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. Author manuscript; available in PMC: 2019 Jan 16.
Published in final edited form as: J Surg Oncol. 2016 Nov 3;115(3):337–343. doi: 10.1002/jso.24506

Borderline Operability in Hepatectomy Patients Is Associated with Higher Rates of Failure to Rescue after Severe Complications

Bradford J Kim 1, Ching-Wei D Tzeng 2, Amanda B Cooper 3, Jean-Nicolas Vauthey 1, Thomas A Aloia 1
PMCID: PMC6334754  NIHMSID: NIHMS1005065  PMID: 27807846

Abstract

Introduction:

To understand the influence of age and comorbidities, this study analyzed the incidence and risk factors for post-hepatectomy morbidity/mortality in patients with “borderline” (BL) operability, defined as age≥75, dependent function, lung disease, ascites/varices, myocardial infarction, stroke, steroids, weight loss>10%, and/or sepsis.

Methods:

All elective hepatectomies were identified in the 2005–13 ACS-NSQIP database. Predictors of 30-day morbidity/mortality in BL patients were analyzed.

Results:

3,574/15,920 (22.4%) patients met BL criteria. Despite non-BL and BL patients undergoing similar magnitude hepatectomies (p>0.4), BL patients had higher severe complication (SC, 23.3% vs. 15.3%) and mortality rates (3.7% vs. 1.2%, p<0.001). BL patients with any SC experienced a 14.1% mortality rate (vs. 7.3%, non-BL, p<0.001). The mortality disparity was more pronounced with ≥2 and ≥3 SC (24.6% vs. 14.1%; 34.4% vs. 23.4%, p<0.001). Independent risk factors for SC in BL patients included anesthesia score>3 (odds ratio, OR-1.29), smoking (OR-1.41), albumin<3.5g/dL (OR-1.36), bilirubin >1 (OR-2.21), operative time>240min (OR-1.58), additional colorectal procedure (OR-1.78), and concurrent procedure (OR-1.73, all p<0.05). Independent predictors of mortality included disseminated cancer (OR-0.44), albumin<3.5g/dL (OR-1.94), thrombocytopenia (OR-1.95), and extended/right hepatectomy (OR-2.81, all p<0.01).

Conclusions:

Hepatectomy patients meeting BL criteria have an overall post-hepatectomy mortality rate that is triple that of non-BL patients. With less clinical reserve, BL patients who suffer SC are at greater risk of post-hepatectomy death, reflecting their low tolerance for physiologic insults. To improve outcomes, hepatobiliary surgeons should emphasize the preoperative identification of BL operable patients in order to optimize modifiable medical risk factors and to choose appropriate magnitude operations.

Keywords: Comorbidity, Surgical Outcomes, Patient Selection

INTRODUCTION

Over the past 2–3 decades, liver surgery has become significantly safer due to improved patient selection,[13] optimization of preoperative risk factors (anatomic[4] and physiologic[5,6]), advanced surgical techniques,[7,8] parenchyma-sparing operations,[914] targeted perioperative care,[15] personalized treatment sequencing,[1619] and modern strategies for clinical rescue after complications.[1,2022] With these advances, surgeons are pushing the envelope and expanding the limits of both technical resectability[22] and medical operability,[2] thus offering surgery to medically borderline (BL) patients who likely would not have been offered surgery prior to the contemporary era.[23]

BL operability has been previously described by the current authors in the context of pancreatic surgery.[24] Within this context, the population of BL patients defined as a subset of patients who have modifiable comorbidities (with exception of age), which can be targeted for intervention before a hepatectomy. These surgical risk factors can be addressed with medical optimization, immunonutrition programs, and formal prehabilitation, before a hepatectomy to potentially prevent morbidity and improve the failure to rescue rate in BL patients.

