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. 2018 Aug 2;66(3):115. doi: 10.1007/s11249-018-1061-7

On the Proportionality Between Area and Load in Line Contacts

J S van Dokkum 1, M Khajeh Salehani 1, N Irani 1, L Nicola 1,2,
PMCID: PMC6417384  PMID: 30956514

Abstract

The relative contact area of rough surface contacts is known to increase linearly with reduced pressure, with proportionality factor κ. In its common definition, the reduced pressure contains the root-mean-square gradient (RMSG) of the surface. Although easy to measure, the RMSG of the entire surface does not coincide, at small loads, with the RMSG over the actual contact area g¯r, which gives a better description of the contact between rough surfaces. It was recently shown that, for Hertzian contacts, linearity between area and load is indeed obtained only if the RMSG is determined over the actual contact area. Similar to surface contacts, in line contacts, numerical data are often studied using theories that predict linearity by design. In this work, we revisit line contact problems and examine whether or not the assumption of linearity for line contacts holds true. We demonstrate, using Green’s function molecular dynamics simulations, that κ for line contacts is not a constant: It depends on both the reduced pressure and the Hurst exponent. However, linearity holds when the RMSG is measured over the actual contact area. In that case, we could compare κ for line and surface contacts and found that their ratio is approximately 0.9. Finally, by analytically deriving the proportionality factor using g¯r in the original model of Greenwood and Williamson, a value is obtained that is surprisingly in good agreement with our numerical results for rough surface contacts.

Keywords: Root-mean-square gradient, Random rough surface, Contact area, Reduced pressure, Greenwood and Williamson

Introduction

It is well established that for the elastic contact of random rough surfaces, the equation

arel=κp 1

provides a good description of the relation between the relative contact area arel and the reduced pressure p [18]. Here, arel is defined as the ratio of the actual contact area aact (the area over which the gap between the two solids is zero) to the nominal contact area anom. Besides, pp/(g¯E), where E is the contact modulus; p is the nominal contact pressure, and g¯ is the root-mean-square gradient (RMSG) calculated over the nominal contact area. The linear relation in Eq. (1) holds true when the infinitesimal contact condition is assumed, i.e., p is small compared to 1. For surfaces with random roughness, several authors [2, 3, 7] have found a proportionality factor κ weakly dependent on the Hurst roughness exponent and slightly greater than 2.

Although the RMSG of the entire rough surface is easy to measure, it does not directly reflect the physics of the problem, given that it does not coincide with the RMSG over the actual contact area. It was recently shown by Müser [9] that Eq. (1) does not hold for 2D single smooth axisymmetric asperity contacts, unless one replaces g¯ with the RMSG calculated over the actual contact area g¯r. In the case of random rough surface contacts, g¯ and g¯r are expected to be negligibly different, but it is unknown whether this is also the case for line contacts. Nonetheless, similar to surface contacts, also for line contacts, numerical data are often fitted to laws that enforce linearity by design, e.g., see the work by Scaraggi et al. [10]. Here, we intend to investigate, with Green’s function molecular dynamics simulations, to which extend the assumption of linearity for line contacts holds true. Also, we compute the proportionality factor κ using both definitions of RMSG in line and surface contacts, with the aim of finding the scaling factor between κ values for 1D and 2D contacts. In this analysis, besides random rough surfaces also single smooth asperities are considered.

Our interest in studying 1D contacts, which is shared by various authors [1018], stems from the fact that they are computationally less costly than 2D contacts, and therefore more suitable to study contact problems that go beyond linear elasticity. Consequently, the results presented in this work can provide a means of comparison for future contact simulations that describe materials that behave inelastically, for instance materials that deform by dislocation plasticity [19]. Another reason for studying line contacts is that in many practical applications rough surfaces are strongly anisotropic as a result of machining and surface treatment, e.g., unidirectional polished surfaces [20].

