Abstract
Activity-dependent changes in the effective connection strength of synapses is a fundamental feature of a nervous system. This so-called synaptic plasticity is thought to underlie storage of information in memory and has been hypothesized to be crucial for the effects of cognitive behavioral therapy. Synaptic plasticity stores information in a neural network, creating a trace of neural activity from past experience. The plasticity can also change the behavior of the network so the network can differentially transform/compute information in future activations. We discuss these two related but separable functions of synaptic plasticity; one we call “item memory” as it represents and store items of information in memory, the other we call “process memory” as it encodes and stores functions such as computations to modify network information processing capabilities. We review evidence of item and process memory operations in behavior and evidence that experience modifies the brain’s functional networks. We discuss neurodevelopmental rodent models relevant for understanding mental illness and compare two models in which one model, neonatal ventral hippocampal lesion (NVHL) has beneficial adult outcomes after being exposed to an adolescent cognitive experience that is potentially similar to cognitive behavioral therapy. The other model, gestational day 17 methylazoxymethanol acetate (GD17-MAM), does not benefit from the same adolescent cognitive experience. We propose that process memory is altered by early cognitive experience in NVHL rats but not in GD17-MAM rats, and discuss how dysplasticity factors may contribute to the differential adult outcomes after early cognitive experience in the NVHL and MAM models.
Keywords: dysplasticity, hippocampus, neurodevelopment, schizophrenia, cognitive behavioral therapy, synaptic function
1.1. Introduction
Learning and memory storage in the mammalian brain is hypothesized to involve modifications of synaptic connections, termed synaptic plasticity (see review Takeuchi et al., 2013). It is thus natural to expect that experience-driven modifications of synaptic function contribute to remodeling the brain’s functional circuits as a result of experience (Bannerman et al., 1995; Inglis et al., 2013), and in particular following cognitive behavioral therapy (de Villers-Sidani et al., 2010; Froemke et al., 2013; Guic et al., 2008). Cognitive behavioral therapy (CBT) may fundamentally cause cognitive information storage by causing neurobiological synaptic plasticity to form memory for a particular skill or appropriate specific responses to specific situations. Alternatively, CBT may change the overall functioning of neural circuits that mediate cognition by causing training-induced neuroplasticity to bias particular neural circuit-mediated pathways of information flow in the brain. Neuroplasticity includes synaptic plasticity and other changes in brain function and metabolism (Voss et al., 2017) and because neuroplasticity is common to both memory storage and neural circuit function plasticity, this paper aims to conceptualize the different consequences of neuroplasticity and examine dysplasticity that may occur in mental illness. Because we can better measure neuroplasticity and mental function in animals, we will focus the discussion on animal studies, and in particular on our studies of experience-induced memory and neural circuit function, both in normal rodents, and in rodent models used to study mental illnesses thought to be of neurodevelopmental origins, such as schizophrenia and autism.
1.2. Related but distinct: item and process memory
The difference between cognitive information storage versus the formation of memory for a particular skill can be conceptualized as “item memory” and “process memory,” respectively. We will use an ambigram - a word with distinct meanings when read in both directions - to illustrate the distinction between the notions of item memory and process memory in neural network function (Fig. 1). Item memory and process memory (also called representation learning) are a pair of concepts that are used in cognitive psychology as well as computer science (Schapiro et al., 2017; Wilson and Niv, 2012) and, as applied here, may be useful for understanding the neurobiological dysfunctions that can underlie memory deficits relevant to mental illness.
In Figure 1, the example ambigram of DOG has one meaning (dog) when read from left to right, but has a different meaning (god) when read from right to left. Item memory corresponds to the typical concept of memory. The standard view is that a subgroup of neurons, likely distributed in the brain, are coactive to represent the concept of dog and separate, perhaps partially overlapping subgroups of neurons are active to represent the concept of god. When either item is recalled, the appropriate neurons are activated. There have been dramatic examples of such neuronal activity. So-called concept cells, like ones representing the actress Halle Berry, have been recorded from the human medial temporal lobe (Gelbard-Sagiv et al., 2008) and place cells, head- direction cells and grid cells of the hippocampus and related subcortical and neocortical regions have been recorded in freely-behaving animals (Moser and Moser, 2013; Muller et al., 1996; O’Keefe, 1979; Taube, 2007; Taube et al., 1990).
Now consider the DOG ambigram within the concept of process memory. To enable activation of the concept “dog,” the left-to-right sequential process of encoding “d” then “o” then “g” must operate and a rather different right-to-left sequential process is necessary before “god” can be encoded. The same individual item representations of the letters “d”, “o” and “g” operate in each instance but the order in which the items are represented and assembled must necessarily differ to end up with the item representations of “dog” and “god”.
The notion of process memory in a more familiar context is computer hardware. While the computer stores information, like a document or image file, on hard disc, analogous to item memory, the computer also requires random access memory (RAM) and other forms of processor memory, like CPU registers, in order to read, write, compute and otherwise manipulate the information in those files and other, similar types of files that store the information about distinct items. In neurobiological terms, process memory refers to the information storage requirements in neural pathways that are needed to generate the output neuronal activity that we recognize as representing items including concepts. Unlike the computer hardware case where disk memory and RAM are mechanistically distinct, item and process memory may share the same cellular and molecular substrates, and even occur in the same brain regions.
Before proceeding, we note that long-term memory has been fractionated into several distinct, often dichotomized categories, which are in fact mapped to various regions of the brain and we now distinguish the familiar concepts of explicit (declarative) and implicit (nondeclarative) memory from the concepts of item and process memory we are proposing to use in this review (see reviews McDougall, 1923; Squire, 2004). Item memory aligns well with explicit memory in that both refer to information that relies on the temporal lobe function and that can be consciously communicated. From a neuropsychological perspective, process memory resembles the various forms of implicit/non-declarative memory such as procedural memory, priming and perceptual learning, classic conditioning and non-associative learning like habituation, all of which can be acquired and expressed unconsciously and are mapped to brain regions outside of the temporal lobe. In contrast, as described above, process memory can accompany and can even enable item memory, as in the computer analogy above. Importantly, also, both item and process memory can depend on the same memory system. As we will soon describe, distinct item and process memories depend on hippocampus in the temporal lobe, although they may involve different neurobiological mechanisms within the same memory system.
