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. Author manuscript; available in PMC: 2020 Mar 1.
Published in final edited form as: AIDS. 2019 Mar 1;33(3):525–536. doi: 10.1097/QAD.0000000000002053

Projected Population-Wide Impact of Antiretroviral Therapy-Linked Isoniazid Preventive Therapy in a High-Burden Setting

Emily A KENDALL a,*, Andrew S AZMAN b,*, Gary MAARTENS c, Andrew BOULLE d, Robert J WILKINSON e,f,g, David W DOWDY b,#, Molebogeng X RANGAKA e,h,#
PMCID: PMC6355370  NIHMSID: NIHMS1512744  PMID: 30325773

Abstract

Objective:

Both isoniazid preventive therapy (IPT) and antiretroviral therapy (ART) reduce tuberculosis risk in individuals living with HIV. We sought to estimate the broader, population-wide impact of providing a pragmatically-implemented 12-month IPT regimen to ART recipients in a high-burden community.

Design:

Dynamic transmission model of a tuberculosis-HIV epidemic, calibrated to site-specific, historical epidemiologic and clinical trial data from Khayelitsha, South Africa.

Methods:

We projected the five-year impact of delivering a 12-month IPT regimen community-wide to 85% of new ART initiators and 15%/year of those already on ART, accounting for IPT-attributable reductions in TB infection, progression, and transmission. We also evaluated scenarios of continuously-delivered IPT, ongoing ART scale-up, and lower tuberculosis incidence.

Results:

Under historical (early 2010s) ART coverage, this ART-linked IPT intervention prevented one tuberculosis case per 18 (95% credible interval [CrI] 11–29) people treated. It lowered tuberculosis incidence by a projected 23% (95%CrI 14–30%) among people receiving ART, and by 5.2% (95%CrI 2.9–8.7%) in the total population. Continuous IPT reduced the number needed to treat to prevent one case of tuberculosis to 10 (95%CrI 7–16), though it required 74% more person-years of therapy (95%CrI 64–94%) to prevent one TB case, relative to 12-month therapy. Under expanding ART coverage, the tuberculosis incidence reduction achieved by 12-month IPT grew to 7.6% (95%CrI 4.3–12.6%). Effect sizes were similar in a simulated setting of lower tuberculosis incidence.

Conclusions:

IPT in conjunction with ART reduces tuberculosis incidence among those who receive therapy and has additional impact on tuberculosis transmission in the population.

Keywords: tuberculosis, antiretroviral therapy, Africa, latent tuberculosis, tuberculosis prevention & control, transmission, mathematical models

Introduction

Meeting the ambitious targets to reduce tuberculosis (TB) incidence and mortality by 2025 and beyond [1] will require innovative TB control strategies tailored to specific epidemiological settings [2,3]. In areas with a large TB-HIV burden, isoniazid preventive therapy (IPT) and newer regimens [4,5] to prevent TB disease among people living with HIV (PLWH) may play an important role. IPT is known to reduce TB risk for the individual PLWH who receive it [68]. Nevertheless, initial efforts at large-scale deployment of IPT have had mixed success [9], and its broader public health impact remains uncertain. Mathematical models can be a useful tool for evaluating how the patient-level effects of preventive therapy, as measured in clinical trials, may translate into population-wide impact.

PLWH on antiretroviral therapy (ART) remain at elevated TB risk compared to people without HIV [10], and two randomized trials have shown additional benefit from IPT among people prescribed ART. In Ivory Coast, a six-month IPT regimen among PLWH (median CD4+ T cell count 463) receiving early or delayed ART lowered incident TB by 56% (31–72%) during the first 2.5 years of follow up and lowered mortality by 37% (3–59%) after 4.9 years (median) of follow up [11,12]. In Khayelitsha, South Africa, a 12-month IPT regimen among PLWH (median CD4+ T cell count 216) showed a 37% (6–59%) reduction in the hazard of TB over a median follow up time of 2.5 years [8].

