Abstract
Objectives:
To present treatment results of oral squamous cell carcinoma (OSCC) at a tertiary cancer care center from 1985 to 2015.
Materials and Methods:
A total of 2082 patients were eligible for this study. Main outcomes measured were overall survival (OS) and disease specific survival (DSS). Prognostic variables were identified with bivariate analyses using Kaplan-Meier curves and log-rank testing for comparison. A p-value <0.05 was considered statistically significant and significant factors were entered into multivariate analysis. Median age was 62 years (16-100), 56% were men, 66% reported a history of tobacco use and 71% of alcohol consumption. The most common subsite was tongue (51%). Seventy-three percent of patients had cT1-2 and 71% had clinically negative necks (cN0). Surgery alone was performed in 1348 patients (65%), adjuvant postoperative radiotherapy in 608 patients (29%) and postoperative chemoradiation in 126 patients (6%). Neck dissection was performed in 920 patients with cN0, and in 585 patients with a clinically involved neck. The median follow-up was 37.6 months (range 1-382).
Results:
The 5-year OS and DSS were 64.4% and 79.3%, respectively. Age, comorbidities, margin status, vascular invasion, perineural invasion, AJCC 8th edition pT, and pN were independent prognostic factors of OS (p<0.05). History of alcohol consumption, margin status, vascular invasion, perineural invasion, pT, and pN were independent prognostic factors of DSS (p<0.05).
Conclusion:
pN stage is the most powerful and consistent predictor of outcome in patients with OSCC treated with primary surgery and appropriate adjuvant therapy.
Keywords: mouth neoplasms, mouth cancer, oral neoplasms, oral cancer, squamous cell carcinoma, epidermoid carcinoma, head and neck neoplasms, head and neck cancer, upper aerodigestive tract neoplasms
Introduction
Oral cavity cancer is a significant cause of morbidity and mortality worldwide. The most common histologic type of cancer in the oral cavity is squamous cell carcinoma, representing over 90% of all oral cancers [1]. Tobacco and alcohol use are the main etiological factors of oral squamous cell carcinoma (OSCC) [2]. Consequent to efforts and public campaigns to educate the population on the damaging health effects of tobacco, a significant decrease in the prevalence of smoking has been observed in the United States [3]. Smoking has also been noted to be less frequent among patients with OSCC [4]. Unfortunately, a proportional decrease in incidence of OSCC has not been observed [1]. The estimated number of new cases and the anticipated deaths attributable to the disease in 2018 in the United States are 33,950 and 6,800, respectively [5].
The treatment of choice for OSCC is surgical resection. Adjuvant radiotherapy with or without chemotherapy is offered when there is a high risk of recurrence and after taking into consideration multiple factors, including patient’s age and comorbidities, pathologic staging, margin status, the extent of nodal involvement and other histopathologic characteristics of the primary tumor [6–10]. Although advances have been made in imaging modalities (including computed tomography, magnetic resonance imaging, positron emission tomography and ultrasound), surgical techniques, radiation therapy sources and delivery, and combination with chemotherapy, survival rates for OSCC have improved only marginally in the United States [1].
Several studies have reported outcomes for specific subsites within the oral cavity [11–18]. In addition, large cancer registry and multi institutional series have been published [18–22]. A recent study reporting outcome of patients with OSCC included only patients who received both surgery and adjuvant therapy [23]. Two contemporary single institutional cohort studies reported survival after treatment of OSCC [24, 25]. However, these studies did not include a multivariate analysis with the factors that were found to be predictors of outcomes in their cohort.
Therefore, the aim of our study is to report an overview of surgical outcomes in OSCC of our institution’s experience over a 31-year period and identify factors predicting outcomes using multivariate analysis.
