Abstract
Background:
Neonatal dynamic tracheal collapse (tracheomalacia, TM) is a common and serious comorbidity in infants, particularly those with chronic lung disease of prematurity (bronchopulmonary dysplasia, BPD) or congenital airway or lung-related conditions such as congenital diaphragmatic hernia (CDH), but the underlying pathology, impact on clinical outcomes, and response to therapy are not well understood. There is a pressing clinical need for an accurate, objective, and safe assessment of neonatal TM.
Purpose:
To use retrospectively respiratory-gated ultrashort echo-time (UTE) MRI to non-invasively analyze moving tracheal anatomy for regional, quantitative evaluation of dynamic airway collapse in quiet-breathing, non-sedated neonates.
Study Type:
Prospective.
Population/Subjects:
27 neonatal subjects with varying respiratory morbidities (control, BPD, CDH, abnormal polysomnogram)
Field Strength/Sequence:
High-resolution 3D radial UTE MRI (0.7 mm isotropic) on NICU-sited 1.5T scanner.
Assessment:
Images were retrospectively respiratory-gated using the motion-modulated time-course of the k-space center. Tracheal surfaces were generated from segmentations of end-expiration/inspiration images and analyzed geometrically along the tracheal length to calculate percent-change in luminal cross-sectional area (A%) and ratio of minor-to-major diameters at end-expiration (rD,exp). Geometric results were compared to clinically-available bronchoscopic findings (N=14).
Statistical Tests:
Two-sample t-test.
Results:
Maximum A% significantly identified subjects with/without bronchoscopic TM diagnosis (with: 46.9±10.0%; without: 27.0±5.8%; P<0.001), as did minimum rD,exp (with: 0.346±0.146; without: 0.671±0.218; P=0.008). Subjects with severe BPD exhibited a far larger range of minimum rD,exp than subjects with mild/moderate BPD or controls (0.631±0.222, 0.782±0.075, and 0.776±0.030, respectively), while minimum rD,exp was reduced in CDH subjects (0.331±0.171) compared to controls (P<0.001).
Data Conclusion:
Respiratory-gated UTE MRI can quantitatively and safely evaluate neonatal dynamic tracheal collapse, as validated with the clinical standard of bronchoscopy, without requiring invasive procedures, anesthesia, or ionizing radiation.
Keywords: neonatal, dynamic airway collapse, tracheomalacia, airway MRI, respiratory-gated imaging
Introduction:
Excessive dynamic tracheal collapse (tracheomalacia, TM) is a common complication in infants born prematurely or with congenital respiratory disorders (1–3), due to immature or abnormal structure of the airway tissue and airway damage induced by positive pressure ventilation (4). Two mechanisms may contribute to this airway narrowing: weakened tissue of the airway wall (malacia) (5), and increased pleural pressures acting on the airway wall because of parenchymal lung abnormalities (6). However, the underlying pathology, impact on clinical outcome, and response to therapy are not well understood. Infants with TM often face longer hospitalizations and increased medical comorbidities due to increased airway compliance during respiration, as well as higher rates of tracheostomy and increased needs for respiratory support at discharge (2, 3, 7). TM is often comorbid with other lung abnormalities, such as bronchopulmonary dysplasia (BPD) and esophageal atresia/tracheoesophageal fistula (EA/TEF), and has been seen in congenital diaphragmatic hernia (CDH), but the impact of airway issues on overall pulmonary disease severity is not well appreciated, with little clinical ability to differentiate between the contributions of lung and airway morbidities and therefore to devise personalized treatment strategies (8).
Bronchoscopy is the clinical standard for diagnosing presence and degree of airway collapse, but it has multiple limitations: poor inter-reader reliability in children (9); inconsistencies between rigid and flexible scopes (10); lack of quantitative evaluation (11); and invasiveness, which not only increases risk to patients but can alter the dynamics of the anatomy and airflow within. Bronchoscopic readings currently lack a standardized definition for the range of collapse severity, with no established baseline for reference, in part because of measurement artifacts and biases from the varying depths of view of anatomy on bronchoscopic images, which are cumbersome to correct (11). Computed tomography (CT) can be used to visualize collapse but has a time resolution limited by gantry rotation. CT also often requires endotracheal intubation in neonates, and even with recent developments in low-dose protocols, there are concerns over the ionizing radiation exposure from CT, especially in infants and young children (12). Furthermore, both bronchoscopy and CT typically require anesthesia, which also can affect the trachealis and obscure the airway dynamics under evaluation (13, 14).