This study hypothesized that BL patients are at greater risk for post-hepatectomy morbidity/mortality compared to their non-BL counter parts. To address this question, the current study analyzed the national rates of post-hepatectomy morbidity/mortality in the growing cohort of BL patients from the most recent version of the American College of Surgeons National Surgical Quality Improvement Program (NSQIP) database. Furthermore, the relationship between BL status and ability/failure to rescue these patients after major morbidity was examined. Within this context, the primary aim was to identify risk factors for severe complications and mortality in order to find potentially modifiable risk factors in the borderline patient population undergoing hepatectomy.

PATIENTS AND METHODS

Patients and data collection

From the 2005–2013 NSQIP participant use file, all hepatectomy procedures were initially extracted. Emergency operations and wedge biopsies (current procedural terminology [CPT] code 47100) were eliminated to focus on elective and substantive liver resections. The extent of hepatectomy was classified by the primary CPT code and included the following liver resections by order of increasing magnitude: partial (CPT 47120), left (47125), right (47130), and extended (47122) hepatectomies. The patients with the following preoperative conditions were excluded in order to select a population the authors felt could reasonably undergo elective surgery under non-urgent circumstances: ventilator dependence, coma, altered mental status, congestive heart failure in the past month, peripheral vascular disease with rest pain or requiring operation, dialysis or current acute renal failure, bleeding disorder, angina in past month, and dyspnea at rest. Risk factors for major morbidity/mortality were derived from analyses of NSQIP-collected perioperative clinical factors, as previously described.[1,2,25,26]

Preoperative variables assessed included age, sex, race, weight, body mass index, hematocrit, platelet count, white blood cell count, partial thrombin time, international normalized ratio, blood urea nitrogen, creatinine, albumin, aspartate aminotransferase, alkaline phosphatase, bilirubin, independent function, American Society of Anesthesiologists (ASA) class, chronic obstructive pulmonary disease (COPD), smoking, pneumonia, sepsis, disseminated cancer, diabetes, ascites, previous operation within 30 days, preoperative hospitalization, preoperative chemotherapy, and preoperative radiation therapy.

Intraoperative variables included extent of hepatectomy, operative time, concurrent major operation, and radiofrequency ablation. Concurrent major operations included gastrointestinal resection/anastomosis, biliary resection/reconstruction, thoracic operation, and ventral hernia repair. Concurrent major operations excluded cholecystectomy, lymphadenectomy, vena cava repair, diaphragm repair, and diagnostic laparoscopy.[2]

Postoperative variables included any venous thromboembolism (VTE, deep vein thrombosis and/or pulmonary embolus),[25,26] renal insufficiency/failure, respiratory failure, return to operating room (ROR), cardiac arrest, stroke, coma, myocardial infarction, postoperative sepsis/septic shock, pneumonia, surgical site infection, organ space infection (OSI), fascial dehiscence, length of stay, and 30-day mortality (or death during first hospitalization if longer than 30 days).

Definitions

“Borderline operable” patients were defined as those with any of the following preoperative conditions: age ≥75 years, lack of functional independence (as defined by NSQIP), chronic obstructive pulmonary disease, ascites/varices, myocardial infarction in last 6 months, stroke or TIA history, steroid use in last 30 days, weight loss >10% in last 6 months, and preoperative sepsis or systemic inflammatory response syndrome. These variables (with exception of age) were chosen because they have the potential to be optimized, based on previous work in the preoperative assessment of patients undergoing pancreatic surgery.[24,27] The age cutoff was based on past NSQIP studies on older cancer surgery patients.[2,28,29] Post-hepatectomy severe complications included the following NSQIP occurrences: OSI, ROR, dehiscence, re-intubation, ventilator dependence or failure to wean >48 hours, acute renal insufficiency or failure, stroke or coma, cardiac arrest or myocardial infarction, VTE, sepsis or septic shock, and pneumonia. In accordance with the NSQIP definition, postoperative mortality was defined as death within 30 days of surgery or death during first hospitalization if longer than 30 days.

