executed as one unit, and not as a collection of independent acts, because their execution occurs through programs that are instantiated as one entity but contain elements related to the entire episode (see also plans, scripts, and schemas; Miller et al., 1960; Schank and Abelson, 1977; Cooper and Shallice, 2000; Farooqui and Manly, 2018). Such programs are assembled at the beginning of task episode execution and are evidenced by the slower step 1 reaction times (RTs) of task episodes (Schneider and Logan, 2006), and by the fact that this step 1 RT is even slower before longer/more complex episodes (e.g., those expected to have more rule switches; Schneider and Logan, 2006; Farooqui and Manly, 2018).
The subsuming nature of these programs is evidenced by the absence of switch cost across task episode boundaries. When task episodes consist of two or more types of task items (e.g., responding to shape and color of stimuli) such that any executed item can repeat or switch from the previous one, the expected switch cost reflected in higher RT/error rates for switch trials (Monsell, 2003) is absent for consecutive items executed as parts of different task episodes (Schneider and Logan, 2015). The change in the program at episode boundaries refreshes the lower-level item-related cognitive configurations nested within it, causing no advantage of repeating a task item across episode boundaries. Subsuming nature of programs is also evidenced by the higher and more widespread activity elicited at the completion of task episodes compared to subtask episodes (Farooqui et al., 2012). Completion of subtasks only dismantles programs related to it, leaving the overarching task-related programs intact. In contrast, task completion dismantles programs at all levels.
Because attention (and control) always take place in the context of task episodes, it is possible that deactivations previously attributed to them is actually related to the load of programs subsuming the task episode in which attention takes place. To test this, we looked at activity across task episodes made of sequential events that were identical in their attentional demands. Deactivation related to attention should be identical across these events. In contrast, deactivation related to the load of the subsuming program should be maximal at the beginning of the episode because the program at this point contains elements related to the entire length of the ensuing task episode and hence its load is maximal. This deactivation should then decrease as parts of the episode get executed, and the related elements within the program dismantle, decreasing the program load, e.g., at step 1 of a task episode made of four steps the program will contain elements related to all four, but at steps 2, 3, and 4, it will only contain elements related to the remaining three, two and one step, because those related to the earlier steps will have dismantled causing the program load to decrease gradually across sequential parts of the episode. Furthermore, if deactivation is not caused by attention to external stimuli, it need not be limited to regions that process internally generated information (i.e., the DMN).
Across three different kinds of task episodes, we show that deactivations were indeed maximal at the beginning and decreased gradually across the episode. Further, this pattern of deactivation was not limited to the DMN but was shown by all regions uninvolved in processing the task content of the episode.
Materials and Methods
Experiment 1
Participants performed a rule-switching task (Fig. 1). On each trial a letter and a digit were simultaneously presented for 1 s inside a colored margin. The color of the margin around the stimuli instructed which pre-learned rule to apply: blue, categorize the letter as vowel/consonant; green, categorize the digit as even/odd. In both cases they pressed one of the two buttons using index/middle finger of the right hand. Rule was determined at random for each trial.
Crucially, participants were biased toward construing each set of four consecutive trials as one task-episode by a recurring, trial-synchronized 4-3-2-1 background digit countdown that was otherwise irrelevant to the ongoing switching-task. The end of each task-episode was further signaled by the margin turning black. Inter trial interval varied between 3 and 9 s (average 5.5 s). Participants did a total of 100 trials or 25-trial episodes.
All stimuli were presented at the center of the screen, visible from the participant's position in the scanner via a mirror mounted within the head coil. The outer square margins surrounding the letter and the number subtended a visual angle of around 2°. The letter and number were presented in Arial font (size 30) and could appear at any of the corners of the outer square. Other than the four-trial episodes described here, the experiment also involved eight-trial episodes. However, their analysis presents a further detail of the phenomenon described here which we deal with in another upcoming paper.
Note that individual trials were separated by long intervals (up to 9 s) and were independent of each other, and could be executed perfectly well without being construed as parts of a larger task episode. Participants were merely biased into construing a run of four successive trials as one task episode. Hence, it is possible that participants may at times execute trials not as parts of an over-arching task episode but as independent standalone trials. We reasoned that if a phenomenon is true for such weak and merely construed task episodes, it is likely to be also true for extended tasks that can only be executed as one task entity. We show that such is the case through experiments 2 and 3, where we also test additional predictions.
Eighteen (11 females; mean age, 25 ± 4.1 years) right handed participants with normal or corrected vision were recruited. Informed consent was taken, and the participants were reimbursed for their time. The study had the approval of Research Ethics Committee. fMRI data were acquired using a Siemens 3T Tim Trio scanner with a 12-channel head coil. A sequential descending T2*-weighted EPI acquisition sequence was used with the following parameters: acquisition time, 2000 ms; echo time, 30 ms; 32 oblique slices with slice thickness of 3 mm and a 0.75-mm interslice gap; in-plane resolution, 3.0 × 3.0 mm; matrix, 64 × 64; field of view, 192 mm; flip angle, 78°. T1-weighted MP RAGE structural images were also acquired for all participants (slice thickness, 1.0 mm; resolution, 1.0 × 1.0 × 1.5 mm; field of view, 256 mm; 160 slices). Experimental tasks started after 10 dummy scans had been acquired. These were discarded from the general linear model (GLM) to allow for T1 equilibration effects.
Analysis
The fMRI data were analyzed using SPM8 (experiments 1 and 2) and SPM12 (experiments 3) using the automatic analysis pipeline (Cusack et al., 2015). Before statistical analysis, all EPI volumes were slice-time corrected using the first slice as a reference and then realigned into a standard orientation using the first volume as reference. These realigned volumes were then normalized into the Montreal Neurologic Institute (MNI) space and spatially smoothed using an 8 mm full-width half-maximum Gaussian kernel. During the normalization stage, voxels were resampled to a size of 3 × 3 × 3 mm. The time course of each voxel was high pass filtered with a cutoff period of 90 s.
Statistical analysis was conducted using GLMs. We analyzed the data using two kinds of GLMs. In the first, trials 1–4 of the construed episode were modeled with separate event regressors of 1-s duration. These were convolved with a basis function representing the canonical hemodynamic response (HRF), and entered into a GLM with movement parameters as covariates of no interest. Parameter estimates for each regressor were calculated from the least-squares fit of the model to the data. We looked for regions where a linear contrast was significant along the four trials (weighted [–3 –1 1 3]) for increasing activity across them. Contrasts from individual participants were entered into a random effects group analysis. In the second GLM, we modeled 32 s of activity following the beginning of the episode with 16 2-s-long finite impulse regressors (FIRs; Glover, 1999). This allowed us to derive an estimate of the time course of activity across the duration of the construed task episode.
Other than events of interest, movement parameters and block means were included as covariates of no interest. All whole-brain results are reported at a threshold of p < 0.05, corrected for multiple comparisons using the false discovery rate. Coordinates for peak activation are reported using an MNI template.
Regions of interest (ROIs) were created as spheres of 10-mm radius. These (in MNI space) were bilateral inferior frontal sulcus (IFS; central coordinate ±41 23 29), bilateral intraparietal sulcus (IPS; ± 37 56 41), bilateral anterior insula extending into frontal operculum (AI/FO; ±35 18 3), ACC (0 31 24), and presupplementary motor area (pre-SMA; 0 18 50), all taken from Duncan (2006); bilateral anterior prefrontal cortex ROIs (APFC; 27 50 23 and ±28 51 15) were taken from Dosenbach et al. (2006); posterior cingulate cortex (PCC; –8 –56 26) and anterior medial prefrontal cortex (aMPFC; –6 52 –2) were taken from Andrews-Hanna et al. (2010). Coordinates for hand primary somatosensory area used in experiment 1 were taken from Pleger et al. (2008). Primary auditory cortex ROI was made using probabilistic maps in the anatomy toolbox of SPM 8. ROIs were constructed using the MarsBaR toolbox for SPM (http://marsbar.sourceforge.net). Estimated data were averaged across voxels within each ROI using the MarsBaR toolbox, and the mean values were exported for analysis using SPSS.
