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. 2018 Jan 27;22(4):1081–1096. doi: 10.1007/s11117-018-0560-y

Order isomophisms between Riesz spaces

B L van Engelen 1,, A C M van Rooij 2
PMCID: PMC6428224  PMID: 30956534

Abstract

The first aim of this paper is to give a description of the (not necessarily linear) order isomorphisms C(X)C(Y) where XY are compact Hausdorff spaces. For a simple case, suppose X is metrizable and T is such an order isomorphism. By a theorem of Kaplansky, T induces a homeomorphism τ:XY. We prove the existence of a homeomorphism X×RY×R that maps the graph of any fC(X) onto the graph of Tf. For nonmetrizable spaces the result is similar, although slightly more complicated. Secondly, we let X and Y be compact and extremally disconnected. The theory of the first part extends directly to order isomorphisms C(X)C(Y). (Here C(X) is the space of all continuous functions X[-,] that are finite on a dense set.) The third part of the paper considers order isomorphisms T between arbitrary Archimedean Riesz spaces E and F. We prove that such a T extends uniquely to an order isomorphism between their universal completions. (In the absence of linearity this is not obvious.) It follows, that there exist an extremally disconnected compact Hausdorff space X, Riesz isomorphisms ^ of E and F onto order dense Riesz subspaces of C(X) and an order isomorphism S:C(X)C(X) such that Tf^=Sf^ (fE).

Keywords: Riesz spaces, Order isomorphisms, Universal completion

Introduction

Two Riesz spaces may be order isomorphic without being Riesz isomorphic, an example being formed by l1 and l2. However, order isomorphic Riesz spaces necessarily share certain properties that at first sight seem to depend on the Riesz space structure and not only on the ordering. For instance, if two Archimedean Riesz spaces are order isomorphic, then their universal completions (in the sense of [1]) are order and even Riesz isomorphic, although the definition of the universal completion involves the vector space structure.

In this paper we consider order isomorphisms between Riesz spaces. We start with the Riesz spaces C(X), C(Y) where X and Y are compact Hausdorff spaces. A homeomorphism π:YX induces a linear order isomorphism ffπ of C(X) onto C(Y). Conversely, I. Kaplansky proves in [2] that X and Y are homeomorphic as soon as there exists an order isomorphism C(X)C(Y), linear or not. In Sect. 2, we investigate the order isomorphisms C(X)C(Y).

As a (not quite representative) case in point, consider X=Y=[0,1]. We will see that an order isomorphism T:C([0,1])C([0,1]) engenders an F:[0,1]×R[0,1]×R that maps the graph of any fC([0,1]) onto the graph of Tf. We say that T “acts horizontally” (or “vertically”) if for every point of [0,1]×R we obtain its image under F by shifting horizontally (vertically). For instance, the formulas

graphic file with name 11117_2018_560_Equ53_HTML.gif

describe order isomorphisms C([0,1])C([0,1]); S acts horizontally, R vertically. (The maps F corresponding to S and R are the inverses of (x,y)(x2,y) and (x,y)(x,exy3), respectively.) It turns out that every order isomorphism C([0,1])C([0,1]) is uniquely a product T2T1 where T1 acts horizontally, T2 acts vertically.

For X and Y distinct from [0, 1] the sailing may be less smooth. In general, an order isomorphism C(X)C(Y) can be described in terms of a homeomorphism X0×RY0×R where X0 and Y0 are obtained from X and Y by removing certain meagre sets.

In Sect. 3, X and Y are extremally disconnected and we prove analogues of the above results for order isomorphisms C(X)C(Y). The purpose of that lies in Sect. 4, where we look at an order isomorphism T between arbitrary Archimedean Riesz spaces E and F. We show that such a T extends uniquely to an order isomorphism between the universal completions of E and F. These universal completions are Riesz isomorphic to some C(X) and we can apply the results of Sect. 3.

For sR we denote by s¯ the constant function with value s (on any given set).

Kaplansky’s theorem

Definition 1

Let X and Y be compact Hausdorff spaces. A homeomorphism π:YX induces an order isomorphism π:C(X)C(Y):

πf=fπ(fC(X)).