1.3. Process memory as synaptically-controlled excitation-inhibition coordination
The hippocampus is well-known as the canonical repository of explicit memory (Squire, 2004; Squire et al., 2004) but hippocampus physiology also provides numerous examples of process memory. In particular, consider the idea that networks of neurons are functionally organized in winner-take-all competitive networks, the so-called attractor dynamics of which are governed by multi-time scale excitatory and inhibitory interactions amongst the neurons (Samsonovich and McNaughton, 1997; Zhang, 1996). In such a network, the cells that are coactive to signal the same information tend to have strong, mutually excitatory synapses and strong, excitatory synapses onto inhibitory cells. This excitatory drive onto inhibitory cells in turn weakly inhibits the active cells and strongly inhibits the currently less-active cells that represent other information by their mutual activity (de Almeida et al., 2009; Dvorak et al., 2018; Hopfield, 1982). This set of interactions is cartooned in Figure 2. While these activity dynamics execute neural computations like pattern separation, pattern completion, divisive normalization, regularization (Carandini and Heeger, 2011; Marr, 1971; Richards and Frankland, 2017) and such, these dynamics are themselves realized because of the synaptic properties that govern the neural interactions, and those properties are themselves a result of experience-dependent gene expression and protein synthesis (see review Kandel, 2004). Accordingly, these operational dynamics of a neural circuit are tuned by experience, the underlying neurobiology of which involves synaptic plasticity and maintenance (Pavlowsky et al., 2017; Tsokas et al., 2016). As noted, similar, if not identical, neurobiological processes are thought to underlie the storage of memories for items of experience as well as process memory.
While item and process memory may be realized by the same molecular mechanisms, they are nonetheless functionally dissociable. A subset of place cells in the rat hippocampus appear to fire at a specific location in space, indicating what might constitute an item memory for that location (see Figure 2). A different subset of hippocampal cells also discharges as place cells but at distinct locations, presumably constituting a distinct item memory. What happens if those two locations are nearby? What causes one subset of place cells to discharge and not the other? Winner-take-all competitive networks, as schematized in Figure 2, provide the most likely answer. Consistent with such competitive network models, every CA1 principal cell seems to receive sufficient excitation to discharge in every location of an environment (Olypher et al., 2002) yet only 30–40 percent of the cells discharge at all in a given environment, and most of these as place cells (Guzowski et al., 1999; Thompson and Best, 1989). Furthermore, recent work shows that any CA1 pyramidal cell has the potential to be a place cell at any location of an environment if it receives just a few seconds of location- specific excitatory current injection (Bittner et al., 2015), which is due to coincidence- dependent synaptic plasticity that operates on the time scale of seconds (Bittner et al., 2017). Consequently, to discharge action potentials selectively at a location and not at other nearby locations, a place cell must be strongly inhibited by the subset of cells that are active at the nearby location, which is the characteristic of a competitive network (Samsonovich and McNaughton, 1997). The subset of cells that is first and most excited, as well as least inhibited, defines the sub-network of cells that will discharge together; such co-firing further lowers the probability that other cells will sufficiently depolarize to discharge until the excitation-inhibition balance changes. The excitation-inhibition balance changes periodically, the result of the dynamic, predominantly inhibitory, synaptic network activity that generates oscillations in the local field potential like ~8 Hz theta and 30–100 Hz gamma (Buzsaki et al., 2012; Royer et al., 2012). Accordingly, these synaptic and consequent oscillatory dynamics must be appropriately tuned by network-wide synaptic adjustments as a prerequisite, an experience- and synaptic plasticity-dependent process memory that permits high fidelity expression of the item information that neuronal activity may encode and recollect from memory (Dvorak et al., 2018).
1.4. Neural and cognitive behavioral consequences of excitation-inhibition discoordination
Failures of neural coordination, as might occur by improper excitation-inhibition function dynamics in hippocampus, can disrupt the information processing capabilities of the network potentially without affecting the individual place cell firing fields, perhaps analogous to disrupting process but not item memory. For some this may appear unintuitive, but it is observed, for example, in models of intellectual disability and autism (Talbot et al., 2018), and under phencyclidine (PCP) intoxication, and this dissociation is proposed to account for cognitive dysfunction in psychosis and other mental dysfunction (Phillips and Silverstein, 2003; Uhlhaas and Singer, 2012). The firing fields of individual place cells are undisturbed during PCP intoxication, although the temporal coordination of how the cells discharge relative to each other and gamma oscillations is dramatically abnormal, as is learned spatial behavior, even with intra-hippocampal administration of PCP (Kao et al., 2017). One particular form of discoordination selectively affects the neuron pairs that had initially been independently or negatively coactive on the 140-ms time scale of theta oscillations. Under PCP, this functionally uncoupled subset of cells becomes more coupled because they discharge together more. The pattern of normal place fields of individual place cells and temporal discoordination amongst the same cells is also observed in mice that have a null mutation of the Fmr1 gene (Dvorak et al., 2018; Talbot et al., 2018). Fmr1 codes for Fragile X mental retardation protein (FMRP), a key negative regulator of protein synthesis at synapses (Darnell et al., 2011) and the absence of FMRP causes activity-dependent dysfunction of both CA3→CA1 Schaffer collateral synaptic potentiation (Talbot et al., 2018) and synaptic depression (Huber et al., 2002; Huber et al., 2000), as well as synaptic dysfunction in other brain regions (Harlow et al., 2010; Mercaldo et al., 2009; Patel et al., 2013). In the case of Fmr1-null mice, temporally coordinated neural activity is excessively rigid compared to the activity in control mice at the levels of action potential spike trains within the CA1 network as well as the timing relationships of those spike trains to the oscillations in the local field potential that arise from population synaptic activity (Talbot et al., 2018). Despite normal place cell firing fields, rats treated with PCP fail to consistently express adaptive use of place memories during the PCP-induced neural discoordination, although normal expression of the place memories return as soon as the drug washes out and normal neural coordination returns (Kao et al., 2017). Although rodents lacking FMRP express normal place cell firing fields, and learning and memory perse, the cognitive behavioral consequences of their neural discoordination only manifest strongly when the animals must learn new information that contradicts what they had initially learned (Bakker et al., 1994; Bhattacharya et al., 2012; D’Hooge et al., 1997; Dvorak et al., 2018; Radwan et al., 2016; Till et al., 2015; Zhao et al., 2005). The deficit in FMRP-sensitive synaptic plasticity seems to predominantly disrupt process memory with little effect on item memory, a pattern that is grossly similar to the effects of the psychotomimetic PCP.
