What outcomes are important to patients with mild cognitive impairment or Alzheimer's disease, their caregivers, and health-care professionals? A systematic review

Abstract

Introduction

Clinical trials involving patients with Alzheimer's disease (AD) continue to try to identify disease-modifying treatments. Although trials are designed to meet regulatory and registration requirements, many do not measure outcomes of the disease most relevant to key stakeholders.

Methods

A systematic review sought research that elicited information from people with AD, their caregivers, and health-care professionals on which outcomes of the disease were important. Studies published in any language between 2008 and 2017 were included.

Results

Participants in 34 studies described 32 outcomes of AD. These included clinical (memory, mental health), practical (ability to undertake activities of daily living, access to health information), and personal (desire for patient autonomy, maintenance of identity) outcomes of the disease.

Discussion

Evidence elicited directly from the people most affected by AD reveals a range of disease outcomes that are relevant to them but are not commonly captured in clinical trials of new treatments.

1. Background

Dementia has a substantial global impact, affecting over 46 million people in 2015 and costing an estimated US $818 billion [1]. Alzheimer's disease (AD) is the most common cause of dementia, accounting for 50-70% of cases [2], [3]. AD is typically characterized by impairments in memory, executive functions, and activities of daily living (ADLs), but the range and impact of symptoms and outcomes across the disease spectrum are diverse. The underlying causes of AD and effective treatments for the disease remain elusive [3], [4].

Clinical trials involving patients with AD continue to try to identify disease-modifying treatments. However, although such trials may meet regulatory and registration requirements, they may not provide convincing evidence of relevance to patients, caregivers, or health-care professionals. Some trials are criticized for using inappropriate or inadequately sensitive endpoints [4], [5], and it is often unclear how much stakeholder input, other than that of regulators, is applied in the selection of trial endpoints [5].

Helping key stakeholders to understand which AD outcomes are most relevant and what constitutes a meaningful delay in disease progression could help researchers develop and evaluate relevant, effective treatments and improve health services and care [6]. This systematic review, conducted on behalf of the international consortium Real World Outcomes Across the AD Spectrum for Better Care (ROADMAP; https://roadmap-alzheimer.org/), aimed to collate all available evidence about prioritization of AD outcomes and criteria for meaningful disease progression from the perspective of patients, caregivers, and health-care professionals. ROADMAP partners will seek to match these to “real-world evidence” sources, including disease registries, population-based cohort studies, and electronic health records documenting routine patient care.

We sought evidence from studies covering a spectrum from prodromal AD and mild cognitive impairment (MCI) to confirmed AD dementia [7]. We sought research studies that elicited information from stakeholders, addressing the following research questions:

• 1.Which outcomes of AD across the spectrum are prioritized by patients, caregivers, and health-care professionals?
• 2.What do these stakeholders consider a meaningful delay in progression of AD across the spectrum?

2. Methods

The systematic review protocol is available in the PROSPERO database (https://www.crd.york.ac.uk/PROSPERO/display_record.php?RecordID=75722).

2.1. Search strategy

We developed a search strategy for the MEDLINE database, balanced for sensitivity and specificity, and adapted it for use in Embase, CINAHL, and PsycINFO (Table S1). We developed groups of search terms for each research question using input from ROADMAP partners. We combined terms related to AD across the disease spectrum, stakeholder groups and study methods, with terms related to outcomes and priority (for research question 1) and separately with terms related to a meaningful delay of disease (for research question 2). We combined all searches to remove duplicates. We searched for gray literature using “Alzheimer” in combination with “outcome” or “progression”, applying date limits 2008-2017 on relevant websites (Table S1).

We included relevant studies regardless of language by arranging translation into English by colleagues. We sought additional relevant studies through manual searches of key articles' citation lists and checking relevant conference abstracts for full publications.

2.2. Study screening, quality appraisal, and selection

We established specific inclusion and exclusion criteria to guide the selection of relevant studies for inclusion and screened the titles and abstracts of all retrieved citations (Table 1). Two members of the research team independently screened the first half of the retrieved citations, with 95% agreement on decisions to include/exclude (Cohen's kappa, 0.53 [0.42-0.64]). A discussion of discrepancies with a third member of the team revealed that most disagreements were due to the appraiser including potentially relevant articles that did not meet all inclusion criteria. The risk of missing relevant evidence was considered to be low; hence, one research team member screened the remaining half of the citations.

Table 1.