Material and Methods
Following Institutional Review Board approval, an institutional database was queried based on CPT, ICD-9 procedure, ICD-9 diagnosis, and ICD-10 diagnosis codes related to surgery in the oral cavity or an oral cancer diagnosis. The query was designed for high sensitivity and low specificity to ensure that every eligible patient was captured. Inclusion criteria were as follows: invasive squamous cell carcinoma of the oral cavity (buccal mucosa, floor of mouth, hard palate, lower gum, oral tongue, retromolar trigone, and upper gum) treated with surgery at our institution between 1985 and 2015. Exclusion criteria were as follows: prior treatment of the reference oral cancer, synchronous head and neck squamous cell carcinomas, distant metastasis at presentation, and a prior history of non-endocrine head and neck cancer. Patients with a lateral neck dissection prior to presentation and/or patients with excisional biopsies of their primary tumors were also excluded. Two thousand and eighty-two patients met the inclusion criteria and were included in this analysis.
Clinical, radiographic, pathologic, therapeutic, and outcomes data were entered into Caisis, a web-based cancer database (v6.0, BioDigital; New York, NY). All statistical analyses were conducted using SPSS (v25.0, IBM Corporation; Somers, NY). The main outcomes of interest were overall survival (OS) and disease specific survival (DSS). The follow-up interval was calculated in months from the date of initial curative surgery to the date of last known follow-up with a member of the institutional disease management team. Patients who died of other causes were censored for analysis of DSS. Details of death were extracted from the medical records and verified using the Social Security Death Index when appropriate. Prognostic variables were identified with bivariate analyses using Kaplan Meier curves and log-rank testing for comparison of outcomes. A p-value of less than 0.05 was considered statistically significant and all significant factors were entered into a multivariate Cox proportional hazard model. Parametric and non-parametric comparisons were performed using Pearson’s χ2 test.
Demographic Information
Demographic characteristics are listed in Table 1. The median age was 62 years (range 16-100), 56% were men, and 84% patients identified themselves as Caucasian. Sixty-six percent of patients reported a history of tobacco use, and 71% reported a history of alcohol consumption. The majority of the patients (73%) had a comorbidity index of 0, according to the Washington University Head and Neck comorbidity index (WUHNCI) [26]. Forty percent of all patients in this 31-year series were treated in the most recent 10-year period, indicating an increase in the number of patients seen at our institution during equivalent periods over the course of the study.
Table 1:
Patients Characteristics
| Characteristic | N | % |
|---|---|---|
| Gender | ||
| Male | 1174 | 56% |
| Female | 908 | 44% |
| Age | ||
| Age ≤60 | 931 | 45% |
| Age >60 | 1151 | 55% |
| Race | ||
| Caucasian | 1757 | 84% |
| Black | 76 | 4% |
| Asian | 207 | 10% |
| Not Reported/Other | 42 | 2% |
| Comorbidities (WUHNCIa) | ||
| 0 | 1519 | 73% |
| ≥1 | 563 | 27% |
| Alcohol Use | ||
| Current | 1289 | 62% |
| Discontinued | 197 | 9% |
| Never | 583 | 28% |
| Unknown | 13 | <1% |
| Tobacco Use | ||
| Current | 802 | 39% |
| Discontinued | 576 | 28% |
| Never | 695 | 33% |
| Unknown | 9 | <1% |
| Year of Treatment | ||
| 1985-1995 | 594 | 29% |
| 1995-2005 | 653 | 31% |
| 2005-2015 | 835 | 40% |
| Subsites | ||
| Oral Tongue | 1067 | 51% |
| Floor of Mouth | 304 | 15% |
| Lower Gum | 284 | 14% |
| Buccal Mucosa | 139 | 7% |
| Upper Gum | 129 | 6% |
| Retromolar Trigone | 116 | 6% |
| Hard Palate | 43 | 2% |
WUHNCI: Washington University head and neck comorbidity index.
Tumor Characteristics
The most common subsite was oral tongue (51%), followed by floor of mouth (15%), and lower gum (14%). The distribution of subsites has changed over time. The proportion of floor of mouth cancers has decreased from 20.5% of all cases in the first decade of the study (1985-1995) to 14.7% in the second decade (1996-2005) and 10.3% in the last (2006-2015), while tongue cancers have increased from 45.5% to 51.1% and 55.3%, respectively (p<0.001).