As a non-ionizing modality, MRI is an ideal diagnostic technique to address this clinical gap, particularly for longitudinal monitoring of disease and treatment efficacy in pediatrics, and also allows for population studies that include patients for whom there is no clinical indication for invasive airway evaluation. Recent developments in pulmonary MRI have yielded 3D high-resolution images of lung parenchyma using ultrashort echo-time (UTE) sequences, with good signal-to-noise contrast in soft and lung tissue (SNR ≈ 20 and 10 in neonates, respectively) and sub-millimeter resolution comparable to that of CT (15–19). The radial k-space acquisition of UTE sequences can yield retrospective motion-tracking (20–22), which has been used in non-sedated infants both for discarding of data acquired during bulk-motion and also for respiratory-gating of lung images for measuring tidal volumes and diaphragmatic function (21–23). However, this retrospective respiratory-gating technique has yet to be applied to airway dynamics throughout the respiratory cycle. Standard cine MRI acquisitions do not yield sufficient temporal and 3D spatial resolution in this very small, rapidly breathing neonatal population (typical tracheal cross-sectional areas of ~15 mm2 and respiratory rates of ~1 Hz), thus necessitating a more novel respiratory-gating method, such as that available with UTE MRI.
In this study, we demonstrate 3D MR images of the dynamic neonatal trachea and develop a novel method for non-invasive, quantitative, regional assessment of neonatal TM under natural, restful breathing conditions via retrospectively respiratory-gated UTE MRI. This technique does not require anesthesia or ionizing radiation and compares well to clinical bronchoscopic findings.
Methods:
Study subjects
This study cohort included 27 neonatal patients (15M/12F) recruited from the neonatal intensive care unit (NICU) at Cincinnati Children’s Hospital with a mean post-menstrual age (PMA) at MRI of 39 ± 3 weeks. All study procedures were performed with Institutional Review Board (IRB) approval and informed parental consent. Subjects’ clinical diagnoses were: BPD (N = 17 [6 mild/moderate, 11 severe]); CDH (N = 3 [1 pre-repair, 2 post-repair]); abnormal polysomnogram (PSG, a sleep study) with prematurity but without diagnosis of BPD (N = 1); and controls with no suspected respiratory abnormalities (e.g., non-respiratory diagnoses of gastroschisis or abdominal mass) (N = 6).
A subset of subjects (N = 14) underwent bronchoscopy as part of their routine clinical care (10 BPD, 3 CDH, and 1 abnormal PSG). The mean interval between bronchoscopy and MRI procedures was 16 ± 16 days, with an interval of ≤7 days for 8 of the 14 subjects. 6 subjects from this subset were clinically diagnosed with TM, while 8 were diagnosed with no TM.
Subjects were fed, swaddled, and equipped with standard hearing protection prior to imaging, with continuous monitoring of heart rates and SpO2 levels performed by NICU staff throughout the MRI exam. Subjects were restfully breathing during scanning and were not sedated specifically for the research exam, although sedation may have been administered as part of ongoing clinical care (N = 11). Subjects who clinically required respiratory support were maintained on their supplemental oxygen or MR-compatible mechanical ventilator throughout the MR exam.
MRI Acquisition and Retrospective Respiratory Gating
MRI was acquired on a neonatal-sized 1.5T scanner (orthopedic scanner hardware from ONI Medical Systems, Wilmington, MA; currently adapted to run software from GE Healthcare, Waukesha, WI) sited within the NICU at Cincinnati Children’s Hospital (21, 24–26). This scanner features an ~18-cm bore with quadrature body coil inserted and can accommodate infants up to ~4.5 kg. MR images were acquired with a 3D radial UTE sequence adapted for neonatal subjects (17, 18). Typical UTE parameters were: repetition time (TR) ≈ 5 ms, echo time (TE) ≈ 200 μs, flip angle (FA) = 5°, field of view (FOV) = 18 cm, number of radial projections ≈ 200,000, 3D isotropic voxel resolution ≈ 0.7 mm, and scan time ≈ 16 min.