Here, we investigated the extent to which the individual-level reductions in TB risk achieved by providing IPT to ART recipients are likely to alter TB epidemics at the broader population level. We used detailed site-specific epidemiologic and demographic data and observed effects of IPT treatment from the IPT trial site in Khayelitsha [8] to estimate the potential population-level impact of a pragmatically implemented 12-month IPT regimen for persons on ART in this very-high-burden setting.

Materials and Methods

Study Population

The parent study [8] randomly assigned 1,329 adults attending an HIV clinic and receiving ART to receive 12 months of IPT or placebo and followed participants for a median of 2.5 years (between 2008 and 2011) with a primary endpoint of time to development of incident active TB.

Khayelitsha, an urban community on the outskirts of Cape Town, had a population of approximately 392,000 at the time of the trial [13]. Antenatal HIV prevalence was estimated at 33% [14], and large governmental and NGO programs [15] achieved high ART coverage [16]. Approximately 1,600 cases of active TB per 100,000 residents were detected each year from 2008 to 2010 [15].

TB Transmission Model

We constructed a compartmental model of TB in Khayelitsha, based on a system of ordinary differential equations (Supplemental Digital Content 1). The model is divided into 4 core TB compartments (Figure 1A), representing no current or prior infection (“susceptible”); recent infection with TB (a high-risk period for progression to active TB, through which all newly-infected populations pass and during which their potential to benefit from preventive therapy is greatest); more remote TB infection (with lower risk of progression); and active TB (infectious and with increased mortality). Treatment, with subsequent risk of relapse, is modeled as a return to the remote-infection state. We allow for a parallel series of compartments representing multi-drug resistant (MDR) TB, which in our simplified representation is unaffected by IPT (see Supplemental Digital Content 1 for other details).

Figure 1. Model schematic.

Figure 1.

Boxes represent states within the model, and arrows represent flows between states. The model population is compartmentalized across multiple dimensions, including a core TB state, an IPT state (with the effect of any prior IPT being lost if active TB develops or if new infection occurs after IPT ends), an HIV state, and (if TB infected) a TB drug susceptibility state.

*Infection or reinfection with drug-susceptible TB is prevented while on IPT, and progression (rapid and delayed) of drug-susceptible TB is reduced while on IPT and reduced by a weaker factor after IPT has ended. IPT has no effect on drug-resistant TB infection or progression. TB, tuberculosis; IPT, isoniazid preventive therapy; ART, antiretroviral therapy.

The model incorporates HIV through a series of compartments (Figure 1C) representing HIV infection, natural history (conceptualized in relation to CD4+ T-cell count), and uptake of ART. ART is assumed to immediately confer partial protection against progression to active TB (represented as a reduction in risk within a given CD4-count stratum), followed by increasing protection over time (as populations on ART cross into higher CD4-count strata). PLWH may initiate ART either at the time of TB treatment, or at CD4-dependent rates outside of TB diagnosis. When active TB is not the reason for ART initiation, ART initiators are screened for active TB, with the sensitivity of the Xpert MTB/RIF assay [17]. Those found to have active TB are provided with a course of IPT after TB treatment completion, affording them the potential benefits of more-prolonged isoniazid therapy [18]. To reflect treatment guidelines at the time of the trial [19], ART initiation in the absence of active TB occurred only among populations with CD4<500 (mostly at CD4<200 [20]) during model calibration, although expanded ART eligibility is considered in some projections of IPT’s future impact.

We assumed that IPT has three individual-level effects, as illustrated in Figure 1B: (1) temporary high-level protection against progression of previously-acquired latent non-MDR TB to active disease while taking IPT; (2) long-term lower-level protection against progression of previously-acquired latent non-MDR TB to active disease after completing a course of IPT; and (3) complete protection against non-MDR TB infection or reinfection while taking IPT. IPT was assumed to have no effect on underlying active TB that was missed by pre-IPT screening and no effect on active TB that developed during preventive therapy.