Results
As expected of task episodes, trial 1 had the longest RT (F(3,51) = 11, p < 0.001; Fig. 2, inset). RT on subsequent three trials did not differ (F(2,34) = 0.8, p = 0.4; linear contrast: F(1,17) = 0.004, p = 0.9), showing no change in performance across them. Error rates across the four trials (5.7 ± 1.2, 3.0 ± 1.6, 4.8 ± 1.8, 5.1 ± 1.9) did not differ either (F(3,51) = 1.6, p = 0.2; linear contrast F(1,17) = 0.004, p = 0.9). For a more detailed analysis of behavior across such task episodes see Farooqui and Manly, 2018. Whole-brain render in Figure 2 shows the set of regions where activity increased across the four trials of the construed episode. This was the case in regions identified with the DMN — MPFC, PCC, cuneus, temporoparietal junction (TPJ), along with right somatosensory and motor cortices; right superior and inferior frontal gyrus. In these regions, trial 1 was accompanied by a deactivation and trial 4 with maximal activity, with trials 2 and 3 having intermediate levels of activity.
We then conducted an ROI analysis of MD regions, brain areas that are widely observed to be active (“task-positive”) across a range of challenging cognitive tasks (Fox et al., 2005; Duncan, 2006). While these are commonly thought to be anti-correlated to the DMN, we found that some of them, ACC and right APFC (main effect of trial position: F(3,51) >3.1, p < 0.03; linear contrast: F(1,17) > 3.8, p < 0.06), with strong trends in Left APFC, bilateral insula and right IFS (p ≤ 0.1), showed the same pattern of change in activity across the task episode as the DMN regions (Fig. 3). In contrast, other MD regions, left IFS, bilateral IPS, and pre-SMA, showed positive or non-differential activity across the four trials.
These patterns were also evident in the estimates of time course of activity across the task episode (Fig. 4). DMN ROIs like PCC, aMPFC, and MD ROIs like APFC and ACC showed an initial deactivation starting at the beginning of the episode (i.e., trial 1 onset) followed by gradual return to the baseline as other trials were executed, with the activity reaching the baseline (captured by the estimates of the 1st FIR regressor) by around 26 s (the average total duration of the episode was 24 s). In contrast, other MD ROIs (left IFS, IPS, and pre-SMA) showed a very different pattern of activity with no deactivation during the episode.
The observation that the above pattern of deactivation was shown by DMN as well as the right motor regions (that control the left side of the body) suggested that it may be present in regions not involved in executing individual trials making up the task episode. To investigate this thesis further, we identified regions controlling trial rule switches. These would show higher activity during switch trials (i.e., trials where the rule changed from letter to digit or vice versa) compared to repeats. These, shown as hot-spots in Figure 5, included left motor, left IFS, right middle frontal gyrus, pre-SMA extending into ACC, and left IPS. None of them showed the above pattern of deactivation across the task episode (Fig. 5, bar graphs). We then identified regions that showed deactivation to task-switches. These (Fig. 5, cold spots) were in medial prefrontal regions, PCC, precuneus, bilateral temporo-parietal junction, right IFS, right premotor, and motor regions. Of these, we arbitrarily selected four clusters adjacent to the hot-spots. All of them showed the typical initial deactivation followed by gradual activation across the episode (main effect of trial position: F(3,17) > 3.8, p < 0.02; linear contrast across trials: F(1,17) > 4.04, p < 0.06). The difference across these two groups of ROIs is also evident in their time courses of activity (Fig. 5, line plots).
We next examined the pattern of activity across task episode in two other regions expected to be unengaged in executing individual trials, right primary somatosensory hand region and bilateral primary auditory cortices (trials did not involve any listening nor any left-hand action). These were contrasted with the left primary somatosensory hand region (expected to be involved in making right had button press). As shown in Figure 6, the uninvolved regions — bilateral primary auditory and right somatosensory hand region-showed the sequentially changing deactivation (main effect of trial position: F(3,51) > 5.0, p < 0.02; linear contrast across trials: F(1,17) > 4.9, p < 0.04), while the engaged left somatosensory hand region did not (L vs R somatosensory difference F(3,51) = 9.8, p < 0.001). Again, the uninvolved regions showed initial deactivation followed by return to the baseline across the construed task episode.
Any account of deactivation that disregards the presence of task episode-related programs would have predicted constant deactivation across all trials because participants essentially executed a flat sequence of identical trials with identical attention and control demands. In contrast, deactivation was elicited at trials that were construed as beginning a task episode. This deactivation then decreased as the construed episode was executed, and reached baseline around the time of completion of the episode (Fig. 4), with the last trial eliciting a positive activity. This pattern of deactivation can only be explained in relation to some task episode-related cognitive entity, the program, that came into being at the beginning of the construed episode (eliciting maximal deactivation) and then decreased in its load across the episode (causing a gradual decrease in deactivation), and was dismantled at completion. This program-related effect was present in the DMN regions previously seen to deactivate in response to cognitive load but was not limited to them, and additionally involved primary auditory, right somatosensory and motor cortices — regions expected to be uninvolved in executing trials making up the episode.
It may be pointed out that 95% confidence intervals of trial 1 activity estimates overlap with those of trials 2 and 3, and only trial 4 activity is significantly different from other trials. This may suggest that the deactivation elicited at trial 1 does not change across trials 1–3, with only trial 4 eliciting end-of-episode activity. While this is ruled out by the next experiment where activity does significantly increase between the first and the penultimate step, note that even this pattern can only be accounted through some episode-related program. This is because trials here were standalone and their execution was not contingent on any episode related process like sustained attention or working memory that had to be maintained throughout the episode. That four of them constituted an episode was only in participants’ construal. There was no continuous performance, sustained attention, working memory or other process that participants started at trial 1 and ended at trial 4. Hence, whatever caused deactivation from trial 1 to trial 4 had to follow from the construal of these trials as one task episode. It is also worth noting in this regard that the FIR estimates of time series show that significant return toward baseline compared to the early nadir did occur before the end of the episode. Activity estimates from PCC and aMPFC (Fig. 4), regions deactivating during rule switches (Fig. 5), primary auditory and right primary somatosensory hand region (Fig. 6) show that activity has significantly risen above the nadir before the 24th second (time of episode completion).
To see the generalizability of results of this experiment, we next investigated a task episode with very different structure and content. The task episode now involved covertly monitoring sequential letter presentations. Since this would be less demanding than executing the rule switch trials of experiment 1, more regions would be uninvolved in controlling/executing individual steps, and hence more widespread regions would show gradually decreasing deactivation across the length of the episode.
Experiment 2A
At the beginning of a trial episode participants (total 21, 15 females; mean age, 24.5 ± 4.1 years) saw a three-letter cue (e.g., DAT). They were to then monitor a sequence of 40 single letter presentations (1 s) for the occurrence of these targets (in the correct order). If the cue was “DAT,” they were to search for D, then A, and then T. Searching for A was only relevant once D had been detected, and searching for T was only relevant once D and A had been detected. At the end of each sequence, participants were probed to report whether or not all three targets had appeared by pressing one of two buttons (right index/middle fingers). A complete set of all three target letters appeared in 50% of trial episodes. In the rest, none, one, or two targets appeared.
Detecting all three targets and answering the probe correctly increased the participants’ score by 1, otherwise the score remained the same. Note that for this experiment the phrases “trial episode” and “task episode” are synonymous because each trial was temporally extended and formed a task episode. The episode consisted of monitoring forty letter events over a period of 40 s, then answering the probe at the end of that period. Across different instances, the 40-s-long trial episodes could be organized into up to four phases, the three searches plus the passive wait between the third target detection and the probe (Fig. 7). While the total length of the trial episode was fixed at 40 s, the length of any of the four component phases varied between 1 and 40 s. Note that these phases should not be thought of as steps that had to be obligatorily executed to complete the task episode because the episode got completed irrespective of the number of phases completed. When, for example, only one target appeared in the trial episode, the episode got completed during phase 2. At the same time when averaged across the entire session the four phases corresponded to sequentially later parts of the trial episode.