1.5. Impact of synaptic dysplasticity on neural network operations
To investigate how synaptic dysplasticity can influence neural information processing, we used computational and analytical neural network modeling with a Hopfield-like neural network that was configured to store two representations, analogous to representing room-defined locations and floor-defined locations in two cognitively defined spatial contexts of the same environment. Two such representations are required for effective behavior in the active place avoidance tasks we have used (Kao et al., 2017; Kelemen and Fenton, 2010; Kelemen and Fenton, 2013; Kelemen and Fenton, 2016; Talbot et al., 2018; van Dijk and Fenton, 2018). The modeling work found that the functional dynamics of the network are indifferent to random large increases or decreases of the functional connections that model synapses amongst the cells. This indifference is largely due to the fact that only a sparse number of functional connections are relevant and because the network maintained excitation-inhibition balance. However, similar to what was observed after PCP, there was neural network dysfunction when we preferentially potentiated the excitatory synapses amongst cell pairs with weak synapses (Olypher et al., 2006). This manipulation aberrantly coupled cells from the two distinctive functional subnetworks, mimicking what was observed after PCP (Kao et al., 2017) as well as after disinhibiting the hippocampus by inactivating the contralateral hippocampus with the voltage-gated sodium channel blocker tetrodotoxin (Olypher et al., 2006). This synapse-specific dysplasticity is schematized in the change from panel A to B in Figure 2. After this synaptic corruption, the network continued to represent either room locations or floor locations but could not properly switch back and forth between the two representations. Instead of switching, the network assumed a new state that did not resemble either of the learned room- or floor-activity set of activity patterns. Like the effects of PCP and FMRP loss, this modeling result is also consistent with the expectation of intact item memory but disrupted process memory.
Although such discoordination manifests as aberrantly organized spike timing amongst cells in both the modeling work and hippocampal recordings (Olypher et al., 2006), as discussed for the case of PCP and absence of FMRP, the resulting neural discoordination does not require that the individual discharge properties of single cells is abnormal. Nonetheless, as schematized in Figure 2B, excitation-inhibition discoordination can also lead to what appears as a reduction in location-specificity (item representations), when place cell spiking is summarized as a session-averaged firing rate map. Such maps assume steady-state statistics, which, as we have discussed and observed, is strongly violated during neural discoordination. Thus, individual place cells can be well-tuned to represent an animal’s position in space (an item memory), but participate in neural discoordination by aberrantly working together to achieve the appropriate collective network and behavioral outcomes (a process memory).
Indeed, inappropriately coordinated neural activity is thought to underlie mental illnesses (Phillips and Silverstein, 2003; Uhlhaas and Singer, 2012). As cited above, examples of neural discoordination are seen in rodent models used to study schizophrenia, intellectual disability, and autism, as well as diverse models of mental illness (see review Fenton, 2015). We will next discuss a long-standing hypothesis that the coordinated activity of cells is established and supported through synaptic plasticity mechanisms.
1.6. Synaptic Plasticity and Memory Hypothesis
The dominant synaptic plasticity and memory hypothesis asserts that the strength of the interactions between neurons underlies the acquisition and storage of memory (Martin et al., 2000; Takeuchi et al., 2013). By changing the synaptic weights between neurons of a network, synaptic plasticity is thought to give rise to specific patterns of neural activity that represent the memory and permit memory computations such as pattern completion (McNaughton and Morris, 1987). These synaptic changes are now recognized to include both potentiation (strengthening) and depotentiation (weakening) of the synapses between both the excitatory and inhibitory neurons (Dietz and Manahan-Vaughan, 2017; Perea et al., 2016; Ruediger et al., 2011).
Despite substantial progress, it has been difficult to gather crucial direct evidence to support the synaptic plasticity and memory hypothesis even with respect to item memory (Takeuchi et al., 2013). This is partly because the properties of the synaptic changes make validation elusive. These properties include 1) sparseness (Whitlock et al., 2006), 2) negation of detecting overall changes by increased and decreased potentiation (Bear and Malenka, 1994; Malenka and Bear, 2004), 3) the time required to form a memory, which usually occurs after repeated learning episodes, and 4) synaptic scaling to maintain homeostasis of excitability within a single neuron (Turrigiano and Nelson, 2000). Consequently, there have been relatively few demonstrations of learning- induced in vivo long-term potentiation (LTP). In the CA1 region of the dorsal hippocampus, examples include (Gruart et al., 2006; Madronal et al., 2010; Whitlock et al., 2006). After a single exposure to an inhibitory avoidance paradigm, Whitlock et al. observed experience-induced changes that included increased levels of Serine 831- phosphorylated a-amino-3-hydroxy-5-methyl-4-isoxazolepropionic acid receptors (AMPAR), the site of phosphorylation known to be specifically modified after LTP (Lee et al., 2000) as well as hippocampus CA1 field EPSPs (fEPSPs) in response to CA3 Shaffer collateral stimulation. Importantly, the fEPSP increase was sparsely distributed, detectable at −25% of topographically dispersed electrode sites, and while the potentiation could last at least 4h, the synaptic potentiation did not last as long as the memory.