Model Calibration

We used an approximate Bayesian method [21] to calibrate steady-state models that reflected the TB-HIV epidemic in Khayelitsha at the time of the parent trial. We first drew 120,000 samples of model parameters (Table 1), from distributions based on published literature, using Latin Hypercube sampling. For each sampled parameter set, we ran the corresponding model to steady state and estimated a pseudo-likelihood by comparing six key population-level outputs of the model to log-normal or logit-normal distributions that corresponded to published data. The six calibration targets (Table 2) included TB notifications, TB-associated mortality, MDR prevalence among TB cases initiating curative treatment, HIV prevalence in the population, proportion of ART initiators with CD4 T-cell count <200 cells/mm3, and active TB prevalence among those who would have enrolled in the parent trial; each was treated as independent and equally weighted.

Table 1.

Model input parameters.

Parameter Mean of Sampled Distribution Sampled Range* References
TB transmission
Number of effective contacts for TB transmission per infectious person-year 8 4–12 [36]
Relative transmissibility of TB in HIV+
(reflecting propensity to be smear negative)
0.6 0.36–0.84 [37]
Fraction of new TB infections that are multi-drug resistant (MDR) 0.05 0.03–0.07 Assumed, targeting 4% among notified TB
Relative risk of reinfection, latently-infected versus uninfected# 0.5 0.2–0.8 [3841]
Percentage of 15-year-olds with latent TB infection 57% 30–84% [42]
TB natural history
Duration of “recently-infected” period with elevated risk for fast progression to active TB after initial infection 2 years 1.4–3.3 (rate of progression sampled uniformly) [43]
Rate of rapid progression of latent TB after recent infection (HIV-) 0.05 years−1 0.02–0.08 [43]
Rate of rapid progression of latent TB after recent infection (HIV+, CD4<200#, not on ART) 0.6 years−1 0.3–0.9 [44]
Rate of slow progression of latent TB to active
(HIV-)
0.001 years−1 0.0005–0.0015 [45,46]
Rate of slow progression of latent TB to active
(HIV+, CD4<200#, not on ART)
0.20 years−1 0.05–0.35 [10,47,48]
Relative risk of TB progression and of HIV mortality, HIV+ on ART versus HIV+ not on ART, within the same CD4 count stratum 0.6 0.3–0.9 [4951]
Relative risk of TB progression, CD4 200–500 versus CD4 <200 0.65 0.3–1.0 [50]
Relative risk of TB progression, CD4 >500 versus CD4 <200 0.3 0.18–0.42 [50]
TB treatment
Rate of resolution or cure of active drug-susceptible TB (HIV-)§ 0.7 years−1 0.3–1.1 [52], accounting for mortality
Rate of resolution or cure of active drug-susceptible TB (HIV+ CD4<200)§ 1.1 years−1 0.5–1.7 [52], accounting for mortality
Rate of resolution or cure of active MDR TB§ 0.45 years−1 0.30–0.60 Assumed 6- to 9-month delay
TB specific excess mortality rate (HIV-) 0.10 years−1 0.05–0.15 [53]
TB specific excess mortality rate (HIV+, CD4<200#, not on ART) 0.25 years−1 0.10–0.40 [54]
Sensitivity of Xpert MTB/RIF screening for active TB 73% 65–81% [17]
Proportion of patients not initiating TB treatment after TB diagnosis 18% 11–25% [55]
Proportion not initiating and adhering to ART during TB treatment, of TB patients not already on ART 60% 40–80% Reflecting local practice, 2008–2012
HIV and other
Annual rate of new HIV infection 0.023 years−1 0.015–0.031 [56]
HIV specific excess mortality rate (CD4<200), exclusive of TB 0.14 years−1 0.080–0.200 [5759]
HIV specific excess mortality rate (200<CD4<500), exclusive of TB 0.05 years−1 0.030–0.070 [5760]
HIV specific excess mortality rate (CD4>500, exclusive of TB 0.01 years−1 0.006–0.014 [5759]
Rate of HIV progression from [CD4>500] to [200<CD4<500] 0.11 years−1 0.04–0.18 [6163]
Rate of HIV progression from [200<CD4<500] to [CD4<200] 0.20 years−1 0.05–0.35 [61,62]
Net rate of ART initiation (initiation minus discontinuation), 200<CD4<500 0.055 years−1 0.01–0.1 [20,64]
Net rate of ART initiation (initiation minus discontinuation), CD4<200 0.70 years−1 0.20–1.20 [56,65,66]
CD4+ reconstitution after ART initiation: rate of transitioning from CD4<200 to 200<CD4<500 1.50 years−1 0.50–2.50 [50]
CD4+ reconstitution after ART initiation: rate of transitioning from 200<CD4<500 to CD4 >500 0.20 years−1 0.05–0.35 [50]
Background mortality rate 0.03 years−1 0.025–0.035 [67]
*

Priors were set by default to a symmetric beta distribution with shape parameter of 3.

