Abstract
The only clinical HIV vaccine trial to demonstrate efficacy, RV144, correlated protection with the antibodies (Abs) mediating function via the “constant” immunoglobulin region, the crystallizable fragment (Fc). These data have supported a focus on the induction of Abs by vaccines that trigger antiviral activities by relevant leukocytes via Fc receptors (FcRs). Neutrophils are phagocytes that comprise > 50% of leukocytes and display unique FcRs. We sought to compare the Ab-dependent cellular phagocytosis (ADCP) activity of human neutrophils to the commonly assayed THP-1 cell line. HIV-specific Abs were employed to elicit ADCP of beads coated with HIV envelope protein. Overall, trends were noted among neutrophil donors and the ADCP profile was different from that of THP-1 cells. mAb ELISA titers correlated with ADCP by THP-1 cells but not neutrophils. Monoclonal (m)Abs were also tested with primary monocytes. Donor-to-donor variation was high, and hindered the analysis of this dataset, but it was, in itself, an important finding. This study illustrates the concept that the assessment of FcR-mediated Ab activity with a frequently used cell line such as THP-1 is not necessarily indicative of relevant Ab functionality in vivo, and this calls for in-depth study of the properties of the HIV antibodies best-suited to eliciting antiviral activities by primary cells.
Keywords: AIDS, Antibodies, Neutrophils, Phagocytosis, Viral infection
Background
The only clinical HIV vaccine trial to date to show significant efficacy (RV144) found that reduced infection rates correlated with the level of nonneutralizing antibodies (Abs) specific for the V2 region of the gp120 envelope (Env) glycoprotein [1]. Follow-up analyses of the RV144 data found that the antiviral activities mediated by the “constant” region of the immunoglobulin molecule, crystallizable fragment (Fc), including Ab-dependent cellular cytotoxicity and phagocytosis (ADCC and ADCP), correlated with the level of serum V2 Abs [2, 3]. This is consistent with previous studies implicating Fc-mediated Ab activities in responses to various pathogens [4, 5, 6]. Fc receptors (FcRs) are found on virtually all innate immune cells and are a critical link between the Abs elicited by the adaptive immune response and Fc-mediated innate immune functions [7]. Signals generated by and activities elicited by a given FcR are determined by both Ab isotype and FcR subclass, with each FcR eliciting divergent signals [8].
It is critical that we turn our focus to designing a vaccine capable of eliciting highly functional Abs that can trigger relevant leukocytes via FcRs to destroy a virus, kill infected cells, and restrict viral spread. In humans, neutrophils comprise > 50% of leukocytes in the blood and are key gatekeepers that can rapidly phagocytose pathogens [9]. The key protective functions of human neutrophils are mediated by a unique repertoire of FcRs that act by means of highly specialized coordinated mechanisms. These essential gatekeepers are numerous and active, not only in the blood but in the mucosal tissues relevant to the transmission of HIV [9]. Neutrophils are a critical first line of defense against essentially all pathogens, likely including HIV, although this has been poorly studied. Indeed, analysis of the influence of neutropenia on HIV-1 susceptibility has shown an approximately 3-fold-increased risk of HIV-1 acquisition [10], and in studies of neutrophils in HIV-infected mothers and their newborns, the neutrophil counts of infected infants were significantly lower than those of uninfected infants, with every 1,000-cell/µL increase being associated with an 11% reduction in infection risk [11].
Human neutrophils express FcγRIIa (CD32a), an activating FcR with typical transmembrane and intracellular signaling domains, and FcγRIIIb (CD16b), which lacks an intracellular signaling domain but has been shown to trigger numerous pathogen-killing functions, including ADCP [12, 13, 14]. Activated neutrophils have also been shown to express FcγRI (CD64); however, activated neutrophils appear “exhausted” and cannot perform ADCP via this receptor [9, 13, 15]. In contrast, the THP-1 human monocyte cell line, the most commonly-used cell line for ADCP assays, possesses a completely different FcγR profile that includes high levels of FcγRI, FcγRIIa/b, and FcγRIIIa [16, 17]. The neutrophil FcR profile makes this cell type unique among those that mediate Fc-dependent Ab activities, and it is thus essential to study HIV Ab function in the context of primary human neutrophils to truly understand their relevant functions in preventing infection and/or controlling viral spread upon infection, as has been elucidated for other viral pathogens [18, 19, 20].