The distribution of clinical tumor and nodal categories in the TNM staging system American Joint Committee on Cancer (AJCC) 7th Edition is shown in Table 2. We used the 7th Edition for clinical tumor and nodal categorization because depth of invasion was not routinely recorded during the initial clinical tumor assessment for most of the patients. Seventy-three percent of patients had early primary tumors (cT1 and cT2) on a comprehensive preoperative evaluation, and 71% of patients had clinically negative necks (cN0). Preoperatively, 31% percent of patients were stage I, 27% were stage II, 14% were stage III, and 25% were stage IV. Staging had not been recorded in the chart for 2% of patients.
Table 2.
Distribution of Patients by Clinical Stage (AJCC 7th Edition)
| Stage | N0 | N1 | N2 | N3 | Total | (%) | |
|---|---|---|---|---|---|---|---|
| I | T1 | 657 | 54 | 28 | 1 | 740 | 36.4% |
| II | T2 | 557 | 116 | 107 | 3 | 783 | 38.6% |
| III | T3 | 97 | 29 | 53 | 2 | 181 | 8.9% |
| IV | T4 | 139 | 67 | 118 | 3 | 327 | 16.1% |
| Total | 1450 | 266 | 306 | 9 | 2031 | 100% | |
| % | 71.4% | 13.1% | 15.1% | 0.4% | 100% |
Treatment
Surgery alone was the definitive treatment in 1348 patients (65%), surgery combined with postoperative radiotherapy was employed in 608 patients (29%) and surgery combined with postoperative chemoradiation was administered in 126 patients (6%).
Resection of the mandible was performed in 620 (30%), maxilla in 170 (8%), and both in 54 (3%). The majority of mandibulectomies were marginal resections (58%), and the majority of maxillectomies were partial resections (91%). Primary closure of the surgical defect was employed in 1258 patients (60%), free tissue transfer in 429 patients (21%). The remaining surgical defects were managed by secondary intention healing (3%), a skin graft (11%), local flap (2%) or regional myocutaneous pedicle flap (3%). Information was not available on the nature of reconstructive procedure in 2 patients (<1%).
Neck dissection was performed in 1,506 patients (72%). Of the 1485 patients with a clinically negative neck (cN0), elective neck dissection was performed in 920 patients (62%), while 565 (38%) were closely followed in active surveillance. Five-hundred and eighty-five patients had a therapeutic neck dissection. Sixty-five percent of the neck dissections were selective neck dissections, 30% were modified radical neck dissections and 5% were radical neck dissections.
Histopathologic Characteristics
Histopathologic characteristics are described in Table 3. The median largest dimension of the primary tumor was 2 cm (range 0.04-9.0). The majority of patients (60.7%) had moderately differentiated squamous cell carcinoma. Details of vascular and perineural invasion were available in 1570 patients (75%). Vascular invasion was reported to be present in 231 patients (11%) and perineural invasion was present in 497 patients (24%). Bone involvement by the tumor was histopathologically confirmed in 44% of the patients who had bone resection as part of their treatment.
Table 3:
Histopathological Characteristics
| Characteristic | N | % |
|---|---|---|
| Depth of Invasion | ||
| ≤5 mm | 720 | 34% |
| >5 mm and ≤10 mm | 513 | 25% |
| >10 mm | 618 | 30% |
| Unknown | 231 | 11% |
| Bone Resection | ||
| Bone Resected | 844 | |
| Bone Invaded | 368 | 44% |
| Margin Status | ||
| Negative | 807 | 39% |
| Close | 1046 | 50% |
| Positive | 220 | 11% |
| Unknown | 9 | <1% |
| Vascular Invasion | ||
| Absent | 1339 | 64% |
| Present | 231 | 11% |
| Unknown | 512 | 25% |
| Perineural Invasion | ||
| Absent | 1073 | 51% |
| Present | 497 | 24% |
| Unknown | 512 | 25% |
| Pathologic Grade | ||
| Well Differentiated | 396 | 19% |
| Mod Differentiated | 1264 | 61% |
| Poor Differentiated | 275 | 13% |
| Unknown | 147 | 7% |
| Lymph Node Status | ||
| pN0 | 839 | 56% |
| pN+ | 667 | 44% |
| Extranodal Extension (ENE) | ||
| Absent | 306 | 46% |
| Present | 282 | 42% |
| Unknown | 79 | 12% |
Surgical margin status was classified as positive (invasive carcinoma at the resected border), close (invasive carcinoma ≤ 5 mm from the resected border), or negative (invasive carcinoma >5 mm from the resected border). This traditional classification was used despite our recent study on oral tongue margins [27] because the current analysis includes all oral cavity subsites. Eight hundred and seven patients (39%) had negative margins, 1046 patients (50%) had close margins and 220 patients (11%) had positive margins.