§

Rate at which people with active TB recover or are cured. This parameter together with mortality rates determine the duration of active TB.

#

For HIV stages with higher CD4, TB progression and TB mortality rates are an average of the HIV- and the HIV+, CD4<200 rates, and protection if latently infected is an average of the HIV- value and the 0 that is assumed for advanced HIV.

Estimated indirectly from proportion of ART initiators with CD4>200 and with CD4>100, accounting for competing rates of mortality, CD4 depletion, and ART initiation. No ART initiation modeled for CD4>500, except in the expanding-ART scenario.

Table 2.

Baseline Model Calibration (without IPT)

Target distribution Model Output Target Source
Median Inner 95% Shape Median 95% Credible interval
Outputs used for calibration of baseline epidemic
TB Notifications (per 100,000 population/yr) 1630 1481–1794 Log-normal 1657 1544–1830 [15]
Mortality in those with active TB (including HIV+) (per 100,000 population/yr) 500 298–826 Log-normal 490 345–517 [68], South Africa, scaled for higher local TB incidence
Percentage of cured TB cases that are MDR-TB (ineffective treatment attempts are not modeled) 4.0% 2.97–5.37 Logit-normal 4.4% 3.4–5.5 [68,69]
Adult HIV Prevalence (%) 26.5% 22.2–31.2 Logit-normal 24.3% 21.4–27.7 Antenatal prevalence survey [70] adjusted per [71]
Percentage of ART initiators with CD4>200 (%) 39% 30–48 Log-normal 42% 36–50 [20] and Cape Town programmatic data, 2010–2011
Percentage of potential IPT initiators with active TB 11.7% 10.4–13.1 Logit-normal 11.1% 9.9–12.1 [8]

weighted average of MDR proportions among local new and previously treated cases, weighted based on the ratio of new:retreatment notifications in South Africa-wide data in WHO Global TB Report 2013.

weighted average of new ART initiators and those already on ART, based on the relative proportions of each who enrolled in the IPT trial.

The different components of IPT’s overall protective effect, whose mechanisms our model distinguishes, will contribute to different degrees under different conditions of IPT duration, follow-up period, and TB exposure frequency. To parameterize the protective effects against TB progression during and after IPT, we performed a simulated trial designed to recapitulate the parent trial (see Supplemental Digital Content 1). We compared hazard ratios for TB among IPT recipients versus controls in the actual and simulated trials as an additional calibration step, giving this fit equal weight as that to the six epidemiological outputs above.

Assigning each set of parameters a probability weight (pseudo-likelihood) based on its ability to fit both epidemiological data and results of the parent trial, we re-sampled by weights to create an approximate posterior distribution of 100,000 sets of model parameters. Except where otherwise specified, we present numerical results as the median from this approximate posterior distribution, with 95% credible intervals reflecting the 2.5 and 97.5 percent quantiles.

Interventions

In each of the 100,000 selected simulations, we modeled the implementation of a pragmatic, ART-linked IPT intervention. Specifically, we first assumed that of all individuals initiating ART, 85% also initiated and were sufficiently adherent to the IPT regimen prescribed; the remaining 15% of ART initiators (the proportion lost to follow up in the parent study [8]) did not receive sufficient IPT to derive benefit. We also included a catch-up component of the intervention, in which, each year, IPT was also provided to 15% of those who were on ART but not already benefitting from current or past IPT. Where not otherwise specified, we modeled a 12-month IPT regimen, delivered in association with the historic levels of ART coverage at which the model was calibrated. In secondary analyses, we also projected (1) the impact of continuous IPT (continued throughout the remainder of the five-year analysis period) [22] and (2) the impact of expanding levels of ART coverage. ART was expanded by allowing those with CD4>500 to start ART at the same rate as those with CD4 200–500, gradually increasing the ART initiation rates for all groups, and decreasing HIV transmission in proportion to the decreasing prevalence of untreated HIV infection (details in Supplemental Digital Content 1).