Using previously published methods (21), a retrospective motion-tracking and respiratory-gating waveform was generated from the time-course of the first point on each UTE free induction decay (FID), i.e. the center of k-space (k0), which is modulated by both bulk motion events and quiescent breathing. Data acquired during periods of bulk motion were semi-automatically identified and discarded, while remaining quiescent data were assigned to bins (end-inspiration, end-expiration, or mid-breath) using a sliding-window binning algorithm in MATLAB (The MathWorks, Inc., Natick, Massachusetts) (21). The end-inspiratory and end-expiratory bins each consisted of data acquired over intervals at end-inspiration and end-expiration, respectively, with each bin representing 12.5% of the duration of the respiratory cycle (Figure 1). Bin sizes of 12.5% were chosen as a trade-off between signal-to-noise and temporal gating resolution. The mid-breath data was not used for subsequent analysis in this study. Respiratory-binned data were then used to reconstruct cine-like respiratory-gated images showing the airway anatomy at the end-inspiratory and end-expiratory phases of the respiratory cycle (Figure 2). For reconstruction, iteratively estimated sampling density compensation weights were applied to undersampled, non-uniformly sampled k-space, which was then interpolated onto a Cartesian grid and transformed via inverse Fourier transform into the MR images (17).
Image Analysis
End-expiration and end-inspiration tracheal anatomy was semi-automatically segmented from respiratory-gated UTE MR images using the user-guided 3D active contour segmentation technique described by Yushkevich et al. (27) and implemented in ITK-SNAP (3.6.0, Penn Image Computing and Science Laboratory, USA) based on an initial thresholding at an image intensity halfway between that found in the tracheal lumen and the tissue surrounding the airway. From this segmentation, a virtual airway surface was produced, also in ITK-SNAP (Figure 2) . A center-line was defined through the virtual airway surface created from each respiratory-gated image via VMTK 1.2 (Orobix, Bergamo, Italy) (Figure 3) (28). A center-line was used because it most closely followed the path of air through the trachea. Furthermore, subjects’ tracheas were typically not aligned with any of the imaging planes, so the center-line accounted for both airway curvature and axis misalignment in order to avoid errors in area and shape of the airway lumen. A series of luminal cross-sections bounded by the virtual tracheal surface and orthogonal to the center-line were defined at 1-mm intervals using in-house MATLAB software (Figure 3).
The area of each luminal cross-section (CSA) was calculated along the length of the trachea at both end-expiration and end-inspiration, with collapse reduction percentage (A%) defined here as:
such that A% = 0% with no dynamic collapse and A% = 100% with complete dynamic collapse at end-expiration. The maximum value of A% along the trachea (cricoid cartilage to carina, as identified from MR images by consultant radiologist) was also determined for each subject.
Two diameters were calculated for each luminal cross-section at end-expiration. The major diameter was defined as the distance between the two points which are furthest apart on the perimeter of the luminal cross-section. The minor diameter was defined as the distance between the two points on the luminal cross-section perimeter which also lie on a line 90° to the major diameter at its midpoint. Finally, the ratio of minor-to-major diameters at end-expiration, rD,exp, was calculated as an indicator of the shape of the tracheal cross-section. A perfectly round trachea would yield a ratio of rD,exp = 1, with the value of rD,exp decreasing toward zero in less round tracheal sections (Figure 3). The minimum value of rD,exp along the trachea (cricoid cartilage to carina) was also determined for each subject.
A two-sample t-test was used to compare geometric MRI results (maximum A% and minimum rD,exp) to clinical diagnoses of respiratory morbidity (control, mild/moderate BPD, severe BPD, CDH, and abnormal PSG) and to bronchoscopic findings (TM or no TM). P < 0.05 was considered to indicate statistical significance
Results:
Representative MRI results from one subject with diagnosed with severe BPD and TM are presented in Figure 4, with qualitative comparison to clinical bronchoscopy. MRI-based geometric analysis of this subject’s trachea demonstrated dynamic collapse in the middle and lower trachea. These results regionally agree with qualitative findings from clinical bronchoscopy.