In the reverse direction we have:

Theorem 2

(Kaplansky [2]) Let X and Y be compact Hausdorff spaces such that C(X) and C(Y) are order isomorphic. Then X and Y are homeomorphic.

Proof

(Our proof is Kaplansky’s in disguise but it yields some extra information)

  1. Let aX, gC(X) and T:C(X)C(Y) be an isomorphism. Claim: There exists a bY with
    fC(X),f(a)<g(a)(Tf)(b)(Tg)(b).
    Indeed, suppose no such b exists. For every bY, we choose fbC(X) with fb(a)<g(a), (Tfb)(b)>(Tg)(b). By compactness, there exist b1,...,bN in Y such that Y=1nN{y:(Tfbn)(y)>(Tg)(y)}. Putting f:=fb1...fbN we get f(a)<g(a) but TfTg. The latter inequality implies that fg: a contradiction.
  2. Let aX, g,hC(X), b,cY, and assume:
    fC(X),f(a)<g(a)(Tf)(b)(Tg)(b),fC(X),f(a)<h(a)(Tf)(c)(Th)(c).
    Claim: b=c. For a proof, suppose bc. Choose any fC(X) with f(a)<g(a)h(a). There exist j,kC(Y) such that j(b)>(Tg)(b), k(c)>(Th)(c), jk=Tf. Then (T-1j)(a)g(a), (T-1k)(a)h(a), (T-1j)(T-1k)=f. But that contradicts f(a)<g(a)h(a).
  3. It follows from (1) and (2) that, for a given aX, there is a unique bY with
    f,gC(X),f(a)<g(a)(Tf)(b)(Tg)(b).
  4. This enables us to define a map σ:XY by:
    xX,f,gC(X),f(x)<g(x)(Tf)(σx)(Tg)(σx).
    Similarly, there is a τ:YX, determined by:
    yY,f,gC(Y),f(y)<g(y)(T-1f)(τy)(T-1g)(τy).
  5. Let AX and let b lie in the closure of σ(A) in Y; we prove that τb lies in the closure of A. To this end, choose j1,j2 in C(X) with (Tj1)(b)<(Tj2)(b). For all fC(X) we have
    f(x)<j1(x)(xA)(Tf)(y)(Tj1)(y)(yσ(A))(Tf)(b)(Tj1)(b)<(Tj2)(b)f(τb)j2(τb).
    It follows that τb lies in the closure of A.
  6. For aX, by taking A:={a} and b:=σa one obtains τσa=a. Thus τσ is the identity map of X. Similarly στ is the identity map of Y. Letting A be an arbitrary closed subset of X and observing that σ=τ-1 one sees that τ is continuous. So is σ.

Observation 3

In (3) of the above proof it is shown that for every xX, there is precisely one yY with

f,gC(X),f(x)<g(x)(Tf)(y)(Tg)(y).

Definition 4

Let X and Y be compact Hausdorff spaces. A homeomorphism σ:XY is said to be associated with an order isomorphism T:C(X)C(Y) if:

xX,f,gC(X),f(x)<g(x)(Tf)(σx)(Tg)(σx).

By the above proof of Theorem 2, for every order isomorphism C(X)C(Y) there is exactly one homeomorphism XY associated with it.

If σ:XY is associated with an order isomorphism T, then σ-1 is associated with T-1.

Furthermore, if ϕ is a homeomorphism YX, then the homeomorphism associated with ϕ is ϕ-1.

In the remainder of this section X and Y are compact Hausdorff spaces, T is an order isomorphism C(X)C(Y), and σ is the associated homeomorphism XY.

Lemma 5

Let s,tR, s<t. Then the closed set A:={yY:(Ts¯)(y)=(Tt¯)(y)} has empty interior.

Proof

  1. Assume s=0, T0¯=0¯. Then A={yY:(Tt¯)(y)=0}. Suppose the interior of A is non-empty. Choose a non-zero f in C(Y)+ that vanishes everywhere outside A. Then fTt¯=0¯, so T-1ft¯=0¯. It follows that T-1f=0¯, so f=0¯. Contradiction.

  2. For the general case, put t:=t-s and let T be the order isomorphism fT(f+s¯)-Ts¯ of C(X) onto C(Y), with T(0¯)=0¯. Then Tt¯=Tt¯-Ts¯, so A={yY:(Tt¯)(y)=0}. Now by the first part, A has empty interior.