In this study, we sought to examine if there were differences in the ADCP activity of THP-1 cells and primary human neutrophils, as would be predicted by their highly unique FcR profiles [9, 12, 13, 14, 15, 16, 17]. Primary monocyte and THP-1 cell ADCP activity was also compared, given that these cells have been shown to display more similar FcγR profiles [17]. A panel of mAbs specific for HIV Env was employed to elicit ADCP of fluorescent beads coated with Env gp120, and ADCP scores were calculated for each cell type and compared. Differences in activity were evident, indicating a need to move away from the cell-line model for studying Fc-mediated activity by HIV-specific Abs, and potentially by Abs elicited by various HIV immunization protocols as well as by immunization and infection by other pathogens.
Materials and Methods
Antibodies
The mAbs used here were originally isolated in our lab from peripheral blood mononuclear cells (PBMCs) of HIV-1-infected individuals, using cellular (hybridoma) techniques described previously. The mAbs used in this study were re-expressed using recombinant technology as IgG1 [21, 22, 23, 24, 25, 26, 27]. Monoclonal Abs 1357 [28], 1361 [28], 2158 [29], and 830A [26] are specific for the V2i epitope of gp120 as defined in Spurrier et al. [30]. Monoclonal Abs 2219 [28], 2557 [31], and 3792 [32] are specific for the V3 loop of gp120. Recombinant mAbs were produced by conventional molecular techniques as previously described [33] in 293T cells. mAbs were used only if they passed all QC assays as previously described [34].
Primary Human Neutrophils and Monocytes
These cells were obtained from healthy HIV-uninfected volunteers. Note that different donors were used for the neutrophil and monocyte experiments. Each participant was recruited and interviewed in accordance with ethics and institutional review board (IRB) approval under the guidance and authorization of the Mount Sinai School of Medicine's Program for the Protection of Human Subjects (PPHS) using an IRB-approved protocol for venipuncture. Health Information Privacy and Portability Act (HIPPA) regulations and best practice guidelines for biospecimen management were followed. Cells were purified using a standard protocol [35]. Briefly, at room temperature, 25 mL of neutrophil isolation media (Lympholyte-Poly, Cedarlane) was aliquoted to the bottom of a 50-mL centrifuge tube. Twenty-five mL of whole blood was laid carefully over the separation media. The tubes were centrifuged at 500 g for 35 min at 22°C. Monocyte or neutrophil layers were collected into a clean centrifuge tube, diluted with 50 mL Hank's balanced salt solution (HBSS) without Ca2+/Mg2+, and centrifuged at 350 g for 10 min. Supernatant was discarded, and erythrocytes were lysed with 10 mL red cell lysis buffer (Life Technologies). Care was taken to gently resuspend pellets to avoid neutrophil activation and death. Tubes were centrifuged at 250 g for 5 min and the supernatant discarded. The pellet was washed with 50 mL HBSS, the centrifugation repeated, and the pellet then resuspended in 5 mL of HBSS and counted by automated cell counter (Life Technologies). Cells were used immediately.
ADCP Target Beads
Commercially available Env gp120 protein from the Clade C strain ZM53 (Immunetech), was biotinylated using the EZ-LinkTM NHS-LC-LC-Biotin kit (ThermoFisher) according to the manufacturer's protocol. Protein was conjugated to 1 µm FluoSpheres® NeutrAvidin®-labeled microspheres (ThermoFisher) at 20 µg protein/12 µL stock beads for 2 h at 37°C according to the manufacturer's instructions.
Measurement of ADCP
The ADCP assay was adapted from Ackerman et al. [16]. 10 µL of bead solution was aliquoted per well in round-bottomed 96-well plates. Five-fold dilutions of each mAb in HBSS (including a negative control, anti-anthrax PA mAb 3865) was added and incubated for 2 h at 37°C. Two hundred microliters of HBSS was added to wells, the plates were centrifuged at 2,000 g for 10 min, and the supernatant was carefully removed to avoid disturbing the bead pellet. Twenty-five thousand THP-1 cells (ATCC) or 2 × 105 freshly isolated neutrophils or monocytes were added and incubated overnight (THP-1) or for 2 h (neutrophils/monocytes) at 37°C. For certain control experiments, 10 µg/mL of the actin inhibitor cytochalasin D (CytoD, Sigma), 50 µg/mL of the FcR-blocking agent FcBlock (BD), or a combination of both was preincubated with cells prior to their addition to the plates. The plates were centrifuged, washed twice, stained with viability dye (BD) in PBS according to the manufacturer's instructions, fixed in 0.5% formaldehyde, and then analyzed by flow cytometry on an LSR Fortessa. ADCP was measured on the FITC channel as percentage of bead-positive cells of appropriate SSC/FSC after initial gating to eliminate doublets, debris, and dead cells. Phagocytic scores were calculated as: (% bead-positive cells × MFI of positive population)/105. Calculated ADCP scores were normalized by subtracting the score from the negative-control mAb tested simultaneously. If the control mAbs elicited > 3 times the standard deviation of normal (determined from pilot experiments with 3 donors), the data were excluded. ADCP scores at each mAb dilution were used to determine the area under the curve (AUC) in GraphPad Prism. Statistics were performed in GraphPad Prism. Comparisons of mean ADCP AUC values were performed by one-way ANOVA (Tukey's multiple comparisons test with single pooled variance) or by the unpaired two-tailed Student t test (for n ≥8) or Mann-Whitney U test (for n < 8) (95% confidence intervals). ELISA and ADCP scores were compared by the Pearson correlation, using a one-tailed p value (95% confidence interval).
