Abstract
Effective malaria control strategies require an accurate understanding of the epidemiology of locally transmitted Plasmodium species. Compared to Plasmodium falciparum infection, Plasmodium vivax has a lower asexual parasitaemia, forms dormant liver-stages (hypnozoites), and is more transmissible. Hence, treatment and diagnostic policies aimed exclusively at P. falciparum are far less efficient against endemic P. vivax. Within sub-Saharan Africa, malaria control programmes justly focus on reducing the morbidity and mortality associated with P. falciparum. However, the recent emphasis on malaria elimination and increased accessibility of more sensitive diagnostic tools have revealed greater intricacies in malaria epidemiology across the continent. Since 2010, the number of studies identifying P. vivax endemic to Africa has expanded considerably, with 88 new scientific reports published since a review of evidence in 2015, approximately doubling the available data. There is evidence of P. vivax in all regions of Africa, apparent from infected vectors, clinical cases, serological indicators, parasite prevalence, exported infections, and P. vivax-infected Duffy-negative individuals. Where the prevalence of microscopic parasitaemia is low, a greater proportion of P. vivax infections were observed relative to P. falciparum. This evidence highlights an underlying widespread presence of P. vivax across all malaria-endemic regions of Africa, further complicating the current practical understanding of malaria epidemiology in this region. Thus, ultimate elimination of malaria in Africa will require national malaria control programmes to adopt policy and practice aimed at all human species of malaria.
Author summary
Plasmodium vivax malaria presents challenges for malaria elimination distinct from those of the other human malarias. Patients become symptomatic at lower asexual parasitaemia, making it harder to diagnose, and its dormant stages in the liver give rise to multiple clinical attacks unless treated with an 8-aminoquinoline drug. The conspicuous dominance of P. falciparum across most of malaria-endemic Africa has historically obscured other malarias in national policies. The literature reviewed here expands a prior systematic examination of the evidence of P. vivax transmission in Africa. Analysis of the relative proportions of infections due to P. vivax in relation to overall malaria prevalence suggests an increased P. vivax ratio in areas of relatively low transmission. In addition, while studies demonstrate a protective effect of Duffy-negativity against the risk of P. vivax infection, this highly prevalent African blood group does not always prevent that infection altogether. As the burden of P. falciparum declines with conventional control success, transmission of the other malarias may become more obvious and important as major hurdles for elimination. Acknowledging and identifying the reservoirs enabling transmission of P. vivax begins to enable effective countermeasures to be devised and deployed.
Introduction
Significant funding increases for global malaria control between 2005 and 2010 facilitated a rapid decrease in the burden of malaria, with an estimated 37% reduction in case incidence and a 60% drop in mortality from 2000 to 2015 [1]. During this period, malaria control programmes focused on scaling-up coverage of key interventions such as insecticide-treated bed nets, effective antimalarial drugs, and point-of-care diagnostics, together with an expansion of fundamental and operational research [1, 2]. History demonstrates the logical and salient relationship between financial resources and disease burden, with diminished funding resulting in rapid resurgence of case numbers [3, 4]. At the global level, recent financial pressures have stalled the availability of funds for malaria interventions, and slowed progress in reducing malaria burden since 2013 [5]. The reality of finite funding highlights the crucial importance of rationally targeted interventions appropriate to the underlying biology and epidemiology of the etiologic agent.
Among the most fundamental determinants of appropriately targeted malaria control interventions are the biology of the vector and parasite species, the possible combinations of which number many hundreds [6]. Vector behaviours and capacity to transmit malaria differ significantly among the malaria-transmitting Anopheles species, as does the vulnerability of Plasmodium parasites to specific control strategies. A key example of differential response to interventions is the treatment of Plasmodium vivax [7, 8]. This parasite’s life cycle differs from that of Plasmodium falciparum by having dormant liver stage hypnozoites, which can later awaken to provoke repeated infection relapses in the weeks, months, and several years following an initial inoculation. This latency is unknown in P. falciparum malaria. Hypnozoites are unaffected by blood-stage therapies, including artemisinin-combination therapies (ACTs), the first-line treatment for acute malaria in most countries. Subsequently, morbidity and mortality associated with acute and chronic P. vivax infections continue where this parasite is present and no specific treatment against hypnozoites is applied [9, 10]. Thus the management of endemic transmission of vivax malaria requires inclusion of a haemolytically-toxic 8-aminoquinoline “radical cure” that kills hypnozoites [11].
