Abstract
The first aim of this paper is to give a description of the (not necessarily linear) order isomorphisms where X, Y are compact Hausdorff spaces. For a simple case, suppose X is metrizable and T is such an order isomorphism. By a theorem of Kaplansky, T induces a homeomorphism . We prove the existence of a homeomorphism that maps the graph of any onto the graph of Tf. For nonmetrizable spaces the result is similar, although slightly more complicated. Secondly, we let X and Y be compact and extremally disconnected. The theory of the first part extends directly to order isomorphisms . (Here is the space of all continuous functions that are finite on a dense set.) The third part of the paper considers order isomorphisms T between arbitrary Archimedean Riesz spaces E and F. We prove that such a T extends uniquely to an order isomorphism between their universal completions. (In the absence of linearity this is not obvious.) It follows, that there exist an extremally disconnected compact Hausdorff space X, Riesz isomorphisms of E and F onto order dense Riesz subspaces of and an order isomorphism such that ().
Keywords: Riesz spaces, Order isomorphisms, Universal completion
Introduction
Two Riesz spaces may be order isomorphic without being Riesz isomorphic, an example being formed by and . However, order isomorphic Riesz spaces necessarily share certain properties that at first sight seem to depend on the Riesz space structure and not only on the ordering. For instance, if two Archimedean Riesz spaces are order isomorphic, then their universal completions (in the sense of [1]) are order and even Riesz isomorphic, although the definition of the universal completion involves the vector space structure.
In this paper we consider order isomorphisms between Riesz spaces. We start with the Riesz spaces C(X), C(Y) where X and Y are compact Hausdorff spaces. A homeomorphism induces a linear order isomorphism of C(X) onto C(Y). Conversely, I. Kaplansky proves in [2] that X and Y are homeomorphic as soon as there exists an order isomorphism , linear or not. In Sect. 2, we investigate the order isomorphisms .
As a (not quite representative) case in point, consider . We will see that an order isomorphism engenders an that maps the graph of any onto the graph of Tf. We say that T “acts horizontally” (or “vertically”) if for every point of we obtain its image under F by shifting horizontally (vertically). For instance, the formulas
describe order isomorphisms ; S acts horizontally, R vertically. (The maps F corresponding to S and R are the inverses of and , respectively.) It turns out that every order isomorphism is uniquely a product where acts horizontally, acts vertically.
For X and Y distinct from [0, 1] the sailing may be less smooth. In general, an order isomorphism can be described in terms of a homeomorphism where and are obtained from X and Y by removing certain meagre sets.
In Sect. 3, X and Y are extremally disconnected and we prove analogues of the above results for order isomorphisms . The purpose of that lies in Sect. 4, where we look at an order isomorphism T between arbitrary Archimedean Riesz spaces E and F. We show that such a T extends uniquely to an order isomorphism between the universal completions of E and F. These universal completions are Riesz isomorphic to some and we can apply the results of Sect. 3.
For we denote by the constant function with value s (on any given set).
Kaplansky’s theorem
Definition 1
Let X and Y be compact Hausdorff spaces. A homeomorphism induces an order isomorphism :
In the reverse direction we have:
Theorem 2
(Kaplansky [2]) Let X and Y be compact Hausdorff spaces such that C(X) and C(Y) are order isomorphic. Then X and Y are homeomorphic.
Proof
(Our proof is Kaplansky’s in disguise but it yields some extra information)
- Let , and be an isomorphism. Claim: There exists a with
Indeed, suppose no such b exists. For every , we choose with , . By compactness, there exist in Y such that . Putting we get but . The latter inequality implies that : a contradiction. - Let , , , and assume:
Claim: . For a proof, suppose . Choose any with . There exist such that , , . Then , , . But that contradicts . - It follows from (1) and (2) that, for a given , there is a unique with
- This enables us to define a map by:
Similarly, there is a , determined by: - Let and let b lie in the closure of in Y; we prove that lies in the closure of A. To this end, choose in C(X) with . For all we have
It follows that lies in the closure of A. For , by taking and one obtains . Thus is the identity map of X. Similarly is the identity map of Y. Letting A be an arbitrary closed subset of X and observing that one sees that is continuous. So is .
Observation 3
In (3) of the above proof it is shown that for every , there is precisely one with
Definition 4
Let X and Y be compact Hausdorff spaces. A homeomorphism is said to be associated with an order isomorphism if:
By the above proof of Theorem 2, for every order isomorphism there is exactly one homeomorphism associated with it.
If is associated with an order isomorphism T, then is associated with .
Furthermore, if is a homeomorphism , then the homeomorphism associated with is .