Figure 5 shows the distribution of maximum A% values (left) and minimum rD,exp values (right) for subjects who had either positive or negative TM findings via bronchoscopy (maximum A% = 46.9 ± 10.0% and minimum rD,exp = 0.346 ± 0.146 for positive TM findings; maximum A% = 27.0 ± 5.8% and minimum rD,exp = 0.671 ± 0.218 for negative TM findings). Maximum A% was found to significantly distinguish between these two groups (P < 0.001), as did minimum rD,exp (P = 0.008).
Figure 6 shows the distribution of maximum A% values for those subjects who did not receive a clinical bronchoscopy (maximum A% = 43.6 ± 19.4%). There is a very large range for this subject group, with clear overlap between this group and groups that had positive and negative TM findings via bronchoscopy. There is no significant difference between this group without bronchoscopy compared to the group with positive TM findings via bronchoscopy (P = 0.707), and there is a significant difference between this group without bronchoscopy and the group with negative TM findings (P = 0.032).
Figure 7 shows the distribution of minimum rD,exp for the various respiratory morbidity groups: minimum rD,exp = 0.776 ± 0.030 for controls, 0.782 ± 0.075 for mild/moderate BPD, 0.631 ± 0.222 for severe BPD, 0.331 ± 0.171 for CDH, and 0.264 ± 0 for abnormal PSG. This measure did not significantly distinguish between subjects with mild/moderate BPD and control subjects (P = 0.859). Subjects with severe BPD exhibited a far greater range of minimum rD,exp than subjects with control and mild/moderate BPD subjects, with a significant difference in comparing the severe BPD group to a combined control and mild/moderate BPD group (P = 0.036), although without significant differences in comparing the severe BPD group to separated control and mild/moderate groups (P = 0.138 and 0.132, respectively). Values of minimum rD,exp were significantly lower for subjects with CDH compared with control subjects (P < 0.001).
Discussion:
Geometric analysis of retrospectively respiratory-gated UTE MRI provides an innovative new platform for quantitative and regional assessment of dynamic tracheal morbidities in neonates while they breathe in their natural, restful state. This method does not require anesthesia or invasive procedures, which can alter the aerodynamics of collapse, nor does it require ionizing radiation, which is of particular concern in pediatric imaging. Therefore, this technique is suitable for longitudinally monitoring airway disease trajectory during neonatal development or in response to therapy.
MRI-based evaluations of dynamic tracheal collapse compare well to clinical bronchoscopy. While rigorous validation with bronchoscopic findings is required to establish accuracy, this technique overcomes the current barriers associated with existing diagnostic standards, yielding objective and quantitative neonatal airway biomarkers currently unavailable through any other method. Furthermore, this technique poses no additional risks to patients and so offers a unique opportunity for serial assessment to guide use of pharmacologic therapy and response to surgical interventions for airway collapse. For example, neonatal patients with severe TM may undergo aortopexy or posterior tracheopexy (29), with no current non-invasive or non-ionizing option for assessing tracheal dynamics before and after surgery. Additionally, Panitch et al. (30) demonstrated in a small cohort that cholinergic agents can improve respiratory mechanics in infants with TM, suggesting that stimulation of the trachealis may increase tracheal stability; however, treatment with albuterol caused a decrease in peak expiratory flow. The airway MRI technique proposed in this work allows for safe quantification of interventional efficacy for dynamic neonatal airway collapse in broad cross-sectional and longitudinal studies.
The results show that two measures generated by this method, maximum A% and minimum rD,exp at end-expiration, both produce significant agreement with diagnosis of TM with clinical bronchoscopy. An advantage of using rD,exp over A% is that it does not require images to be analyzed at both end-inspiration and end-expiration, meaning it may be achievable with traditional plethysmographic respiratory gating, rather than the retrospective approach detailed here, and therefore may be more widely available in a clinical setting.