In a sensitivity analysis, we considered the 5-year impact of our IPT intervention in settings of more moderate TB incidence (details in Supplemental Digital Content 1). We also used partial rank correlation coefficients to explore the dependence of key results on individual parameters after adjustment for all other model parameters.

Results

Population-level Impact of IPT

The calibrated model reproduced key features of the TB and HIV epidemics of Khayelitsha (Table 2, and text sections S4.1-S4.2 of Supplemental Digital Content 1). Over a five-year period in absence of IPT, the resulting model projected 34,000 TB cases, with 7,000 TB-related deaths, among adults in Khayelitsha (population 392,000). Of the projected cases, 28,000 were among PLWH, and 10,000 were among people receiving ART.

IPT was projected to reach 5.4% (95% credible interval [CrI] 4.6–6.6%) of the total population after five years, with less than 2% of the total population (but up to 7% of all PLWH and 14% of those currently on ART) taking IPT at any single time (Figure 2C). Treating this small subpopulation with a 12-month IPT regimen averted 1,219 TB cases (95%CrI 732–1,925) and 137 TB-related deaths (95%CrI 70–245) over 5 years (Figure 2A–2B). Thus, IPT was projected to avert one case of active TB for every 18 (95%CrI 11–29) individuals treated, and one TB death for every 158 (95%CrI 87–314) individuals treated. By the end of year 5, we projected a 5.2% (95%CrI 2.9–8.7%) reduction in the TB incidence rate and a 3.7% (95%CrI 2.0–6.4%) reduction in the TB mortality rate within the general population. Among individuals on ART, we projected a 23% (95%CrI 14–30%) reduction in TB incidence by the end of year 5. Over a longer time horizon, the projected impact of continuing to provide 12-month IPT to eligible individuals grew modestly, reaching median reductions in population-level TB incidence and mortality of 6.1% and 5.0%, respectively, after 15 years.

Figure 2. Population Level Impact of IPT.

Figure 2.

Panels A and B illustrate the median and 95% credible interval of reductions in incidence (green), reductions in TB mortality (orange), and people treated with IPT (blue) in the IPT intervention scenario, both at any given time (A-C) and cumulatively over 5 years of IPT program implementation (D-F), in the Khayelitsha population of 392,000 with TB incidence and TB mortality of 2408 (95\% CrI 2170–2622) and 490 (95%CrI 345–517), respectively.

Relative impact and efficiency of continuous IPT

While the effectiveness of a 12-month isoniazid regimen was estimated in the parent trial [8], it may be feasible in an ART delivery setting to provide IPT indefinitely (“continuous IPT”) [23], with a larger impact on TB incidence and mortality in the community. We found that continuous IPT could avert 2,050 cases (95%CrI 1,319–2,898) and 217 deaths (95%CrI 113–364) over a five-year period. Continuous IPT was less efficient, however: over a five-year period of implementation, continuous delivery required 74% (95%CrI 64–94%) more person-years of IPT per case of active TB prevented, relative to 12-month courses of IPT (median 26.3 versus 15.1, Table 3).

Table 3.