Statistical analysis

The association between pre- and intra-operative risk factors (BL operability, comorbidities, and extent of resection) and morbidity/mortality were compared. Mann-Whitney U-tests were used for comparison of nonparametric continuous data. Chi-squared test or Fisher’s exact test were used for comparison of nonparametric categorical data. After univariate analysis, significant risk factors (p<0.05 and >1% of all patients) were entered into a multivariate logistic regression model to determine independent associations with morbidity/mortality. Statistical analyses were performed using SPSS Statistics 21 (IBM, Armonk, NY). All tests were two-sided. Multivariate statistical significance was defined as p<0.05.

RESULTS

Patients, age distribution, comorbidities, and extent of hepatectomy

BL operable patients represented 22.5% (n=3574) of the 15,920 patients who met inclusion criteria. This population was more likely to have the following comorbidities: diabetes, medical hypertension, elevated bilirubin, elevated INR, elevated white blood cell count, dyspnea on exertion, cardiac disease, hypoalbuminemia, hematocrit < 39%, uremia, elevated creatinine, thrombocytopenia, and ASA class ≥3 (Table 1). Across all extents of hepatectomy, there was no statistical difference in the proportions of non-BL vs. BL patients undergoing resection. From 2005–2013, there was no statistical difference in the proportion of patients who met BL criteria (2010=22.5%, 2011=21.4%, 2012=22.8%, and 2013=20.8%; p=0.078).

Table 1.

Differences Between Borderline and Non-Borderline Operable Patients

All Patients (n=15920) Non-Borderline Operable Borderline Operable
Clinical Characteristic n or median % or range n or median % or range n or median % or range P
n 15920 100% 12346 77.6 % 3574 22.4%
Preoperative factors
Age 60 17–90 57 18–74 74 17–90 <0.001
Gender, male 7582 47.6% 5677 46.0% 1905 53.3% <0.001
BMI ≥30 kg/m2 5057 31.8% 4110 33.3% 947 26.5% <0.001
Diabetes 2470 15.5% 1718 13.9% 752 21.0% <0.001
Dyspnea on exertion 1095 6.9% 659 5.3% 436 12.2% <0.001
Previous coronary stent 333 2.1% 187 1.5% 146 4.1% <0.001
Previous cardiac surgery 289 1.8% 153 1.2% 136 3.8% <0.001
Medical hypertension 7352 46.2% 5165 41.8% 2187 61.2% <0.001
Albumin <3.5 g/dL 1910 12.0% 1166 9.4% 744 20.8% <0.001
Alkaline phosphatase >93IU/L 6814 42.8% 5128 41.5% 1686 47.2% <0.001
AST ≥30 IU/L 6039 37.9% 4617 37.4% 1422 39.8% 0.009
Bilirubin >1 mg/dL 1734 10.9% 1249 10.1% 485 13.6% <0.001
Sodium <135 mEq/L 1403 8.8% 986 8.0% 417 11.7% <0.001
White blood cells >11,000/μL 862 5.4% 564 4.6% 298 8.3% <0.001
INR >1 5627 35.3% 4050 32.8% 1577 44.1% <0.001
PTT >29 sec 5342 33.6% 4078 33.0% 1264 35.4% 0.009
Hematocrit<39 7601 47.7% 5628 45.6% 1973 55.2% <0.001
BUN ≥20 mg/dL 2404 15.1% 1535 12.4% 869 24.3% <0.001
Creatinine >1.3mg/dL 779 4.9% 462 3.7% 317 8.9% <0.001
Platelets <150,000/μL 1968 12.4% 1466 11.9% 502 14.0% 0.001
Chemotherapy within 30d 934 5.9% 762 6.2% 172 4.8% 0.002
ASA class ≥3 10888 68.4% 7993 64.7% 2895 81.0% <0.001
ASA class ≥4 692 4.3% 409 3.3% 283 7.9% <0.001
Admitted ≥1day before operation 1154 7.2% 705 5.7% 449 12.6% <0.001
Intraoperative
Operative time, min 222 7–1045 223 7–1045 217 19–1029 0.178
Operative time >240 min 6910 43.4% 5405 43.8% 1505 42.1% 0.076
Extent of hepatectomy 0.441
 Partial 9728 61.1% 7562 61.3% 2166 60.6%
 Left 1673 10.5% 1272 10.3% 401 11.2%
 Right 3052 19.2% 2378 19.3% 674 18.9%
 Extended 1467 9.2% 1134 9.2% 333 9.3%
Partial vs. Left/Right/Extended 9728 61.1% 7562 61.3% 2166 60.6%
Right/Extended vs. Left/Partial 0.752
 Right/Extended 4159 28.4% 3512 28.4% 1007 28.2%
 Left/Partial 11401 71.6% 8834 71.6% 2567 71.8%
Biliary repair/reconstruction 772 4.8% 531 4.3% 241 6.7% <0.001
Another abdominal organ 2073 13.0% 1515 12.3% 558 15.6% <0.001
Postoperative
Postoperative pneumonia 448 2.8% 277 2.2% 171 4.8% <0.001
Reintubation 477 3.0% 278 2.3% 199 5.6% <0.001
Ventilator >48hrs 489 3.1% 289 2.3% 202 5.7% <0.001
Stroke 50 0.3% 30 0.2% 20 0.6% 0.003
Renal insufficiency/Failure 305 1.9% 211 1.7% 94 2.6% <0.001
Urinary tract infection 516 3.2% 368 3.0% 148 4.1% 0.001
Cardiac arrest 125 0.8% 74 0.6% 51 1.4% <0.001
Myocardial infarction 75 0.5% 36 0.3% 39 1.1% <0.001
Sepsis 805 5.1% 572 4.6% 233 6.5% <0.001
Septic shock 292 1.8% 168 1.4% 124 3.5% <0.001
Return to OR (ROR) 603 3.8% 419 3.4% 184 5.1% <0.001
Deep SSI or dehiscence 269 1.7% 184 1.5% 85 2.4% 0.079
Dehiscence 125 0.8% 86 0.7% 39 1.1% 0.019
VTE (DVT and/or PE) 421 2.6% 306 2.5% 115 3.2% 0.015
Any severe complication 2715 17.1% 1884 15.3% 831 23.3% <0.001
Postop LOS, days (IQ Range) 6 (4–8) 6 (4–7) 6 (5–9) <0.001
Death within 30 days 280 1.8% 148 1.2% 132 3.7% <0.001