In the remainder of this section X and Y are compact Hausdorff spaces, T is an order isomorphism , and is the associated homeomorphism .
Lemma 5
Let , . Then the closed set has empty interior.
Proof
Assume , . Then . Suppose the interior of A is non-empty. Choose a non-zero f in that vanishes everywhere outside A. Then , so . It follows that , so . Contradiction.
For the general case, put and let be the order isomorphism of C(X) onto C(Y), with . Then , so . Now by the first part, A has empty interior.
Definition 6
Let be the homeomorphism associated with T. Define the subset of X by
It follows from Lemma 5 that is meagre (= first category). In particular, is dense in X.
Lemma 7
Let be as above. Let , . Then
.
.
Proof
Suppose . Choose with . By Definition 4, and . As , . Hence . The proof of the reverse implication is similar.
The second part of the lemma follows.
Corollary 8
Let be open. Let .
on on .
on on .
Proof
Suppose on U. By Lemma 7, the open set does not intersect the dense set and therefore must be empty, i.e., on .
The rest of the corollary follows.
Notation 9
Let Z be a compact Hausdorff space. For we let , the support of f, be the closure of the set .
For open we put
is a band of the Riesz space C(Z). Every band of C(Z) is for some open (see [3], Exercise 22.10).
If and is open, then
Corollary 10
Assume and let be associated with T.
For every , maps onto .
If is open, then .
Proof
Take as above. Let W be . By Lemma 7 and by the assumption that , maps into , so . But is dense in X and W is open. Then the closure of is the same as the closure of W, which is . Then and thus . As is the homeomorphism associated with (see Definition 4) we also have and we are done.
Follows from (1).
Theorem 11
(Functoriality) Suppose Z is a third compact Hausdorff space and S is an order isomorphism . Let and be the homeomorphisms associated with T and S, respectively. Then is the homeomorphism associated with ST.
Proof
Let be the homeomorphism associated with ST. Form as in Definition 6. Let . If and , then by Lemma 7, so that . Thus .
We see that and coincide on the dense subset of X. Then .
Definition 12
We say that T acts horizontally if for all and (in case ) that T acts vertically if the homeomorphism associated with T is the identity map of X.
If is a homeomorphism, then the isomorphism (see Definition 4) acts horizontally. If and , then the translation map is an order isomorphism that acts vertically.
Comment 13
Kaplansky’s original proof of Theorem 2 is quite roundabout. The proof we give yields a more direct connection between the order isomorphism T and the homeomorphism . Our Corollary 8(2) is essentially the characterisation of obtained by Geuze in his thesis [4].
Kaplanksy’s Theorem is more general than our Theorem 2, considering spaces of continuous functions with values in an arbitrary chain instead of (in which case the spaces X and Y have to satisfy natural regularity conditions). See also [4] for further generalisations.
Vertically acting order isomorphisms
In this section, X, Y, T are as above.
Lemma 14
Let be the homeomorphism associated with T. Then the isomorphisms and are acting vertically.
Proof
Apply Theorem 11 together with the fact that is associated with (see Definition 4).
Corollary 15
If T acts horizontally and is the associated homeomorphism, then .
Proof
Let . For with we have . Consequently, . It follows that . Similarly, . Therefore, .
Consequently, , i.e., .
Corollary 16
(for ) The only order isomorphism that acts both horizontally and vertically is the identity map.
Theorem 17
Let , . Then the following are equivalent:
T acts vertically.
T is support preserving i.e. .
T maps every band of C(X) onto itself.
Proof
is a special case of Corollary 10.
Let B be a band. There is an open set U with . For we then have . Thus, .
Let be the homeomorphism associated with T. Suppose there is an with . Choose so that on an open set U containing x, and on an open set V containing . Then , so (by (3) and by Corollary 10(2)) . But and . Contradiction.
We proceed to prove the representation theorem announced in the Introduction.
Theorem 18
Let and let T be acting vertically. Take as in Definition 6. Define by
Then F is a homeomorphism and for every we have
| 1 |
Putting it differently: if for we define (so that is dense in the graph of g), then F maps onto ().
Proof
Take and consider the function . It follows from Lemma 7 that is strictly increasing. For , setting we have , so, again by Lemma 7, i.e. . Thus, is strictly increasing and surjective, hence continuous.
- Define the function on by:
so that . We prove to be continuous: Let . We show that the set is open. Take ; we make an open and an for which:
We have . By (2) there is an with . The continuity of entails that the set is open in . Of course it contains . If and , then , so . We have Eq. (2). In the same way one shows that for every the set is open. Thus, is continuous, and so is F.2 - With the order automorphism we associate a continuous :
Then
In particular, for all (x, s) in
and, similarly, . It follows that F is a homeomorphism .