Inclusion and exclusion criteria

Included all relevant studies which	•elicited information from an included stakeholder group which answered one or both research questions from the perspective of one (or more) of the following groups: −patients with AD across the spectrum; −people caring informally for individuals with AD across the spectrum, including, but not limited to, family members, unpaid caregivers, and advocates; −health-care professionals or clinicians looking after patients with AD across the spectrum, including, but not limited to, neurologists, geriatricians, psychiatrists, family doctors, nurses, therapists, professions allied to medicine, and formal, paid caregivers/support workers, where results could be differentiated from informal, unpaid, or familial caregivers.
	•used an appropriate and explicit research methodology to gather the required research data, including the use of surveys, focus groups, or interviews to gather views directly from subjects
	•met a minimum quality threshold
	•were published between 2008 and 2017, inclusive
Excluded all relevant studies which	•did not allow information related to AD across the spectrum to be distinguished from other conditions such as stroke, multiple sclerosis, and epilepsy, or other causes of dementia and cognitive impairment, unless they occurred as AD comorbidities
	•only included information on patients with dementia or cognitive impairment caused by a condition other than AD or dementia of an undefined or nonspecific etiology
	•did not provide sufficient data to answer the research questions, such as commentaries, opinion pieces, or conference abstracts
	•failed to provide the required information (year of publication, title, abstract) for filtering when extracted from the source
	•reported on AD outcomes as measured by diagnostic tools or interventions without including the views of one of our stakeholder groups on their importance.

Abbreviation: AD, Alzheimer's disease.

Two members of the team independently used published tools with our inclusion and exclusion criteria to appraise the full text of articles that passed screening for relevance and quality. Checklists from the Clinical Appraisal Skills Program were used to appraise qualitative studies (http://www.casp-uk.net/casp-tools-checklists) and the National Institute of Health for quantitative studies (https://www.nhlbi.nih.gov/health-topics/study-quality-assessment-tools). Discrepancies were discussed by the team and resolved through consensus. Through iterative discussion, we established a minimum quality threshold for inclusion, agreeing to exclude studies with incomplete descriptions of recruitment or analysis or unclear reporting of results which did not allow appraisal of their rigor.

2.3. Data extraction

For each included study, one member of the research team completed data extraction, noting the research approach, recruitment methodology, participant stakeholder demographics, disease stage, data analysis and synthesis methods, research findings, and conclusions (Table S2). At least one additional member of the team verified the extracted data.

2.4. Data synthesis process

We extracted quotations and other study findings that referred to outcomes or meaningful delay of AD across the disease spectrum. We sought feedback from consortium colleagues to group specific outcomes into overarching domains (e.g., memory within the cognition domain) (Table 2). Because many outcomes were multifaceted and some overlapped domains, we placed each outcome where it fitted best according to clinical nosology (e.g., grouping behavioral, mental, and neuropsychiatric outcomes as used in international classification systems [8]) and previous ROADMAP activities [9].

Table 2.

Domains and outcomes: the number of included studies in which each outcome was considered important and the number of countries involved in those studies

Overarching domain	Outcome	Definition	No. of studies in which the outcome was considered important by:			The overall no. of studies in which the outcome was considered important (range: 1-11)	No. of countries represented in relevant studies (range: 1-10)
			Patients	Caregivers	HPs
Cognition	Memory/slowing of forgetfulness	Recalling names, events, and dates; general forgetfulness; slowing of memory loss	5	6	1	10	6
	Language and communication	Verbal and written communication, such as verbal fluency and object naming	3	3	-	6	3
	General cognitive health	Cognitive functioning without explicitly referring to a specific cognitive function	1	1	1	2	2
	Judgment and insight	Ability to retain an intuitive understanding of oneself and of the disease process	2	1	-	2	1
	Executive functions	Planning, multitasking, and focused concentration	2	-	-	2	2
Functioning and dependency	Activities of daily living (ADLs)	Competent and independent ability to complete instrumental (cooking meals, housekeeping, managing finances) and basic (using the toilet, eating meals, dressing, self-hygiene) ADLs	3	7	2	10	7
	Driving	Legal implications and issues surrounding surrendering the patient's license	1	1	1	2	2
	Maintaining hobbies	Continued ability to partake in preferred leisure activities and hobbies	3	1	-	3	3
	Eating behaviors	Appetite or frequency of eating	-	2	-	2	3
	Patients' independence and autonomy	The ability to function as an autonomous individual, both physically and psychologically	7	4	1	10	7
	Social engagement	Socialization and social support	2	1	-	3	3
	Physical health and mobility	Physical health, fitness, and mobility	2	1	-	3	3
Behavioral and neuropsychiatric	Mental health	Changes in affect and irritation, symptoms of anxiety, depression, and reality distortion	3	5	1	10	6
	Maintaining identity or personality	Personality traits, knowledge, or emotional bonds with others	4	4	1	9	7
	Challenging and distressing behaviors	Verbal or physical aggression, anger, and injurious behaviors	-	5	1	6	4
	Apathy	General engagement with their environment and an interest, motivation, or enthusiasm for everyday life	1	3	-	3	1
	Sleep patterns	Patterns or the duration and frequency of sleep	-	2	1	3	2
	Self-efficacy	Patients' belief and confidence in their abilities	-	1	-	1	1
Patient length and the quality of life	Patient quality of life	Living with dignity, leading a fulfilling life, and an overall sense of satisfaction with life	2	3	1	6	7
	Length of patient life	Longevity and staying healthy for as long as possible	1	-	-	1	1
Caregiver-oriented outcomes	Caregiver burden	The burden associated with care, including a loss of social life, time spent caring, stress, mental and physical impact, and giving up work or study	1	8	1	9	8
	Family participation in care	Family members drifting apart since diagnosis of the illness, an unequal share of caregiving duties, and the importance/positives of involving family in the caregiving process	-	5	2	6	8
	Caregiver social support	Need for social support as a caregiver, the reported benefits of providing support to fellow caregivers via shared understanding, barriers to seeking social support, the importance of seeking social support from family members, and information regarding the support services that caregivers use	-	5	1	6	8
	Spouses' “duty” to care	Belief that it is the “duty” of the spousal caregiver to provide care to their ill partner because of the marital bond	1	2	1	3	2
	Quality of patient/caregiver relationship	Strain placed on marital and parental relationships	2	2	-	4	3
	Caregiver quality of life	Changes to lifestyle, freedom, physical burden, and emotional impact that affect life as a whole	-	2	-	2	6
Health, social care, and treatment-related outcomes	Health services and disease information	Disease information provided at various health services, availability and relevance of provided information, quality of communication between health-care professionals, patients, and caregivers	5	8	2	11	10
	Stability of symptoms and general symptom control	Treatment expectations or controlling symptoms at a level that enables functionality	1	4	1	5	7
	Delaying entry into institutional care	Stay in their own home for as long as possible	1	1	2	4	3
	Medication side effects	The importance of limiting the side effects	1	2	-	2	6
	Certainty of diagnosis	Accuracy of diagnosis	2	1	-	2	2
Social issues	Stigma	Anticipated, perceived, or actual labeling or stereotyping because of the AD process, alongside the emotional, psychological, and societal effects of experiencing such stigmatization	1	3	-	4	3