Abbreviations: BMI, body mass index; ASA, American Society of Anesthesiologists; OR, operating room; SSI, surgical site infection; LOS, length of stay; PVD peripheral vascular disease

Not significant: race, smoker, alcohol use, radiation or operation in preceding 30 days, chief resident involvement; simultaneous colorectal operation, additional RFA, any SSI or wound disruption, organ space infection

Not analyzed in the univariate analysis because <0.9% total cases: preoperative open wound, postoperative coma

Post-hepatectomy major morbidity

Despite undergoing hepatectomies of similar anatomic magnitude, BL patients more frequently experienced severe complications across all extents of hepatectomy (Figure 1A). Severe complication rates were strongly associated with the magnitude of hepatectomy in BL patients [33.9% (113/333) for extended, 32.2% (217/674) for right, 24.7% (99/401) for left, and 18.6% (402/2166) for partial hepatectomies, Figure 1A]. The univariate analysis of risk factors associated with severe complications among BL patients is detailed in Table 2. In multivariate analysis, risk factors independently associated with severe complications included both preoperative and intraoperative risk factors: ASA class >3 (odds ratio, OR, 1.30, 95% confidence interval, CI, 1.03–1.63, p=0.026), smoking (OR 1.41, 95% CI 1.14–1.75, p=0.002), albumin <3.5g/dL (OR 1.36, 95% CI 1.11–1.67, p=0.003), operative time >240 min (OR 1.58, 95% CI 1.33–1.89, p=0.001), concurrent colorectal procedure (OR 1.78, 95% CI 1.10–2.87, p=0.019), and major concurrent abdominal operation (OR 1.73, 1.25–2.39, p<0.001).

Figure 1.

Figure 1.

Figure 1.