The results show that the range of minimum rD,exp values in subjects with severe BPD is far greater than control subjects or those with mild/moderate BPD. This result has two potential implications. The first is that there are potentially different phenotypes of severe BPD, specifically those whose respiratory symptoms are elevated due to tracheal collapse, compared with those whose issues are largely due to diseased parenchymal tissue. These phenotypes would account for the large range of minimum rD,exp for subjects with severe BPD, but also the similar means between this group and those with less severe symptoms. A second possibility is that some patients have to exert more effort to inhale and exhale, creating a larger range of pleural pressures and therefore subjecting the trachea to a larger range of transmural pressure forces, which may cause an exaggerated range of tracheal motion despite a normal trachea.
In order to investigate these possibilities in each patient, the internal pressure forces that act on the tracheal walls and the effect that tracheal motion has on subjects’ breathing effort can be calculated through computational fluid dynamics (CFD) simulations. Previously, CFD simulations have been used to calculate the increased tracheal work of breathing in adult subjects with goiters (31, 32) and a transplanted trachea (33). These simulations rely on high-resolution imaging to provide the anatomical boundaries of the airway structure, and there is increasing recognition that the accuracy of CFD simulations suffers when airway wall motion is ignored and simplified into a static model. (34, 35)
While the present work utilized UTE MRI data acquired only during end-expiratory and end-inspiratory stages of the respiratory cycle, the single UTE scan for each subject also acquired data in between these two stages, i.e. during inhalation and exhalation. Future studies could use this additional data to infer further information about the trachea at other respiratory stages, such as the duration of tracheal narrowing and how collapse metrics relate to respiratory flow rates or pleural pressures. Moving airway wall CFD simulations could utilize data acquired throughout the breath in order to capture the necessary tracheal motion for boundary conditions, as has been done previously on real-time cine imaging (34). Therefore, the techniques detailed here can generate respiratory-gated image reconstructions throughout the whole breathing cycle at no additional data acquisition cost. Thus, the novel combination of this study’s MRI-based measurements of the moving airway with CFD applications has high potential for yielding measurements of respiratory effort and energy expenditure related to airway collapse in neonates with tracheal abnormalities.
UTE MRI has generally been used to image species with very short T2* values, such as lung or bone tissue. However, in the development of this moving airway imaging technique, we were interested in achieving high 3D spatial resolution and retrospective respiratory gating using k0, both of which can be provided by 3D UTE MRI. Previous work has performed similar gating via k0 using conventional 3D Cartesian sequences (36), but these methods are often implemented with a slice thickness several times greater than the in-plane resolution and so are prohibitive for imaging small 3D structures. Additionally, scan times from gated Cartesian acquisitions are typically extended due to the insertion of a k0 navigator module into each repetition and the multiple acquisitions necessary to fully encode the 3D data set (36). In the context of imaging patients with comorbid lung and airway abnormalities, 3D UTE MRI with respiratory gating is an advantageous choice; the 3D FOV of UTE is large enough to simultaneously acquire lung and airway data from the same scan, such that there is potential to evaluate multiple aspects of a patient’s respiratory system from a single scan (19).
Radial zero echo-time (ZTE) MRI has previously been used in lung imaging (37) and has the advantage of being virtually silent. However, ZTE acquisitions inherently miss the center of k-space (38), with this data gap typically addressed via acquisition oversampling or algebraic reconstruction. As such, ZTE techniques are not sensitive to the respiratory-related variation of k0 as a function of time throughout the scan. Given the proper hearing protection, scanner noise is not likely to be a concern in applying MRI to the infant population (39), and thus UTE MRI, while not acoustically silent, is still preferred over ZTE in respiratory gating applications.
This respiratory-gated UTE MRI technique for evaluating neonatal dynamic tracheal collapse could be implemented at many institutions. While this study was performed using a unique neonatal-sized MRI scanner operating with GE software, this technique does not require a specialized MRI system, and 3D radial sequences are becoming more accessible on all major MR platforms. Furthermore, these MR acquisitions can be performed on any conventional adult-sized scanner with appropriate coils for neonatal airway imaging, and the respiratory gating is a purely software-based method so does not require specialized gating hardware. The location of the NICU-sited scanner used in this study is logistically advantageous due to the proximity to NICU staff and resources but is not necessary for imaging infants.