Abbreviations: AD, Alzheimer's disease; HPs, health-care professionals.

To allow integration of evidence emerging from studies using a range of different methodologies, we established a framework for deciding which of the outcomes discussed within each study should be considered important from the perspective of the relevant stakeholder group. In studies where outcomes were directly ranked for priority, the top 50% of outcomes were included. In studies where outcomes were surveyed for importance but not ranked in the order of priority, outcomes that were deemed important by over 50% of participants were included. In studies adopting qualitative methods, outcomes that were grouped into themes by authors or that recurred frequently in participant quotations were included.

3. Results

Of the 3772 citations identified in the deduplicated searches, we excluded 3653 at title/abstract screening and a further 92 after full-text screening (Fig. 1). In addition to the 27 studies that passed full-text review and quality appraisal, we further found seven studies meeting all inclusion criteria through citation searching key articles and follow up of relevant conference abstracts. No additional studies were found through the gray literature search.

Fig. 1.

Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) flowchart showing citation numbers in each stage of the screening process. Abbreviations: AD, Alzheimer's disease; MCI, mild cognitive impairment.

3.1. Study characteristics

The 34 included studies (representing 32 distinct research projects) were conducted in 13 countries (Fig. 2). Individual studies involved between four and 1116 participants. Twenty studies recruited patients with MCI or AD dementia, 23 recruited caregivers, and six recruited health-care professionals (the majority of whom were generalist or specialist physicians and community or nursing home nurses; details are shown in Table 3). No studies included the views of patients living with preclinical or prodromal AD or with AD at the severe end of the spectrum.

Fig. 2.

Map showing the number of studies recruiting participants from countries around the world (some studies included participants from more than one country and so are enumerated on the map more than once; see Table 3). Darker shading implies a larger number of studies within a country, as shown on the scale beneath the map.

Table 3.