Definition 6

Let σ:XY be the homeomorphism associated with T. Define the subset X0 of X by

X\X0:=s,tQs<t{x:(Ts¯)(σx)=(Tt¯)(σx)}s,tQs<t{x:(T-1s¯)(x)=(T-1t¯)(x)}.

It follows from Lemma 5 that X\X0 is meagre (= first category). In particular, X0 is dense in X.

Lemma 7

Let X0 be as above. Let xX0, f,gC(X). Then

  1. f(x)<g(x)(Tf)(σx)<(Tg)(σx).

  2. f(x)=g(x)(Tf)(σx)=(Tg)(σx).

Proof

Suppose f(x)<g(x). Choose s,tQ with f(x)<s<t<g(x). By Definition 4, (Tf)(σx)(Ts¯)(σx) and (Tt¯)(σx)(Tg)(σx). As xX0, (Ts¯)(σx)<(Tt¯)(σx). Hence (Tf)(σx)<(Tg)(σx). The proof of the reverse implication is similar.

The second part of the lemma follows.

Corollary 8

Let UX be open. Let f,gC(X).

  1. fg on UTfTg on σ(U).

  2. f=g on UTf=Tg on σ(U).

Proof

Suppose fg on U. By Lemma 7, the open set {xU:(Tf)(σx)>(Tg)(σx)} does not intersect the dense set X0 and therefore must be empty, i.e., TfTg on σ(U).

The rest of the corollary follows.

Notation 9

Let Z be a compact Hausdorff space. For fC(Z) we let supp(f), the support of f, be the closure of the set {zZ:f(z)0}.

For open UZ we put

BU:={fC(Z):f=0¯onU}.

BU is a band of the Riesz space C(Z). Every band of C(Z) is BU for some open UZ (see [3], Exercise 22.10).

If fC(Z) and UZ is open, then

fBUsupp(f)Z\U.

Corollary 10

Assume T0¯=0¯ and let σ:XY be associated with T.

  1. For every fC(X), σ maps supp(f) onto supp(Tf).

  2. If UX is open, then T(BU)=BσU.

Proof

  1. Take X0 as above. Let W be {xX:f(x)0}. By Lemma 7 and by the assumption that T0¯=0¯, σ maps WX0 into {yY:(Tf)(y)0}, so WX0σ-1(supp(Tf)). But X0 is dense in X and W is open. Then the closure of WX0 is the same as the closure of W, which is supp(f). Then supp(f)σ-1(supp(Tf)) and thus σ(supp(f))supp(Tf). As σ-1 is the homeomorphism associated with T-1 (see Definition 4) we also have σ-1(supp(Tf))supp(f) and we are done.

  2. Follows from (1).

Theorem 11

(Functoriality) Suppose Z is a third compact Hausdorff space and S is an order isomorphism C(Y)C(Z). Let σ:XY and ω:YZ be the homeomorphisms associated with T and S, respectively. Then ωσ is the homeomorphism XZ associated with ST.

Proof

Let ϕ:XZ be the homeomorphism associated with ST. Form X0 as in Definition 6. Let xX0. If f,gC(X) and f(x)<g(x), then (Tf)(σx)<(Tg)(σx) by Lemma 7, so that (STf)(ωσx)(STg)(ωσx). Thus ωσx=ϕx.

We see that ωσ and ϕ coincide on the dense subset X0 of X. Then ωσ=ϕ.

Definition 12

We say that T acts horizontally if Ts¯=s¯ for all sR and (in case X=Y) that T acts vertically if the homeomorphism associated with T is the identity map of X.

If σ:XY is a homeomorphism, then the isomorphism σ (see Definition 4) acts horizontally. If X=Y and uC(X), then the translation map ff+u is an order isomorphism C(X)C(X) that acts vertically.

Comment 13

  1. Kaplansky’s original proof of Theorem 2 is quite roundabout. The proof we give yields a more direct connection between the order isomorphism T and the homeomorphism τ. Our Corollary 8(2) is essentially the characterisation of τ obtained by Geuze in his thesis [4].