All stimuli were presented at the center of the screen, visible from the participant's position in the scanner via a mirror mounted within the head coil. Letters subtended a visual angle of 2° vertically. The experiment was controlled by a program written in Visual Basic. Participants learnt the task in a 10-min pre-scan practice session. The scanning session lasted an hour and was divided into three separate runs, each consisting of 14 trials.
The three target events (data not presented in current paper, see Farooqui et al., 2012) were modeled with event regressors of no duration while the four phases along with the cue and probe were modeled using epoch regressors of width equal to their durations. All trial episodes were thus modeled. As in experiment 1, we did a linear contrast that looked for increase in activity across phases 1–4. To get the time course of activity across the task episode, in a second analysis, we modeled 52 s of activity following the beginning of the episode with 26 FIRs. Cue, probe, and target events were additionally modeled as epoch regressors of width equal to their durations and convolved with HRF. Other aspects of fMRI acquisition, pre-processing and analysis were identical to experiment 1.
Results
Average response time was 727 ± 35 ms, while average accuracy was 95.2% (±1.1). We first identified areas involved in visual search. Activity in such areas would be higher during active visual search (phases 1–3) than during the period of passive waiting (phase 4). This was the case in a bilateral cluster that included parts of occipital pole and extended into the inferior division of lateral occipital cortex (Fig. 8, hot regions). Decreasing the threshold to uncorrected p < 0.05 showed an additional cluster in left frontal eye field. Other frontal and parietal regions did not show any significant cluster. In the light of experiment 1, remaining cortical regions can be expected to show change in activity across the length of the episode.
Cold regions in Figure 8 show regions where activity increased across the sequential phases making up the trial episode. This pattern was present in very widespread regions that included all major DMN and MD regions as well as all non-visual sensory and motor cortices. Parts of cerebellum, basal ganglia, thalamus, and medial temporal regions also showed an identical pattern. Thus, almost the entire brain with some islands of exception (including, notably, middle occipital regions that were sensitive to visual search) showed increase in activity across the four phases of the trial episode.
The pattern of activity (plots in Figs. 8, 9) across the trial episode was similar to experiment 1, initial deactivation followed by gradual return to the baseline across the duration of the episode, but this time reaching baseline (captured by the estimates of the 1st FIR regressor) by the 40th second (Fig. 9), because the episode duration was 40 s. Additionally, as suggested by the whole-brain results, both MD and DMN regions showed the same pattern. Thus, despite the different structure and content of task episodes, experiment 2A showed the same pattern of gradually decreasing deactivation across the length of the task episode as in experiment 1. Additionally, this pattern was shown by both MD and DMN regions, as well as all sensory (except visual) and motor regions. This further supported the thesis that this pattern of deactivation during task episodes is shown not just by the DMN regions but by all regions uninvolved in executing component task items making up the episode.
Two kinds of goals
Goals can be understood in at least two ways: (1) that which completes the task episode, and (2) the intended aim whose achievement was sought through the task episode. While the two kinds of goals frequently coincide, they can be dissociated. One can go shopping with a list and complete the task episode of shopping (i.e., walk through all the aisles of the supermarket and check out) without finding everything on the list. Here, goal 1 gets completed but not goal 2. The two were dissociable in the current experiment as well. All trial episodes consisted of seeing through 40-letter presentations, but in only half of them could all three targets be detected. Thus, while goal 1 (completion of the task episode) was achieved in all trial episodes, goal 2 (detecting all three targets) was achieved in only half of them. Further, one could move closer in relation to one goal type without moving much in relation to the other goal type. For example, in trial episodes where no targets appeared, goal 1 would complete before even the first step toward goal 2 had been completed. In contrast, when in some trial episodes all three targets appeared before the 10th letter event, goal 2 had completed while the participant had not even progressed halfway in relation to goal 1 (completing the trial episode).
Searches 1–3 for the three sequential targets represented sequential steps in relation to goal 2 and, when averaged across the experiment, also corresponded to sequentially later parts of the trial episode, hence the increase in activity across them in Figure 8 could be related to either of them. Deactivation could have decreased across them because participants were moving closer to the completion of the trial episode or because they were moving toward goal 2.
Programs are primarily related to the execution of task episodes, irrespective of whether a goal 2 gets achieved through that episode. Program instantiated at the beginning in the current experiment should therefore be related to the execution of the 40-s-long trial episode, and the magnitude of the active program at any point in the execution of the episode should be related to the amount of trial episode that has been executed and the amount that remains to be executed. This predicts that the activity corresponding to the same search phase (e.g., search 2) should vary depending on its position within the trial episode. A search 2 that finishes before the 20th letter event should be accompanied by greater deactivation than a search 2 that starts after the 20th event. This is because the length of trial episode that remains to be executed is greater during the former than the latter, hence the magnitude of active program will be greater during the former than during the latter. Further, whether by the 20th letter event (the mid-point of the trial episode) the participant has completed up to search 2 or search 3, the magnitude of active program should roughly be the same because in both cases half of the episode remains to be executed. The program-related activity should therefore be similar in the two cases.
To test these predictions, we separately modeled instances of searches 2 and 3 that ended before the mid-point of the episode (early-search 2 and early-search 3) as well as instances of these searches that began after the episode mid-point (late-search 2 and late-search 3). Early-search 2 and early-search 3 began and ended at nearly identical positions within the trial episode. Same for late-search 2 and late-search 3. In contrast, early and late search 2 (as well as early and late search 3) corresponded to positions from the initial and later halves of the trial episodes. The magnitude of active program would be greater during early search 2 and 3 than during late search 2 and 3 because more of the episode remained to be executed during early search 2 and 3. The magnitude of deactivation should therefore be greater during early compared to late searches. At the same time, the magnitude of deactivation should not differ between early searches 2 and 3 or between late searches 2 and 3.
We did a repeated-measures ANOVA comparing the effect of position in relation to goal 2 (search 2 vs search 3) and the effect of position within the trial episode (early vs late). As evident in Figure 10, deactivation during early searches was greater than during late searches in all MD and DMN ROIs examined (F(1,20) > 5.3, p < 0.03), except APFC (L: F(1,20) = 1.9, p = 0.2; R: F(1,20) = 4.1, p = 0.06). As expected, searches 2 and 3 did not significantly differ though it did show trends in some ROIs (F(1,20) < 3.9, p > 0.06). Interaction between these two effects did not reach significance in any ROI; however, again, it showed trends in IFS-R and APFC-R (F(1,20) < 3.7, p > 0.07).
Experiment 2B
It may be claimed that the initial deactivation is elicited by attentional/control demands and that the subsequent decrease in this deactivation across task episode is a result of weakening of attention/control due to continuous task execution. In this experiment, we rule this out, and provide further evidence, that the deactivation and its subsequent decrease result from episode-related programs.
If the onset of attention caused initial deactivation, then deactivation at the beginning of an 18-s-long task episode should be equal to that at the beginning of an otherwise identical but 40-s-long task episode. Furthermore, if weakening of attention due to continuous task execution caused a decrease in the magnitude of this initial deactivation, then the trajectory of activity time course should be identical across these two task episodes for 18 s. This is because attentional decrement or any other purported effect of continuous task execution will be only be related to the time that has been spent on the task, and not to the length of the episode remaining to be executed. In contrast, if the deactivation and its subsequent decrease are related to the episode-related program, time course of activity will differ across the long and short episodes. First, because the deactivation results from the load of the program, which will be less for the shorter episode, the magnitude of initial deactivation will be less for the shorter episode. Second, because the decrease in this deactivation results from the dismantling of program elements related to completed parts of the episode, the return to baseline will be faster in shorter episode with activity reaching baseline around the expected time of completion.