ELISA
Assay was performed as previously described using gp120ZM53 protein (Immune Technology) [36].
Results
Neutrophil ADCP Is Strongly Elicited by V3 mAbs
As part of the development of the neutrophil ADCP assay, we confirmed that, as shown previously for the classical THP-1 assay, neutrophil ADCP cannot occur without actin polymerization/depolymerization and/or accessible FcRs [16]. This was determined by titering the V2i-specific mAb 830A which was used to form immune complexes with target gp120-conjugated fluorescent beads. Freshly isolated neutrophils were incubated with the actin inhibitor CytoD and/or a cocktail of FcR-blocking Abs (FcBlock) for 30 min prior to their exposure to the immune complexes. While untreated neutrophils fluoresced, reflecting bead uptake, cells that had been preincubated with CytoD or FcBlock prior to addition of the 830A-bead complexes exhibited a significant 5- to 10-fold reduction in ADCP score, and this effect appeared to be synergistic when both compounds were added to the cells prior to the ADCP assay (Fig. 1). Follow-up experiments included CytoD/FcBlock controls to ensure cell fluorescence was indicative of bead internalization (data not shown).
To account for the genetic variability of human FcRs and other proteins involved in phagocytosis, 5 different blood donors were used for neutrophil isolation and ADCP experiments [37, 38]. The ADCP assay was largely performed as described for THP-1 cells, but the overnight incubation was shortened to 2 h since neutrophils are short-lived and prone to overactivation and exhaustion [9]. ADCP of gp120-coated beads was tested with the IgG1 V2i-specific mAbs 1357, 1361, 2158, and 830A, and the IgG1 V3-specific mAbs 2219, 2557, and 3792, as well as the negative control, anti-anthrax PA mAb 3865. As shown in Figure 2, neutrophils from each of the 5 donors exhibited a unique ADCP profile, although trends were displayed in the results from all the donors in the pattern of the relative potency of different mAbs in mediating ADCP. All donors exhibited the highest neutrophil ADCP elicited by V3 mAbs 3792 and 2557 (Fig. 2), while the remaining 6 mAbs elicited lower levels of activity. AUC values for 3792 and 2557 (AUC = 89 and 78, respectively) were 2- to 3-fold higher than those calculated for the remaining 6 mAbs (AUC = 27–43). Mean ADCP scores were compared within the neutrophil dataset. There were highly statistically significant differences in mean ADCP activities for each mAb, as determined by one-way ANOVA (F6, 28 = 19.49, p ≤ 0.0001). It was found that significant differences in ADCP potency clustered with the V3 mAbs (Fig. 2f), with 2557 and 3792 exhibiting significantly higher ADCP than all V2i mAbs. V3 mAb 2219 exhibited significantly lower activity than the other V3 mAbs. No significant differences were observed among the V2i mAbs. When ADCP scores were grouped by specificity and V2i versus V3 ADCP potency was compared, it was found that neutrophil ADCP elicited by V3 mAbs was significantly higher than V2i ADCP (Student's t test; p < 0.0001; Fig. 2g).
The ADCP Profile Exhibited by Neutrophils Is Unique When Compared to the Standard THP-1 Assay
The ADCP activity of the 7 HIV mAbs was also tested with THP-1 cells in a standard assay [16]. It was evident that the overall ADCP profile for THP-1 cells was different from that observed for neutrophils (Fig. 3). There were moderately statistically significant differences among the mean ADCP activities for each mAb, as determined by one-way ANOVA. Significance was notably lower than observed for the neutrophil data (F6, 7 = 15, p ≤ 0.0011). Anti-V3 mAbs 3792 and 2557 did not display higher ADCP activity than the other 5 mAbs, and, in contrast to the results with neutrophils, anti-V3 mAb 2219 elicited the highest level of THP-1 cell ADCP. This activity was significantly higher than that of most other mAbs. Unlike the neutrophil ADCP profile, V2i mAb 2158 activity was also found to be significantly less potent than that of mAb 830A. When ADCP scores were grouped by specificity, no significant differences were noted between the 2 groups (data not shown).