Until relatively recently, P. vivax was rarely studied across most of sub-Saharan Africa. The overwhelming dominance of the Duffy-negative blood group has been regarded as a key determinant preventing the sustained endemic transmission of P. vivax through much of the continent [12]. This inherited trait means that red blood cells lack the Duffy receptor, an important molecule for P. vivax parasite invasion. However, recent studies have demonstrated that P. vivax infection can still occur in Duffy-negative red blood cells [13–15], and thus Duffy-negativity alone may not prevent endemic transmission. A review of the evidence of P. vivax transmission across Africa published in 2015 [14] supported that assessment. Since then, a large number of new studies have reported additional evidence (S1 Fig). In this report, we collate the up-to-date data on P. vivax transmission in Africa, producing a qualitative evidence strength map and employing a consistent methodological approach to the previous iteration that allows for comparison. While P. falciparum malaria conspicuously dominates most sub-Saharan countries, assembling documented evidence of other malaria species serves the important need of assessing real and present obstacles to achieving malaria elimination. Recent escalating research interest furthers our understanding of the significance of P. vivax across this diverse continent, providing evidence with which to target malaria control strategies of greater scope and economy of effort.
Methods
Updating the evidence base of Plasmodium vivax transmission in Africa
To build on the database of evidence compiled in Howes et al. 2015 [14], a literature review was undertaken to bridge the period from 1/12/14 to 25/04/18 and identify additional reports of P. vivax throughout Africa (S2 Fig). The search was carried out in PubMed with keywords “vivax” AND “[African country name]”, and “vivax” AND “Africa”. The new literature was assessed against the same categories as previously [14]: locally-diagnosed clinical cases, serological studies, infected Anopheles vectors, cross-sectional community prevalence surveys, and reports of imported P. vivax malaria into non-endemic countries. Data were extracted from each paper and geopositioned at the highest geographic resolution given. To supplement this search, reference lists were consulted for additional data sources and the Malaria Atlas Project parasite rate (PR) and annual parasite incidence (API) databases were queried for records of P. vivax [16–18]. Finally, surveillance reports of imported malaria into non-endemic countries were reviewed for aggregated annual case numbers by probable African country of infection and malaria species. These were assembled from openly accessible sources and by direct contact with disease surveillance programmes (S2 Fig).
For consistency, Howes et al.’s previous evidence weighting framework was applied to the new data, with a small modification to the returning traveller weights to make the lowest category more conservative (from 20 to 25 infections) and the highest slightly less conservative (from 50 to 40 infections). R version 3.3.3 and R packages tidyverse [19], rdgal [20] and sp [21] were used to apply the weighting framework to the consolidated dataset and determine the strength of evidence for each data type at the sub-national administrative level 1 (“Admin1”, i.e. state/province) throughout Africa. As described in Howes et al., the weighted evidence categories aimed to reflect the relative strengths of different diagnostic methods and study designs for each data type and to provide a qualitative relative assessment of the evidence of P. vivax transmission [14]. Point-specific data provided evidence for each associated Admin1 unit, while total national traveller cases were divided by the number of Admin1 units in each country. Weighting of the traveller data did not distinguish between the diagnostic methods employed as those details were not available for all datasets. Thus, the traveller data was less specific and that category was down-weighted relative to the other data types. The sum of weighted evidence from each category was then mapped at the Admin1 level using ESRI ArcMap 10.6. The spatial limits of environmental suitability for P. vivax transmission across Africa [22] were applied to the final evidence summaries to reflect climatic heterogeneity within Admin1 units. The shapefiles used for all maps were curated by the Malaria Atlas Project [18] using GADM datasets [23], with updates performed where sources suggested boundaries have changed.