Current experiment was identical to experiment 2A except that its trial episodes were shorter in length (8–18 s compared to 40 s). Seventeen participants (10 females; mean age 23.4 ± 6.4 years) executed 160 task episodes across four fMRI sessions. We modeled trial episodes that lasted 15–18 s with 12 FIR regressors, starting from the beginning of the trial episode and covering the subsequent 24-s period. Shorter episodes were separately modeled. Cue, probe, and target events were additionally modeled as epoch regressors of width equal to their durations and convolved with HRF. Other aspects of fMRI acquisition, pre-processing and analysis were identical to experiment 2A.
Results
Average RT was 750 ms (±49); error rate was 3.7% (±1.5). If deactivation and its subsequent decrease was caused by attention and its purported decrements, it should be identical across the initial 18-s period of the trial episodes from the current and the previous experiment. In contrast, if the deactivation was related to the magnitude of the program, then the initial deactivation should be stronger for the 40-s-long trial episodes of the previous experiment, because the magnitude of program executing longer task episodes will be larger and have greater cognitive load. Further, because the program in the current experiment dismantles over the 18-s period, its related deactivation should decrease and reach baseline at around 18 s. As is evident in Figure 11, this was indeed the case. The initial deactivation in this experiment was smaller in magnitude than in the previous one; activity in the current experiment returned to baseline around 18 s the expected time of completion. A repeated-measures ANOVA comparing time courses of activity across the 18-s period of trial episodes from the current and the previous experiments showed significant difference across them in all ROIs (F(8,288) > 3.9, p > 0.001) except ACC and left APFC, although it did show strong trend in left APFC (p = 0.05).
Experiment 3
In this experiment, we decisively tested the thesis that deactivation during task episodes is shown not just by the DMN but potentially by all regions not engaged in performing the ongoing task. Seventeen participants (14 females; mean age 24.2 ± 5.3 years) executed two kinds of task episodes, number and shape (Fig. 12), with right and left hands, respectively. When they executed the number episode with their right hand, the motor region controlling the idle left hand in the right hemisphere will be uninvolved, while the left hemisphere motor region controlling the right hand will be uninvolved when they executed the shape episode with left hand. The gradually decreasing deactivation should therefore be shown by right but not left hemisphere hand region during the number episode, and by left but not right hemisphere hand region during the shape episode.
The identity of the episode was cued by the color of stimulus margins (e.g., number, green; shape, blue). Participants executed a four-step task episode. Each step consisted of a pair of trials, i.e., two trials juxtaposed without any interval. Stimuli consisted of a circle and a number on the left and right sides, respectively, of a surrounding square. These remained on screen till a response was made. On every trial of number episodes, participants indicated if the displayed number was even or odd using their right hand (index finger, even; middle finger, odd). During shape episodes, participants indicated if the black circle in the stimuli was above or below the center using their left hand (middle finger, up; index finger, down). Additionally, participants kept an internal count and after executing four phases (or eight trials) pressed an extra button (the “end” response) with the middle finger of their task relevant hand, i.e., left hand during shape episodes, right hand during number episodes. The internal count and the end response were included to help ensure that participants construed the trials as part of a longer episode, not as a series of independent entities. To reinforce this, a positive feedback tone was presented if the end response occurred within 500 ms, while a response >500 ms received a low-pitched error tone.
The interval between consecutive steps was jittered from 1 to 7 s. The surrounding square remained on for the entire duration of the episode and went off at its completion. The interval between successive episodes was also jittered between 1 and 7 s. Participants executed a total of 30 task episodes consisting of equal number of shape and number episodes. The two episode types were randomly interspersed. After the main experiment session, participants executed a 10-min localizer task. This consisted of 16-s-long alternating blocks of face and place trials. On face trials they categorized face pictures as male or female; on place trials they categorized scenes as indoor or outdoor. Importantly, for one block type they used index and middle finger of right hand and for the other same fingers of left hand. The actual combination was balanced across participants. Through this, we delineated somatosensory and motor voxels that were more active during right and left hand button presses. These can be expected to also be engaged in making respective button presses during the main experiment session.
Each paired-trial was modeled with an epoch regressor that extended from the stimulus onset for the first trial of the pair to the response of the second trial of the pair. We then did a linear contrast of the estimates of activity from the four paired-trials looking for regions where activity increased linearly across them. For the second GLM, we modeled 34 s of activity following the onset of the task episode with 17 2-s-long FIRs. In localizer session of experiment 3, the right- and left-hand executed blocks were modeled with epoch regressors equal to their length. Estimates of activity were contrasted to get regions where activity during the right-hand executed blocks was higher than the left-hand executed blocks and vice versa. The two hand region-related voxels of interest were delineated for every participant individually. Other aspects of fMRI acquisition, pre-processing and analysis were identical to experiment 1.
If the deactivation followed by increase in activity across the task episode is shown by regions not involved in executing component task items then during the number episodes, this pattern will be shown by the left hand-related voxels lying in the right hemisphere, and during shape episodes by the right hand-related voxels lying in the left hemisphere. Regions like PCC and aMPFC (DMN regions) and primary auditory cortices (part of the uninvolved sensory regions) will show this behavior during both task episodes.
Results
As evident in Figure 13, first trial of episodes had the longest RT (F(7,112) = 103, p < 0.001). The first trial of each paired-trial also had longer RT than the second trial, because it began a sub-episode consisting of two trials (De Jong, 1995). Number episodes had higher RT than shape episodes (F(1,16) = 16, p = 0.001), but the pattern of RT across sequential positions did not differ between them (F(7,112) = 0.7, p = 0.6). Error rates too were higher at trial 1 (F(7,112) = 3.2, p = 0.004). RTs across paired-trials 2–4 were marginally different (F(2,32) = 3.3, p = 0.05; linear contrast: F(1,16) = 3.3, p = 0.09) because the first trial of paired-trial 2 was slower than the first trials of subsequent paired-trials (0.91 ± 0.03, 0.85 ± 0.04, and 0.88 ± 0.04 s on paired-trials 2, 3, and 4, respectively). Error rates did not differ across them (F(2,32) = 0.02, p = 0.8; linear contrast: F(1,16) = 0.02, p = 0.9).
As apparent from the graphs of Figure 14, the hand sensory-motor region in left hemisphere controlling the right hand showed initial decrease followed by gradual increase during the left hand-executed shape episodes. In contrast, the hand region in right hemisphere controlling the left hand showed this pattern during the right hand-executed number episodes. Regions like PCC and aMPFC (DMN regions) and primary auditory cortex (an uninvolved sensory region) showed this pattern during both episodes. The whole-brain render in Figure 14 shows regions where a linear contrast looking at increase in activity across the four phases was significant during number (blue) and shape (green) episodes. Regions in cyan were significant for both episodes. Note that most DMN regions along with right superior and inferior frontal gyri are cyan in color.
Discussion
Across three different experiments with task episodes differing in length, structure, and content, widespread regions showed maximal deactivation at the beginning of task episode execution followed by gradual return to baseline as parts of the episode were executed, with the activity reaching baseline toward the end of the episode. This pattern of deactivation cannot be explained by changes in attention or other control demands related to task-related perception, rule selection, decision making, and response selection, because these remained constant across the duration of the episodes. Neither can this pattern be explained in terms of individual task items making up the episode. Instead, this pattern can only be explained by taking into account some task episode related entity that came into being at the beginning of the episode eliciting maximal deactivation, and then decreased in its load as parts of the episode were executed, causing a decrease in deactivation. We suggest that this entity was the task episode-related program, cognitive structures that embodied the set of higher-level commands through which various neurocognitive domains were controlled and organized across time.