ADCP scores generated in the neutrophil and THP-1 assays were also compared for each mAb by the two-tailed Mann-Whitney U test. V3 mAbs 2557 and 3792 elicited significantly higher neutrophil than THP-1 ADCP scores. In contrast, anti-V3 mAb 2219 displayed more potent ADCP activity in the THP-1 assay than in the neutrophil assay (Fig. 4). No significant differences in activity were observed when comparing the V2i mAbs in the 2 assays.
ADCP by THP-1 Cells Correlates with ELISA Binding Titers to the Same gp120 Antigen
In addition to the ADCP assays described above, a standard ELISA was performed using the same gp120ZM53 antigen as was used for the ADCP assays. This protein was coated to the plate wells, and the same 7 mAbs tested for ADCP were titrated to assess their relative binding affinity for gp120 (Fig. 5a), so as to determine the concurrence between mAb affinity and Fc-mediated function, and whether this relationship was similar for the THP-1 and neutrophil assays. The midpoint titers calculated from the ELISA titrations were compared to (AUC ADCP scores for each assay. For the neutrophil ADCP assay, no correlation existed between these 2 parameters (Fig. 5b), while the THP-1 ADCP scores did correlate with ELISA midpoint values for the mAbs tested (Pearson r = 0.68; p = 0.045; Fig. 5c).
Primary Blood Monocyte ADCP Exhibits High Donor-to-Donor Variability and No Apparent Impact from mAb Specificity
ADCP activity was also tested using primary blood monocytes. Cells were purified from 3 different donors, and the assay was developed, tested, and performed as described above for neutrophil ADCP. It was apparent that donor-to-donor variability strongly affected the ADCP activity observed (Fig. 6a–c). As such, few trends were apparent regarding the relative potency of different mAbs in mediating ADCP. Mean AUC values were determined and compared by one-way ANOVA (Fig. 6d). No significant differences between the mAbs was found (F6, 14 = 0.515, p = 0.78). Similarly, ADCP scores grouped by specificity showed no significant differences between V2i and V3 groups, ADCP scores for each mAb exhibited no significant differences from those obtained for the neutrophil or THP-1 assays, and no correlation with ELISA titers was found due to the high variance/error among the monocyte samples tested (data not shown).
Discussion
Abs that are unable to prevent viral entry per se but are capable of binding to the viral surface or viral proteins on the surface of infected cells can facilitate a variety of antiviral activities that ultimately contribute to viral clearance. Though the importance of Fc/FcR functionality of Abs for protection from SIV, SHIV, and other pathogens was demonstrated previously, the analyses from the RV144 clinical trial provided the first evidence that Env-specific Abs without significant neutralizing capacity could mediate HIV vaccine efficacy, causing the field to seriously reconsider the importance of generating Abs with Fc-dependent functions [39, 40, 41, 42].
Phagocytes are an essential and primitive component of the innate immune system common to all species throughout evolution [9]. ADCP has been demonstrated as necessary for the clearance of various viral infections and is an essential Fc/FcR-mediated phenomenon [18, 19, 20, 43, 44, 45, 46, 47]. With the development of the robust, flow-cytometry-based ADCP assay by Ackerman et al. [16] using the THP-1 human monocyte cell line, the study of the capacity of HIV-specific mAbs and serum to mediate ADCP has become a standard assay, now cited in 75 different publications implementing these cells. What remains unclear is the relevance of ADCP as determined by means of the THP-1 cell line, and how ADCP activity measured with a cell line compares with that mediated by primary phagocytes. The ADCP activity of THP-1 cells has been previously compared to that of primary human monocytes; notable differences in response to IgA Abs were observed due to the virtual absence of FcRα on THP-1 cells compared to primary monocytes [17]. Little study has been done of neutrophil ADCP in the context of HIV, and no study to date has compared THP-1 cell ADCP and neutrophil ADCP. Given the FcR profile of neutrophils, long-established as unique [12, 48, 49, 50, 51], and the fact that neutrophils are highly prevalent and active at all sites of HIV infection [9, 52], such an investigation is critical.