The pathological TNM categories according to AJCC 8th edition are listed in Table 4. Across all subsites, 24.4% of patients were stage I, 19.4% of patients were stage II, 12.1% of patients were stage III, 31% of patients were stage IV, and 13.2% did not have sufficient information to determine tumor stage. Early staged disease (stage I and stage II) was most common in the oral tongue (59.1%) and least common in the retromolar trigone (33.3%) and lower gum (33.8%).
Table 4:
Distribution by Pathologic Stage (AJCC 8th Edition)
| Stage | pN0 | pN1 | pN2 | pN3 | Total | (%) | |
|---|---|---|---|---|---|---|---|
| I | pT1 | 508 | 25 | 17 | 12 | 562 | 31.9% |
| II | pT2 | 403 | 68 | 57 | 55 | 583 | 33.1% |
| III | pT3 | 127 | 31 | 50 | 53 | 261 | 14.9% |
| IV | pT4 | 166 | 37 | 50 | 101 | 354 | 20.1% |
| Total | 1204 | 161 | 174 | 221 | 1760 | 100% | |
| % | 68.4% | 9.1% | 9.9% | 12.6% | 100% |
Forty-four percent of all patients who underwent a neck dissection had cervical lymph node metastasis detected on histopathologic evaluation (pN+), 42% of these had extranodal extension (ENE) (Table 3). Thirty percent of patients who received elective neck dissection were pN+, 30% of which had ENE. Meanwhile, 66% of patients undergoing therapeutic neck dissection had a pathologically involved neck, 51% of which had ENE.
Treatment Outcomes
The median follow-up interval was 37.6 months (range 1-382). The 5-year OS and DSS were 64.4% and 79.3%, respectively. Table 5 lists factors predictive of OS. Age, severe comorbidities, margin status, vascular invasion, perineural invasion, pT stage, and pN stage were independent prognostic factors of OS (p<0.05). Table 6 lists factors predictive of DSS. History of alcohol consumption, margin status, vascular invasion, perineural invasion, pT stage, and pN status were independent prognostic factors of DSS (p<0.05). Of note, patients with pN3 disease were 3.1 times more likely to die of any cause (95% CI 2.481-3.914) and 3.5 times more likely to die with cancer (95% CI 2.528-4.973) compared to those with pN0 disease.
Table 5:
Factors Predictors of Overall Survival (Univariate and Multivariate Analysis)
| Factor | Variable | No. Pres. | Univariate Analysis | Multivariate Analysis | |||
|---|---|---|---|---|---|---|---|
| 5-year OS | p Value | RR | CI | p Value | |||
| Age | ≤60 | 931 | 73.3% | <0.001 | Ref | <0.001 | |
| >60 | 1151 | 57.5% | 1.857 | 1.568-2.198 | |||
| Sex | Female | 908 | 64.5% | 0.192 | NS | ||
| Male | 1174 | 64.4% | |||||
| Alcohol Use | Never | 583 | 62.4% | 0.683 | NS | ||
| Ever | 1486 | 65.5% | |||||
| Tobacco Use (at presentation) | Never | 695 | 68.4% | <0.001 | Ref | 0.154 | |
| Ever | 1378 | 62.6% | 1.131 | 0.955-1.339 | |||
| WUHNCI | None | 1519 | 68.5% | <0.001 | Ref | <0.001 | |
| Any | 563 | 53.5% | 1.434 | 1.214-1.693 | |||
| Margin Status | Negative | 807 | 73.3% | <0.001 | Ref | <0.001 | |
| Close | 1046 | 63.0% | 1.108 | 0.919-1.335 | |||
| Positive | 220 | 37.6% | 1.753 | 1.352-2.272 | |||
| Vascular Invasion | Absent | 1339 | 66.3% | <0.001 | Ref | 0.020 | |
| Present | 231 | 40.5% | 1.288 | 1.040-1.596 | |||
| Perineural Invasion | Absent | 1073 | 70.0% | <0.001 | Ref | 0.012 | |