Such programs are created at the beginning of task episodes and manifest in the characteristic behavior seen at step 1 of task sequence executions (Rosenbaum et al., 1983; Schneider and Logan, 2006; Farooqui and Manly, 2018) and are dismantled at task episode completions eliciting characteristically widespread end activity (Fujii and Graybiel, 2003; Farooqui et al., 2012; Crittenden et al., 2015; Simony et al., 2016). This additional activity at episode completion was also evident in all of the current experiments where the last step frequently had a significantly positive activity (Figs. 2, 3, 6, 8, 9, 14), and the estimates of time course showed additional activity elicited at episode completions (Figs. 9, 14). The magnitude and spread of the task episode completion activity tends to be related to the hierarchical level of the completed episode whereby the activity elicited by task episode completion > subtask episode completion > sub-subtask episode completion (Farooqui et al., 2012). This further evidences the hierarchical and subsuming nature of programs, whereby completion of a subtask episode dismantles the program related to it, leaving the program related to the overarching task episode intact, hence elicits less activity than task episode completion that dismantles programs at all levels.
Program-related deactivation
Deactivations are ubiquitously seen during external task executions and have been attributed to the shutting down of the network involved in internal cognition (e.g., mind wandering or self-referential processing; Mason et al., 2007; Spreng et al., 2009) during periods of external attention and/or working memory (Ingvar, 1979; Shulman et al., 1997; Raichle et al., 2001). We showed that such deactivations are related to the task episodic structure of the behavior being executed. They were elicited by the beginning of a construed episode and decreased along as parts of the episode get executed, even when sequential parts of the episode were identical in terms of external attention, working memory, and other control requirements. Thus, step 1 elicited a deactivation while the final step elicited activation although both were identical in their attention and control demands.
That attention, in and of itself, cannot account for these deactivations was further illustrated by the differences in results across experiments 2A and 2B. The initial attentional demands were identical between the task episodes from these experiments, but the initial deactivation was greater in magnitude for the longer task episodes of experiment 2A. This can only be explained in terms of programs. Programs assembled at the beginning of execution have elements related to the entire duration of ensuing episode, hence programs of longer episodes will have a heavier cognitive load and cause a greater deactivation than those related to shorter episodes. These experiments also ruled out the notion that time-on-task related attentional decrement caused a decrease in deactivation across the episode length. Such decrements, if present, will be a function of time already spent on the task, so should have caused identical patterns of decrease across task episodes of experiment 2B as they did across the corresponding duration during task episodes of 2A. In contrast, we found that while activity reached baseline around 40th second in experiment 2A (the expected time of completion), they reached baseline around 18th second in experiment 2B.
We propose that programs may be the primary cause of task-related deactivations. Association of such deactivations with external attention and working memory seen in past (Shulman et al., 1997; Greicius et al., 2003) may have been a result of the fact that attention, maintaining task relevant information across time (working memory) or any other form of cognitive control always occur in the context of some form of extended task episode (e.g., a block of Stroop trials), and hence may themselves be instantiated through programs. The deactivation related to the program may either be a result of the configuration of neural activities of a region to maintain program-related neural structures, or be an effect of cognitive load of programs being maintained in a different region, or perhaps both. In either case, task episodes may be a neurally global phenomenon that affects nearly the entire cortex, either as activations for executing the component items making up the episode or as part of the program-related deactivation (see also Gonzalez-Castillo et al., 2012).
Program-related deactivation is not limited to the DMN
Task episode related deactivation was shown by a variable set of regions that was not involved in executing individual task items/steps of the episode. When in experiment 1 the episode consisted of rule switching trials executed with the right hand, sequential change was shown, among others, by the regions associated with DMN, right somatosensory and motor regions, and primary auditory cortices. In experiment 2, the task content of the episode was simpler-covert monitoring of easily visible letter sequences- and did not involve any motor response. Now the same pattern was additionally shown by all MD as well as sensory (except visual) and motor regions. Experiment 3 showed that during task episodes executed with the right hand, such deactivation was present in the hand region related to the idle left hand but not in that related to the active right hand, and during the left hand-executed task episodes, such deactivation was present in the hand region related to the idle right hand but not in that related to the active left hand. DMN and auditory regions showed this pattern during both task episodes.
Task-related deactivation is thus not limited to a fixed set of specialized regions and can occur in any brain region that is not currently involved in controlling or processing the task content of the steps making up the episode. The primary cause of task-related deactivation was therefore not the ‘default’ character of the deactivated brain regions or their preference for internal cognition/mind wandering, although these may be the functions of some of the uninvolved regions. Previously, somatosensory, motor, auditory, and visual regions have been seen to deactivate during task situations when they were not involved (Allison et al., 2000; Nirkko et al., 2001; Merabet et al., 2007; Hairston et al., 2008; Linke et al., 2011). Geranmayeh et al. (2014) observed that a left fronto-temporo-parietal system involved in language production deactivated during counting and decision tasks while its mirror on the right side did the opposite. The current results suggest that these deactivations may be related to the larger phenomenon of task-related deactivation traditionally characterized in reference to the DMN. These results also argue against a necessary anti-correlation between the MD and DMN regions (Fox et al., 2005). Of the MD regions, some in experiment 1 and all in experiment 2 showed identical patterns of deactivation as the DMN regions.
Task episode-related programs
Many accounts of hierarchical cognition consider the higher-level entity controlling the execution of extended behavior to be an abstract, language-derived hierarchical representation of task steps, which controls execution by specifying the identity and sequence of component steps akin to the way a recipe controls cooking (Miller et al., 1960; Schank and Abelson, 1977; Cooper and Shallice, 2000). However, the pattern of deactivation seen across task episodes cannot be explained in terms of such entities. This pattern was evident in task episodes where such representations were absent since the identity and sequence of steps were not known, e.g., experiment 1. While task episodes in experiment 2 were related to a hierarchical, language-derived cue representation, even here, the decrease in deactivation cannot be explained through such representation. What is likely to be maintained in working memory, in such situations, is the composite cue representation (e.g. ‘DAT’) and not its individual constitutive elements, hence it is difficult to claim that deactivation decreased because elements of this representation (“D,” “A,” and “T”) were sequentially lost. Further, it is difficult to argue why a decrease in working memory load will cause an increase in fronto-parietal activity. After all, such activity typically increases with increased working memory load. Most importantly, the step linked to the same ordinal position of such representation (e.g., search 2: “search for A”) was associated with decreased deactivation when it occurred later in the task episode compared to when it occurred earlier. If loss of elements from such representations caused decrease in deactivation then early and late versions of the same search should be associated with identical levels of activity.
Behavioral studies also argue against such notions of the higher-level entity. Evidence of assembly of this entity is seen at the beginning of task episodes where the identity, sequence, and number of component steps are unknown (Farooqui and Manly, 2018). Further, the delay in step 1 RT at the beginning of task episodes is longer before task episodes with same number of component steps but longer total duration, and before task episodes with greater probability of rule switches (Farooqui and Manly, 2018; Poljac et al., 2009). All of these suggesting that the higher-level entity causing the step 1 RT delay cannot simply be a representation of component steps, instead it is related to the magnitude of control demands of the construed task episode as well as the duration of that episode, even though the specific details of when and where control will be needed was unknown.
Even where behavior has to be executed through a memorized task sequence, the higher-level entity is not a mere representation of the task sequence. When participants are given a memorized list to execute (e.g., CCSS where C and S may, respectively, stand for color and shape decisions to be made across sequential trials; Schneider and Logan, 2006), item 1 RT is the highest and is related to the expected number of item-level switches in the ensuing list, hence item 1 RT is longer before a list like CSCS (with three item level switches) than CCSS (with one item level switch). Crucially, these remain the case even when the same list is iteratively executed, suggesting that something additional is done to the representation already in working memory before every execution, and that this includes prospectively preparing for the control demands to come.