Conceptually similar experiments were recently performed in mice to determine if hippocampal synaptic network function is altered by learning a spatial two-frame active place avoidance task. To accomplish the two-frame active place avoidance task, a rat or mouse on a slowly rotating arena must learn to ignore the rotating cues and use cues within the room to avoid entering a 60° shock zone that is stationary within the room (Fenton and Bures, 2003; see Video S1). Mice were trained over four days and 1 day or 30 days later memory retention was evaluated, the mice were sacrificed and acute hippocampus slices were prepared to investigate ex vivo synaptic physiology (Pavlowsky et al., 2017). A day after training, transmission at the Schaffer collateral CA3→CA1 synapse was 1) strengthened, 2) harder to potentiate, 3) easier to depress, and 4) more likely to elicit action potentials but these changes were not detected at the entorhinal layer 3 neocortical EC3→CA1 synapse. These CA3→CA1 changes persisted for at least 30 days but only in slices from mice that expressed the memory after 30 days. None of these changes in synaptic network function were detected if gamma- aminobutyric acid type A receptor (GABAA)-mediated inhibition was blocked by picrotoxin in the bath. These learning-induced changes were accompanied by increased hippocampal expression of protein kinase M zeta (ΡΚΜζ) (Hsieh et al., 2017), an atypical protein kinase C (PKC) isoform, the activity of which persistently maintains increased numbers of postsynaptic GluA2-containing AMPA receptors (Ling et al., 2006; Migues et al., 2010; Yao et al., 2008; Yu et al., 2017). ΡΚΜζ is both necessary and sufficient for the persistence of N-methyl-D-aspartate receptor (NMDAR)-induced and GluA2-mediated LTP (Ling et al., 2002) and is necessary for the maintenance of place cell firing fields (Barry et al., 2012) and the active place avoidance memory (Pastalkova et al., 2006; Tsokas et al., 2016; Wang et al., 2016), as well as other, but not all forms of long-term memory (review Sacktor, 2012; Serrano et al., 2008; Tsokas et al., 2016). While these are just a subset of the compelling data that synaptic plasticity is crucial for memory storage, crucial definitive evidence is still lacking.
Recent studies have also challenged the idea that synaptic plasticity is crucial for memory storage. These investigations used context-conditioned threat avoidance learning to genetically tag and express excitatory channelrhodopsin, preferentially in learning-activated hippocampal neurons (Garner et al., 2012; Liu etal., 2012; Ramirez et al., 2013). Subsequent optogenetic theta- or gamma-frequency stimulation of the tagged neurons is sufficient to elicit memory expression assessed as the conditioned behavior in neutral environments. Remarkably, the optogenetic stimulation remains effective in eliciting the conditioned behavior after synaptic plasticity is blocked during conditioning to produce amnesia (Ryan et al., 2015; Ryan and Tonegawa, 2016). Such optogenetic stimulation is also effective for retrieval of context-conditioned threat avoidance memory in Alzheimer’s Disease model mice that express impaired synaptic morphology and plasticity and are otherwise amnestic (Roy et al., 2016). Because effective optogenetic stimulation depends on mimicking endogenous oscillation frequencies but not synaptic plasticity, these data make a counter case that synaptic plasticity is not necessary for item memory retrieval whereas synaptic plasticity may be crucial for the appropriate processing of information in memory that is mediated by excitation-inhibition coordination amongst a sufficient subset of cells in a neural circuit.
1.7. Persistent experience-related metabolic changes in the brain
We also examined whether cognitive training has a long-term impact on brain function that could be assessed by evaluating steady state metabolic function at histological resolution. This is accomplished by imaging cytochrome oxidase activity in postmortem tissue. Critical for ATP production, cytochrome oxidase has been considered a metabolic indicator of neuronal firing (Wong-Riley, 1989). Long-Evans rats underwent cognitive training in the two-frame active place avoidance task (Bures et al., 1997; Cimadevilla et al., 2000b) or were yoked to a cognitively-trained rat such that the yoked rats experienced the identical environmental conditions, but without learning a particular location of shock (Fig. 3A). We examined cytochrome oxidase activity one week after the end of the training and yoked experiences (Fig. 3A). Behaviorally, the trained group reduced the number of entries into the shock zone, while the yoked group did not alter their entries into that same region of the space (Fig. 3B). We found no group differences in cytochrome oxidase activity in any region examined (Table 1). In contrast, there were clear differences when we investigated inter-regional fluctuations in function by measuring how much cytochrome oxidase activity levels covaried between pairs of brain regions (Fig. 3C,D).