Comparison of magnitude of hepatectomy, borderline status, morbidity (A) and mortality (B) demonstrates that rates of severe complications and death increased with magnitude of hepatectomy and were significantly worse in borderline patients for each extent of hepatectomy.

Table 2.

Factors Associated with Severe Complications in Borderline Operable Patients

All Borderline Patients No Severe Complications Severe Complications
Clinical Characteristic n or median % or range n or median % or range n or median % or range P
n 3574 100% 2743 76.7% 831 23.3%
Preoperative factors
Gender, male 1905 53.3% 1416 50.7% 489 58.8% <0.001
Diabetes 752 21.0% 559 20.0% 193 24.7% 0.078
Smoker 574 16.1% 409 14.6% 165 21.1% 0.001
Previous cardiac surgery 136 3.8% 94 3.4% 42 5.4% 0.087
Albumin <3.5 g/dL 744 20.8% 490 17.5% 254 32.5% <0.001
Alkaline phosphatase >93 IU/L 1686 47.2% 1207 43.2% 479 61.3% <0.001
AST ≥30 IU/L 1422 39.8% 1038 37.2% 384 49.2% <0.001
Bilirubin >1 mg/dL 485 13.6% 328 11.7% 157 20.1% <0.001
INR >1 1577 44.1% 1144 41.0% 433 55.4% <0.001
PTT >29 sec 1264 35.4% 906 32.4% 358 45.8% <0.001
Hematocrit <39% 1973 55.2% 1455 52.1% 518 66.3% <0.001
Open wound 49 1.4% 29 1.0% 20 2.6% 0.003
ASA class ≥3 2895 81.0% 2187 78.3% 708 90.7% <0.001
Admitted ≥1day before operation 449 12.6% 292 10.5% 157 20.1% <0.001
Intraoperative
Operative time, min 217 19–1029 205 19–869 270 25–1029 <0.001
Operative time >240 min 1505 42.1% 1022 36.6% 483 61.8% <0.001
Extent of hepatectomy <0.001
 Partial 2166 60.6% 1764 63.2% 402 51.5%
 Left 401 11.2% 302 10.8% 99 12.7%
 Right 674 18.9% 457 16.4% 217 27.8%
 Extended 333 9.3% 220 7.9% 113 14.5%
Partial vs. Left/Right/Extended 2166 60.6% 1764 63.2% 402 51.5% <0.001
Right/Extended vs. Left/Partial <0.001
 Right/Extended 1007 28.2% 677 24.2% 330 42.3%
 Left/Partial 2567 71.8% 2066 74.0% 501 64.1%
Biliary repair/reconstruction 241 6.7% 119 4.3% 122 15.6% <0.001
Colorectal operation 124 3.5% 69 2.5% 55 7.0% <0.001
Another major abdominal operation 558 15.6% 317 11.3% 241 29.0% <0.001
Postoperative
Postoperative LOS, days (IQ Range) 6 (5–9) 6 (4–9) 11 (7–19) <0.001
Death within 30 days 132 3.7% 15 0.5% 117 15.0% <0.001

Abbreviations: AST, aspartate aminotransferase; INR, international normalized ratio; PTT, partial thrombin time; ASA, American Society of Anesthesiologists; LOS, length of stay

Not significant: age, race, year of operation, body mass index, alcohol use, previous coronary stent/angioplasty, medical hypertension, disseminated cancer, chemotherapy within 30 days, radiation therapy within 90 days, sodium, blood urea nitrogen, creatinine, platelets, white blood cells, operation in preceding 30 days