Assessing the relative importance of Plasmodium vivax
The clinical case reports and prevalence surveys were evaluated to determine whether they offered a representative estimate of site-level malaria parasite species proportions. Very few studies reported cases due to Plasmodium ovale or Plasmodium malariae so these species were excluded from species proportion estimates. The requirement for inclusion was that the study designs and reported results were unbiased to a particular parasite species, and could be assumed to be representative of the relative burdens of P. vivax and P. falciparum at that location. The assessment was based primarily on the sampling approach and diagnostic methods employed. This subset of clinical case and prevalence points was visualized to determine the geographic patterns of the proportion of P. vivax relative to the total malaria cases. A secondary component of this analysis explored the relationship between the P. vivax proportions and the overall P. vivax and P. falciparum prevalence from each survey.
Updating the database of Plasmodium vivax infections in Duffy-negative individuals
The current literature review also built upon our existing database of reported P. vivax infections in Duffy-negative individuals [14]. A systematic search in PubMed with the terms “vivax AND (Duffy OR CD234 OR DARC)” was conducted on 25/04/2018 to identify relevant reports published since 01/12/2014. Search results were cross-referenced against recent review papers [13, 15]. In contrast to these reviews, only papers that conclusively tested individuals for both P. vivax infection and Duffy-negative phenotype were included in the current database. Surveys for which both Duffy phenotype and P. vivax infection status were available for all individuals and at least one P. vivax infection was detected in both Duffy groups were analysed to calculate odds ratios of P. vivax infection in Duffy-negative individuals relative to Duffy-positives using Wald unconditional maximum likelihood estimation [24].
Results
Strength of evidence of Plasmodium vivax transmission in Africa
The current update to the evidence base covered publications from the last three years (December 2014 to April 2018). This identified new evidence from 177 local P. vivax clinical case reports at 96 sites (S1 Table) and 79 community surveys at 56 sites reporting the presence of P. vivax infections (S2 Table). There were eight new reports of P. vivax-infected Anopheles vectors (S3 Table) and ten of P. vivax-seropositivity (S4 Table). These updates, when combined with the previous evidence base, document P. vivax at 657 unique sites across 29 African countries (Fig 1A and S4 Fig), including from six previously undocumented endemic countries: Benin, Comoros, Mozambique, Senegal, Zambia and Zimbabwe. Updated versions of the summary figures included in the first publication [14] are available in the Supplementary Information (S5 Fig).
A total of 48,321 malaria infections believed to have been acquired in Africa but exported elsewhere by visiting travellers were also collated, representing an opportunistic dataset from accessible country reports and programme contacts, rather than any effort at comprehensiveness (Figs 1B and S3). These were diagnosed in 37 non-endemic countries as well as China, which has a surveillance programme that allows imported cases to be differentiated from locally-acquired infections [25]. Nearly 13% of the returning traveller cases from Africa reviewed for this study were due to non-falciparum species, with P. vivax infections alone representing 5% of the reviewed total (n = 2,473). Across the assembled P. vivax case reports, 44 African countries from throughout the continent were listed as suspected origins of infection, with seven countries attributed to more than 50 “exported” P. vivax cases since 2010. Plasmodium vivax represented the majority of traveller malaria infections in Ethiopia, Eritrea and Mauritania.
Given the diversity of evidence types assembled, each being associated with relative strengths and weaknesses as evidence of local transmission, these were differentially weighted according to the criteria given in Fig 1C, with the resulting subnational regional evidence strength plotted in Fig 1D and S5 Fig. The presence of strong evidence (≥ 5) was observed in 13 countries across the continent, with at least one Admin1 unit in all African Union regions except West. The strongest evidence of P. vivax was observed in the Eastern region, notably in Ethiopia, Madagascar, and Sudan, as well as Mauritania. No evidence was reported from 109 units, including the entirety of Cape Verde, Guinea-Bissau, Mayotte, and Swaziland, while the majority of areas with evidence were associated with the weakest evidence category, derived only from traveller infections (587/721, 81.4%). Nearly 15% of all Admin1 units (n = 119/830 from 26 countries) had evidence in at least two data categories.