Table 1:
Relative CO activity/pm tissue (×10−1) | ||||||
---|---|---|---|---|---|---|
Trained | Yoked | |||||
Brain Region | Ave ± SEM | N | Ave ± SEM | N | p-value | t-stat |
Dorsal Hippocampus (dHPC) | ||||||
dDG | 1.31 ±0.13 | 9 | 1.11 ± 0.15 | 9 | 0.34 | 0.99 |
dCA3 | 0.73 ± 0.08 | 9 | 0.78 ± 0.08 | 9 | 0.71 | 0.37 |
dCA1 | 0.79 ±0.11 | 9 | 0.60 ± 0.08 | 9 | 0.17 | 1.45 |
dSubiculum (dS) | 0.92 ±0.11 | 7 | 1.02 ± 0.11 | 8 | 0.53 | 0.64 |
Ventral Hippocampus (vHPC) | ||||||
vDG | 1.08 ±0.07 | 7 | 1.15 ±0.07 | 7 | 0.48 | 0.72 |
vCA3 | 1.04 ±0.08 | 7 | 1.01 ± 0.06 | 8 | 0.77 | 0.30 |
vCA1 | 1.08 ±0.08 | 7 | 1.02 ± 0.09 | 8 | 0.66 | 0.45 |
vSubiculum (vS) | 1.26 ±0.09 | 7 | 1.12 ± 0.12 | 7 | 0.36 | 0.94 |
Entorhinal Cortex (EC) | 0.86 ± 0.09 | 6 | 0.97 ±0.12 | 6 | 0.48 | 0.74 |
Habenular Complex | ||||||
Lateral Habenula (LHb) | 1.09 ±0.06 | 6 | 1.04 ±0.10 | 9 | 0.68 | 0.42 |
Medial Habenula (MHb) | 1.28 ±0.21 | 5 | 0.95 ±0.16 | 9 | 0.25 | 1.21 |
Prefrontal Cortex (PFC) | ||||||
Cingulate Cortex (Cg) | 1.29 ±0.08 | 8 | 1.22 ± 0.09 | 8 | 0.60 | 0.54 |
Prelimbic Cortex (PrL) | 1.26 ±0.05 | 8 | 1.43 ±0.08 | 8 | 0.10 | 1.74 |
Infralimbic Cortex (InF) | 1.09 ±0.05 | 8 | 1.25 ±0.11 | 8 | 0.21 | 1.31 |
Dorsal Peduncular Nucleus (DpN) | 1.21 ±0.08 | 8 | 1.23 ±0.11 | 8 | 0.86 | 0.18 |
To visualize the data, the brain regions assessed were organized into functional groupings categorized according anatomy. We also calculated correlations between the metabolic activity in each brain region and the average number of shocks received on each training day to begin to assess the relationship between neuronal metabolic activity and experience (Fig. 3C,D). In the trained group, the activity in dorsal CA1 and the activity in the cingulate cortex were both significantly negatively correlated with the number of shocks that were received on the first day of training. In contrast, in the yoked group of rats that received the identical number of shocks as the counterparts from the trained group, there were no significant correlations between cytochrome oxidase activity in any brain region measured and the number of unavoidable shocks the animals received (Fig. 3C,D). The fact that there was a relationship between metabolic activity and shocks received in the trained but not the yoked group suggests that the shocks themselves did not drive the correlation, but rather that these relationships were driven by some internal variable related to the shocks, such as memory for the shock experience and/or location. It is principally possible that differences in interregional metabolic relationships between the trained and yoked groups are due to how these animals interpret the experience such that behaviorally naive and trained brains are actually similar to one another but different from yoked, or that yoked and naive are similar but different from trained. Regardless, observing significant metabolic-avoidance correlations in the trained, but not the yoked, group implies that cognitive variables can alter interregional metabolic relationships. In addition to the training-induced persistent changes of synaptic population function (Park et al., 2015; Pavlowsky et al., 2017; Talbot et al., 2018), it is clear from these metabolic coupling data that experience can impact how the brain operates, potentially providing evidence that cognitive training can cause neuroplastic changes in hippocampus circuit function. We speculate that these changes may underlie process memory and the neurobiological changes that are hypothesized to result from CBT.
1.8. Early cognitive experience can change adult behavioral outcomes in rodents
Can CBT cause persistent changes in neural circuit function? There is evidence that training experience with potential analogies to CBT is effective in overcoming dysfunction in rodents with cognitive impairments related to mental illness (Bi et al., 2006; Voss et al., 2016; Zhou et al., 2015; Zhu et al., 2014). In particular, we used a model of atypical neurodevelopment, in which postnatal day seven (PD7) Long-Evans rats underwent ventral hippocampal lesions, to evaluate whether early cognitive training could have a beneficial impact on later cognitive abilities (Lee et al., 2012). Specifically, neonatal ventral hippocampal lesion (NVHL) rats display cognitive deficits in the above mentioned (Fig. 3A) spatial two-frame active place avoidance task during adulthood, making more entrances into the stationary 60° shock zone that is identifiable by the room cues (Lee et al., 2012). The impairment of NVHL rats is developmentally- expressed because when trained to perform the two-frame active place avoidance task during adolescence, NVHL rats are indistinguishable from control rats in their ability to learn and remember the task (Lee et al., 2012). The impairment is also developmentally- sensitive to cognitive training because when these adolescent-trained (ATrain) NVHL rats are re-exposed to the same task during adulthood, their performance remains identical to that of ATrain-control rats. These findings, reported in Lee et al., demonstrate that cognitive training can lead to a lasting improvement in subsequent cognitive performance, though it is not immediately clear whether or not this lasting improvement is a straightforward consequence of the specific place memory that was conditioned.
As described above, there is the possibility that early cognitive training merely instilled an ability that was specific to the training, for instance, the ATrain-NVHL rats have a memory for the location of the shock zone that persists until adulthood. However, this explanation is unlikely because when the shock zone location was moved 180°, instead of being impaired by their earlier, apparently normal memory, ATrain-NVHL rats performed as well as ATrain-control rats, whereas these rats would have been impaired if they did not have the adolescent training (Lee et al., 2012). In fact, NVHL rats that were exposed to the training conditions without shock during adolescence (adolescent exposed, AExpose) despite this behavioral enrichment, show the same cognitive deficits as NVHL rats that had no adolescent experience. These observations suggest the benefit of early training is not merely the persistence of memory for the specific task that had been initially learned.