Projected epidemiological impact of IPT in Khayelitsha, cumulative over five years

12-month IPT regimen
(95%CrI)
Continuous IPT regimen
(95%CrI)
Total number of people treated with IPT, thousands 21.3 (17.9–26.0) 20.8 (17.3–25.5)
Cumulative person-years on IPT, thousands 18.2 (15.7–22.4) 53.4 (45.3–66.4)
Cumulative TB cases averted, thousands 1.2 (0.7–1.9) 2.0 (1.3–2.8)
Cumulative percentage of TB cases averted over 5 years 3.6% (2.2–5.7%) 6.1% (3.9–8.6%)
Reduction in TB incidence after 5 years 5,2% (2.9–8.7%) 10.5% (6.9–14.8%)
Number needed to treat to prevent a TB case 17.6 (11.3–28.9) 10.1 (7.2–15.8)
Number IPT person-years to prevent a TB case 15.1 (9.8–24.7) 26.3 (19.0–40.6)
Cumulative TB deaths averted, thousands* 0.14 (0.07–0.24) 0.22 (0.11–0.36)
Cumulative percentage of TB deaths averted over 5 years* 2.0% (1.1–3.5%) 3.2% (1.7–5.1%)
Reduction in TB mortality after 5 years* 3.7% (2.0–6.4%) 6.7% (3.8–10.7%)
Number needed to treat to prevent a TB death* 158 (87–314) 96 (55–188)
Number IPT person-years to prevent a TB death* 135 (74–167) 249 (145–490)
*

includes TB-HIV deaths

IPT impact in context of expanding ART coverage

Given changes in guidelines and practices with respect to ART, we also considered the impact of the IPT intervention as ART coverage increased. Increasing the rates of ART initiation as described above (which caused the median ART coverage among all PLWH to increase from 48% to 61% over five years) resulted, in absence of IPT, in a 6% (95% CrI 2–10%) reduction in TB incidence due to better HIV management alone. Compared to this improved baseline projection, the use of IPT (versus no IPT) resulted in a further 7.6% (95% CrI 4.3 −12.6%) reduction in TB incidence and a 5.4% (95% CrI 2.8–9.6%) reduction in TB mortality after five years – compared to 5.2% and 3.7%, respectively, under the fixed ART coverage scenario.

Mechanisms of epidemiologic impact

After fitting the model to results of the clinical trial, we estimated that the risk of progression from latent to active drug-susceptible TB was reduced by 44% (interquartile range, 38–50%, 95%CrI 26–60%) while taking IPT (relative to ART alone), and by 21% (IQR 12–31%, 95%CrI 2–43%) after IPT had ended. This model also assumed that new infection with drug-susceptible TB was prevented while taking IPT.

Within the overall population, we estimated that 82% of all cases averted by IPT (95%CrI 74–88%) were averted in IPT recipients themselves, as opposed to people who had never taken IPT (i.e., averted secondary transmission). Of this 82%, a median 51% of averted cases occurred during the time of IPT administration and 31% after completion of therapy (median post-IPT follow up time 1.6 years over the five-year analysis frame).

If the effect of IPT was restricted only to the prevention of infection (or reinfection) during treatment, the epidemiological impact of IPT was reduced by more than 80% (details described in Supplemental Digital Content 1) – suggesting that the majority of IPT impact, even in this high-transmission setting, stems from preventing progression from infection to TB.

Additional Sensitivity Analyses

As anticipated, the projected impact of IPT was strongly associated with the estimated efficacy of IPT in preventing TB progression during therapy and with the persistence of this effect after the end of therapy (Figure 3). Continuous provision of IPT was most beneficial in simulations where the shorter-term effects on infection and progression while taking IPT were relatively more important. Other influential parameters were related to the ART-linked nature of the modeled IPT intervention: the projected epidemiological impact of IPT was higher when taking ART alone provided less protection against TB progression, when a high rate of HIV progression to CD4 <500 allowed individuals to become eligible for ART and IPT more quickly, and when the rate of ART initiation during treatment of active TB was high (Figure 3).

Figure 3. Sensitivity of Main Results to Model Parameters.

Figure 3.