The simulations in this work show that linearity between relative contact area and load for line contacts is found, only provided that the RMSG is calculated over the actual contact area. This result has inspired us to check the effect of using g¯r when deriving the proportionality factor κr in the classical Greenwood and Williamson (GW) model [21]. Despite the simplicity of the original GW model, which does not even include elastic interactions, the agreement between the analytically derived κr and that obtained through random rough surface contact simulations is surprisingly in good agreement.

The numerical analysis is performed by applying the Green’s function molecular dynamics (GFMD) technique of Campan~á and Müser [3] to non-adhesive contacts between elastic solids. Throughout this work, the roughness is mapped on a rigid indenter and the substrate is a semi-infinite incompressible elastic solid with an initially flat surface.

Calculation of κr for Single Smooth Asperity Contacts

Before modeling rough surfaces, we start by showing that our numerical results capture the proportionality factor κr for 1D and 2D single smooth axisymmetric asperity contacts. The analytical results for Hertzian contacts were provided by Müser [9]. Also in his study, the reduced pressure is defined as prp/(g¯rE), with g¯r being the RMSG calculated over the actual contact area, while p is load divided by an arbitrary but fixed reference area. Here, we show for the first time that also for infinitely long smooth cylindrical indenters the linear relation of Eq. (1) holds if the RMSG is calculated over the actual contact area, instead of the nominal contact area. Let us consider a single infinitely long and smooth cylinder that indents a semi-infinite incompressible elastic solid. The parabolic approximation of the height profile of the indenter is given by

h(ρ)=R2ρR2, 2

where ρ is the distance from the vertical axis of symmetry and R is the radius of the cylinder. We start by assuming that the relation

arel=κrpg¯rE, 3

is valid for the current contact problem. By defining p as the load L averaged over the nominal contact area anom, this equation can be rewritten as

2c=κrLg¯rE, 4

where c is the half-width of the actual contact area aact. It follows from [22] that

L=πEc24R. 5

Furthermore, the RMSG determined over the actual contact area g¯r is obtained as

g¯r=20chρ2dρ2c=cR3. 6

Substituting the relations for L and g¯r in Eq. (4) gives

κr=8π31.47. 7

Note that the obtained proportionality constant is smaller than that of the Hertzian contact (see Table 1 for a comparison between the parameters of Hertzian and cylindrical contacts), and the ratio is κr1D/κr2D0.88.

Table 1.

Cylindrical and Hertzian contact parameters

aact L g¯r κr
1D (cylindrical) 2c πEc2/(4R) c/R3 1.47
2D (Hertzian [9]) πc2 πΓ(2)Ec3/(Γ(2.5)R) c/R2 1.66

The analytical results are used as a means of validation for our GFMD simulations, as shown in Fig. 1, where κr is shown as a function of pr in the infinitesimal contact regime.

Fig. 1.

Fig. 1

The numerical and analytical predictions of the proportionality factor κr for smooth cylindrical and Hertzian indenters

In GFMD, the surface of the elastic solid is first discretized with a number of equi-spaced grid points, which interact with each other through an effective stiffness [23]. Subsequently, the response of the material to the external loading is obtained using damped dynamics in Fourier space, by only considering the interactions of the surface grid points with their degrees of freedom coupled to the external load [7]. We note that in this work, through the periodicity of the discrete Fourier transforms [24], periodic boundary conditions are intrinsically enforced.

A minimum of n=213 equi-spaced grid points in each direction are employed to discretize the surfaces. Here, the ratio of the width of the periodic unit cell L to indenter radius R is set as L/R=4. This guarantees that adjacent indenters do not interact within the selected pressure range.

For the numerical calculation of g¯r the following procedure is adopted: If point i is in contact along the x- and/or the y-direction, the local mean-square gradient at point i is calculated as

gi2=12hi-hi+1l2+hi-hi-1l2, 8

where hi is the height profile of the indenter at point i and l is the spacing between the grid points. Subsequently, the value of g¯r2 is obtained as

g¯r2=i=1nactgi2nact, 9

where nact is the total number of actual contact points, i.e., the points where the gap between the two solids is zero.