As with the intention of CBT, perhaps the early training was remediating and improved a general cognitive ability, the benefits of which would generalize to other similar cognitive situations. An initial indication that this may be the case is the observation that the ATrain-NVHL rats can flexibly adapt to a relocated shock zone location. More compelling is the finding that ATrain-NVHL rats also perform as well as ATrain-controls on a T-maze reversal learning task, in which AExpose-NVHL rats make more errors than AExpose-control rats only when they have to change the arm to which they previously learned to respond (Lee et al., 2012). These additional observations indicate that information processing involved in related cognitive abilities is facilitated by the early training, sufficient to overcome the deficits that emerge after protracted development. These improvements in cognitive function are difficult to understand as the result of item memories, since cognitive improvement was generalized beyond the relevance of the locations of shock. The improvements are, however, straightforward to understand as a consequence of persistent process memory.
We then wondered if the remediation effects of early cognitive training, perhaps due to process memory formation, generalize to other animal models used to study abnormal neurodevelopment associated with mental illness. We tested a distinct model of neurodevelopmental insult in which cell proliferation is disrupted at gestational day 17 (GD17), a time at which prefrontal, temporal, and paralimbic systems are particularly susceptible to neurodevelopmental insult (Lodge and Grace, 2009). To accomplish this neurodevelopmental insult, a pregnant Long-Evans dam is injected intraperitoneally with the mitotoxin methylazoxymethanol acetate (MAM), or in control rats, an equivalent amount of saline (Moore et al., 2006). The resulting offspring are tested for cognitive abilities. Similar to the experimental design used with NVHL rats, we trained adolescent MAM and control rats to perform the two-frame active place avoidance task (Fig. 4A). In contrast to adolescent NVHL rats, adolescent MAM rat behavior is impaired compared to control rats (Fig. 4B-E), resembling the adult MAM rat impairment (compare Fig. 4B-E to O’Reilly et al., 2016). As shown in Figure 5, there was an impact of early cognitive training on the rats when tested as adults. First, after just being exposed to the rotating environment during adolescence, the MAM and control-treated groups were indistinguishable when tested as adults (Fig. 5 left); recall naive adult MAM rats are impaired (O’Reilly et al., 2016). Second, cognitive training in adolescence had a lasting effect on control rats because they performed better as adults from the very first trial, showing memory persistence, whereas the training in adolescence did not have a similar effect on the adult MAM rats (Fig. 5 right). The early training conferred no apparent benefit for cognitive flexibility in the MAM or control groups when their responses to 180° relocation of the shock zone was examined. This is consistent with item memory for the shock location being established in the control rats by the adolescent training with no distinct effect on process memory for performing other tasks.
These behavioral data suggest that MAM rats have abnormal neuroplasticity mechanisms that impair learning and the ability to retain a place avoidance item memory across weeks. Furthermore, the abnormality appears to be already present during adolescence, preventing the MAM rats with a gestational neurodevelopmental insult from benefitting from early cognitive training, in contrast to control rats and NVHL rats that received a postnatal neurodevelopmental insult (Lee et al., 2012).
1.9. Synaptic function abnormalities after MAM neurodevelopmental insult
Before investigating potentially abnormal synaptic plasticity after MAM neurodevelopmental insult, we first examined neuronal morphology and synaptic function in the dorsal hippocampus because of the role of dorsal hippocampus in learning and memory, and the reliance of the two-frame active place avoidance task on intact dorsal-hippocampus function (Cimadevilla et al., 2000a; Cimadevilla et al., 2001) and persistent synaptic plasticity (Pastalkova et al., 2006; Serrano et al., 2008). We discovered altered neuronal morphology, specifically at stratum radiatum, the intrahippocampal CA3→CA1 subcircuit where cell types were undergoing neurogenesis during the presence of the mitotoxin (O’Reilly et al., 2018). We then compared baseline in vivo synaptic network function in the dorsal hippocampus of MAM and control treated adult rats by studying the responses to stimulation of the main cortical input from the entorhinal cortex, or CA3, the intrahippocampal input (O’Reilly et al., 2018).
In both the dentate gyrus and CA1, the main input and output of the hippocampus, respectively, we observed abnormal dendrite-to-soma transfer of electrical responses to stimulation. In the dentate gyrus, the synaptic population response and population spike response to entorhinal input was unchanged, whereas the synaptic population response in the granule cell layer was enhanced. Essentially the MAM neocortical-dentate gyrus pathway is blunted, requiring a greater synaptic response to generate a particular population action potential output to the next stage of the circuit, CA3. Responses are also dampened at the output of the circuit, CA1, although the exact pattern of population synaptic and action potential response changes differ from what is observed in the dentate response. These data, together with an observed increase in dendritic spines, indicate an abnormal input-output relationship of dentate gyrus signaling in MAM rats. In CA1, the dampened responses are partly a consequence of reduced dendritic branching. Together, both at the neocortical input and the primary output, the MAM hippocampus expresses abnormal input-output relationships, and, overall, a potentially reduced output of dorsal hippocampus (O’Reilly et al., 2018). These abnormalities in synaptic structure and function may be related to the mild memory deficits observed in both adult and adolescent MAM rats, but a causal relationship has not been established and it requires further investigation to determine whether the abnormalities affect information processing and process memory independent of effects on item memory acquisition and storage.