Intensity of shading indicates the strength of association (value of partial rank correlation coefficient, PRCC) between a parameter’s value and a measure of IPT impact, after adjusting for other model parameters, and color shows the direction of association. Purple indicates that the outcome measure increases with an increase in the parameter value, and orange indicates that a reduction in parameter value is associated with an increase in the outcome measure. PRCCs are also shown numerically within the colored boxes. Epidemiologic outcomes shown are the 5-year percentage reductions in incidence and mortality rates (comparing a 12-month IPT regimen to no IPT), the cumulative number of person-years of IPT provided (using a 12-month regimen) per TB case averted, the 5-year TB incidence reduction achieved when IPT is provided continuously compared to the reduction achieved with the 12-month regimen (expressed as a ratio), and the 5-year percentage reduction in incidence rate achieved by the 12-month regimen in an alternative model scenario of expanding ART coverage. Parameters displayed are those which were among the 5 most strongly correlated with at least one of the three epidemiologic outcomes. The interquartile range of values for each parameter among calibrated models (posterior distribution) is shown to the right; the starting estimates and associated references for these parameters are provided in Table 1. All rates are annual.

When the model was recalibrated to a setting with a TB incidence 67% lower than that of Khayelitsha (593 (95%CrI 510–699) notifications per 100,000 person-years), the 5-year population impact of the IPT intervention using a 12-month regimen remained proportionally similar, with TB incidence reduced by 5.7% (95%CrI 2.6–9.3%) and TB mortality reduced by 3.6% (95%CrI 1.6–6.7%) after 5 years. The efficiency of IPT, however, was considerably lower in this moderate-incidence setting, with a number needed to treat of 40 (95%CrI 25–73) individuals to prevent one TB case.

Discussion

In this modeling study using data from Khayelitsha, South Africa, a 12-month regimen of IPT linked to ART initiation had important clinical impact, with 1 case of TB averted for every 18 patients completing IPT. Although less than 2% of the population of 392,000 would receive IPT at any point in time when delivered in this fashion, such an intervention could avert 1,200 cases and 140 deaths over a five-year period – with even greater impact in a context of ongoing ART scale-up. Thus, while IPT alone is unlikely to transform the TB epidemic in settings like Khayelitsha unless expanded greatly beyond ART initiators, it could have an important role as part of a comprehensive package of TB prevention and treatment.

Compared to the number needed to treat of 25 (of whom 22 completed therapy) to prevent one case among IPT recipients in the parent trial [8], our lower estimate of 18 people treated per TB case prevented primarily reflects additional downstream prevention of transmitted TB in the wider population. This number needed to treat to prevent a TB case is also lower than has been estimated in analyses arguing for continuous over 6-month IPT (50 needed to treat) [22], and is comparable to the number needed to screen to detect a case of active TB using the highest-yield screening approaches in high-burden settings [24]. From an economic standpoint, preventive therapy in high-burden settings has consistently been shown to be a highly cost effective intervention [25,26], but a separate question is its affordability under existing budget constraints. Providing IPT within the context of ART delivery as modeled here may reduce overhead costs and enhance cost-effectiveness and affordability.

Attempts to achieve population-level impact on TB epidemics through IPT have had mixed results. In the 1960’s, IPT was an important component of a highly successful example of population-level TB control in Alaska [27], but a more recent trial of community-wide IPT in South African mines (Thibela) showed no significant decrease in TB incidence [9], due at least in part to very high incidence of reinfection after treatment ended [28]. The current analysis is consistent with previous modeling analyses of IPT impact, but augments them by directly incorporating empirical results of a clinical trial in a high-burden setting. Previously, Dowdy and colleagues [29] estimated that a 6-month IPT regimen among PLWH in Rio de Janeiro could reduce incidence in the general population by 3% over five years, and Knight and colleagues [30] estimated that IPT for PLWH from 2014 to 2032 could reduce TB incidence in South Africa by 14%. Ragonnet and colleagues [31] identified a U-shaped relationship between TB incidence and IPT impact in HIV-naïve populations, with maximal effect in a middle range of TB incidence (between 500 and 900 cases per 100,000 persons per year) that balances sufficiently high prevalence of recent infections that can benefit from IPT with sufficiently low frequency of reinfection after IPT ends. Our finding of comparable IPT impact at incidence of 850/100,000 persons/year and 2400/100,000 persons/year suggests that a high HIV prevalence extends this optimal incidence range for IPT impact.