Summary of characteristics and results of included studies

First author; location (language) (reference)	Participant numbers according to stakeholder type and AD/MCI patient status	Methods of data collection and analysis	Findings
			Research question 1: reported outcomes	Research question 2: definition of a meaningful delay
Andersen; Canada (English) [10]	Mild AD patients: n = 4 AD caregivers: n = 4 AD HPs: n = 11 (nurses, physicians, pharmacists)	Qualitative: semistructured interviews, 30-60 minutes, thematic analysis	AD patients: memory, general cognitive health AD caregivers: stability of symptoms and general symptom control AD HPs: stability of symptoms and general symptom control, delaying entry into care, patient social engagement, patient QoL, ADL, apathy	AD patients: positive results of treatment indicated by slowed rate of memory loss or improvement in cognitive function AD caregivers: positive results indicated by stabilized symptom/halting of deterioration AD HPs: positive results indicated by stabilization of symptoms to defer requirement to leave home, retention of ability to be socially engaged, improvement in cognitive or physical function
Barrios; USA (English) [11]	MCI patients: n = 16 MCI caregivers: n = 33 (study 1), n = 16 (study 2)	Quantitative: ranking of 12 outcomes from 1 (most important) to 12 (least important)	MCI patients: before the intervention, MCI patients ranked patient depression as significantly less important (mean rank 7.9) than the MCI caregivers (mean rank 4.2; P < .01) MCI caregivers: ADL, patient self-efficacy, patient mental health, caregiver QoL, patient QoL; Note: caregiver burden and caregiver depression were ranked as the outcomes with the least priority by the caregivers.
Beard; USA (English) [12]	MCI/mild AD patients: n = 17 MCI/AD caregivers: n = 68	Qualitative: 14 focus groups conducted throughout the USA using a common interview guide, grounded theory	MCI/AD patients: patients' mental health, independence and autonomy, social engagement, physical health and mobility, judgment, and insight MCI/AD caregivers: patient independence and autonomy, memory
Blieszner; USA (English) [13]	MCI caregivers: n = 86	Mixed methods: individual, face-to-face interviews, thematic analysis	MCI caregivers: patients' apathy, patients' sleep patterns, caregiver burden, quality of patient-caregiver relationship, family participation in care, health services, and disease information
Bronner; Germany (English) [14]	Mild AD patients: n = 5 AD caregivers: n = 6 AD HPs: n = 13 (physicians, social engagement workers, legal guardians, nurses, paid caregiver)	Qualitative: individual, face-to-face semistructured interviews, categorical content analysis	AD patients: patient independence and autonomy, spouses' “duty” to care, health services, and disease information AD caregivers: memory, family participation in care AD HPs: ADL, patients' independence and autonomy, driving, patients' mental health, maintaining identity or personality, spouses' “duty” to care, caregiver burden, health services and disease information, caregiver social support, delaying entry into care
Cheng; China (English) [15]	AD caregivers: n = 57 (for patients with mild to moderate AD)	Qualitative: tape recorded diaries, thematic analysis	AD caregivers: ADL, eating behaviors, stigma, spouses' “duty” to care, caregiver social support, access to health services and disease information, patient QoL, caregiver burden
Dai; China (English) [16]	MCI caregivers: n = 13	Qualitative: individual, in-depth interviews, grounded theory	MCI caregivers: general cognitive health, patient independence and autonomy, patient mental health, stigma, health services, and disease information
Dean; UK (English) (a) [17] (b) [18]	MCI patients: n = 23 Study (b) added MCI caregivers: n = 20	Qualitative: individual, in-depth semistructured interviews, thematic analysis	MCI patients: memory, language and communication, maintaining hobbies, patient social engagement, patients' mental health, maintaining identity or personality, caregiver social support, stigma, certainty of diagnosis, access to health services and disease information; (b) MCI caregivers: health services and disease information, stigma, caregiver social support
Frank; UK, US, Spain (English) [19]	Mild to moderate AD patients: n = 18 AD caregivers: n = 46	Qualitative: focus groups with caregivers and patients, thematic analysis	AD patients: ADL, patient independence, and autonomy AD caregivers: memory, caregiver social support
Gelman; USA (English) [20]	AD caregivers: n = 10	Qualitative: counseling sessions were conducted, categorical content analysis	AD caregivers: memory, patient sleep patterns, spouses' “duty” to care, caregiver burden, family participation in care, health services, and disease information
Gordon; USA (English) [21]	MCI patients: n = 25	Qualitative: mixture of focus groups and individual meetings, thematic analysis	MCI patients: memory, language and communication, executive functions
Hauber; USA and Germany (English) [22]	AD caregivers: n = 400 (USA) and 403 (Germany)	Quantitative: 15 best-worst scaling questions that correspond to 10 activities from the Disability Assessment for Dementia	AD caregivers: ADL, eating behaviors
Hulko; Canada (English) [23]	Mild to severe AD patients: n = 4 (not possible to differentiate by AD stage)	Qualitative: participant observation sessions, in-home interviews, and focus groups, grounded theory	AD patients: patients' independence and autonomy, quality of patient-caregiver relationship, health services, and disease information
Jones; France, Germany, Italy, Spain, UK (English) [24]	AD caregivers: n = 250 (50 from each location) AD HPs: n = 500 (100 from each location), half specialists (e.g., neurologist/neuropsychiatrist) and half generalists.	Quantitative: surveys consisting of a series of attitudinal statements requiring a response on a Likert scale	AD caregivers: caregiver burden, caregiver QoL, family participation in care AD HPs: caregiver QoL, health services and disease information, family participation in care