| Present | 497 | 46.5% | 1.259 | 1.052-1.507 | |||
| Depth of Invasion | ≤5 mm | 720 | 78.2% | <0.001 | NA | ||
| >5 and ≤10 mm | 513 | 64.5% | |||||
| >10 mm | 618 | 44.5% | |||||
| Extranodal Extension | No | 306 | 55.4% | <0.001 | NA | ||
| Yes | 282 | 28.8% | |||||
| Histologic grade | Well | 396 | 74.8% | <0.001 | Ref | 0.756 | |
| Moderate | 1264 | 63.0% | 1.003 | 0.796-1.264 | |||
| Poorly | 275 | 49.6% | 1.084 | 0.811-1.448 | |||
| pT status (AJCC 8th Edition) | pT1 | 569 | 81.0% | <0.001 | Ref | <0.001 | |
| pT2 | 609 | 64.3% | 1.234 | 0.978-1.558 | |||
| pT3 | 279 | 51.8% | 1.396 | 1.062-1.834 | |||
| pT4 | 367 | 39.1% | 1.807 | 1.401-2.332 | |||
| pN status (AJCC 8th Edition) | pN0/pNx | 1415 | 74.2% | <0.001 | Ref | <0.001 | |
| pN1 | 175 | 63.0% | 1.289 | 0.991-1.678 | |||
| pN2 | 186 | 47.6% | 1.659 | 1.300-2.117 | |||
| pN3 | 229 | 23.5% | 3.116 | 2.481-3.914 | |||
Table 6:
Factors Predictors of Disease Specific Survival (Univariate and Multivariate Analysis)
| Factor | Variable | No. Pres. | Univariate Analysis | Multivariate Analysis | |||
|---|---|---|---|---|---|---|---|
| 5-year DSS | p Value | RR | CI | p Value | |||
| Age | ≤60 | 931 | 82.2% | 0.004 | Ref | 0.170 | |
| >60 | 1151 | 76.7% | 1.189 | 0.929-1.522 | |||
| Sex | Female | 908 | 77.2% | 0.119 | NS | ||
| Male | 1174 | 80.9% | |||||
| Alcohol Use | Never | 583 | 74.9% | 0.001 | Ref | 0.002 | |
| Ever | 1486 | 81.2% | 0.674 | 0.525-0.865 | |||
| Tobacco Use (at presentation) | Never | 695 | 77.6% | 0.254 | NS | ||
| Ever | 1378 | 80.2% | |||||
| WUHNCI | None | 1519 | 80.3% | 0.041 | Ref | 0.062 | |
| Any | 563 | 76.1% | 1.284 | 0.987-1.669 | |||
| Margin Status | Negative | 807 | 86.4% | <0.001 | Ref | 0.002 | |
| Close | 1046 | 78.7% | 1.207 | 0.876-1.662 | |||
| Positive | 220 | 52.2% | 1.997 | 1.338-2.980 | |||
| Vascular Invasion | Absent | 1339 | 81.6% | <0.001 | Ref | 0.022 | |
| Present | 231 | 57.4% | 1.409 | 1.051-1.890 | |||
| Perineural Invasion | Absent | 1073 | 85.1% | <0.001 | Ref | 0.028 | |
| Present | 497 | 62.4% | 1.361 | 1.034-1.791 | |||
| Depth of Invasion | ≤5 mm | 720 | 92.0% | <0.001 | NA | ||
| >5 and ≤10 mm | 513 | 78.2% | |||||
| >10 mm | 618 | 60.3% | |||||
| Extranodal Extension | No | 306 | 66.7% | <0.001 | NA | ||
| Yes | 282 | 46.3% | |||||
| Histologic grade | Well | 396 | 90.9% | <0.001 | Ref | 0.161 | |
| Moderate | 1264 | 77.1% | 1.598 | 0.978-2.611 | |||
| Poorly | 275 | 65.0% | 1.653 | 0.954-2.865 | |||
| pT status (AJCC 8th Edition) | pT1 | 569 | 92.8% | <0.001 | Ref | <0.001 | |
| pT2 | 609 | 79.6% | 1.553 | 1.009-2.392 | |||
| pT3 | 279 | 67.3% | 1.948 | 1.209-3.137 | |||
| pT4 | 367 | 54.3% | 2.962 | 1.891-4.639 | |||
| pN status (AJCC 8th Edition) | pN0/pNx | 1415 | 88.6% | <0.001 | Ref | <0.001 | |
| pN1 | 175 | 70.8% | 1.906 | 1.300-2.795 | |||
| pN2 | 186 | 62.8% | 1.891 | 1.312-2.725 | |||
| pN3 | 229 | 41.6% | 3.546 | 2.528-4.973 | |||
Discussion
To our knowledge this is the largest single institutional study reporting outcomes for patients with OSCC primarily treated with surgery at a tertiary care center. Two thousand and eighty-two patients were included.