1.10. Comparison of the NVHL and MAM rat models - relevance of the neurodevelopmental timeline
Factors that may contribute to the success of early cognitive training in NVHL rats and not in MAM rats likely include the specificity and timing of the neurodevelopmental insult and the particular neurobiological changes caused by the early cognitive experience. Success of early cognitive training in NVHL rats did not depend on the size of the hippocampal lesion (Lee et al., 2012), but the lesion must be targeted to the ventral hippocampus to produce the particular NVHL pattern of behavioral impairments (Lipska et al., 2002; Swerdlow et al., 2001). Because the hippocampus is targeted by both NVHL and MAM neurodevelopmental insults, and because many of the studies described above focus on CA1 place fields, we provide a very brief developmental overview of the hippocampus, in particular CA1. Information arriving at CA1 from multiple sources must be coordinated to generate coherent and organized CA1 output, in particular because inputs to CA1 are structurally organized along the somatodendritic axis, with CA3→CA1 projections terminating in CA1 stratum radiatum and EC→CAI projections terminating in stratum tacunosum moleculare of CA1 (Witter, 2010). The timing and coordination of these inputs and of CA1 output is likely performed by excitatory-inhibitory (E/I) coordination, and the distinct inhibitory interneuron contributors also topographically localize within the stratum radiatum and stratum lacunosum moleculare dendritic compartments of CA1 (Danglot et al., 2006). The generation of interneurons in hippocampus occurs embryonically, and interneurons arrive in the primitive hippocampus before pyramidal neurons. In the CA1 region, these interneurons establish temporary connections with CA3 in the first postnatal week in rodents (Super et al., 1998). Between the first and second postnatal week, the CA3 afferent connections transition to CA1 pyramidal cells and many GABAergic cells translocate from the stratum radiatum to other laminae (Danglot et al., 2006).
Additionally, dendritic arborization of interneurons continues until at least P20 (Lang and Frotscher, 1990). Dendritic arborization and synaptogenesis of GABAergic synapses in CA1 maximally increase in density between P7–20 in an activity dependent manner (Danglot et al., 2006). The hippocampus is heavily intra-connected along the dorsal- ventral axis (Witter, 2010). Thus, it is conceivable that denervation of the dorsal hippocampus by NVHL alters dorsal hippocampus activity, impacting the development of E/I coordination, an abnormality that can be tuned and modified by memory training (Pavlowsky et al., 2017; Ruediger et al., 2011), even within minutes of an alteration (Olypher et al., 2006). Studies need to be conducted to closely examine this possibility, but synchrony between the two dorsal hippocampal after NVHL is disrupted in adulthood and restored after adolescent cognitive training, which may further motivate such studies (Lee et al., 2012).
In contrast to the location specificity of NVHL neurodevelopmental insult, the MAM toxin exposure is not restricted to the hippocampus. MAM disrupts cell proliferation and, in the gestational day 17 model, is administered when the hippocampus, among other regions, is undergoing peak neurogenesis, especially in the CA1 and CA3 subfields (Bayer, 1980). We used the metabolic marker of neuronal activity, cytochrome oxidase, to examine the impact of the MAM neurodevelopmental insult on various brain regions thought to be disrupted in schizophrenia (O’Reilly et al., 2016). There were clear differences in covariance of neuronal metabolism between the ventral hippocampus and prefrontal cortex, which were increased in MAM rats, and in general, the MAM brains appeared to be hypercorrelated (see Fig. 6; O’Reilly et al., 2016). Although the brainwide impact of the NVHL insult has not been examined, it is discussed in the literature that the impact would be localized to structures directly connected to the ventral hippocampus (Lipska and Weinberger, 2002), while there is global disruption from the MAM insult, as is described by these cytochrome oxidase studies.
Based on the behavioral impairments that adolescent MAM rats express, we hypothesized that abnormal brain function would also be evident during adolescence. We extended the cytochrome oxidase studies of adult MAM rats to include the orbitofrontal cortex and habenular complex and also assessed metabolic activity during adolescence (Table 2). While there are few significant group differences in interregional correlations during adolescence, significantly lower correlations between the ventral hippocampus and prefrontal cortex of adolescent GD17-MAM rats identify the presence of abnormalities already at this age. This contrasts with excessive correlations in adult GD17-MAM rats (Fig. 6). Together with the adolescent behavioral studies, these data suggest neural processing is already altered in GD17-MAM rats by the time the early cognitive training occurs. In contrast, the behavior of the adolescent NVHL rats implies that neural processing is not yet critically disrupted, or at least not as severely disrupted, in adolescent NVHL rats, allowing the early cognitive training to confer benefits, presumably by neuroplasticity mechanisms. The extent to which synaptic dysplasticity has a role in the dysfunction is unknown, but if we assume abnormal neural function promotes synaptic dysplasticity, then dysplasticity may be greater in MAM rats due to the non-specificity of the insult. Alternatively, synaptic dysfunction may be reversible in adolescent NVHL rats because the disruption in ventral hippocampus was post-natal and destroyed the tissue, whereas in MAM rats the abnormalities result from disrupting neurogenesis. Clearly, these possibilities should be examined.
Table 2.