Post-hepatectomy mortality

The overall (both BL and non-BL) post-hepatectomy mortality rate was 1.8%, which correlated with the magnitude of hepatectomy (extended, 4.2%, 62/1,467; right, 3.0%, 93/3,052; left, 1.1%, 19/1,673; and partial, 1.1%, 106/9,728; p<0.001). BL patients experienced a higher overall 30-day mortality rate (3.7%, 132/3,574 vs. 1.2%, 148/12,346 in non-BL, p<0.001, Figure 1B) and worse mortality rates at each extent of hepatectomy. The mortality rate difference was most pronounced after extended (7.5%, 25/333, vs. 3.3%, 37/1,134) and right (6.8%, 46/674, vs. 2.0%, 47/2,378) hepatectomies (p<0.001, Figure 1B). The univariate analysis of risk factors associated with mortality among BL patients is listed in Table 3. Independently associated risk factors for mortality among BL patients identified in multivariate analysis included the following preoperative and intraoperative variables (all potentially modifiable): albumin <3.5 g/dL (OR 1.94, 95% CI 1.31–2.86, p=0.001), platelets <150,000/μL (OR 1.95, 95% CI 1.25–3.42, p=0.003), bilirubin >1.0 mg/dL (OR 2.21, 95% CI 1.47–3.34,p<0.001), ASA ≥4 (OR 1.84, 95% CI 1.10–3.08, p=0.02), disseminated cancer (OR 0.44, 95% CI 0.28–0.70, p<0.001), and magnitude of anatomic resection (extended/right vs. left/partial, OR 2.81, 95% CI 1.93–4.08, p<0.001).

Table 3.

Factors Associated with Post-Hepatectomy Death in Borderline Patients

All Borderline Patients No Death in
30 days
Postoperative Death (30 days)
Clinical Characteristic n or median % or range n or median % n or median % or range P
n 3574 100% 3442 96.3% 132 3.7%
Preoperative factors
Age 74 17–90 74 17–90 76 29–90 0.830
Previous cardiac surgery 136 3.8% 122 3.5% 14 10.6% <0.001
Sodium <135 mEq/L 417 11.7% 391 11.4% 26 19.7% 0.003
Albumin <3.5 g/dL 744 20.8% 687 20.0% 57 43.2% <0.001
Alkaline phosphatase >93 IU/L 1686 47.2% 1601 46.5% 85 64.4% <0.001
AST ≥30 IU/L 1422 39.8% 1346 39.1% 76 57.6% <0.001
Bilirubin >1 mg/dL 485 13.6% 438 12.7% 47 35.6% <0.001
WBC >11,000/μL 298 8.3% 283 8.2% 15 11.4% 0.200
INR >1 1577 44.1% 1501 43.6% 76 57.6% 0.002
Platelets <150,000/μL 502 14.0% 473 13.7% 29 22.0% 0.008
ASA class ≥3 2895 81.0% 2779 80.7% 116 87.9% 0.040
Disseminated cancer 1297 36.3% 1272 37.0% 25 18.9% <0.001
Admitted ≥1day before operation 449 12.6% 417 12.1% 32 24.2% <0.001
Intraoperative
Operative time, min 217 19–1029 222 7–1045 268 67–891 <0.001
Operative time >240 min 1505 42.1% 1428 41.5% 77 58.3% <0.001
Extent of hepatectomy <0.001
 Partial 2166 60.6% 2113 61.4% 53 40.2%
 Left 401 11.2% 393 11.4% 8 6.1%
 Right 674 18.9% 628 18.2% 46 34.8%
 Extended 333 9.3% 308 8.9% 25 18.9%
Partial vs. Left/Right/Extended 2166 60.6% 2113 61.4% 53 40.2% <0.001
Right/Extended vs. Left/Partial <0.001
 Right/Extended 1007 28.2% 936 27.2% 71 53.8%
 Left/Partial 2567 71.8% 2506 72.8% 61 46.2%
Biliary repair/reconstruction 241 6.7% 219 6.4% 22 16.7% <0.001
Another major abdominal operation 558 15.6 527 15.3% 31 23.5% 0.011
Postoperative
Any severe complication 831 23.3% 710 20.6% 114 86.4% <0.001
≥2 severe complications 431 12.1% 325 9.4% 106 80.3% <0.001
≥3 severe complications 227 6.4% 149 4.3% 78 59.1% <0.001
Postoperative LOS, days (IQ Range) 6 (5–9) 6 (5–9) 9 (5–16.8) <0.001