Joosten-Weyn; Netherlands (English) [25]	MCI patients: n = 8	Qualitative: individual interviews, grounded theory	MCI patients: executive functions, physical health and mobility, patient independence and autonomy, patient mental health, maintaining identity or personality
Kunneman; Netherlands (English) [26]	MCI patients: n = 1; mild AD: n = 2; AD: n = 3 MCI/AD caregivers: n = 6	Mixed methods: focus groups, content analysis	MCI/AD patients: certainty of diagnosis, health services, and disease information MCI/AD caregivers: certainty of diagnosis
Kurz; Brazil, Canada, France, Germany, Spain, USA (English) [27]	Mild to moderate AD patients: n = 502 (∼100 from each of USA, France, Germany, Spain, Brazil) AD caregivers: n = 614 (as above, ∼100 from Canada)	Quantitative: survey	AD patients: stability of symptoms and general symptom control, medication side effects, health services and disease information, patient QoL AD caregivers: caregiver social support, medication side effects, health services, and disease information
Lenardt; Brazil (Portuguese) [28]	AD caregivers: n = 14 (patients with mild to moderate AD)	Qualitative: semistructured interviews, taxonomic analysis	AD caregivers: ADL, challenging and distressing behaviors, caregiver burden, maintaining identity or personality
Lu; USA (English) [29]	MCI caregivers: n = 10	Qualitative: open-ended interviews, interpretive phenomenological analysis	MCI caregivers: language and communication, patient independence and autonomy, challenging and distressing behaviors, maintaining identity or personality, caregiver burden, quality of patient/caregiver relationship
Lu; USA (English) [30]	MCI patients: n = 9 (7 male) MCI caregivers: n = 9	Qualitative: focus groups, content analysis	MCI patients: ADL, patients' independence and autonomy MCI caregivers: language and communication, ADL, patients' mental health
MacRae; Canada (English) (a) [31] (b) [32]	Mild AD patients: n = 8, (b) added one further patient with AD (total n = 9)	Qualitative: in-depth, semistructured interviews, thematic analysis	AD patients: memory, patient independence and autonomy, delaying entry into care, maintaining identity or personality, stigma, length of patient life, patient QoL, length of patient life
Malthouse; UK (English) [33]	Mild AD patients: n = 5 AD caregivers: n = 5	Qualitative: open-ended interviews, thematic analysis	AD patients: patients' independence and autonomy AD caregivers: physical health and mobility, patients' mental health
Naumann; Germany (German) [34]	AD caregivers: n = 35	Quantitative: 25 outcomes (referred to as ‘benefit aspects’) were ranked for priority. Average scores for each item were calculated.	AD caregivers: language and communication, delaying entry into care, challenging and distressing behaviors, stability of symptoms and general symptom control, patient QoL
Oremus; Canada (English) [35]	AD caregivers: n = 216 (patients with mild (81%) or moderate (19%) AD	Quantitative: questionnaire, regression analysis	AD caregivers: medication side effects
Pavarini; Brazil (Portuguese) [36]	AD caregivers: n = 14 (patients with probable, mild AD)	Qualitative: interviews, categorical content analysis	AD caregivers: memory, ADL, caregiver burden, health services and disease information, patients' social engagement, patients' mental health, patients' challenging and distressing behaviors, family participation in care
Rockwood; Canada (English) [37]	AD HPs: number and specialty not stated Mild to moderate AD patients: n = 99 AD caregivers: n = 99	Quantitative: clinical assessment using ADAS-Cog at 8-week intervals over 24 weeks compared to changes on other assessments (PGAS, CGAS, CIBIC+) measured by clinician interview		At group-level analysis, a 4-point improvement was significantly related to improvements on other assessments. Worsening scores were nonsignificantly related to clinical changes. At individual level, there was substantial variability, with around half misclassified; often when ADAS-Cog detected no change, clinically meaningful effects could be detected.
Ropacki; USA (English) [38]	MCI patients: n = 25 MCI caregivers: n = 25	Quantitative: focus groups, categorical content analysis	MCI patients: memory, language and communication, judgment and insight, ADL, maintaining hobbies, driving, patient apathy, patient sleep patterns, patient mental health, caregiver burden, maintaining identity and personality MCI caregivers: memory, judgment and insight, ADL, maintaining hobbies, driving, patient apathy, patient sleep patterns, challenging and distressing behaviors, maintaining identity or personality, caregiver burden
Schrag; UK (English) [39]	Mild AD patients: n = 181 AD HPs: number and specialty not stated, all based within neuroimaging initiative sites	Quantitative: ADAS-Cog compared to clinician-assessed memory and nonmemory cognitive function using FAQ and CDRS		ADAS-Cog scores among those with a clinically relevant change at 6 months were between 3.1 and 3.8. Scores in those without a clinical change were between 1.9 and 2.0. Minimally, clinically relevant changes determined to be 3 points.
Smith; Australia (English) [40]	AD patients: n = 5 AD caregivers: n = 6	Qualitative: in-depth, semistructured interviews, thematic analysis	AD patients: stability of symptoms and general symptom control
Smith; Canada (English) [41]	AD caregivers: n = 17 (16 patients with early to moderate AD, 1 with moderate to severe AD)	Qualitative: in-depth narrative interviews conducted, grounded theory	AD caregivers: maintaining identity or personality, stability of symptoms, and general symptom control
Sorensen; Denmark (English) [42]	Patients with mild AD: n = 11	Qualitative: semistructured interviews, grounded theory	AD patients: maintaining hobbies, maintaining identity or personality, quality of patient-caregiver relationship
Yektatalab; Iran (English) [33]	AD HPs: n = 14, clinical and social caregivers for residents in a nursing home	Qualitative: interviews with open-ended questions, descriptive content analysis	AD HPs: challenging and distressing behaviors, family participation in care