Relative CO activity/pm tissue (×10−1) | ||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|
Adolescent | Adult | |||||||||||
Brain region | P35 Control |
N | P35 MAM |
N | p- value |
t- stat |
P70 Control |
N | P70 MAM |
N |
p- value |
t- stat |
Orbitofrontal Cortex | ||||||||||||
DLO | 7.78 ±0.74 | 8 | 8.57 ±0.35 | 7 | 0.36 | 0.94 | 7.53 ±0.69 | 8 | 7.99 ±0.75 | 8 | 0.96 | 0.05 |
LO | 8.28 ± 0.93 | 8 | 8.78 ± 0.53 | 7 | 0.65 | 0.46 | 8.81 ± 0.49 | 8 | 8.53 ± 0.54 | 8 | 0.46 | 0.76 |
VO | 8.47 ± 1.16 | 8 | 9.55 ± 0.40 | 7 | 0.41 | 0.85 | 8.76 ± 0.73 | 8 | 8.70 ± 0.75 | 8 | 0.59 | 0.55 |
MO | 9.23 ± 0.66 | 8 | 8.06 ± 0.97 | 7 | 0.34 | 0.99 | 9.34 ± 0.90 | 8 | 8.24 ± 0.84 | 8 | 0.49 | 0.70 |
Prefrontal Cortex | ||||||||||||
Cg | 10.21 ± 0.78 | 8 | 11.18 ± 0.67 | 7 | 0.36 | 0.94 | 11.23 ± 0.79 | 8 | 10.39 ± 1.13 | 8 | 0.55 | 0.61 |
PrL | 10.29 ± 0.83 | 8 | 10.92 ± 0.64 | 7 | 0.56 | 0.60 | 10.65 ± 0.88 | 8 | 9.78 ± 0.64 | 8 | 0.44 | 0.80 |
IL | 8.70 ± 0.74 | 8 | 8.85 ± 0.45 | 7 | 0.86 | 0.17 | 10.11 ± 0.77 | 8 | 9.21 ± 0.65 | 8 | 0.39 | 0.89 |
Dp | 8.64 ± 0.65 | 8 | 9.10 ± 0.46 | 7 | 0.57 | 0.58 | 8.70 ± 0.63 | 8 | 9.29 ± 0.82 | 8 | 0.57 | 0.57 |
Dorsal Hippocampus | ||||||||||||
dDG | 12.79 ± 0.74 | 8 | 12.04 ± 1.08 | 8 | 0.58 | 0.56 | 12.42 ± 0.84 | 8 | 12.82 ± 1.19 | 8 | 0.79 | 0.28 |
dCA3 | 8.10 ± 0.70 | 8 | 7.59 ± 0.41 | 8 | 0.55 | 0.62 | 7.66 ± 0.46 | 8 | 7.27 ± 0.52 | 8 | 0.71 | 0.39 |
dCA1 | 7.49 ± 0.75 | 8 | 7.84 ± 0.58 | 8 | 0.72 | 0.36 | 7.35 ± 0.56 | 8 | 8.21 ± 0.85 | 8 | 0.41 | 0.85 |
Dorsal Subiculum | 7.93 ± 0.63 | 8 | 8.78 ± 0.75 | 8 | 0.40 | 0.87 | 7.79 ± 0.62 | 8 | 8.31 ± 0.88 | 8 | 0.63 | 0.49 |
Habenular Complex | ||||||||||||
MHb | 9.73 ± 0.92 | 8 | 8.40 ± 0.47 | 7 | 0.23 | 1.25 | 9.23 ± 0.79 | 8 | 8.81 ± 0.74 | 8 | 0.71 | 0.39 |
LHb | 11.78 ± 0.88 | 8 | 11.72 ± 0.85 | 7 | 0.96 | 0.05 | 12.34 ± 0.88 | 8 | 11.41 ± 0.75 | 8 | 0.43 | 0.81 |
Ventral Hippocampus | ||||||||||||
vDG | 10.22 ± 0.64 | 8 | 9.17 ± 0.80 | 8 | 0.32 | 1.02 | 10.47 ± 0.39 | 8 | 10.08 ± 0.94 | 8 | 0.72 | 0.37 |
vCA3 | 11.48 ± 0.37 | 8 | 10.27 ± 0.86 | 8 | 0.23 | 1.26 | 12.02 ± 0.79 | 8 | 13.80 ± 0.89 | 8 | 0.16 | 1.49 |
vCA1 | 8.66 ± 0.64 | 8 | 9.63 ± 0.52 | 8 | 0.26 | 1.18 | 10.18 ± 0.79 | 8 | 10.03 ± 0.74 | 8 | 0.89 | 0.14 |
Ventral Subiculum | 11.98 ± 0.77 | 8 | 11.52 ± 0.64 | 8 | 0.65 | 0.46 | 12.43 ± 0.98 | 8 | 13.50 ± 1.33 | 8 | 0.53 | 0.64 |
Entorhinal | 9.81 ± | 7 | 9.25 ± | 7 | 0.65 | 0.46 | 9.89 ± | 8 | 8.80 ± | 8 | 0.42 | 0.82 |
Cortex | 0.57 | 1.06 | 1.01 | 0.84 |
Shaded regions indicated values reported in (O’Reilly et al., 2016).
1.11. Conclusions
We have reviewed our work on synaptic function and plasticity in the context of neural circuit function and memory, focusing on the hippocampus and spatial cognitive behavior as model systems for investigating the potential relationships between this neurobiology and mental function and dysfunction. We have proposed there is utility to distinguish between two concepts of memory. The concept of item memory, related to declarative memory content, concerns the explicit information thought to be stored by synaptic plasticity mechanisms. The concept of process memory, related to information processing ability, is also acquired and modified by experience, and stored by synaptic plasticity mechanisms, in the same anatomical regions that are crucial for item memories. Process memory confers information processing capabilities on a neural circuit that extend beyond particular items of information in explicit memory. Cognitive dysfunction in animal models of mental illness is associated with neural discoordination in the timing of how relatively normal individual neural signals interact. These signals include single cell spike trains and oscillations in local field potentials of population synaptic origin (Fenton, 2015). While causality has not been established, this neural discoordination appears to be tightly coupled to particular forms of synaptic dysfunction at particular connections within a neural circuit (Dvorak et al., 2018). The fact that such dysfunction is circuit-specific, synapse-specific, and even mechanism-specific highlights the formidable challenge to correcting or remediating cognitive symptoms for patients suffering from mental illness. On the other hand, this challenge highlights the urgent need for translating to therapeutic approaches the novel genetically-targeting neurobiological tools that currently operate at specific circuits and synaptic junctions (Boyden, 2015; Chow and Boyden, 2013; Gradinaru et al., 2010; Knopfel et al., 2010). This challenge also highlights the potential value of pursuing systems-level analysis and therapeutic strategies such as CBT, transcranial stimulation and pharmacology that target restoration of function rather than reversal or correction of the molecular or genetic etiology of mental illness and disease (Coffman et al., 2014; Lee et al., 2014; Najib et al., 2011; Oberman et al., 2010).
Supplementary Material
Acknowledgments
Role of the funding source: AAF is supported by NIH grants R01MH099128, R01NS105472 and R21NS091830.
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