  2. Kaplanksy’s Theorem is more general than our Theorem 2, considering spaces of continuous functions with values in an arbitrary chain instead of R (in which case the spaces X and Y have to satisfy natural regularity conditions). See also [4] for further generalisations.

Vertically acting order isomorphisms

In this section, XYT are as above.

Lemma 14

Let σ:XY be the homeomorphism associated with T. Then the isomorphisms Tσ:C(Y)C(Y) and σT:C(X)C(X) are acting vertically.

Proof

Apply Theorem 11 together with the fact that σ-1 is associated with σ (see Definition 4).

Corollary 15

If T acts horizontally and σ is the associated homeomorphism, then T=(σ-1).

Proof

Let fC(X),xX. For sR with s>f(x) we have f(x)<s¯(x). Consequently, (Tf)(σx)(Ts¯)(σx)=s¯(σx)=s. It follows that (Tf)(σx)f(x). Similarly, (Tf)(σx)f(x). Therefore, (Tf)(σx)=f(x).

Consequently, Tf=fσ-1 (fC(X)), i.e., T=(σ-1).

Corollary 16

(for X=Y) The only order isomorphism C(X)C(X) that acts both horizontally and vertically is the identity map.

Theorem 17

Let X=Y, T0¯=0¯. Then the following are equivalent:

  1. T acts vertically.

  2. T is support preserving i.e. supp(Tf)=supp(f)(fC(X)).

  3. T maps every band of C(X) onto itself.

Proof

(1)(2) is a special case of Corollary 10.

(2)(3) Let B be a band. There is an open set U with B=BU. For fC(X) we then have fBfBUsupp(f)X\Usupp(Tf)X\UTfB. Thus, T(B)=B.

(3)(1) Let σ be the homeomorphism associated with T. Suppose there is an xX with σxx. Choose fC(X) so that f=0¯ on an open set U containing x, and f=1¯ on an open set V containing σx. Then fBU, so (by (3) and by Corollary 10(2)) fT(BU)=Bσ(U). But σxσ(U) and f(σx)=1. Contradiction.

We proceed to prove the representation theorem announced in the Introduction.

Theorem 18

Let X=Y and let T be acting vertically. Take X0 as in Definition 6. Define F:X0×RX0×R by

F(x,s):=(x,(Ts¯)(x))(xX0,sR).

Then F is a homeomorphism and for every fC(X) we have

(x,(Tf)(x))=F(x,f(x))(xX0). 1

Putting it differently: if for gC(X) we define Γg:={(x,y)X0×R:y=g(x)} (so that Γg is dense in the graph of g), then F maps Γf onto ΓTf (fC(X)).

Proof

  1. If xX0, fC(X) and s=f(x), then (Tf)(x)=(Ts¯)(x) by Lemma 7. This proves Eq. (1).

  2. Take xX0 and consider the function ϕ:s(Ts¯)(x) (sR). It follows from Lemma 7 that ϕ is strictly increasing. For tR, setting s:=(T-1t¯)(x) we have s¯(x)=(T-1t¯)(x), so, again by Lemma 7, (Ts¯)(x)=t¯(x)=t i.e. ϕ(s)=t. Thus, ϕ:RR is strictly increasing and surjective, hence continuous.

  3. Define the function Φ on X0×R by:
    Φ(x,s):=(Ts¯)(x)(xX0,sR),
    so that F(x,s)=(x,Φ(x,s)) (xX0,sR). We prove Φ to be continuous: Let rR. We show that the set A:={(x,s)X0×R:Φ(x,s)>r} is open. Take (x0,s0)A; we make an open WX0 and an sR for which:
    (x0,s0)W×(s,)A. 2
    We have Φ(x0,s0)>r. By (2) there is an s<s0 with Φ(x0,s)>r. The continuity of T(s¯) entails that the set W:={xX0:Φ(x,s)>r} is open in X0. Of course it contains x0. If xW and s(s,), then Φ(x,s)Φ(x,s)>r, so (x,s)A. We have Eq. (2). In the same way one shows that for every rR the set {(x,s)X0×R:Φ(x,s)<r} is open. Thus, Φ is continuous, and so is F.
  4. With the order automorphism T-1 we associate a continuous G:X0×RX0×R:
    G(x,s)=(x,(T-1s¯)(x)).
    Then
    (x,(T-1g)(x))=G(x,g(x))(xX0,gC(X)).
    In particular, for all (xs) in X0×R
    F(G(x,s))=F(x,(T-1s¯)(x))=(x,(TT-1s¯)(x))=(x,s),
    and, similarly, G(F(x,s))=(x,s). It follows that F is a homeomorphism X0×RX0×R.