Was the introduction of necessary? Or is an artefact of our reasoning and may we replace “” by “X” in Eq. (1)? We consider these questions in the following paragraphs.
Lemma 19
Let X be metrizable. Then .
Proof
Assume , , , ; it suffices to deduce a contradiction.
As and is dense there is a sequence in that converges to x such that a soon as . Let Z be the closed set . Define by
By Tietze’s Extension Theorem there is an f in C(X) such that on Z. From Lemma 7 we obtain if n is even and if n is odd. But then and ; contradiction.
Example 20
An example to show that may be non-empty.
For X we take the Stone–Čech compactification of . We view as a subset of X. There is an order (even: Riesz) isomorphism sending onto .
For we make a strictly increasing bijection by
The formula
defines an order isomorphism with for all . This determines an order isomorphism with for . For such t we get on , so .
Comment 21
The introduction of in Theorem 18 is not redundant. Indeed, suppose for every X and every vertically acting order isomorphism there is an such that for ,
Now let X, T be as in Example 20. Take x in and for some t in (0, 1). Then
Contradiction.
At last we want to prove what we have promised in the introduction.
Theorem 22
Let X, Y be compact Hausdorff spaces, T an order isomorphism , and the associated homeomorphism . Form as in Definition 6 and put ( so that and are meagre, and if X and Y are metrizable). Define by
For , set . Similarly, make for .Then F is a homeomorphism and maps onto .
Proof
Define as in Definition 1 and as its inverse, set and note that and also that Lemma 14 proves that S is acting vertically. Define and by
First of all note that . Secondly note that since is a homeomorphism we know that B is continuous. Thirdly we see that which enables us to fall back on Theorem 18 for the proof that G is continuous and that G maps onto (). We conclude that is continuous and maps onto ().
Theorem 22 is an amplification of known representation theorems such as Theorem 1(b) in [5]. This paper gives further representations of lattice homomorphisms that are not required to be isomorphisms, and for isomorphisms that are norm-continuous. It also considers order isomorphisms where and are measures.
A related paper is [6], dealing with order isomorphisms between sufficiently large subspaces of C(X) and C(Y) for metrizable X and Y.
Concerning
is the extended real number system .
Definition 23
Let Z be a compact Hausdorff space.
- A subset of Z is called clopen if it is both closed and open. Z is extremally disconnected if the closure of every open set is open (hence, clopen). This is the case if and only if the Riesz space C(Z) is Dedekind complete. If Z is extremally disconnected, the formula
(See Notation 9 for ) establishes a one-to-one correspondence between the clopen subsets of Z and the bands of C(Z). - Let Z be, indeed, extremally disconnected. By we denote the collection of all continuous functions . As an ordered set, is isomorphic to
It follows that is a complete lattice and is completely distributive (i.e., if in , then for all ). - Again, let Z be extremally disconnected. By
we denote the set of all continuous for which the closed set has empty interior. For there is a unique in with the property that
Under the addition “”, is a Riesz space that contains C(Z) as an order dense Riesz ideal. For details we refer to page 189 of [1].
Theorem 24
Let X and Y be extremally disconnected compact Hausdorff spaces and let T be an order isomorphism . Then X and Y are homeomorphic. There exists a (unique) homeomorphism satisfying:
Proof
Copy the proof of Theorem 2, just replacing “C” by “” and, in (2), inserting the condition . This does not affect the rest of the proof.
Comment 25
For later use we file away this obvious consequence: Let X and Y be extremally disconnected compact Hausdorff spaces. If and are order isomorphic, then they are Riesz isomorphic.
Definition 26
We define “associated” as in Definition 4, “acting horizontally” and “acting vertically” as in Definition 12.
The natural analogues of Theorem 11 and Lemma 14 and Theorem 17 are valid.
Definition 27
We define the set verbatim as in Definition 6.
One extra observation: If and , then
(and ). For a proof, suppose ; we show that . There exist with . Then , so .
Theorem 28
Let X be extremally disconnected and let T be a vertically acting order isomorphism . Take as in Definition 27. Define by
Then F is a homeomorphism and for every we have
| 3 |
Proof
(Essentially rephrasing the proof of Theorem 18)
Equation (3) follows from Lemma 7 and the observation in Definition 27.
- Take and consider the function defined by:
From (2) of the proof of Theorem 18 one sees that the restriction of is a strictly increasing bijection . Consequently itself is a strictly increasing bijection , hence is continuous. - From here onwards, follow the proof of Theorem 18, replacing by defined by:

Arbitrary Archimedean Riesz spaces
Definition 29
Following [1] we define an Archimedean Riesz space to be universally complete if it is both Dedekind and laterally complete. This is the case if and only if it is Riesz isomorphic to for some extremally disconnected compact Hausdorff space Z.