Species ratios
Fig 2A presents a map of community prevalence surveys and clinical case points found to be representative indicators of the local species composition (n = 565 prevalence points with a P. vivax proportion greater than zero; n = 152 clinical case points). These locations signified studies where diagnostic tests sensitive to P. vivax and P. falciparum were used and species-specific infections were reported. Studies where no P. vivax parasites were found (n = 3,329) were also mapped, indicating widespread reporting of apparent zero prevalence of P. vivax [26]. Many of the countries with high spatial coverage of points, including Zambia, Ethiopia, Nigeria and Uganda, indicate the sampling efforts of recent Malaria Indicator Surveys where species-specific diagnostics were used [27, 28]. Where there were both clinical case and prevalence points at a similar location, the P. vivax-proportion was mostly consistent between the two data types (Fig 2A). It is important to note that there is considerable variation in the number of examined individuals for each of these data points, for example, 75.4% of points shown in Uganda and 87.5% in Nigeria had a sample size of less than 30 individuals (S6 Fig).
Fig 2B explores the association between total parasite rate and the proportion of infections due to P. vivax using the subset of points from Fig 2A, where at least 30 individuals had been tested for malaria and at least one P. vivax infection was reported (n = 538). Two thirds of the points (70.8%; n = 381) had a total prevalence of less than 0.1, and more than two thirds of those had a P. vivax proportion greater than 50%. Among data points where total parasite rate was greater than 0.5, very few had P. vivax proportions exceeding 25%. There were 74 points outside of the East region; forty percent of these had P. vivax proportions greater or equal to 25%. Regions with lower overall malaria prevalence had the highest mean P. vivax proportions.
Plasmodium vivax infection in relation to Duffy phenotype
Nine new reports of P. vivax positivity of Duffy-negative individuals were identified since the first version of this evidence assembly, contributing to an overall total of 223 infected individuals in nine African countries (S5 Table). The assembled evidence highlights the occurrence of P. vivax-infected Duffy-negative hosts across areas where Duffy-negativity is at near fixation, both as asymptomatic and clinical P. vivax infections (Fig 3). Plasmodium vivax infections have also been identified in populations estimated to have very high (≥95%) Duffy-negativity from studies where individual-level Duffy phenotype was not confirmed (Nlocations = 266; S7 Fig). Fig 3B illustrates the odds of P. vivax infection in Duffy-negative relative to Duffy-positive individuals. In each of the five studies for which an odds ratio (OR) could be calculated (Fig 3B), the odds of Duffy-negative individuals being positive for P. vivax were significantly lower than for Duffy-positive individuals (OR (95% CI) <1). The odds of infection in Duffy-negatives were significantly lower in clinic-based studies (presumably mainly symptomatic patients) than in cross-sectional community surveys (likely mainly asymptomatic infections). Infection status was determined by either PCR or microscopy (S5 Table).
Discussion
As goals for malaria elimination in southern Africa draw closer to success and other countries across the continent strive to approach pre-elimination status, research on the non-falciparum malarias has seen marked growth, notably outside of the traditionally held ‘Eastern’ region (S1 Fig). In this update, more than a third (38%, 37/96) of sources provided data from the rest of the continent, compared with less than 20% in the initial review. Furthermore, recent studies (since 2014) provided more than 60% of that data. It is evident that greater importance is now being placed upon non-falciparum malaria species within contemporary malaria research in Africa than ever before. Nevertheless, according to the 2017 World Malaria Report [5], 38 of 47 African countries reported that 100% of their malaria infections were attributable only to P. falciparum. Diagnostics frequently remain limited to P. falciparum, with only 20 of 47 African countries reporting the use of rapid diagnostics sensitive to the other Plasmodium species in 2017 [5]. There may often be a disconnect between the parasites being locally transmitted and the diagnostics applied to detect them, leading to misreporting and misrepresentation of endemic malaria species occurring locally [29]. In this study, we emphasize the importance of P. vivax, confident in the knowledge that strategies that target both P. falciparum and P. vivax are likely to provide full efficacy against all species (i.e. including Plasmodium malariae and Plasmodium ovale) in a way that current policies targeting solely or principally acute P. falciparum malaria do not [6, 30].