The agreement between the numerical and analytical results in Fig. 1 supports the validity of the numerical model. In the following, the same model is used to study random rough contacts.

Random Rough Line Contacts

In the following, we assume that the indenter has a self-affine roughness with a Gaussian height distribution. The roughness is generated by means of the spectral method described in [25]. The power spectrum density function Cq of the self-affine roughness [26] is given by

CqCqr×1forλr<2πqL;qqr-(1+2H)forλs,H<2πqλr;0forλs2πqλs,H, 10

where the fractal dimension is Df=2-H, and Cqr is scaled to obtain the desired RMSG g¯ [27]. Here, λr is the roll-off wavelength, L the longest wavelength and width of the periodic unit cell, λs,H the roll-on wavelength, and λs is the shortest wavelength. The value of g¯ is taken to be constant and equal to 0.001. The roll-off wavelength is taken to be constant, λr=20μm. Besides, εt=λr/L is set to 1 / 8 as according to [28] any εt1/4 provides an acceptable probability density of heights for rough surfaces. The roll-on wavelength λs,H is selected such that εf=λs,H/λr=1/512, similar to [10]. The continuum discretization εc=λs/λs,H is set equal to 1 / 64 [25]. This assures numerical convergence for all cases studied here including low pressure values and all Hurst exponents, namely H=0.2, 0.5, and 0.8, as discussed in [10].

In order to account for the random nature of the roughness, GFMD calculations are performed for ten different randomly generated rough profiles for any given Hurst exponent. Thereafter, the statistical average is taken over the obtained results.

Our numerical results of the relative contact area arel versus both reduced pressure pp/(g¯E) (in red) and prp/(g¯rE) (in blue) are shown in Fig. 2a for the three selected Hurst exponents. Notice that, the area-to-pressure relation appears linear for both p and pr; there is no dependence on Hurst exponent for pr and only negligible for p. However, if from the same data points the values of proportionality factors κ1Darel/p and κr1Darel/pr are calculated, as presented in Fig. 2b, the following observations can be made: (1) The proportionality factor κ1D is not a constant and varies rather significantly (on average by 25% in the pressure range spanning from p=10-1 to p=10-3); (2) κ1D depends significantly on H; (3) the proportionality factor κr1D is, on the contrary, constant and independent of H. We can therefore conclude that, similar to the case of single smooth asperities, also for line contacts the relation between relative contact area and reduced pressure is linear and independent of H, only if the RMSG is taken over the actual contact area. The value of the proportionality factor is κr1D1.75.

Fig. 2.

Fig. 2

a The relative contact area arel versus both reduced pressure pp/(g¯E) (in red) and prp/(g¯rE) (in blue) for line contacts with various H, obtained with GFMD simulations. b The data points from (a) are used to calculate κ1D and κr1D. (Color figure online)

The results of κ1D in Fig. 2b indicate also that one should be careful when fitting data for line contacts with laws that result in a constant and single valued κ. In his theory of contact, Persson [1, 29] demonstrated that the relative contact area may be approximated by arel=erf(2p). Later, Scaraggi et al. [10] proposed a correction to this equation so that it could be applied to line contacts:

arel=erf2pΨ(p). 11

The correction function is defined as Ψ(p)=b1+(1-b1)erf(b2p), where b1 and b2 are fitting parameters.

If we apply the approximation of Eq. (11) and calculate one fit to all our numerical results of relative contact area arel versus reduced pressure p, we obtain the proportionality factor κfit1D presented with a dashed green line in Fig. 3. Our results are in good agreement with the results of boundary elements simulations performed by Scaraggi et al. [10] for profiles with various Hurst exponent and RMSG (solid black line). However, if we calculate independent fits on our numerical results of arel versus p for each value of the Hurst exponent (see the red curves in Fig. 3), we find that κfit1D strongly depends on H, although for each Hurst exponent it is independent of reduced pressure when p10-1. The latter is obviously expected, since linearity between relative contact area and reduced pressure is enforced by the fitting equation.