Programs may be better thought of as cognitive entities embodying commands for bringing about various control related changes across different neurocognitive domains across the length of the task episode. These changes would form the overarching cognitive context for the search, selection and execution of component cognitive processes and behavioral acts making up the episode. Such hierarchical instantiation of executive commands is well recognized in motor cognition (Henry and Rogers, 1960; Rosenbaum et al., 1983, 2007; Keele et al., 1990). Motor actions typically consist of a sequence of smaller acts, e.g., articulating a word consists of a sequence of phonemic articulations. Instead of individually instantiating executive commands for each of these component acts, a motor program embodying the commands for the entire sequence is instantiated in one-go. This then unfolds across time into the seamless chain of small acts making up the overall action.
While motor programs have typically been characterized in situations where behavior seems to get executed ballistically, programs need not be limited to such instances. Programs evidenced during the execution of memorized task sequences do not ballistically translate into behavior, instead they translate into the sequence of rule-related cognitive set changes through which the correct motor acts are selected in response to stimuli (see discussion of Schneider and Logan, 2006). When a prior knowledge of the sequence of action selection rules to apply across time is present, the commands for the creation of these rule-related cognitive set changes get instantiated in one-go, embodied in one program.
Likewise, in unpredictable task episodes where identity and sequence of steps are not known in advance, the program may bring about goal related control and attentional changes in cognition through which the correct next step would be searched for. For example, in experiment 2, the higher-level commands that instantiated the attentional search and its related changes in the brain across the 40-s-long episodes are unlikely to be instantiated as independent acts every millisecond or every second. Instead, the program evidenced in that experiment is likely to have embodied the commands for instantiating relevant cognitive changes for the whole trial episode.
Every task episode requires organization of cognition across time. Various irrelevant processes and representations need to be cleared out and maintained in abeyance across time to remove competition for limited cognitive reserves. At the same time various task relevant learnings, memories, skills, dispositions, knowledge, and expectancies, and the corresponding configurational changes in various perceptual, attentional, mnemonic, and motor processes have to be brought to fore (Bartlett and Bartlett, 1932; Rogers and Monsell, 1995; Logan and Gordon, 2001). The program may be the means of achieving these widespread changes across various neurocognitive domains and across time, e.g., in current task episodes processing related to mind wandering, ongoing unconscious goals, task irrelevant sensory and motor processing, etc. had to be relegated. At the same time, the predictiveness of the episode was to be used to make anticipatory changes, e.g., knowledge that responses would be right (or left handed), visual attention limited to area around fixation, along with an implicit estimate of intertrial intervals, may have been used to increase preparations and attention at times when a trial was expected and decrease when intertrial interval was expected.
Note that most of these changes occur automatically once a task episode is embarked on. In a visuo-motor task, for example, the doer does not deliberately or independently decide to disregard ongoing auditory and somatosensory processing, neither does she make relevant changes in auditory and somatosensory cortices through independent acts, nor does she individually execute the sequence of such changes across time. All such changes ensue automatically once a task episode is embarked on. In fact, all deliberative decisions are made in the context of subsuming goal-related cognitive changes that proceed automatically once the goal has been embarked on.
Programs are integrally linked to goals that task episodes culminate in. Rather than seeing them as merely end states to be achieved, goals may be better conceived as cognitive structures or programs geared toward reaching that end state. Indeed, a wide variety of frameworks accept that goals are important for the control and execution of tasks that lead to their achievement (James, 1890; Lewin, 1926; Greenwald, 1972; Prinz, 1987; Jeannerod, 1988; Meyer and Kieras, 1997; Gollwitzer and Sheeran, 2006). For this to happen, goals have to correspond to some cognitive entity that is active during the preceding task episode (James, 1890; Kruglanski and Kopetz, 2009). Programs may be seen as cognitive structures assembled at the beginning of execution that embody the vast set of commands that will bring about such goal-related changes in various cognitive domains across time, such that at each point of the episode the cognition is in the most goal-directed state achievable with available task knowledge.
In summary, whenever cognition/behavior is parsed into task episodes a number of brain regions deactivated at the beginning and then showed gradual return to the baseline as parts of the episode are executed, suggesting the presence of episode-related programs that would be assembled at the beginning and dismantle piecemeal with as parts of the episode are executed. These results make three key suggestions related to task-related deactivations: (1) programs may be the cause of these deactivations; (2) these deactivations may not be limited to a fixed set of DMN regions purported to specialize in internal cognition and/or mind wandering, but may be shown by any region not currently involved in executing individual components of the task episode; and (3) DMN and MD regions may not be specialized to anti-correlate during task executions; instead, depending on the nature of the task episode, they may show identical patterns of deactivation.
Acknowledgments
We thank John Duncan (MRC-Cognition & Brain Sciences Unit, UK) for very insightful discussions related to this paper.
Synthesis
Reviewing Editor: Philippe Tobler, University of Zurich
Decisions are customarily a result of the Reviewing Editor and the peer reviewers coming together and discussing their recommendations until a consensus is reached. When revisions are invited, a fact-based synthesis statement explaining their decision and outlining what is needed to prepare a revision will be listed below. The following reviewer(s) agreed to reveal their identity: Alejandro De La Vega.
The current study aims to investigate the neural basis of hierarchical cognition, which is broadly defined as the execution of extended task episodes involving multiple stages or steps. Using three different tasks, the authors claim to test and find evidence for the hypothesis that during task execution, activity of task-related regions should gradually decrease as steps of the task are executed. The authors report that brain regions that were not engaged by the task (including but not limited to the ‘default mode network’, DMN) showed maximal deactivation at the beginning of the task, then gradually returned to baseline as the task proceeded towards the end stage.
While both reviewers found potential merit in the manuscript, they were not convinced that the hypothesis was tested adequately and highlighted several methodological and expositional shortcomings that need to be addressed thoroughly should you decide to resubmit. Particularly the third major concern appears crucial for swaying the reviewers either way but all the others are obviously essential too.
Major concerns:
1. Test of hypothesis. In a nutshell, the authors proposed that the neural signature of the so-called ‘cognitive programs’ is the sequential change (increase/decrease) of the activities of certain brain regions along the steps of a cognitive task. This is a rather specific hypothesis that makes quantitative predictions about the temporal evolution of neural activities, and thus should be precisely and rigorously tested. However, in this study, inference on the temporal activity profiles in different brain regions was made in a rather loose and liberal manner, sometimes even casual.
In Experiment 1, the brain regions were first identified by a whole-brain one-way ANOVA across activities from the four phases (Figure 4). This is only a necessary condition of the sequentially changing profile that the authors predicted. A more intuitive test would be to look at a conjunction of contrasts phase 2 > phase 1, phase 3 > phase 2, and phase 4 > phase 3 and/or some parametric regressor representing the phases. This could help refine the results and also improve their interpretability. A similar problem also exists for the results presented in Figures 5 and 6.
Results from Experiment 2 and 3 also suffer from the same issue, and the results are largely qualitative and descriptive. They should be improved using similar ways as discussed above.
2. Description and justification of statistics. Although the primary fMRI analysis pipeline looks adequate, there are several statistical problems. First, the models that are being tested are not clear. For example, in Experiment 1, the authors state “individual trials occurring at step positions 1 to 4 were modeled with separate event regressors”. But it is not clear what model was applied to generate the resulting images. A much more detailed description of the model and contrast used is needed. This same criticism applies to the behavioral analysis. In Experiment 2, it is not clear with the last two trials are compared to the first two, rather than performing a linear regression with trial number. Why use different contrasts/tests in the whole-brain analysis of Experiment 1 and 2? Also, the whole-brain analysis for Experiment 3 was not provided with sufficient detail. Finally, the plots do not include error bars (standard errors or confidence intervals). For transparency, it is important that the authors provide a clear visualization of the amount of variation in the data.
3. Aborted trials. In Experiment 2, a complete set of all three target letters appeared in only half of the trials. It is unclear from the manuscript whether the analyses reported in Figures 8 and 9 and the corresponding text only focused on those 50% of trials where all target letters appeared. The authors should make this point clear.