Was the introduction of X0 necessary? Or is X0 an artefact of our reasoning and may we replace “X0” by “X” in Eq. (1)? We consider these questions in the following paragraphs.

Lemma 19

Let X be metrizable. Then X0=X.

Proof

Assume xX\X0, s,tQ, s<t, (Ts¯)(x)=(Tt¯)(x); it suffices to deduce a contradiction.

As xX\X0 and X0 is dense there is a sequence (xn)nN in X0 that converges to x such that xnxmx a soon as nm. Let Z be the closed set {x,x1,x2,}. Define gC(Z) by

g(xn)=(Ts¯)(xn)ifnis even,g(xn)=(Tt¯)(xn)ifnis odd,g(x)=(Ts¯)(x)=(Tt¯)(x).

By Tietze’s Extension Theorem there is an f in C(X) such that Tf=g on Z. From Lemma 7 we obtain f(xn)=s¯(xn)=s if n is even and f(xn)=t¯(xn)=t if n is odd. But then f(x)=s and f(x)=t; contradiction.

Example 20

An example to show that X\X0 may be non-empty.

For X we take the Stone–Čech compactification of N={1,2,3,}. We view N as a subset of X. There is an order (even: Riesz) isomorphism lC(X) sending c0 onto {fC(X):f=0¯onX\N}.

For nN we make a strictly increasing bijection φn:RR by

φn(t)=tnif0t1,totherwise.

The formula

(T0a)n:=φn(an)(al,nN)

defines an order isomorphism T0:ll with T0t¯c0 for all t[0,1). This T0 determines an order isomorphism T:C(X)C(X) with Tt¯{fC(X):f=0¯onX\N} for t[0,1). For such t we get Tt¯=T0¯ on X\N, so X\NX\X0.

Comment 21

The introduction of X0 in Theorem 18 is not redundant. Indeed, suppose for every X and every vertically acting order isomorphism T:C(X)C(X) there is an F:X×RX×R such that for fC(X),

(x,f(x))=F(x,(Tf)(x))(xX).

Now let XT be as in Example 20. Take x in X\N and f=t¯ for some t in (0, 1). Then

(x,t)=F(x,(Tt¯)(x))=F(x,0)=F(x,(T0¯)(x))=(x,0).

Contradiction.

At last we want to prove what we have promised in the introduction.

Theorem 22

Let XY be compact Hausdorff spaces, T an order isomorphism C(X)C(Y), and σ the associated homeomorphism XY. Form X0 as in Definition 6 and put Y0=σ(X0) ( so that X\X0 and Y\Y0 are meagre, and X0=X,Y0=Y if X and Y are metrizable). Define F:X0×RY0×R by

F(x,s):=(σ(x),(Ts¯)(σ(x)))(xX0,sR).

For fC(X), set Γf:={(x,f(x)):xX0}. Similarly, make Γg for gC(Y).Then F is a homeomorphism and maps Γf onto ΓTf (fC(X)).

Proof

Define σ as in Definition 1 and σ-1 as its inverse, set S=(σT) and note that T=σ-1(σT)=σ-1S and also that Lemma 14 proves that S is acting vertically. Define B:X0×RY0×R and G:X0×RX0×R by

B(x,s):=(σ(x),s)(xX0,sR),G(x,s):=(x,(Ts¯)(σ(x)))(xX0,sR).

First of all note that F=BG. Secondly note that since σ is a homeomorphism we know that B is continuous. Thirdly we see that G(x,(Ts¯)(σ(x)))=G(x,(Ss¯)(x)) which enables us to fall back on Theorem 18 for the proof that G is continuous and that G maps Γf onto ΓSf (fC(X)). We conclude that F=BG is continuous and maps Γf onto BΓSf=Γσ-1Sf=ΓTf (fC(X)).