Abbreviations: AST, aspartate aminotransferase; WBC, white blood cells; INR, international normalized ratio; ASA, American Society of Anesthesiologists; LOS, length of stay

Not significant: gender, race, year of operation, body mass index, diabetes, smoker, alcohol use, dyspnea on exertion, previous coronary stent/angioplasty, medical hypertension, chemotherapy within 30 days, radiation therapy within 90 days, blood urea nitrogen, creatinine, hematocrit, partial thrombin time, chief resident involvement, operation in preceding 30 days, open wound

Failure to rescue: mortality after severe complications

Having at least one severe complication was associated with a 14.1% (117/831) mortality rate in BL patients vs. 7.3% (137/1884) in non-BL patients (p<0.001, Figure 2). Of the 831 BL patients who suffered at least one severe complication, 51.9% (431/831) experienced a second and 27.3% (227/831) experienced a third. Those who experienced this cascade were least likely to be rescued. To emphasize the downward spiral that often led to death, the mortality rate for 1 SC= 14.1% (117/831), 2 SC=24.6% (106/431), and ≥3 SC=34.4% (78/227) in BL patients (Figure 2). Mortality rates were at least 7 absolute percentage points greater in BL vs. non-BL patients at each level of SC (e.g. 34.4% (78/227) vs. 23.4% (93/398), with ≥3 severe complications, p=0.004).

Figure 2.

Figure 2.

Figure 2.

Comparison of number of severe complications, mortality and borderline status demonstrates that rates of failure to rescue worsen with increasing cascade (number) of severe complications. At each extent of hepatectomy, borderline patients were more susceptible to postoperative death after severe complication(s).

DISCUSSION

This analysis of a multi-institutional sample of hepatectomy patients was able to define a cohort of patients who were considered to have BL operability, irrespective of their anatomic tumor resectability. The finding that 22.4% of patients met the BL operability definition indicates that a substantial number of patients can be identified as high-risk prior to surgery. The study also defined the magnitude of risk engendered by the BL status. The results determined that BL patients experienced significantly more SC at each magnitude of hepatectomy and triple the 30-day mortality rate of non-BL patients, indicating that an inability to rescue these patients after a severe complication was responsible for the significantly higher mortality rate.

When reviewing overall outcomes that group all types of patients and all extents of resection, the “safety” of liver surgery can be overestimated. While it is true that 30-day mortality rates have been reduced to 1% or less at major academic centers and 1.8% among the 2005–2013 NSQIP patients, this national database analysis reveals that mortality rates remain high for a right hepatectomy (3.0%) and for extended hepatectomy (4.2%). In BL patients undergoing a major hepatectomy, the mortality rates double those of the whole population at 6.8% for right hepatectomy and 7.5% for extended hepatectomy.

The finding that there was no difference in surgical magnitude between BL and healthier patients, despite the availability of the BL criteria data in the preoperative setting, suggests that surgeons are not currently using these data to modify operative planning. Given that the BL patients were older and had a greater number of baseline comorbidities, it appears that there is an opportunity to improve outcomes with better patient selection, more specific preoperative optimization, and modulation of surgical approach and extent.[2] With regard to prehabilitation, the positive impact of these programs has been well demonstrated in pancreatic cancer surgery patients receiving multi-modality therapy.[24,27] Prehabilitation programs can address advanced ASA class, smoking, and hypoalbuminemia with smoking cessation, nutritional support, and physiologic conditioning. With over 85% of elective liver resections in the NSQIP sample being done for malignancies,[2] most cancer surgeons will acknowledge that a short delay to optimize comorbidities is unlikely to affect long-term oncologic outcomes. The greater risk comes from rushing into surgery and having severe complications which hinder return to intended oncologic therapy (RIOT).[31] Either through an inability to RIOT, or other immunologic mechanisms, postoperative complications have clearly been shown to decrease survival after abdominal cancer resections.[3234] Based on this paradigm, to the extent that the disease process allows, preoperative outpatient nutritional support and medical optimization are likely to reduce complications and prolong cancer-specific survivals.[35,36]