Fig. 3.

Fig. 3

The proportionality factor κfit1D versus reduced pressure p for surfaces with Hurst exponent H=0.2, 0.5, and 0.8 are shown with red lines. The fit obtained for all H (dashed green line) is also included along with the fit calculated for the results obtained by Scaraggi et al. [10] (solid black line). All curves are obtained using the approximation of Eq. (11). (Color figure online)

Random Rough Surface Contacts

In this section, we will calculate the proportionality factors for random rough surface contacts, computing RMSG over nominal and actual contact area. Our aim is, first, to verify that κ2D and κr2D are in agreement and, second, to find the values of proportionality factors for surface contacts to be compared with the values obtained for line contacts in the previous section.

Here, we consider the same roughness parameters as in Sect. 3 except that εt=1/4 and εf=1/64 to keep the simulations computationally tractable with our facilities. Besides, the fractal dimension Df=3-H and in the power spectrum density of Eq. (10) the power of q/qr is replaced by -2(1+H) [25].

Figure 4a shows the results of relative contact area arel versus both p (in red) and pr (in blue). The data obtained for p and for pr differ negligibly, i.e., much less than in the case of line contacts (compare with Fig. 2a). The corresponding proportionality factors κ2D and κr2D are shown in Fig. 4b.

Fig. 4.

Fig. 4

a GFMD predictions of the relative contact area arel versus p (red lines) and pr (blue lines) for three values of Hurst exponent H=0.2, 0.5, and 0.8. b The corresponding proportionality factors κ2D and κr2D are plotted against p and pr, respectively. Solid and dashed red lines are empirical fits to the results of Wang and Müser [30] and the current work, respectively. (Color figure online)

In this figure, our results are compared with those obtained by Wang and Müser [30]. In their work, they assumed that the results are independent of the Hurst exponent and obtained an empirical fit analogous to [1] on the numerical results of Prodanov et al. [7]. We apply the same empirical fit to our numerical results (dashed red line in Fig. 4b). The difference between our curve and Wang’s is that the fit in [30] is obtained by using numerical results up to p=101 while in our work only p<10-1 is applied, as reaching higher values of p demands computing power beyond our possibilities.

The results shown in Fig. 4b indicate that for surface contacts, the values of κ2D and κr2D (even without using an empirical fit) are negligibly dependent on the Hurst exponent and the reduced pressure. Moreover, compared to the 1D case (see Fig. 3), κ2D and κr2D differ less, as κ2D2.20 and κr2D1.88.

Comparison Between the Proportionality Factors for Line and Surface Contacts

The results in terms of the ratio between the proportionality factors for line and surface contacts are shown in Fig. 5. Obviously, κ1D/κ2D is not a constant but depends on both Hurst exponent H and reduced pressure p, similar to κ1D. The value of κr1D/κr2D is constant and equal to 0.92.

Fig. 5.

Fig. 5

GFMD predictions for κ1D/κ2D and κr1D/κr2D versus reduced pressure values p and pr, respectively. Lines corresponding to the calculations of Scaraggi et al. [10] and the analytically obtained κr1D/κr2D for single smooth asperity contacts (see Table 1) are also included in this figure

Notice that when considering the RMSG over the nominal contact area, as for instance in the simulations by Scaraggi et al. [10], one finds κ1D>κ2D. Moreover, while κ1D and κ2D differ by 25%, the difference between κr for line and surface contacts is only 8%.

The calculated value for the cylinder and Hertzian contacts is κr1D/κr2D0.88 (see Table 1) and is also presented in Fig. 5. This value is remarkably close to the value obtained for κr1D/κr2D for random rough contacts. Therefore, we conclude that the 1D-to-2D scaling factor, κr1D/κr2D0.9, can be used for both random rough and Hertzian contacts.

Analytical Derivation of κr2D Using the Original GW Model

In the pioneering work of Greenwood and Williamson (GW) [21], an ensemble of identical spherical asperities was used to model the surface roughness. Here, we investigate whether by using g¯r in the original GW model we can find a linear relation between the relative contact area arel and the reduced pressure pr.