Theorem 22 is an amplification of known representation theorems such as Theorem 1(b) in [5]. This paper gives further representations of lattice homomorphisms C(X)C(Y) that are not required to be isomorphisms, and for isomorphisms that are norm-continuous. It also considers order isomorphisms L(μ)L(ν) where μ and ν are measures.

A related paper is [6], dealing with order isomorphisms between sufficiently large subspaces of C(X) and C(Y) for metrizable X and Y.

Concerning C(X)

R¯ is the extended real number system R{}{-}.

Definition 23

Let Z be a compact Hausdorff space.

  1. A subset of Z is called clopen if it is both closed and open. Z is extremally disconnected if the closure of every open set is open (hence, clopen). This is the case if and only if the Riesz space C(Z) is Dedekind complete. If Z is extremally disconnected, the formula
    UBU
    (See Notation 9 for BU) establishes a one-to-one correspondence between the clopen subsets of Z and the bands of C(Z).
  2. Let Z be, indeed, extremally disconnected. By CR¯(Z) we denote the collection of all continuous functions ZR¯. As an ordered set, CR¯(Z) is isomorphic to
    {hC(Z):-1h1}.
    It follows that CR¯(Z) is a complete lattice and is completely distributive (i.e., if h0=supH in CR¯(Z), then h0h1=sup{hh1:hH} for all hCR¯(Z)).
  3. Again, let Z be extremally disconnected. By
    C(Z)
    we denote the set of all continuous f:ZR¯ for which the closed set {z:|f(z)|=} has empty interior. For f,gC(Z) there is a unique f+g in C(Z) with the property that
    (f+g)(z)=f(z)+g(z)if|f(z)|,|g(z)|<.
    Under the addition “+”, C(Z) is a Riesz space that contains C(Z) as an order dense Riesz ideal. For details we refer to page 189 of [1].

Theorem 24

Let X and Y be extremally disconnected compact Hausdorff spaces and let T be an order isomorphism C(X)C(Y). Then X and Y are homeomorphic. There exists a (unique) homeomorphism σ:XY satisfying:

xX,f,gC(X),f(x)<g(x)(Tf)(σx)(Tg)(σx)

Proof

Copy the proof of Theorem 2, just replacing “C” by “C” and, in (2), inserting the condition g(a),h(a)-. This does not affect the rest of the proof.

Comment 25

For later use we file away this obvious consequence: Let X and Y be extremally disconnected compact Hausdorff spaces. If C(X) and C(Y) are order isomorphic, then they are Riesz isomorphic.

Definition 26

We define “associated” as in Definition 4, “acting horizontally” and “acting vertically” as in Definition 12.

The natural analogues of Theorem 11 and Lemma 14 and Theorem 17 are valid.

Definition 27

We define the set X0 verbatim as in Definition 6.

One extra observation: If xX0 and fC(X), then

f(x)=(Tf)(σx)=

(and f(x)=-(Tf)(x)=-). For a proof, suppose f(x)<; we show that (Tf)(σx)<. There exist s,tQ with f(x)<s<t. Then (Tf)(σx)(Ts¯)(σx)<(Tt¯)(σx), so (Tf)(σx)<.

Theorem 28

Let X be extremally disconnected and let T be a vertically acting order isomorphism C(X)C(X). Take X0 as in Definition 27. Define F:X0×R¯X0×R¯ by

graphic file with name 11117_2018_560_Equ54_HTML.gif

Then F is a homeomorphism and for every fC(X) we have

(x,(Tf)(x))=F(x,f(x))(xX0). 3

Proof

(Essentially rephrasing the proof of Theorem 18)

  1. Equation (3) follows from Lemma 7 and the observation in Definition 27.

  2. Take xX0 and consider the function ϕ¯:R¯R¯ defined by:
    ϕ¯(s):=(Ts¯)(x)(sR)ϕ¯():=,ϕ¯(-):=-
    From (2) of the proof of Theorem 18 one sees that the restriction of ϕ¯ is a strictly increasing bijection RR. Consequently ϕ¯ itself is a strictly increasing bijection R¯R¯, hence is continuous.
  3. From here onwards, follow the proof of Theorem 18, replacing Φ by Φ¯:X0×R¯R¯ defined by:
    graphic file with name 11117_2018_560_Equ55_HTML.gif

Arbitrary Archimedean Riesz spaces

Definition 29

  1. Following [1] we define an Archimedean Riesz space to be universally complete if it is both Dedekind and laterally complete. This is the case if and only if it is Riesz isomorphic to C(Z) for some extremally disconnected compact Hausdorff space Z.