More importantly, because half of the trials were aborted such that not all four phases/steps were experienced, these trials actually present an interesting opportunity for the authors to further test their hypothesis. Did the regions highlighted in Figures 8 and 9 show a jump to the end-of-program activity level, skipping the omitted phases?
This analysis could also help rule out an important alternative explanation of the ramping activities, which is that such activities simply track elapsed or remaining time in the current task. The difference between this and the authors' account of cognitive programs is subtle but conceptually important.
Alternatively, you could use a control task in which as time goes on, the hierarchical components of a task remain relevant. This is critical as fixation baseline in fMRI is rather arbitrary, and does not serve as an adequate baseline condition to exclude the alternate hypothesis that the gradual change in activity is due to a degradation of this signal, rather than the discarding of components of a hierarchical task. Should you be unable to run this control task and should the analysis suggested above not inform the issue, then it should be discussed thoroughly and the title (which suggests a causal effect) be toned down.
4. Heterogeneity of activations and claims. The authors seemed to aim for a simple story at the price of overlooking some potentially important heterogeneity of their results. Most notably, the authors emphasized throughout the article that the neural signature of ‘cognitive programs’ was deactivation at the beginning followed by gradual return to baseline. However, examination of Figures 2-6, 8-9, and 11 easily identifies a departure from this theme. For example, many regions showed a large spike above baseline during the last phase (especially in Figures 3 and 9). Also, quite a few of those areas had long periods of above-baseline activities (especially in Figure 8). The authors offered little explanation of these. Given this heterogeneity, the main claims should be toned down significantly throughout the manuscript.
Intermediate and minor concerns:
1. The dissociation between left and right somatosensory/motor region in Experiment 3 is quite elegant and one main strength of this study. Could similar dissociations also be found across the 3 experiments in this study, i.e. did regions engaged in Experiment 1 but not Experiment 2 show DMN-like temporal profiles only in the latter, etc.?
2. The writing of the abstract and introduction could be improved. They ramble somewhat and should be more tightly organized around the core of the current study and make the gap of the existing literature clearer. In the introduction it would also be helpful to discuss DMN and MD regions a bit earlier and with more detail.
3. Description of the tasks would be better suited in the Methods. It would make the model fitting fMRI section easier to read if the reader was familiar with the tasks.
4. The rationale for biasing subjects to treat the 4 trials in Exp 1 as one ‘episode’ is not entirely clear. Why was such a bias not necessary in the subsequent experiments? In general the three experiments seem only loosely linked and this should be discussed separately.
5. It would be useful to future researchers to share your fMRI data. At the minimum I would recommend sharing your statistical maps in a repository such as NeuroVault (www.neurovault.org).
6. For the BOLD time course plots in Figures 4, 5, 6, 9, 11, which TRs were used as the baseline?
7. The last sentence of the first paragraph on page 15 is quite confusing - ‘a nearly sustained increase’ could be easily misunderstood as a monotonic increase in activity, while the authors actually meant persistent activity above baseline.
Author Response
Synthesis Statement for Author (Required):
The current study aims to investigate the neural basis of hierarchical cognition, which is broadly defined as the execution of extended task episodes involving multiple stages or steps. Using three different tasks, the authors claim to test and find evidence for the hypothesis that during task execution, activity of task-related regions should gradually decrease as steps of the task are executed. The authors report that brain regions that were not engaged by the task (including but not limited to the ‘default mode network’, DMN) showed maximal deactivation at the beginning of the task, then gradually returned to baseline as the task proceeded towards the end stage.
While both reviewers found potential merit in the manuscript, they were not convinced that the hypothesis was tested adequately and highlighted several methodological and expositional shortcomings that need to be addressed thoroughly should you decide to resubmit. Particularly the third major concern appears crucial for swaying the reviewers either way but all the others are obviously essential too.
Major concerns:
1. Test of hypothesis. In a nutshell, the authors proposed that the neural signature of the so-called ‘cognitive programs’ is the sequential change (increase/decrease) of the activities of certain brain regions along the steps of a cognitive task. This is a rather specific hypothesis that makes quantitative predictions about the temporal evolution of neural activities, and thus should be precisely and rigorously tested. However, in this study, inference on the temporal activity profiles in different brain regions was made in a rather loose and liberal manner, sometimes even casual.
In Experiment 1, the brain regions were first identified by a whole-brain one-way ANOVA across activities from the four phases (Figure 4). This is only a necessary condition of the sequentially changing profile that the authors predicted. A more intuitive test would be to look at a conjunction of contrasts phase 2 > phase 1, phase 3 > phase 2, and phase 4 > phase 3 and/or some parametric regressor representing the phases. This could help refine the results and also improve their interpretability. A similar problem also exists for the results presented in Figures 5 and 6.
Results from Experiment 2 and 3 also suffer from the same issue, and the results are largely qualitative and descriptive. They should be improved using similar ways as discussed above.
We have now done a linear contrast across the four steps/phases in all three experiments. This will identify regions where activity increased across them
See page 7 para 3, Figure 2 and page 9 para 1, page 19 para 1, Figure 8 and page 20 para 2, Figure 13 and page 29 para 1.
2. Description and justification of statistics. Although the primary fMRI analysis pipeline looks adequate, there are several statistical problems. First, the models that are being tested are not clear. For example, in Experiment 1, the authors state “individual trials occurring at step positions 1 to 4 were modeled with separate event regressors”. But it is not clear what model was applied to generate the resulting images. A much more detailed description of the model and contrast used is needed. This same criticism applies to the behavioral analysis. In Experiment 2, it is not clear with the last two trials are compared to the first two, rather than performing a linear regression with trial number. Why use different contrasts/tests in the whole-brain analysis of Experiment 1 and 2? Also, the whole-brain analysis for Experiment 3 was not provided with sufficient detail. Finally, the plots do not include error bars (standard errors or confidence intervals). For transparency, it is important that the authors provide a clear visualization of the amount of variation in the data.
We describe the statistics and models for each experiment separately: page 7 para 3, page 19 para 1, page 27 para 2.
We now use the same contrast in all experiments. See response to the comment 1
Whole brain analysis is added in experiment 3, page 29 Figure 13
All plots carry error bars showing 95% confidence intervals.
In experiment 1 we have not given a detailed behavioral analysis because number of trials were too few. However, we have done a separate behavioral study with the same design as this experiment. This study is also under review. We have attached an anonymized pre-print.
3. Aborted trials. In Experiment 2, a complete set of all three target letters appeared in only half of the trials. It is unclear from the manuscript whether the analyses reported in Figures 8 and 9 and the corresponding text only focused on those 50% of trials where all target letters appeared. The authors should make this point clear.
These analyses are from all trial episodes.
More importantly, because half of the trials were aborted such that not all four phases/steps were experienced, these trials actually present an interesting opportunity for the authors to further test their hypothesis. Did the regions highlighted in Figures 8 and 9 show a jump to the end-of-program activity level, skipping the omitted phases?
The task episode participants executed every time was monitoring the sequential presentation of 40 letters. Detecting the three targets was a goal they sought to achieve through this (see section titled ‘Two kinds of Goals’, page 23). The defined task episode they faced at the beginning of their execution for which they had to plan and execute was this 40-second period of monitoring letter events.
They could not plan and execute a defined period that would correspond to the detection of the three targets because targets appeared randomly at any position within the trial episode, or not appear at all. The detection of these targets was contingent upon and secondary to monitoring the defined 40 s period of trial episode that participants had to execute every time irrespective of when and whether the three targets got detected. The goal that the participants had to obligatorily achieve was completing this trial episode irrespective of when and whether the goal of detecting the three targets was achieved.
The program that had to be instantiated at the beginning of trial episodes would therefore be related to executing this 40s long trial episode. This program can be expected to dismantle as parts of this trial episode were executed, irrespective of the number of targets detected in that period. Consequently, the deactivation related to program decreased as parts of this episode got executed, irrespective the number of targets detected in the process.