As previously discussed [14], it is important to note that observations reported in this data assembly may be susceptible to misdiagnosis or be erroneously considered evidence of local transmission. Diagnostic confounders such as morphological similarity to P. ovale [31], proximity to zoonotic reservoirs of P. vivax-like parasites [32] and delayed onset of relapsing infections not locally acquired [33] might influence the observed evidence of vivax malaria presence in Africa. To account for these possible alternative explanations, the categories of evidence defined here are deliberately weighted conservatively (Fig 1C) and favour more sensitive diagnostics. Furthermore, misdiagnosis of P. ovale infections or relapses from infections inoculated elsewhere nevertheless constitute a public health burden requiring appropriate response at the geographic locations of diagnosis.
Plasmodium vivax in Africa is widespread, diverse, and likely often undetected
Consolidating publicly available records of confirmed P. vivax parasitaemia demonstrates the compelling evidence of widespread transmission of P. vivax across Africa. Reports from 29 countries describe local P. vivax clinical cases, infected vectors or asymptomatic parasitaemia, demonstrating an endemic range extending well beyond the Eastern region and penetrating areas of very high (>95%) Duffy-negativity, from where P. vivax was previously thought to be absent [22, 34, 35]. The documented presentation of P. vivax infections across Africa is diverse and context-specific, driven by the specific objectives of isolated clinical or epidemiological activities. The varied diagnostics and methodological approaches used across studies limit our ability to concretely infer distinct epidemiological characteristics of P. vivax between regions. More systematic use of sensitive point-of-care diagnostics or molecular tools in community prevalence surveys might enable such insights in the future.
Plasmodium vivax in Africa is reported at higher proportions in locations with lower malaria burden
Our analysis reveals that P. vivax is proportionally more significant where overall malaria prevalence is lower (Fig 2). There have been reports in co-endemic settings of shifts in relative parasite composition as overall malaria burden decreases [30, 36]. However, countries are inherently more likely to enhance their diagnostic capacity (including testing for non-falciparum species) when entering elimination phases: it is unclear whether the relationship observed in Fig 2 was due to changing transmission patterns or was confounded by heightened awareness and surveillance efforts in pre-elimination settings. The trends in the available data nevertheless appear to support the status of P. vivax as a more resilient challenge to elimination [6].
The Duffy-negative phenotype is not a definitive barrier to P. vivax infection
Assumptions regarding the general absence of P. vivax in Africa [22, 34] were based on the high prevalence of Duffy-negativity across much of the continent [12, 35]. In recent years however, a growing body of evidence has documented P. vivax infections in confirmed Duffy-negative individuals across much of Africa, totalling 223 symptomatic and asymptomatic infections across nine countries (Fig 3 and S5 Table). Furthermore, reports of P. vivax infections in populations with a high estimated Duffy-negative phenotype frequency (>95%) suggests the likely occurrence of additional cases (S6 Fig) [15] and ongoing transmission sustained even in populations with very few Duffy-positive hosts [14].
While not a definitive barrier, it is nonetheless evident that Duffy-negativity offers significant protection against P. vivax blood-stage infection, notably in symptomatic patients presenting for treatment (Fig 3B). This aligns with long-prevailing thinking regarding the Duffy antigen as an important component of P. vivax invasion [37]. Several additional host cell receptors (e.g., CD71 and CD98) have recently been identified as being involved in the parasite invasion pathway of red blood cells [38, 39]. Absence of the Duffy antigen appears to render the invasion mechanism less efficient, but not null. Understanding host-parasite invasion junctions may allow more specific assessments of the risks of P. vivax infection and clinical disease across the Duffy-negative populations previously considered fully protected, as well as identifying potential vaccine targets.
Plasmodium vivax imposes complexity to malaria elimination in Africa
The evidence presented here illustrates the widespread distribution of P. vivax across the whole of malaria-endemic Africa. It demonstrates that the overall contribution of P. vivax to morbidity associated with malaria is much smaller than that attributable to P. falciparum, but that that contribution increases in areas of lower endemicity. The diverse epidemiological settings in which P. vivax malaria has been detected indicates that awareness of the geographic distribution and epidemiology of this parasite across Africa may be vital to shape strategies aiming to eliminate all malarias from the continent, and that elimination efforts may have to incorporate P. vivax-specific interventions in order to achieve this goal. This challenge is evident in the case of Botswana. The past decade has seen a dramatic decline in malaria cases nationwide, yet elimination has remained elusive [40]. One key aspect to this problem remains comprehensive diagnosis, with most cases identified via passive surveillance using RDTs unable to diagnose non-P. falciparum parasites [41, 42]. As Motshoge et al. report, recent national surveys reveal a significant asymptomatic reservoir of P. vivax that remains undetected by routine surveillance [43], sparking an interest in introducing primaquine to target this P. vivax reservoir [44]. Low-density and asymptomatic P. vivax infections have been shown capable of maintaining transmission through the presence of mature gametocytes [45, 46]. Unless P. vivax-sensitive diagnostics and latent liver-stage therapies are employed, it seems unlikely that this silent and invisible reservoir of P. vivax will be effectively cleared.