The core philosophy of treatment of OSCC has not changed dramatically during the years of this study: surgery is still the preferred initial treatment. However, the paradigm for adjuvant management has evolved in more recent years based mostly on the results presented by the Radiation Therapy Oncology Group (RTOG) 9501 study [9] and the European Organization for Research and Treatment of Cancer Trial (EORTC) 22931 study [10]. The relatively small percentage (6%) of patients in our cohort treated with postoperative chemoradiation is a reflection of the long duration of the study, dating back to 1985. This proportion changes to approximately 12% for the patients in our cohort treated from 2004 until 2015.
Table 7 summarizes data from contemporary publications reporting outcomes for OSCC. Most of the more recent studies reporting outcomes for OSCC employed data from large national databases [13, 16, 18–20]. Luryi et al used the National Cancer Database (NCDB) data to study patients with exclusively early stage OSCC. Overall survival at 5 years was 69.7% in this study that analyzed 6830 cases [19]. Schwan et al also used the NCDB data to study differences in outcomes for patients treated from 1998 through 2003 and those treated from 2004 through 2006 and found an improvement in OS [20]. Other authors used the data from the Surveillance, Epidemiology, and End Results Program (SEER) data from the National Cancer Institute to study outcomes of specific subsites within the oral cavity and reported lower 5-year OS, ranging from 33 to 39% [13, 16, 18]. These studies, however, also included patients who were treated primarily with radiation therapy. The most recent SEER cancer statistics review published by Noone et al reported a relative 5-year survival of 65.8% for patients treated for oral tongue cancer from 2008-2014 [22]. Using data from these national databases can provide a larger sample size, but the limitations of these data are well recognized [28]. Some of these limitations are: cases are recorded, not patients, so one patient with two primary tumors are counted twice; more than one provider can report the same patient and the process of checking for duplicates is not reliable; there are pitfalls related to using these large numbers, the methods of estimation, misclassification, and missing data which can change considerably the results.
Table 7.
| Author | Years | Patients | Site | T | N | Stage | ND | Margins | Extranodal Extension | Adjuvant | 5-y DSS | 5-y OSS | |||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1-2 | 3-4 | N0 | N+ | I-II | III-IV | Elective | Therapeutic | Negative | Positive | No | Yes | RT | CT | ||||||
| Alonso et ala | 1973-2014 | 1489 | 100% HP | 49% | 50% | 74% | 26% | 43% | 57% | NR | NR | - | - | - | - | 22% | NR | 59% | 33% |
| Amit et alb | 1990-2000 | 735 | NR | 53% | 47% | 56% | 44% | 58% | 41% | 60% | 40% | 76% | 24% | 76% | 24% | 53% | 3% | 69% | 59% |
| 2001-2011 | 2003 | NR | 45% | 55% | 56% | 44% | 43% | 57% | 82% | 18% | 53% | 47% | 50% | 23% | 81% | 70% | |||
| Garzino-Demo et alc | 2000-2011 | 525 | 42% T 15% BM 6% RMT 10% UG/HP 12% FOM 15% LG |