Phases 1 to 4 (search 1 to 3 plus the waiting period between search 3 and the end of trial episode) corresponded to sequentially later parts of the trial episode when averaged across the whole experiment, and hence were related to decreasing deactivation (Figure 8). However, if one were to dissociate sequential position of a search from its position within the trial episode and compared the same search (e.g. search 2) when it occurred early within the episode (e.g. when it was completed before the middle of the episode) to when it occurred later in the episode (e.g. when it began after the middle of the episode) then the same search 2 occurring later in the episode was associated with decreased deactivation. This is because the length of the episode remaining to be executed was less during the later occurring search 2, consequently the magnitude of active program was less as well (Figure 10).
A ‘jump to the end-of-program activity level’ would have occurred if the trial episode terminated midway while the participants had planned to execute more of the episode, not, as was the case here, when the task episode terminated when participants fully expected it to terminate (i.e. at its normal completion after the 40s episode).
This analysis could also help rule out an important alternative explanation of the ramping activities, which is that such activities simply track elapsed or remaining time in the current task. The difference between this and the authors' account of cognitive programs is subtle but conceptually important.
The program is bound to track the elapsed and remaining time of the task episode because it embodies the set of commands through which various neuro-cognitive changes are being brought about across time. The program magnitude at any time will correlate with the length of the episode participants expects to execute before completion. Activity correlated with it would therefore correlate with how much of the task episode has been executed and how much remains to be executed.
Alternatively, you could use a control task in which as time goes on, the hierarchical components of a task remain relevant. This is critical as fixation baseline in fMRI is rather arbitrary, and does not serve as an adequate baseline condition to exclude the alternate hypothesis that the gradual change in activity is due to a degradation of this signal, rather than the discarding of components of a hierarchical task. Should you be unable to run this control task and should the analysis suggested above not inform the issue, then it should be discussed thoroughly and the title (which suggests a causal effect) be toned down.
Numerous observations in the study rule out that the results are because of a non-specific change in fMRI signal.
First, why should the non-specific change only occur after an initial deactivation? It should also happen in regions that do not show an initial activation. But this was not the case.
Second, why will any non-specific change follow the contours of construed task episodes? Recall that in experiment 1 what participants actually executed was a flat sequence of trials across time. They just construed every four successive trials as one task episode. The task episode only existed in their heads. If signal was to degrade with time it should degrade across the whole length of experimental session, it should not be affected by what participants think about organization of trials into task episodes, and degrade only for the period of the construed episode and get reset at its completion.
Likewise, any non-specific change in signal with time would not be mindful of the length of task episodes. Recall that task episodes had different lengths in the three experiments and the activity reached the baseline by around the time of completion of the episode which was different across the three experiments.
Third, the non-specific change/degradation of signal should not be limited to the uninvolved regions which were variable across the three experiments, instead such change will be seen in all brain regions.
Fourth, a degradation of signal over time will mean that variance of estimates of activity will increase over time. As is evident from Figures 4-6, 8-11, and 13, such is not the case.
4. Heterogeneity of activations and claims. The authors seemed to aim for a simple story at the price of overlooking some potentially important heterogeneity of their results. Most notably, the authors emphasized throughout the article that the neural signature of ‘cognitive programs’ was deactivation at the beginning followed by gradual return to baseline. However, examination of Figures 2-6, 8-9, and 11 easily identifies a departure from this theme. For example, many regions showed a large spike above baseline during the last phase (especially in Figures 3 and 9). Also, quite a few of those areas had long periods of above-baseline activities (especially in Figure 8). The authors offered little explanation of these. Given this heterogeneity, the main claims should be toned down significantly throughout the manuscript.
Indeed the last step frequently had positive activity compared to the implicit baseline. This is likely due to the complete dismantling of the program. After all something episode related has to change to elicit extra activity at completion. This issue has been dealt with in detail by earlier studies (e.g. Farooqui et al 2012) and is completely in line with our thesis about the presence of subsuming programs. We mention this on page 30 para 2.
Conventional HRF models cannot completely disentangle activity during the last step from that elicited by completion of the last step. So the estimates of activity related to the last step cannot be used to judge the level of activity during the last step.
Estimates of time-course of activity using FIR models shows (Figures 4, 5, 9 and 13) that the activity returns to the same level around the time of episode completion as that estimated by the first FIR capturing the activity during 0-2 seconds of the episode beginning, This FIR 1 estimate, in light of the temporal lag of the BOLD signal, can be used as an estimate of the level of activity before the episode began.
When activity reaches baseline is most reliably estimated in experiment 2 (figure 9) where the episode duration was fixed at 40 seconds. Here, at around the 40th second activity in all ROIs is roughly at the same level as at 0-2 seconds. This is then followed by a large and widespread activation.
We would also point out that it is not crucial to our thesis that the activity in all ROIs showing the effect should necessarily reach the baseline at completion. It is possible that in some ROIs during some task episodes activity becomes higher than baseline before the last step is reached, perhaps because this region is additionally sensitive to approach to goal completion or to reward effects related to task completion etc.
Intermediate and minor concerns:
1. The dissociation between left and right somatosensory/motor region in Experiment 3 is quite elegant and one main strength of this study. Could similar dissociations also be found across the 3 experiments in this study, i.e. did regions engaged in Experiment 1 but not Experiment 2 show DMN-like temporal profiles only in the latter, etc.?
Yes, most notably all control related fronto-parietal regions.
2. The writing of the abstract and introduction could be improved. They ramble somewhat and should be more tightly organized around the core of the current study and make the gap of the existing literature clearer. In the introduction it would also be helpful to discuss DMN and MD regions a bit earlier and with more detail.
We have re-written the abstract and introduction, and hope these now are clearer.
3. Description of the tasks would be better suited in the Methods. It would make the model fitting fMRI section easier to read if the reader was familiar with the tasks.
We have brought the task descriptions and fMRI analysis sections together for each experiment.
4. The rationale for biasing subjects to treat the 4 trials in Exp 1 as one ‘episode’ is not entirely clear. Why was such a bias not necessary in the subsequent experiments? In general the three experiments seem only loosely linked and this should be discussed separately.
In experiment 1 participants executed a flat sequence of independent trials. There was nothing structural in experiment design or the demands of trial execution that forced the participants to execute these four trials as one task entity. For example, participants did not have an explicit goal that could only be achieved by executing the four trials as one task episode. Instead, trials could be executed without construing them as parts of a task episode.
When, in this backdrop, participants were biased to construe the four trials as one task episode, any effect could only be related to the construal of the participants that what they were executing were task episodes made of four trials. Crucially, if a task episodic phenomenon could be seen in such weak and merely construed episodes, it is likely to be seen in more structured task episodes where the stated goal can only be achieved by executing extended behavior as task episodes. (see page 6 para 4)
This was the case in experiments 2 and 3. In experiment 2 it was highly unlikely that participants go through the 40 letter events and search for 3 targets in them without construing the period as one task episode. Likewise, in experiment 3 the four paired-trials could only be executed as parts of a larger task episode because an explicit task end button had to be pressed at completion of the episode.
The three experiments present very different task design precisely to test the generalizability of our thesis that programs underpin all task episodes and cause a deactivation that decreases as the task episode gets executed.
5. It would be useful to future researchers to share your fMRI data. At the minimum I would recommend sharing your statistical maps in a repository such as NeuroVault (www.neurovault.org).
They can be found here:
https://neurovault.org/collections/3988/
6. For the BOLD time course plots in Figures 4, 5, 6, 9, 11, which TRs were used as the baseline?
We mention here that TRs in all experiments were 2 s. Task episodes in all experiments were modelled with a series of finite impulse response regressors of 2 s duration.
7. The last sentence of the first paragraph on page 15 is quite confusing - ‘a nearly sustained increase’ could be easily misunderstood as a monotonic increase in activity, while the authors actually meant persistent activity above baseline.
That sentence has been removed.
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