Clinical bronchoscopy is not common in the neonatal population, and these MRI-based results suggest that many subjects who do not currently undergo bronchoscopic evaluation have a significant degree of collapse seen on MRI and may have undiagnosed TM. Neonatal MRI is an emerging modality, and since the proposed MRI method poses fewer risks than bronchoscopy, the present technique may be feasible on a broad scale. Patients with potentially undiagnosed TM may see great benefit with this technique since they would not otherwise receive any assessment of tracheal collapse.
The limitations of this study include the MR image resolution; although comparable to CT, the isotropic resolution of 0.7 mm means cross-sectional areas can only be measured to the nearest 0.49 mm2. The segmentation process may also be a source of error, as the tissue-lumen boundary at the edge of the trachea may be blurred due to partial volume effects and/or anatomical motion occurring on timescales shorter than the temporal resolution of the retrospective gating (12.5% of the duration of a breath). The retrospective gating provides an average representation of the airway shape throughout the respiratory cycle over a period of approximately 16 minutes, and therefore tracheal motion and collapses which do not occur on typical breaths are not captured and may instead cause image blurring. Recently reported image reconstruction methods that maintain signal-to-noise ratio with higher temporal resolution at potentially shorter scan times can address some of these limitations (40). Additionally, the comparison between MRI and bronchoscopy results may be affected by the interval between the two procedures (mean interval of 16 ± 16 days). Due to the lack of options for non-invasive serial monitoring, there is not yet a clear understanding of the change in tracheal dynamics over time in the neonatal population. As such, this MRI-based method offers a unique opportunity to longitudinally monitor airway disease trajectories more closely than currently available clinical techniques.
In this study we have demonstrated an innovative, new approach for quantitative evaluation of neonatal dynamic tracheal collapse during quiet breathing using respiratory-gated UTE MRI, without requiring invasive procedures, anesthesia, or ionizing radiation. Looking forward, if regional and dynamic tracheal biomarkers from geometric analysis of airway MRI can be associated with clinical outcomes, such as length of hospital stay or need for tracheostomy, it would allow for direct translation of MRI to the clinical care of neonatal patients with airway complications. This may have impact for subjects with BPD, in whom the contributions of pulmonary and airway disease are not yet well characterized. Ultimately, this approach has the potential to significantly advance understanding and treatment of airway morbidities in this vulnerable neonatal population.
Acknowledgements:
The authors would like to thank the patients and families who participated in the study.
GRANT SUPPORT:
The authors thank The Perinatal Institute at Cincinnati Children’s Hospital, The Research Innovation and Pilot Funding Program at Cincinnati Children’s Hospital, The Hartwell Foundation at University of Wisconsin-Madison, The Departments of Radiology and Medical Physics and the School of Medicine and Public Health at University of Wisconsin-Madison, and NIH P01 HD093363 for research funding and support.
ABBREVIATION KEY
- A%:
percent reduction of tracheal cross-sectional area between end-expiration and end-inspiration
- BPD:
bronchopulmonary dysplasia
- CDH:
congenital diaphragmatic hernia
- CFD:
computational fluid dynamics
- CSA:
cross-sectional area
- CT:
X-ray computed tomography
- EA/TEF:
esophageal atresia/tracheoesophageal fistula
- FA:
flip angle
- FID:
free induction decay
- FOV:
field of view
- IRB:
Institutional Review Board
- k0:
k-space center
- MRI:
magnetic resonance imaging
- NICU:
neonatal intensive care unit
- PMA:
post-menstrual age
- PSG:
polysomnogram (sleep study)
- RF:
radio frequency
- rD,exp:
ratio of minor-to-major tracheal diameters
- T:
tesla
- TE:
echo time
- TM:
tracheomalacia
- TR:
pulse repetition time
- UTE:
ultrashort echo-time
- ZTE:
zero echo-time
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