NR | NR | 74% | 26% | 58% | 42% | 35% | 26% | 10% | 90% | 97% | 3% | 42% | NR | 73% | 71% |
| Ling et alc | 1997-2017 | 210 | 100% T | 60% | 40% | 58% | 42% | 40% | 60% | 11% | 42% | 60% | 40% | 88% | 12% | 57% | NR | 48% | 44% |
| Luryi et ald | 2003-2006 | 6830 | 49% T 16% Lip 17% FOM 8% LG/UP/HP 4% RMT 5% BM |
100% | 0 | 100% | 0 | I-65% II-35% |
0 | 48% | 0 | 88% | 7% | - | - | 18% | 3% | NR | 69.7% |
| Nishi et alc | 1992-2011 | 45 | 100% RMT | 47% | 53% | 51% | 49% | 31% | 69% | NR | NR | 76% | 24% | - | - | 13% | 7% | 60%† | 52% |
| Ong et alc | 1973-2016 | 921 | 38% T 24% FOM 8% RMT 11% BM 12% G 3% HP 4% SP |
60% 4% CIS |
33% | 65% | 35% | NR | NR | NR | NR | - | - | - | - | 22% | NR | NR | 70% |
| Quinlan-Davidson et alc | 2000-2012 | 289 | 51% T 16% G 11% RMT 10% BM 9% FOM 3% HP |
52% cT | 45% cT | 37% cN | 62% cN | NR | NR | 31% | 62% | 82% | 18% | 69% | 31% | 100% | 51% | NR | 57% |
| Rizvi et ala | 1973-2012 | 4022 | 100% RMT | 65% | 35% | 60% | 40% | 44% | 56% | NR | NR | - | - | - | - | 34% | NR | 55% | 38% |
| Saggi et ala | 1973-2013 | 14010 | 100% FOM | NR | NR | NR | NR | 30% | 28% | NR | NR | - | - | - | - | 28% | NR | 59% | 39% |
| Schwam et ald | 1998-2003 | 7734 | NR | 74% | 26% | 78% | 22% | 64% | 36% | NR | NR | 86% | 14% | - | - | 35% | 5% | NR | ~50%* |
| 2004-2006 | 5921 | NR | 77% | 23% | 80% | 20% | 67% | 33% | NR | NR | 88% | 12% | - | - | 34% | 12% | NR | ~60%* | |
| Shukla et alc | 1995-2010 | 353 | 58% BM 42% GBS |
NR | NR | 65% | 35% | 11% | 89% | 20% | 78% | 90% | 10% | - | - | 63% | 9% | 58% | 60% |
SEER database.
ICOR.
Single institution.
NCDB.
Abbreviations: NR: not reported, T: tongue, G: gingiva, RMT: retromolar trigone, BM: buccal mucosa, FOM: floor of mouth, HP: hard palate, SP: soft palate, UG: upper gum, LG: lower gum, GBS: gingivobuccal sulcus, CIS: carcinoma in situ.
estimated from the curve.
3-year DSS.
Other smaller reports from single institutions have also been published. Quinlan-Davidson et al. studied 289 patients with OSCC who were treated with surgery followed by postoperative intensity modulated radiotherapy and observed a 5-year OS of 57% [23]. Another group has reported a 5-year OS of 70% for patients treated for OSCC [24]. This group, however, included in their study only a subgroup of patients that were treated by one of the surgical institutional teams and they did not perform a multivariate analysis of prognostic factors. They also included patients who had carcinoma in situ in their analysis, which could have contributed favorably to the reported outcomes. An Italian group reported 5-year OS of 71% and DSS of 73% for their cohort of 525 patients [25]. The frequency of early stage disease in their study was similar to our cohort, but they had less patients with metastatic neck nodes and a higher number of patients received adjuvant therapy. The International Consortium for Outcome Research (ICOR) in Head and Neck Cancer studied 2738 patients treated in 7 cancer centers worldwide and reported a change in 5-year OS from 59% in patients with OSCC who were treated between the years 1990 and 2000 to 70% in those treated between 2001 and 2011 [21].