  2. Let E be an Archimedean Riesz space. There exists a universally complete Riesz space F such that E is Riesz isomorphic to some order dense Riesz subspace of F. Such an F is called a universal completion of E. All universal completions of E are Riesz isomorphic.

In this section we consider an order isomorphism T between two Riesz spaces, E and F. We show that there exists an extremally disconnected compact Hausdorff space X such that C(X) is a universal completion of E and of F, and such that, if we identify E and F with suitable Riesz subspaces of C(X), the map T extends uniquely to a vertically acting order isomorphism C(X)C(X).

Observations 30

The following is preparation for the proof of Lemma 32. Here E and F are Riesz spaces, T is an order isomorphism EF with T0=0.

  1. The formula
    Tf:=-T(-f)(fE)
    defines an order isomorphism T:EF with T0=0.
  2. For fE we have
    (Tf)+=Tf+,(Tf)-=Tf-.
    Indeed, (Tf)+=TfT0=T(f0)=Tf+, (Tf)-=(-Tf)+=(T(-f))+=T((-f)+)=Tf-.
  3. Hence,
    Tf=Tf+-Tf-(fE).
  4. Let f,gE. Then
    fgTfTg.
    For a proof, assume fg. Then (f+g)+=f+g+ and (f+g)-=f-g-. By (2)
    (T(f+g))+=T((f+g)+)=T(f+g+)=Tf+Tg+(T(f+g))-=T((f+g)-)=T(f-g-)=Tf-Tg-.
    Hence, the elements Tf+,Tg+,Tf-,Tg- of F+ are pairwise disjoint. Then Tf+-Tf-Tg+-Tg-, i.e., TfTg.

As a consequence of (4) we obtain.

Theorem 31

Let E and F be Archimedean Riesz spaces and let T:EF be an order isomorphism, T0=0. Then T maps every band of E onto a band of F.

Proof

(We apply [3], 19.2 and 22.3) Let B be a band in E. There is a subset A of E with B:={fE:fhfor allhA}. Then T(B)={gF:gjfor alljT(A)}, so T(B) is a band in F.

Lemma 32

Let X and Y be extremally disconnected compact Hausdorff spaces. Let EC(X) and FC(Y) be order dense Riesz subspaces and T:EF an order isomorphism. Then T extends uniquely to an order isomorphism T¯:C(X)C(Y).

Proof

  1. The map S:fTf-T0¯ is an order isomorphism EF sending 0¯ to 0¯, and if S has a unique extension, so has T. Thus, we may (and do) assume T0¯=0¯.

  2. Let R1 and R2 be order isomorphisms C(X)C(Y) that extend T; we prove R1=R2. Thanks to order denseness, for hC(X)+ we have
    R1h=supfE+fhR1f=supfE+fhTf=R2h.
    Using the notations of Observations 30, we similarly obtain R1=R2 on C(X)+, and thereby
    R1h=R1h+-R1h-=R2h+-R2h-=R2h(hC(X)).
  3. Let hC(X)+. In CR¯(Y) (see Definition 23 (2)) the set {Tf:fE+,fh} has a supremum, h¯. Claim: for gE+ we have:
    ghTgh¯.
    Indeed, the implication “” is clear from the definition of h¯. For the reverse implication, assume Tgh¯. Then in CR¯(Y):
    Tg=Tgh¯=TgsupfE+fhTf=supfE+fhT(gf).
    Hence, by order denseness, Tg=sup{T(gf):fE+,fh} in F, implying g=sup{gf:fE+,fh} in E, and gh.
  4. Take h,h¯ as above. We prove h¯C(Y)+. To this end, it suffices to show that the closed set {y:h¯(y)=} has empty interior. Let U be the (clopen) interior of {y:h¯(y)=}. As T-1 maps bands of F to bands of E, the set B:={gE:Tg=0¯onY\U} is a band in E. But B+{gE+:Tgh¯}={gE+:gh} by (3). Hence, B={0}, U=, and h¯C(Y)+.