Abbreviations: AD, Alzheimer's disease; ADAS-Cog, Alzheimer's Disease Assessment Scale-Cognitive Subscale; ADL, activities of daily living; CDRS, Clinical Dementia Rating Scale; CIBIC+, Clinician Interview-Based Impression of Change plus caregiver input; CGAS, clinician Goal-Attainment Scaling; FAQ, functional activities questionnaire; HPs, health-care professionals; MCI, mild cognitive impairment; PGAS, patient/carer Goal-Attainment Scaling; QoL, quality of life.

Qualitative methods were used in 23 studies [10], [12], [14], [15], [16], [17], [18], [19], [20], [21], [23], [25], [28], [29], [30], [31], [32], [33], [36], [40], [41], [42], [43], nine used quantitative methods [11], [22], [24], [27], [34], [35], [37], [38], [39], and two used mixed methods [13], [26] (Table 3). Six studies included explicit prioritization of outcomes through ranking or survey responses from stakeholders [11], [22], [24], [27], [34], [38]; the rest included relevant material in the form of quotations and themes from interviews or focus groups that was used to infer the importance of outcomes from stakeholder perspectives [10], [12], [21], [25], [26], [28], [29], [30], [31], [32], [33], [35], [37], [39], [40], [41], [42], [43].

Only three of the 34 included studies provided any evidence on stakeholders' views about criteria for a meaningful delay in disease progression [10], [37], [39]. Evidence was sought on either the duration of such a delay or the symptoms delayed in their onset or worsening, which would be considered meaningful. These studies gathered data via stakeholder interviews and clinical assessments of cognition.

3.2. Outcomes of AD across the spectrum

Table 2 lists 32 outcomes across seven domains which emerged from the included studies, indicating which stakeholder(s) considered them important, the number of studies in which the outcome was described by each stakeholder group, and the number of countries from which participants were recruited. Fig. 3 shows the overlap by the stakeholder group.

Fig. 3.

Overlap of outcomes according to the stakeholder group which raised their importance and the number of studies in which they appeared.

The most consistent evidence across the stakeholder groups is summarized in the following section, including illustrative quotations and other relevant findings.

3.2.1. Outcomes raised by all stakeholder groups

Eight outcomes, spanning all seven overarching domains, were considered important by all stakeholder groups. They emerged from between six and eleven studies, from a range of evidence types (Table 2).

The impact and importance of memory decline was considered in relation to MCI and AD. This encompassed recalling names and dates and a general sense of forgetfulness. “…it gets … frustrating to not be able to finish a conversation without at least having one instance where I don't remember a certain item, a name or place” (patient with MCI) [21]. “I was losing my mother—she was forgetting people, how to do the most basic things… forgetting who she was” (familial caregiver of AD patient) [20]. The ten studies [10], [12], [14], [18], [19], [20], [21], [36], [38] reporting this were conducted in North and South America and Europe.

ADLs and loss of functioning included completion of routine activities, such as independently managing cooking, finances, and self-hygiene. Evidence for significance in relation to MCI and AD came from ten studies [10], [11], [14], [15], [19], [22], [28], [30], [36], [38] conducted in North and South America, Europe, and Asia. “Improve ADLs so far as you know... buttoning up a shirt or closing a zipper” (physician regarding expectations of treatment) [10]. “A big issue is car driving…. we have to fight that they give up…. call the police” (professional describing main topics emerging after early AD diagnosis) [14].

The importance of maintaining patient independency and autonomy was discussed in relation to MCI and AD in ten studies [12], [14], [16], [19], [23], [25], [29], [30], [31], [33] from North America, Europe, and Asia. This concept went beyond functional capacity to the ability to self-govern, preserving both physical and psychological autonomy. “The issue is [they] want to maintain [their] autonomy. [They] don't want to be patronised” (health-care professional for AD patients) [14].

The impact of mental health issues, such as anxiety, depression, and reality distortion, was mentioned in relation to MCI and AD, with evidence from ten studies [12], [12], [14], [16], [18], [25], [30], [33], [36], [38] conducted in North and South America, Europe, and Asia. When asked which key areas should be targeted in an intervention for MCI, spousal caregivers believed that targeting depression was important [30].