The differences in OS in our experience compared to others may be attributed to variabilities in stage distribution, institutional attributes, and other variables, such as host characteristics, comorbidity, and treatment policy. Another important factor that can cause differences in OS is age (55% of our patients were older than 60 years). Presence of comorbidities is also a very important factor related to OS and is not usually reported (27% of our patients had a WUHNCI greater or equal to one). None of these previous studies used the new AJCC 8th edition to stage the patients. Depth of invasion (DOI) and ENE have been proven to be predictors of outcomes and, therefore, these factors have been incorporated into the staging system [29, 30]. We used the new staging system in our analysis, and both pT and pN performed as independent predictors of OS and DSS. DOI and ENE were significant in univariate analysis but were not included in our multivariate model since these factors were already accounted for in the new T and N categories. Restaging patients retrospectively using the new staging system can be challenging because the information needed might not be available. For this reason, although we were able to use the 8th edition for pathological staging, we could not use it to restage clinically the patients in our study cohort. In fact, evaluating DOI clinically will be challenging even prospectively. Small differences in DOI can be clinically difficult to assess and can result in up- or downstaging the tumor. Moreover, assessment of DOI can be hampered by local pain or tenderness. Imaging modalities such as ultrasonography may need to be implemented for clinical staging of patients using the new AJCC staging system.
Our analysis demonstrates the prognostic validity of traditional predictors in the context of the new AJCC staging system. Margin status was an independent predictor of OS and DSS in multivariate analysis. Presence of lymph node metastasis has also been recognized for a long time as an important predictor of adverse prognosis in OSCC [31]. In our multivariate analysis, pathologic nodal stage according to AJCC 8th edition was the most important predictor for DSS and OS. Presence of vascular invasion and perineural invasion were also independent predictors of DSS and OS on multivariate analysis.
This observational retrospective study is subject to the limitations of any retrospective study. However, auditing outcomes over a long period of time and analyzing prognostic predictors are important steps to understanding the disease, changes in epidemiology and for planning further prospective investigations. The current paradigm of reporting outcomes relies on retrospective data gathering which is subject to many flaws. Systems that provide prospective data collection can help but have traditionally required logistical support and manpower to extract information from clinical records. The advent of widespread availability of electronic data records has the potential to transform prospective data collection for audit, quality of care assessment and for clinical outcomes research. One approach is to use point-of-care synoptic recording for medical documentation as well as prospective data capture of as many details as possible [32]. However, the pressures of documentation in modern clinical practice are often a deterrent to acceptance of synoptic data capture especially in busy practices. One such example is the practice of recording T and N categories in lieu of the actual descriptors of that category (surface dimensions of tumor, depth of invasion, size of metastatic node, and laterality, etc.). The paucity of these details in existing databases not only poses significant constraints on employing data points as discrete or continuous variables for prognostic analysis, but also limits the ability to retrospectively examine the impact of any future adjustments to prognostic and staging systems. It will be incumbent on clinicians to collaborate with IT experts and develop novel platforms that surmount current roadblocks to facilitate prospective collection of good quality data at point-of-care for future studies.
Conclusion
The outcomes of OSCC reported in this large single-institution study highlight some important classic predictors of outcomes. Pathologic nodal stage according to the AJCC 8th Edition was the single most powerful and consistent predictor of outcome in patients with OSCC treated with primary surgery and appropriate adjuvant therapy.
Research Highlights.
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2082 patients with OSCC operated at a tertiary cancer care center from 1985 to 2015 were studied.
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Age, comorbidity, margin, vascular and perineural invasion, T, N were independent predictors of OS.
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Alcohol use, margin, vascular and perineural invasion, T, and N were independent predictors of DSS.
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pN was the single most powerful and consistent predictor of outcome in patients with OSCC.
Acknowledgements
This work was funded in part through the NIH/NCI Cancer Center Support Grant P30 CA008748.
The authors are thankful to Frank L. Palmer for his contribution to this project.
Abbreviations
- OSCC
oral squamous cell carcinoma
- OS
overall survival
- DSS
disease specific survival
- CPT
current procedural terminology
- ICD
international classification of diseases
- WUHNCI
Washington University head and neck comorbidity index
- AJCC
American Joint Committee on Cancer
- ENE
extranodal extension
- DOI
depth of invasion
- NCDB
National Cancer Database
- SEER
Surveillance, Epidemiology, and End Results Program
Footnotes
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Conflict of Interest Statement
I have no financial and personal relationships with other people or organisations that could inappropriately influence or bias this work.
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