Severe complication and mortality rates have been correlated with the magnitude of operation and its covariates including transfusions, longer operations, combination procedures, and major anatomic resections. The data from this study suggest that longer and more complex (including combination) procedures raise the risk of severe complications and death for BL patients. For example, BL patients who underwent combination liver/colorectal operations had a 44.4% (55/124) rate of severe complications. These data offer a “reality check” in regard to the significantly increased risk of severe complications and failure to rescue faced by BL patients, particularly those undergoing extensive hepatic resections. By using creative treatment sequencing,[16,18,19,37] avoiding synchronous gastrointestinal tract resections,[17,38] limiting chemotherapy-associated liver injury,[5,39] maximizing future liver remnant,[4042] and performing parenchyma-sparing resections,[7,8] surgeons can limit the anatomic magnitude and physiologic sequelae of hepatectomy in BL patients, potentially improving on an otherwise unacceptable risk/benefit ratio for a particular patient needing a hepatectomy.

The last point to emphasize is the alarmingly high rate of failure to rescue in BL patients. The rate of failure to rescue rose steeply with the additive burden of severe complications, with mortality rates of 14.1%, 24.6%, and 34.4%, after ≥1, ≥2, and ≥3 severe complications, respectively. When evaluating patients with increasing number of severe complications, BL patients’ rates of failure to rescue were equivalent to that of non-BL patients with one less complication (Figure 2). In other words, BL patients enter the operating room with one strike against them and, therefore, have less clinical reserve to recover from physiologic insults. Furthermore, they are more susceptible to having adverse events postoperatively. This emphasizes the significance of preoperative patient selection (and identification of who is medically BL), medical optimization, and choosing operations of lesser magnitude when oncologically appropriate. Vigilance in the postoperative course should be aimed at preventing severe complications and watching for any early signs to mitigate the complication cascade once a severe complication develops.[43]

The intent of this study is not to discourage surgeons from operating on patients who meet this study’s BL operability definition. With the population aging, BL patients will constitute an increasingly larger proportion of patients being referred for hepatectomy.[23],[44] Preventive strategies to identify and remedy the comorbid conditions that define the BL criteria are needed to address this increasing demand for complex procedures.[40]

Basing this analysis on the NSQIP database has both strengths and weaknesses.[45] Although not tailored for liver surgery, NSQIP-recorded variables were effective for this study’s extensive analysis of morbidity/mortality in BL hepatectomy patients. Due to its large scale and inclusion of the most recent available data (n=15,920 patients) this dataset facilitated a detailed analysis of morbidity/mortality predictors unavailable in single-institution studies.[4648] While single-institution studies have more granular data, their results are biased toward well-published academic medical centers, which may not be applicable to national practice. Additionally, NSQIP data does not record occurrences after 30 days. Evidence in cancer surgery literature indicates that 90-day morbidity/mortality is more reflective of the true sequelae after oncologic resections. For example, as many as one-third of deaths from postoperative hepatic insufficiency occur after 30 days.[39] In addition, NSQIP does not record data on cancer-specific or overall survival, making an analysis of the potential overall benefit to patients from hepatectomy as an oncologic treatment impossible. Nonetheless, the NSQIP database facilitated a realistic view of nationwide trends, including the fact that BL patients comprise greater than one-fifth of hepatectomy patients.

In conclusion, BL operable patients have an overall post-hepatectomy mortality rate that is triple that of non-BL patients. With less clinical reserve, BL patients who suffer severe complications are at greater risk of post-hepatectomy death, reflecting their low tolerance for physiologic insults. To improve surgical outcomes, hepatobiliary surgeons should emphasize the preoperative identification of BL operable patients in order to optimize modifiable medical risk factors and to choose appropriate magnitude operations.

Footnotes

Publisher's Disclaimer: ACS-NSQIP Disclaimer for Participant Use File Research: The American College of Surgeons National Surgical Quality Improvement Program and the hospitals participating in the ACS NSQIP are the source of the data used herein; they have not verified and are not responsible for the statistical validity of the data analysis or the conclusions derived by the authors.

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