  5. From (3) and (4) we see that the formula
    Ah=sup{Tf:fE+,fh}
    defines an (increasing) map A:C(X)+C(Y)+ for which
    TgAhgh(hC(X)+,gE+).
    Note that Ah=Th if hE+. In the same way, the order isomorphism T-1:FE generates an increasing A:C(Y)+C(X)+ with
    T-1fAjfj(jC(Y),fF+),
    which is the same as
    gAjTgj(jC(Y),gE+).
    For hC(X)+ we obtain
    gAAhTgAhgh(gE+),
    so AAh=h by the order denseness of E. Thus, AA is the identity map of C(X)+. By symmetry, AA is the identity map on C(Y)+: The maps A and A are order isomorphisms and each other’s inverses.
  6. Just as T engenders A, so T (see Observations 30) leads to an order isomorphism B:C(X)+C(Y)+ satisfying Bh=Th for hE+. Led by Observations 30, we define T¯:C(X)C(Y) by
    T¯h:=Ah+-Bh-(hC(X)).
    Observe that T¯ is an extension of T. We conclude our proof by showing that T¯ is an order isomorphism. Firstly, T¯ is increasing: if hj in C(X), then h+j+ and h-j-, whence T¯hT¯j. Secondly, for all hC(X), Ah+ lies in the band generated by h+ (look at the definition) and, similarly Bh- lies in the band generated by h-. Hence Ah+Bh-, and
    (T¯h)+=Ah+,(T¯h)-=Bh-.
    Thirdly, the formula Sj:=A-1j+-B-1j- defines a map S:C(Y)C(X) with properties similar to those of T¯. In particular
    (Sj)+=A-1j+,(Sj)-=B-1j-(jC(Y)).
    Then for all hC(X)
    ST¯h=A-1((T¯h)+)-B-1((T¯h)-)=A-1Ah+-B-1Bh-=h
    and ST¯ is the identity map of C(X). Also, T¯S is the identity map of C(Y). It follows that T¯ and S are order isomorphisms.

In terms of abstract Riesz space theory, the lemma says:

Theorem 33

An order isomorphism between two Archimedean Riesz spaces extends uniquely to an order isomorphism between their universal completions.

Corollary 34

Let E be a universally complete Riesz space. If a Riesz space F is order isomorphic to E, then F is even Riesz isomorphic to E.

Proof

As E is Dedekind complete, so is F. In particular, F is Archimedean. Let Fu be a universal completion of F. Choose an order isomorphism T:EF. By Theorem 33, this T “extends” to an order isomorphism EFu. Then Fu=F and F is universally complete. Now apply Definition 29(1) and Theorem 24.

Theorem 35

Let E and F be Archimedean Riesz spaces and T an order isomorphism EF. Then there exist an extremally disconnected compact Hausdorff space X, order dense Riesz subspaces E^ and F^ of C(X), Riesz isomorphisms RE:EE^ and RF:FF^, and a vertically acting order isomorphism T^:C(X)C(X) such that RFT=T^RE:

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Proof

Choose extremally disconnected compact Hausdorff spaces X and Y such that C(X) and C(Y) are universal completions of E and F, respectively. Choose a Riesz isomorphism RE of E onto an order dense Riesz subspace E^ of C(X), and a Riesz isomorphism A of F onto an order dense Riesz subspace A(F) of C(Y).

We have an order isomorphism S:E^A(F) given by SRE=AT. By Lemma 32 this S extends to an order isomorphism S¯:C(X)C(Y). Let σ:XY be the homeomorphism associated with S¯. Then σ induces a Riesz isomorphism σ:C(Y)C(X).

Put F^:=σ(A(F)), RF:=σA, and T^:=σS¯. Now F^ is an order dense Riesz subspace of C(X), RF is a Riesz isomorphism FF^, T^ is an order isomorphism C(X)C(X) that acts vertically (Lemma 14, extended) and RFT=σAT=σSRE=T^RE.

We are grateful to the referee for valuable comments.

References

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