Following [21], we assume that all asperity summits have radius R and the probability that an asperity has a height between z and z+dz above the reference plane is ϕ(z)dz. If the reference planes of the two surfaces are separated by distance d, then any asperity with height z>d is in contact. These asperities are compressed on their centreline by w=z-d and contribute by daact and dL to the total actual contact area aact and total load L, respectively. The values of daact and dL are given as

daact=πc2=πRw, 12
dL=4EwRw3. 13

Moreover,

arelddaactϕ(z)dz, 14
pddLϕ(z)dz. 15

In the following, we consider two cases of asperity distribution: (i) Exponential: ϕ(z)=(1/σ)exp(-|z|/σ) and (ii) Gaussian: ϕ(z)=(1/2πσ2)exp-z2/2σ2, where σ is the root-mean-square height.

Exponential Asperity Distribution

By substituting for daact, dL and ϕ(z) in Eqs. (14) and (15), we obtain

arel=πRσexp(-d/σ), 16
p=σEπRσexp(-d/σ). 17

Furthermore, for a random rough surface contact

g¯r2=d0c2πρhρ2dρϕ(z)dzarel, 18

where from Table 1 and [9] we have

0c2πρhρ2dρ=πc42R2. 19

Therefore,

g¯r=σR. 20

By substituting for the values of p, arel, and g¯r in Eq. (3), the proportionality factor is obtained as

κr2D=π1.77. 21

Note that the obtained value of κr2D under the assumption of an exponential asperity distribution is independent of R, σ, and d.

Gaussian Asperity Distribution

The same procedure shown above is performed to obtain κr2D. However, unlike the previous case, we reach a κr2D value which depends on σ and d. Hence, we use the well-known asymptotic solution of BGT [31] for infinitesimal contacts, i.e., (d/σ) and this again gives

limdσκr2Ddσ=π1.77. 22

Remarkably, the analytical value for κr2D obtained by applying the original GW model, thus without considering elastic interactions, is in close agreement with our numerical result.

Concluding Remarks

The relative contact area of rough surface contacts depends linearly on reduced pressure, with proportionality factor κ. It is customary to determine the reduced pressure considering the RMSG over the nominal contact area. However, we have here shown, with Green’s function molecular dynamics simulations, that κ is not a constant in the case of line contacts, but depends rather strongly on Hurst exponent and reduced pressure.

Therefore, following the work of Müser [9] on axisymmetric asperities, we have calculated reduced pressure on line contacts by computing the RMSG over the actual contact area and reached the following conclusions:

  • For line contacts, only when the RMSG is calculated over the actual contact area a linear relation exists between the relative contact area arel and the reduced pressure prp/(g¯rE), such that the proportionality factor κr1D is independent of Hurst exponent and pressure. This holds true for rough contacts as well as for Hertzian asperities.

  • A 1D-to-2D scaling factor is found for random rough and Hertzian contacts, i.e., κr1D/κr2D0.9.

Inspired by the results for line contacts, we have evaluated the RMSG over the actual contact area also in the framework of the original model by Greenwood and Williamson, and derived the analytical value for κr2D. Despite the fact that the model is simple and does not include elastic interactions, we found that the value of κr2D is remarkably close to our GFMD numerical result for random rough surfaces.

Finally, it must be noted that measuring g¯ experimentally is significantly easier than measuring g¯r for which an in situ measurement of the actual contact area [8, 32] would be required, while for computer simulations there is no significant difference in effort.

Acknowledgements

LN received funding from the European Research Council (ERC) under the European Union’s Horizon 2020 research and innovation programme (Grant Agreement No. 681813). LN also acknowledges support by the Netherlands Organisation for Scientific Research NWO and Dutch Technology Foundation STW (VIDI Grant 12669). JSvD wishes to thank Syam P. Venugopalan for insightful discussions.

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