Significant reductions in the global malaria burden, particularly in Africa, have thus far been achieved using generic commodities like RDTs, ACTs, and insecticide-treated bed nets. However, those gains have stabilized and plateaued [5]. The asymptomatic, sub-patent, and latent malarias of all of the Plasmodium species that infect humans will harshly test our tools, resources, and dedication on the path to an envisioned elimination. Priorities for malaria control resources are justly allocated to the species dominating associated morbidity and mortality, but realisation of temporally and geographically dynamic shifts in that dominance can rationally inform such allocations and their optimal form. Documenting species-specific evidence facilitates this assessment. To achieve malaria elimination, strategists and workers in Africa will eventually have to deal with all of these malarias, including an apparently widespread and diverse underlying P. vivax malaria problem.
Supporting information
Acknowledgments
We would like to acknowledge the following individuals and organizations for their assistance with and contribution to the imported traveller database: the European Centre for Disease Prevention and Control (ECDC) data from The European Surveillance System-TESSy and Encarna Gimenez for administrative support; the Australian Government Department of Health National Notifiable Disease Surveillance System (NNDSS) data and Rachael Corvisy for administrative support; the Centers for Disease Control and Prevention National Malaria Surveillance System (NMSS) data and Kimberly Mace for administrative support; Tim Wood, ESR New Zealand; Henrik Vedel Nielsen, Statens Serum Institut, Denmark; Gaëtan Muyldermans, Sciensano, Brussels, Belgium; Elsie Ydring, Public Health Agency of Sweden. We would also like to thank Emma Collins, Colin Johnston and Suzanne Keddie for proof-reading and Jen Rozier for GIS support.
The views and opinions of the authors expressed herein do not necessarily state or reflect those of ECDC. The accuracy of the authors’ statistical analysis and the findings they report are not the responsibility of ECDC. ECDC is not responsible for conclusions or opinions drawn from the data provided. ECDC is not responsible for the correctness of the data and for data management, data merging and data collation after provision of the data. ECDC shall not be held liable for improper or incorrect use of the data.
Data Availability
Most relevant data are within the manuscript and its Supporting Information files. Data on imported malaria cannot be shared publicly because of various national data sharing laws, but should be available to researchers who meet the criteria for access to confidential data. Australian data are available from the Australian Government Department of Health National Notifiable Disease Surveillance System (contact via epi@health.gov.au). European country data are available from the ECDC European Surveillance System-TESSy (contact via Data.access@ecdc.europa.eu). United States data are available from the CDC National Malaria Surveillance System (contact via igd3@cdc.gov).
Funding Statement
This works was funded by the Bill and Melinda Gates Foundation’s grant to the ROAD-MAP (Repository of Open Access Data – Malaria Atlas Project) group within MAP (grant OPP1106023). Simon I. Hay was primarily supported by grant OPP1132415 by the Bill & Melinda Gates Foundation. https://www.gatesfoundation.org/ The funders had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.
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Associated Data
This section collects any data citations, data availability statements, or supplementary materials included in this article.
Supplementary Materials
Data Availability Statement
Most relevant data are within the manuscript and its Supporting Information files. Data on imported malaria cannot be shared publicly because of various national data sharing laws, but should be available to researchers who meet the criteria for access to confidential data. Australian data are available from the Australian Government Department of Health National Notifiable Disease Surveillance System (contact via epi@health.gov.au). European country data are available from the ECDC European Surveillance System-TESSy (contact via Data.access@ecdc.europa.eu). United States data are available from the CDC National Malaria Surveillance System (contact via igd3@cdc.gov).