A strength of the current analysis is its use of setting-specific data to estimate the population-level impact of IPT. We were able to use surveillance data, notification data, and baseline data from trial subjects to model the TB and HIV epidemics in Khayelitsha at the time of a clinical trial of IPT, then link observed clinical effect sizes (TB incidence reductions in the trial’s treatment versus control groups) to mechanistic parameters describing IPT effects, and finally translate those to projections of epidemiologic impact. Our analyses depend on future trends in epidemiologic variables, however. For example, expansion of ART will initially increase the reach and impact of ART-linked IPT, but over time may make IPT less efficient as TB incidence declines in the population.

Relative to 12 months of IPT, we found that continuous IPT offered additional benefit but was less efficient in terms of person-years of treatment necessary to achieve the same population-level impact. If resources to deliver and monitor therapy are limited (and are not greatly outweighed by the difficulty of recruiting and enrolling new patients onto IPT), then it may be preferable to focus on covering more at-risk individuals with up to a 12-month course rather than providing longer courses to a smaller number of individuals. Future adoption of shorter preventive therapy regimens [4,5] may shift this balance further, improving the ease and efficiency of delivering preventive therapy to more of the at-risk population. LTBI screening is another consideration for improving IPT efficiency; however, LTBI screening has not been associated with benefit from IPT among people on ART in high prevalence settings [8,12], and in very-high-TB-burden settings like Khayelitsha, using tuberculin skin tests or interferon-gamma release assays to select continuous IPT recipients would reduce IPT prescriptions by only a small amount (and would prevent TB-uninfected individuals from receiving protection against new infection during IPT), while the imperfect sensitivity of LTBI testing in advanced HIV [32] would falsely screen out many whom IPT could otherwise benefit.

Other models [30,33] have suggested a larger benefit from continuous IPT relative to short-term IPT. This may reflect, in part, differences in the modeled persistence of IPT effects after therapy has ended. Our calibrated estimate of the post-treatment effect of 12 months of IPT in latently infected individuals – a permanent 21% (95%CrI 16–43%) reduction in the risk that preexisting infections will progress to active disease, added to the persistent benefit of having prevented new infections or reinfections during therapy – is consistent with the 35% (2–76%) probability of LTBI cure estimated by Sumner and colleagues [34] using data from the post-treatment period of the same trial.

Our results have several limitations. We simplify HIV and TB natural history into a limited number of discrete states. Because we model an adult population with a homogenous risk structure, we cannot explore potential targeting of high-risk groups based on age, location, etc. To keep the model simple and maximize the use of clinical trial data about IPT effects, we modeled HIV incidence and treatment coverage as they were at the time of that trial. We intentionally focused on a shorter (five-year) time horizon that matches funding cycles and budgetary decisions; longer-term projections would require more complexity in terms of HIV transmission assumptions and ART scale-up over time. We did not model acquisition of drug resistance, limiting our inference about the potential for IPT to generate new isoniazid resistance – though a meta-analysis has suggested that this effect may be low [35]. Our model also did not allow for a possibility that undetected active TB might be cured by IPT alone, an effect which might offset any negative effects of inadvertent isoniazid monotherapy in the short term. Finally, our model represents detailed data from one community in South Africa and may not generalize to other settings, particularly those whose TB epidemics have much lower annual risk of infection or are not driven by HIV.

In summary, achieving the ambitious targets set for TB control will require comprehensive packages of interventions tailored to local epidemiology. In settings like Khayelitsha where TB incidence is very high, most TB is associated with HIV, and ART coverage is high, we show that co-provision of IPT and ART can serve as a key component of such a package of interventions, with important – if not transformative – impact on TB transmission and mortality in the community.

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Acknowledgements

Funding: EAK was supported by the National Institution of Allergy and Infectious Diseases of the National Institutes of Health under award number K08AI127908. MXR was supported by an Excellence Fellowship administered by the University College of London. RJW was supported by Francis Crick Institute (which receives support from CRUK [10218], MRC [10218], and Wellcome), Wellcome [104803, 203135], NIH U19 AI 111276, and Medical Research Council of South Africa via its strategic health innovation partnerships. The ART-IPT RCT was supported in part by the Department of Health of South Africa, the Wellcome Trust and Médecins sans Frontières.

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