The importance of maintaining patient quality of life (QoL) (encompassing the concepts of living a fulfilled and dignified life) was highlighted in relation to MCI and AD; evidence came from six studies [10], [11], [15], [27], [31], [34] conducted in North and South America, Europe, and Asia. In one study, caregivers of patients with MCI ranked patient QoL as the most important outcome from a predetermined list of twelve outcomes [11].

Maintenance of patients' identity and personality was discussed in relation to MCI and AD in nine studies [14], [18], [25], [28], [29], [31], [38], [41], [42] carried out in North and South America and Europe. This related to the preservation of personality traits, knowledge, and emotional bonds with others. “My best friend [husband with MCI] has gone. He is part of me, but he is no longer the same person… I really miss him” [29].

The impact of the disease through caregiver burden was discussed in relation to MCI and AD in nine studies [13], [14], [15], [20], [24], [28], [29], [36], [38] carried out in North and South America, Europe, and Asia. “I quit my job, my house, to take care of her. I do not go to the cinema, I do not go out for a walk, I do not go to the shopping mall, I do not go to the hairdresser” (caregiver of AD patient) [28].

The importance of health services and disease information (and its absence) was discussed by all stakeholder groups in relation to MCI and AD in eleven studies [13], [14], [15], [16], [17], [20], [23], [24], [26], [27], [36] from North and South America, Europe, and Asia. “If there is something I don't understand, I will go on [the computer] and look it up… I just want to be able, [if] something happens, [to] take care of him as far as [possible] in every situation …” (caregiver of an AD patient) [13].

3.2.2. Outcomes raised by both patients and caregivers

Patients and caregivers mentioned the importance of retaining language and communication functions in relation to MCI and AD. This included cognitive aspects of verbal and written communication, such as verbal fluency and object naming. Evidence came from six studies [18], [21], [29], [30], [34], [38] conducted in North America and Europe, including one study in which familial caregivers of AD patients ranked “improvement to communication abilities” as the fourth most important of a predetermined list of 25 outcomes [34].

Patients and caregivers dealing with MCI and AD discussed the importance of maintaining a quality patient-caregiver relationship. Evidence emerged from four studies [13], [23], [29], [42] conducted in North America, Europe, and Asia. “My husband gets angry with me when I can't remember things we have decided to do. He talks a lot about it. Sometimes I think that it is worse for him than for me” (a patient with AD) [42].

The impact of experiencing stigma due to AD emerged in four studies [15], [16], [18], [31] conducted in North America, Europe, and Asia. Stakeholders described anticipated, perceived, and overt stereotyping because of AD. “We haven't discussed this, but I get the feeling that [my husband] wouldn't like that, because there is a certain amount of stigma attached to dementia. So no, I haven't” (wife of an AD patient when asked about seeking social support) [18].

3.2.3. Outcomes mentioned by both health-care professionals and caregivers

Both health-care professionals and caregivers discussed the difficulty of dealing with challenging and distressing behaviors in relation to MCI and AD, such as verbal or physical aggression. Evidence came from six studies [28], [29], [34], [36], [38], [43] conducted in North and South America, Europe, and Asia. “If you don't have patience here, you won't last for even 2 months because of patients' yelling and their aggression” (a paid caregiver of AD patients) [43].

The benefits of caregiver social support and the challenges of accessing it were discussed in relation to MCI and AD, with evidence from six studies [14], [15], [17], [18], [19], [27] from North and South America, Europe, and Asia. “I started to realize that I should get someone to talk to when feeling helpless sometimes. I felt better after letting everything out from within” (a caregiver of AD patients) [15].

Patients dealing with MCI and AD described the importance of maintaining family participation in care throughout the disease process to preserve relationships and spread duties. This emerged in six studies [13], [14], [20], [24], [36], [43] conducted in North and South America, Europe, and Asia. “He (the patient) loved his sister so much, and now she won't even call to see how he's doing. She's angry that I keep insisting there's something wrong, and that he ‘took my side’ because he hasn't called her. But of course he can't call her. This is tearing the family apart.” (a caregiver of an AD patient) [20].

Outcomes discussed less frequently are described in Table 2 and Fig. 3.

3.3. Meaningful delay

Only three included studies [10], [37], [39] reported relevant statements or data relating to changes in outcomes of the disease over time, and none comprehensively defined what constituted a meaningful delay in disease progression from stakeholders' perspectives. One study involving patients with mild AD described changes in symptomatology without specific reference to time periods (e.g., slowing memory deterioration and retaining ability to undertake ADLs) [10] (details are shown in Table 3). Two studies involving patients with mild to moderate AD referred to disease progression in terms of cutoff points on the AD Assessment Scale-Cognitive describing 3- [39] or 4-point changes [37] as clinically meaningful. Authors of both these studies emphasized that although these changes may be significant when analyzed at a group level, there was a substantial variation among individuals and their experienced symptoms at any given score on the scale.