Let E be an Archimedean Riesz space. There exists a universally complete Riesz space F such that E is Riesz isomorphic to some order dense Riesz subspace of F. Such an F is called a universal completion of E. All universal completions of E are Riesz isomorphic.
In this section we consider an order isomorphism T between two Riesz spaces, E and F. We show that there exists an extremally disconnected compact Hausdorff space X such that is a universal completion of E and of F, and such that, if we identify E and F with suitable Riesz subspaces of , the map T extends uniquely to a vertically acting order isomorphism .
Observations 30
The following is preparation for the proof of Lemma 32. Here E and F are Riesz spaces, T is an order isomorphism with .
- The formula
defines an order isomorphism with . - For we have
Indeed, , . - Hence,
- Let . Then
For a proof, assume . Then and . By (2)
Hence, the elements of are pairwise disjoint. Then , i.e., .
As a consequence of (4) we obtain.
Theorem 31
Let E and F be Archimedean Riesz spaces and let be an order isomorphism, . Then T maps every band of E onto a band of F.
Proof
(We apply [3], 19.2 and 22.3) Let B be a band in E. There is a subset A of E with . Then , so T(B) is a band in F.
Lemma 32
Let X and Y be extremally disconnected compact Hausdorff spaces. Let and be order dense Riesz subspaces and an order isomorphism. Then T extends uniquely to an order isomorphism .
Proof
The map is an order isomorphism sending to , and if S has a unique extension, so has T. Thus, we may (and do) assume .
- Let and be order isomorphisms that extend T; we prove . Thanks to order denseness, for we have
Using the notations of Observations 30, we similarly obtain on , and thereby - Let . In (see Definition 23 (2)) the set has a supremum, . Claim: for we have:
Indeed, the implication “” is clear from the definition of . For the reverse implication, assume . Then in :
Hence, by order denseness, in F, implying in E, and . Take as above. We prove . To this end, it suffices to show that the closed set has empty interior. Let U be the (clopen) interior of . As maps bands of F to bands of E, the set is a band in E. But by (3). Hence, , , and .
- From (3) and (4) we see that the formula
defines an (increasing) map for which
Note that if . In the same way, the order isomorphism generates an increasing with
which is the same as
For we obtain
so by the order denseness of E. Thus, is the identity map of . By symmetry, is the identity map on : The maps A and are order isomorphisms and each other’s inverses. - Just as T engenders A, so (see Observations 30) leads to an order isomorphism satisfying for . Led by Observations 30, we define by
Observe that is an extension of T. We conclude our proof by showing that is an order isomorphism. Firstly, is increasing: if in , then and , whence . Secondly, for all , lies in the band generated by (look at the definition) and, similarly lies in the band generated by . Hence , and
Thirdly, the formula defines a map with properties similar to those of . In particular
Then for all
and is the identity map of . Also, is the identity map of . It follows that and S are order isomorphisms.
In terms of abstract Riesz space theory, the lemma says:
Theorem 33
An order isomorphism between two Archimedean Riesz spaces extends uniquely to an order isomorphism between their universal completions.
Corollary 34
Let E be a universally complete Riesz space. If a Riesz space F is order isomorphic to E, then F is even Riesz isomorphic to E.
Proof
As E is Dedekind complete, so is F. In particular, F is Archimedean. Let be a universal completion of F. Choose an order isomorphism . By Theorem 33, this T “extends” to an order isomorphism . Then and F is universally complete. Now apply Definition 29(1) and Theorem 24.
Theorem 35
Let E and F be Archimedean Riesz spaces and T an order isomorphism . Then there exist an extremally disconnected compact Hausdorff space X, order dense Riesz subspaces and of , Riesz isomorphisms and , and a vertically acting order isomorphism such that :
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Proof
Choose extremally disconnected compact Hausdorff spaces X and Y such that and are universal completions of E and F, respectively. Choose a Riesz isomorphism of E onto an order dense Riesz subspace of , and a Riesz isomorphism A of F onto an order dense Riesz subspace A(F) of .
We have an order isomorphism given by . By Lemma 32 this S extends to an order isomorphism . Let be the homeomorphism associated with . Then induces a Riesz isomorphism .
Put , , and . Now is an order dense Riesz subspace of , is a Riesz isomorphism , is an order isomorphism that acts vertically (Lemma 14, extended) and .
We are grateful to the referee for valuable comments.
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