Here, we confirm that neutrophils can be used successfully in the standard ADCP assay, and that for target bead internalization to occur, neutrophil FcRs and functional actin dynamics are required. Five neutrophil donors were analyzed for ADCP elicited by HIV Env-specific mAbs, and although each donor did exhibit a unique profile, overall trends were quite evident. V3 mAbs elicited the highest neutrophil ADCP, and when mean ADCP scores were grouped according to mAb specificity, the V3 mAbs were shown to elicit significantly higher neutrophil ADCP than mAbs specific for the V2i epitope of gp120 (Fig. 2). The overall ADCP profile of the mAbs tested was different from that observed using THP-1 cells (Fig. 4). Using the standard THP-1 assay, no difference was observed between the V3 and V2i mAb groups (Fig. 3), and mAbs which were potent in the neutrophil assay were significantly less so in the THP-1 assay, and vice versa (Fig. 4). ADCP profiles observed using primary monocytes did not exhibit obvious trends among the mAb potencies. In fact, donor-to-donor variation among the 3 samples tested prohibited a meaningful comparison with the other datasets; however, it should be noted that this feature alone gives pause regarding the significance of THP-1 ADCP data in relation to the action of these Abs in vivo. Though outside the scope of this study, it is possible that testing a larger set of monocyte donors may have allowed trends in mAb activities to become apparent. Given that, compared to neutrophils, monocytes are comprised of a variety of lineages and subsets whose activities may be unique at each stage of maturation, and according to which compartment the cells are isolated from, considerably more study is needed to form a broader picture of primary monocyte ADCP.
Intriguingly, when ELISA binding titers for gp120ZM53 were determined for the mAb panel, it was found that the midpoint titers correlated significantly with THP-1 ADCP but not with the assay using neutrophils. This suggests that the ADCP capacity of THP-1 cells is more dependent on Ab-binding affinity than is the case for neutrophils, while neutrophil ADCP capacity appeared more influenced by Ab specificity than THP-1 cells were.
The concept that the specificity of an Ab, i.e., the binding of the Fab region to its epitope, could propagate conformational changes across the molecule into the Fc domain to modulate Fc function has been extensively explored [53, 54, 55]. For example, studies of Fc-mediated function against the influenza virus have shown that Ab specificity is crucial for the induction of these functions, and that not all virus-binding Abs will mediate the same Fc/FcR activity [56]. In addition, a recent analysis of HIV mAb 2F5 binding to its gp41 target epitope showed clear evidence of allosteric interactions between epitope binding and the Fc domain [53]. Additionally, Abs with identical Fab (variable) regions can exhibit diverse antigen-binding affinities dependent solely on their Fc subclass/isotype, as demonstrated by SPR studies [57]. It is therefore highly plausible that the specificity of an HIV Ab might dictate its ability to induce Fc/FcR function, and that the induced activity may vary depending on the FcRs present on a given cell type. Clearly, an in-depth analysis is needed to examine the basis for differences in Fc-mediated functions of various key cell types at the sites of HIV infection and beyond.
Neutrophils comprise the majority of leukocytes, have been demonstrated to be critical phagocytes of numerous pathogens, exhibit a unique FcR profile, and are found at all sites of HIV infection. This study strongly suggests that neutrophil ADCP in vivo may display different quantitative and qualitative differences from those observed using the THP-1 cell line. Given that neutrophils are relatively onerous to work with, due to their short half-life and the likelihood of overactivation and exhaustion, the use of a cell-line representative of neutrophil activity would be ideal. The human HL-60 cell line can be differentiated into neutrophil-like cells after culture with dimethyl sulfoxide (DMSO); however, FcR transcription and cell-surface levels are far lower and the profile quite different from those of true neutrophils [58, 59]. Recently, ADCP assays using HIV-positive sera with both DMSO-treated HL-60 and primary neutrophils were compared, and ADCP scores were found to correlate well [59]. It is unknown if a more nuanced study using Abs of particular specificity would indicate the same. Our findings prompt the need for further study into the HIV Ab specificities and isotypes that best activate neutrophils and neutrophil-like cell lines, which will then inform the process of designing HIV vaccines to trigger effective Fc-mediated function.
Disclosure Statement
The authors declare that they have no conflicts of interests.
Funding Sources
The NIH/NIAID provided funding to all authors under grant No. P01 AI100151. In addition, S. Zolla-Pazner was supported by funds from the Department of Medicine, Division of Infectious Diseases, Icahn School of Medicine at Mount Sinai.
Acknowledgements
We thank Dr. Viviana Simon, Professor of Microbiology and Medicine at the Icahn School of Medicine, for IRB guidance.
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