4. Discussion

Our systematic review provides a framework of real-world outcomes which represents the voices of stakeholders personally impacted by AD across the spectrum of disease, adding a different perspective to the previous work based on AD trial outcomes and their measures [44], [45]. Important outcomes included clinical aspects of the disease, e.g., memory and mental health, and social aspects, such as the devastating impact of caregiver burden. Other frequently observed important outcomes reflect practical challenges such as accessing AD information or the ability to complete ADLs alongside personal aspects such as maintenance of patient autonomy, identity, and QoL.

Our review identified the importance of several outcomes consistent with those typically assessed in clinical trials, such as cognition and ADLs. However, we revealed the importance of several additional outcomes that are infrequently assessed in clinical trial settings, including preservation of the patient's personality or the accessibility of health services and disease information. These concepts may be captured by patient reported outcome and experience measures [46], which can be used to describe and evaluate the effectiveness of treatments and quality of care, respectively, and their use may enhance patient and carer engagement with—and so recruitment to—clinical trials.

Stakeholders prioritized outcomes with tangible and directly observable effects on the daily lives of patients and caregivers. Disease biomarkers (e.g., those based on tau or amyloid, structural neuroimaging measures, or combination of these) are now incorporated into research diagnostic criteria and therefore commonly used to assess interventions in clinical trials [2]. These were not mentioned by stakeholders, although the desire for certainty of diagnosis was identified in two studies. It is possible that clinical biomarker-based outcomes were not flagged as being important because of the sparsity of data from health-care professionals (six of the 34 included studies), the lack of data from people with prodromal or severe AD, and/or the relatively new and tentative nature of the evidence linking biomarkers to clinical symptomatology.

Although we identified a substantial body of research reporting on the importance of various outcomes to stakeholders, no reliable conclusions relating to the definition of a meaningful delay in AD progression could be drawn. The available evidence highlighted the difficulty of using scales to determine clinically relevant or meaningful change because these are not accurate or predictive of symptoms at the individual level, suggesting the need for further investigation of this issue.

4.1. Strengths and limitations

This review benefitted from the multidisciplinary team of researchers and experts across Europe who conducted the work and contributed at key decision-making stages.

The inclusion of studies published in multiple languages in different countries (although few from developing countries) improves the generalizability of the evidence, and its methodological heterogeneity adds confidence by incorporating outcomes that emerged from a range of study types. This combined evidence facilitates a complete understanding of stakeholder perspectives.

Although our search strategy was relatively sensitive, it may not have captured all relevant material. We used the term “patient” with condition terms to identify individuals with AD across the spectrum, so relevant studies may have been missed which used terms such as “person” or “subject”. We found no studies that addressed the opinions of patients or corresponding stakeholders at the severe end of the AD spectrum. Given the time-intensive and complex nature of qualitative work and the requirement of appropriate consent procedures, it would be practically and ethically difficult to conduct such research. We also did not capture the opinions of former caregivers of people with AD. Both groups represent important missing voices in the evidence presented. The interpretation of research evidence into outcomes and their categorization into domains may have obscured some relevant concepts. For example, language and communication may have been captured by the broader “cognition” domain from the perspective of health-care professionals.

5. Conclusions

Our systematic review provides evidence about the outcomes of MCI and mild to moderate AD dementia which are of importance to patients, caregivers, and health-care professionals. It demonstrates that although current clinical trials typically assess some of these, others are rarely included as outcomes. Involving these varied and nuanced AD outcomes in the trial design would be a substantial challenge, but as they reflect distinct, important aspects of the experience and burden of the disease, they could help ensure that successful treatments or evaluation of the quality of care is better focused on aspects of AD most important to the people affected by it.

As there was limited evidence to define a “meaningful delay in AD disease progression” from any of the stakeholders' perspectives, further research is essential to explore this important issue at different stages of the AD spectrum. AD outcomes of importance in preclinical and severe stages of the disease should also be explored.

Our findings will help future researchers meet the challenge of designing and undertaking optimized clinical trials with the greatest potential to provide treatments for AD which mitigate its most devastating effects at a personal and social level.

Research in context.

• 1.Systematic review: The authors searched four databases (Medline, Embase, CINAHL, and PsycINFO) and online sources of gray literature for research published in any language which elicited the views of stakeholders to identify clinical and nonclinical outcomes of Alzheimer's disease which were important to them.
• 2.Interpretation: There was consistent evidence across stakeholder groups, countries where studies were based, and study methodologies. Overall, 32 outcomes encompassed by seven broad domains were uncovered, reflecting impacts across the spectrum of the disease. There was more evidence for the importance of patient memory, activities of daily living, quality of life, independence and autonomy, mental health, maintaining identity and personality, caregiver burden, and access to health services and disease information.
• 3.Future directions: Understanding which real-world outcomes of Alzheimer's disease are most relevant to patients, caregivers, and health-care professionals should help guide future research to develop relevant, effective treatments and improve health services.